出品：新浪财经上市公司研究院 屡遭监管 9月份，海南证监局公布对财达证券海南分公司前员工敖义的行政处罚决定书。2019年12月至2020年7月，敖义私下接受客户余某蛟委托，登录余某蛟指定的普通账户进行交易，交易金额约59 根据《证券法》第二百一十条规定，证券公司的从业人员私下接受客户委托买卖证券，没有违法所得的，处以五十万元以下的罚款并给予警告。违规 "代客操盘"是券商重点监管的违法行为，财 今年7月份，财达证券APP"财达财日昇"（版本3.65，当快软件园）因"违法违规收集使用个人信息"被点名。 事实上，早在2024年12月，财达证券旗下"财达同花顺"（版本V9.01.34）、"财达财日昇"（版本3.60）存在违规收集个人信息问题，且未在限期内整改，被 河北省通信管理局予以公开通报 责任编辑：公司观察 2025年上半年，财达证券实现营业收入12.39亿元，同比增长13.39%，利润总额 4.7亿元，同比增长55.33%，归属于母公司股东的净利润3.75亿元，同比增长55.64%。 细分业务看，财达证券经纪业务手续费净收入、投行业务手续费净收入、自营投资收入（自营投资收入=投资净收益+公允价值变动-对联营企业 ...

出品：新浪财经上市公司研究院 作者：IPO再融资组/郑权 近日，42家纯证券业务上市券商2025年半年报披露完毕。42家上市券商2025年上半年合计实现营业总收入2519亿元，同比增长31%；实现归母净利润1040亿 元，同比增长65%。 2015H1，财达证券经纪业务手续费净收入和自营投资收入之和为8.39 亿元，占当期总营收的比例为67.70%。从半年报分部口径看，财达证券2025H1经纪业 务收入为4.98亿元，自营收入为1.47亿元，合计6.45亿元，占当期总营收的52.26%。 | 序号: | 证券代码 | 证券简称 | 营业总收入 营收同比增长 2025中报 | 2025中报 | | --- | --- | --- | --- | --- | | | | | [单位] 亿元 | [単位] %↑ | | 1 | 601878.SH | 浙商证券 | 61.07 | -23.66 | | 2 | 601375.SH | 中原证券 | 9.21 | -23.14 | | 3 | 002673.SZ | 西部证券 | 27.89 | -16.23 | | ব | 601990.SH | 南京证券 | 15 ...

格隆汇9月22日丨财达证券(600906.SH)公布，于2025年9月22日收悉股东河北省国有资产控股运营有限 公司(以下简称"国控运营")《关于减持股份计划实施进展暨权益变动触及1%刻度的告知函》，国控运营 于2025年9月13日至2025年9月22日期间通过大宗交易和集中竞价方式累计减持公司股份3111.54万股， 占公司总股本的0.96%。 ...

关于持股5%以上股东权益变动触及 1%刻度的提示性公告 河北省国有资产控股运营有限公司及其一致行动人河北省国控投资管理有限公司 保证向本公司提供的信息真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司董事会及全体董事保证公告内容与信息披露义务人提供的信息一致。 证券代码：600906 证券简称：财达证券 公告编号：2025-035 财达证券股份有限公司 一、 信息披露义务人及其一致行动人的基本信息 1.身份类别 | | □控股股东/实际控制人及其一致行动人 | | --- | --- | | | 5%以上大股东及其一致行动人 ☑其他 | | 投资者及其一致行动人的身份 | □合并口径第一大股东及其一致行动人（仅适用 | | | 于无控股股东、实际控制人） | | | □其他______________（请注明） | 2.信息披露义务人信息 | 信息披露义务人名称 | | 投资者身份 | 统一社会信用代码 | | --- | --- | --- | --- | | | □ | 控股股东/实控人 | 91130000765163354T ☑ | | 河北省国有资产控股 | □ | 控股股东/实控人的一 ...

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 9月22日，财达证券收涨0.69%，收盘价为7.25元，发生11笔大宗交易，合计成交量846.3万股，成交金 额5484.02万元。 第1笔成交价格为6.48元，成交46.30万股，成交金额300.02万元，溢价率为-10.62%，买方营业部为国海 证券股份有限公司机构席位，卖方营业部为财达证券股份有限公司石家庄中华大街证券营业部。 第2笔成交价格为6.48元，成交40.00万股，成交金额259.20万元，溢价率为-10.62%，买方营业部为国泰 海通证券股份有限公司总部，卖方营业部为财达证券股份有限公司石家庄中华大街证券营业部。 第3笔成交价格为6.48元，成交30.00万股，成交金额194.40万元，溢价率为-10.62%，买方营业部为国投 证券股份有限公司连云港郁州北路证券营业部，卖方营业部为财达证券股份有限公司石家庄中华大街证 券营业部。 第4笔成交价格为6.48元，成交30.00万股，成交金额194.40万元，溢价率为-10.62%，买方营业部为机构 专用，卖方营业部为财达证券股份有限公司石家庄中华大街证券营业部。 第5笔成交 ...

