关于持股5%以上股东权益变动触及 1%刻度的提示性公告 河北省国有资产控股运营有限公司及其一致行动人河北省国控投资管理有限公司 保证向本公司提供的信息真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司董事会及全体董事保证公告内容与信息披露义务人提供的信息一致。 证券代码：600906 证券简称：财达证券 公告编号：2025-035 财达证券股份有限公司 一、 信息披露义务人及其一致行动人的基本信息 1.身份类别 | | □控股股东/实际控制人及其一致行动人 | | --- | --- | | | 5%以上大股东及其一致行动人 ☑其他 | | 投资者及其一致行动人的身份 | □合并口径第一大股东及其一致行动人（仅适用 | | | 于无控股股东、实际控制人） | | | □其他______________（请注明） | 2.信息披露义务人信息 | 信息披露义务人名称 | | 投资者身份 | 统一社会信用代码 | | --- | --- | --- | --- | | | □ | 控股股东/实控人 | 91130000765163354T ☑ | | 河北省国有资产控股 | □ | 控股股东/实控人的一 ...

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 9月22日，财达证券收涨0.69%，收盘价为7.25元，发生11笔大宗交易，合计成交量846.3万股，成交金 额5484.02万元。 第1笔成交价格为6.48元，成交46.30万股，成交金额300.02万元，溢价率为-10.62%，买方营业部为国海 证券股份有限公司机构席位，卖方营业部为财达证券股份有限公司石家庄中华大街证券营业部。 第2笔成交价格为6.48元，成交40.00万股，成交金额259.20万元，溢价率为-10.62%，买方营业部为国泰 海通证券股份有限公司总部，卖方营业部为财达证券股份有限公司石家庄中华大街证券营业部。 第3笔成交价格为6.48元，成交30.00万股，成交金额194.40万元，溢价率为-10.62%，买方营业部为国投 证券股份有限公司连云港郁州北路证券营业部，卖方营业部为财达证券股份有限公司石家庄中华大街证 券营业部。 第4笔成交价格为6.48元，成交30.00万股，成交金额194.40万元，溢价率为-10.62%，买方营业部为机构 专用，卖方营业部为财达证券股份有限公司石家庄中华大街证券营业部。 第5笔成交 ...

Management Changes - Zhao Jingliang, the deputy general manager of Caida Securities, has resigned due to work changes and is set to join Guosheng Securities as the new general manager [2][4] - Another deputy general manager, Guo Aiwen, also left the company for work adjustments but remains the chairman of Caida Futures [2][4] - The company stated that these changes are part of routine management and will not impact operations [5] Stock Performance - Caida Securities' stock price has declined significantly, dropping over 11% from a high of 8.1 yuan on August 21 to 7.2 yuan by September 19 [2][6] - The company has experienced continuous net outflows of capital, totaling 480 million yuan over the past 20 days [6] - Shareholder Hebei Guokong reduced its holdings by 26.34 million shares, decreasing its stake from 13.67% to 12.86% [6] Financial Performance - For the first half of 2025, Caida Securities reported revenue of 1.239 billion yuan, a year-on-year increase of 13.39%, and a net profit of 375 million yuan, up 55.64% [9] - The asset management business saw a decline, with net commission income dropping by 7.93%, marking it as the only segment with negative growth [9][10] Future Strategy - The company aims to enhance its asset management business by optimizing product layout, strengthening customer service, and deepening business collaboration [10] - Caida Securities plans to focus on industry development trends and improve its service capabilities to support the real economy [10] Compliance Issues - An employee of Caida Securities was penalized for privately accepting client orders for securities trading, leading to a warning and a fine of 150,000 yuan [11][12] - The company emphasized its commitment to compliance and risk management, stating that it has established a comprehensive compliance management system [12]

Group 1 - The core viewpoint of the news is that Caida Securities has shown significant financial activity, with a notable increase in net profit and high levels of financing and margin trading [1][2][3] - As of September 17, Caida Securities' financing balance is 740 million yuan, accounting for 4.61% of its market capitalization, indicating a high level of financing activity compared to the past year [1] - The company reported a net profit of 375 million yuan for the first half of 2025, representing a year-on-year growth of 55.64% [2] Group 2 - Caida Securities has distributed a total of 1.395 billion yuan in dividends since its A-share listing, with 811 million yuan distributed over the past three years [3] - As of June 30, 2025, the number of shareholders decreased by 5.40% to 79,300, while the average number of circulating shares per person increased by 5.71% to 26,793 shares [2] - The top ten circulating shareholders include Hong Kong Central Clearing Limited as a new entrant, holding 27.6714 million shares, while Guotai CSI All-Index Securities Company ETF has exited the top ten list [3]

Core Viewpoint - Zhao Jingliang has resigned as the Deputy General Manager of Caida Securities due to a job change, confirming no disagreements with the company or board [1][2][4]. Group 1: Company Changes - Zhao Jingliang is set to become the General Manager of the newly merged Guosheng Securities, following the end of the public announcement period on September 3 [2][7]. - His departure from Caida Securities was anticipated as he was already announced as the candidate for the General Manager position at Guosheng Securities [2][9]. Group 2: Zhao Jingliang's Background - Zhao Jingliang has been with Caida Securities for six years, contributing significantly to the company's initial public offering and self-operated business [4][10]. - Under his leadership, the self-operated business revenue showed fluctuations, with notable figures: 2.18 billion yuan in 2018, 3.19 billion yuan in 2019, and 4.89 billion yuan in 2021, reflecting a 70.16% year-on-year increase [4][10]. Group 3: Future Developments - Guosheng Securities is expected to see new developments with Zhao Jingliang's official appointment as General Manager by the end of September, coinciding with the ongoing absorption and merger process [2][9]. - The company is actively recruiting for various key positions, indicating a strategic expansion and restructuring effort [10].

Core Viewpoint - Zhao Jingliang, the Vice President of Caida Securities, has resigned due to job changes, confirming no disagreements with the company or board, and is set to become the General Manager of the newly merged Guosheng Securities [1][6][10]. Group 1: Zhao Jingliang's Background and Departure - Zhao Jingliang has been with Caida Securities for six years, playing a significant role in the company's initial public offering [3][6]. - His tenure included overseeing proprietary trading, with revenue from this segment showing fluctuations over the years [3][10]. - The proprietary trading revenue was 4.89 billion yuan in 2021, a 70.16% increase year-on-year, but faced a loss of 54.21 million yuan in 2022, before rebounding to 6.29 billion yuan in 2023 [3][10]. Group 2: Transition to Guosheng Securities - Zhao Jingliang was publicly announced as the candidate for the General Manager position at Guosheng Securities on August 27, 2023, with the public notice period ending on September 3, 2023 [6][10]. - The current acting General Manager, Tang Wenfeng, will continue in this role until the end of September, when Zhao is expected to officially take over [10]. - The transition comes after the resignation of Guosheng Securities' former president Xu Lifeng due to age, and the recent resignation of Guosheng Financial's General Manager Lu Zhenkan [9][10].

Group 1 - On September 17, Caida Securities executed a block trade of 1.98 million shares, with a transaction value of 13.365 million yuan, accounting for 4.52% of the total trading volume for that day [1] - The transaction price was 6.75 yuan, representing a discount of 10.24% compared to the market closing price of 7.52 yuan [1] - The buying and selling parties involved in the transaction included Huatai Securities and Caida Securities, with the trade being classified as a special session [2]

Group 1 - Zhao Jingliang has resigned as the Deputy General Manager of Caida Securities due to job changes, confirming no disagreements with the company or board [1][4] - The industry anticipated Zhao's departure as he was already announced as the candidate for the General Manager position at the newly merged Guosheng Securities [2][6] - Zhao has a long tenure at Caida Securities, having joined in November 2019 and served as Deputy General Manager since February 2020, overseeing proprietary trading [3][9] Group 2 - Guosheng Securities is undergoing a leadership transition following the resignation of its former president Xu Lifeng due to age, with current Vice President Tang Wenfeng temporarily fulfilling the role [2][8] - The public announcement period for Zhao's appointment as General Manager of Guosheng Securities ended on September 3, making his position almost certain [7][8] - During Zhao's tenure at Caida Securities, the proprietary trading segment showed significant revenue fluctuations, with 2021 revenue at 489 million yuan, a 70.16% increase year-on-year, followed by a loss in 2022 and a recovery in 2023 to 629 million yuan [3][9]

Core Viewpoint - The resignation of Zhao Jingliang, the Deputy General Manager of Caida Securities, is attributed to personal reasons, with no disagreements reported with the company or board [1]. Group 1: Company Changes - Zhao Jingliang submitted his resignation on September 16, 2025, and will no longer hold any position within Caida Securities after his departure [1]. - Zhao Jingliang is expected to take on the role of General Manager at Guosheng Securities, as indicated by a public announcement from Guosheng Securities [3]. Group 2: Background Information - Zhao Jingliang has a background in finance, having worked in various roles at Citic Bank and Minsheng Jianyin Fund Management before joining Caida Securities in November 2019 [3]. - His annual salary at Caida Securities for 2024 was reported to be 2.64 million yuan [3]. Group 3: Guosheng Securities Developments - Guosheng Securities is undergoing a restructuring process, having received approval from the China Securities Regulatory Commission for a merger with Guosheng Financial Holdings [4]. - The company has been actively recruiting for key positions, including the General Manager of Guosheng Futures and other senior roles [5]. - In the first half of 2025, Guosheng Financial Holdings reported a total revenue of 1.136 billion yuan, a year-on-year increase of 32.10%, and a net profit of 209 million yuan, up 369.91% [5].

Group 1 - The company received a resignation letter from Deputy General Manager Zhao Jingliang on September 16, 2025, due to work changes [1] - Zhao Jingliang confirmed that there are no disagreements with the company or the board and no other matters that need to be brought to the attention of shareholders and creditors [1] - Zhao Jingliang did not hold any shares in the company as of the announcement date, and his resignation will not impact the company's management [1] Group 2 - The resignation report became effective upon delivery to the company's board, and Zhao Jingliang will not hold any position in the company after his resignation [1] - The company expressed gratitude for Zhao Jingliang's contributions during his tenure, highlighting his integrity and diligence [1]