Management Changes - Zhao Jingliang, the deputy general manager of Caida Securities, has resigned due to work changes and is set to join Guosheng Securities as the new general manager [2][4] - Another deputy general manager, Guo Aiwen, also left the company for work adjustments but remains the chairman of Caida Futures [2][4] - The company stated that these changes are part of routine management and will not impact operations [5] Stock Performance - Caida Securities' stock price has declined significantly, dropping over 11% from a high of 8.1 yuan on August 21 to 7.2 yuan by September 19 [2][6] - The company has experienced continuous net outflows of capital, totaling 480 million yuan over the past 20 days [6] - Shareholder Hebei Guokong reduced its holdings by 26.34 million shares, decreasing its stake from 13.67% to 12.86% [6] Financial Performance - For the first half of 2025, Caida Securities reported revenue of 1.239 billion yuan, a year-on-year increase of 13.39%, and a net profit of 375 million yuan, up 55.64% [9] - The asset management business saw a decline, with net commission income dropping by 7.93%, marking it as the only segment with negative growth [9][10] Future Strategy - The company aims to enhance its asset management business by optimizing product layout, strengthening customer service, and deepening business collaboration [10] - Caida Securities plans to focus on industry development trends and improve its service capabilities to support the real economy [10] Compliance Issues - An employee of Caida Securities was penalized for privately accepting client orders for securities trading, leading to a warning and a fine of 150,000 yuan [11][12] - The company emphasized its commitment to compliance and risk management, stating that it has established a comprehensive compliance management system [12]

Group 1 - The core viewpoint of the news is that Caida Securities has shown significant financial activity, with a notable increase in net profit and high levels of financing and margin trading [1][2][3] - As of September 17, Caida Securities' financing balance is 740 million yuan, accounting for 4.61% of its market capitalization, indicating a high level of financing activity compared to the past year [1] - The company reported a net profit of 375 million yuan for the first half of 2025, representing a year-on-year growth of 55.64% [2] Group 2 - Caida Securities has distributed a total of 1.395 billion yuan in dividends since its A-share listing, with 811 million yuan distributed over the past three years [3] - As of June 30, 2025, the number of shareholders decreased by 5.40% to 79,300, while the average number of circulating shares per person increased by 5.71% to 26,793 shares [2] - The top ten circulating shareholders include Hong Kong Central Clearing Limited as a new entrant, holding 27.6714 million shares, while Guotai CSI All-Index Securities Company ETF has exited the top ten list [3]

Core Viewpoint - Zhao Jingliang has resigned as the Deputy General Manager of Caida Securities due to a job change, confirming no disagreements with the company or board [1][2][4]. Group 1: Company Changes - Zhao Jingliang is set to become the General Manager of the newly merged Guosheng Securities, following the end of the public announcement period on September 3 [2][7]. - His departure from Caida Securities was anticipated as he was already announced as the candidate for the General Manager position at Guosheng Securities [2][9]. Group 2: Zhao Jingliang's Background - Zhao Jingliang has been with Caida Securities for six years, contributing significantly to the company's initial public offering and self-operated business [4][10]. - Under his leadership, the self-operated business revenue showed fluctuations, with notable figures: 2.18 billion yuan in 2018, 3.19 billion yuan in 2019, and 4.89 billion yuan in 2021, reflecting a 70.16% year-on-year increase [4][10]. Group 3: Future Developments - Guosheng Securities is expected to see new developments with Zhao Jingliang's official appointment as General Manager by the end of September, coinciding with the ongoing absorption and merger process [2][9]. - The company is actively recruiting for various key positions, indicating a strategic expansion and restructuring effort [10].

Core Viewpoint - Zhao Jingliang, the Vice President of Caida Securities, has resigned due to job changes, confirming no disagreements with the company or board, and is set to become the General Manager of the newly merged Guosheng Securities [1][6][10]. Group 1: Zhao Jingliang's Background and Departure - Zhao Jingliang has been with Caida Securities for six years, playing a significant role in the company's initial public offering [3][6]. - His tenure included overseeing proprietary trading, with revenue from this segment showing fluctuations over the years [3][10]. - The proprietary trading revenue was 4.89 billion yuan in 2021, a 70.16% increase year-on-year, but faced a loss of 54.21 million yuan in 2022, before rebounding to 6.29 billion yuan in 2023 [3][10]. Group 2: Transition to Guosheng Securities - Zhao Jingliang was publicly announced as the candidate for the General Manager position at Guosheng Securities on August 27, 2023, with the public notice period ending on September 3, 2023 [6][10]. - The current acting General Manager, Tang Wenfeng, will continue in this role until the end of September, when Zhao is expected to officially take over [10]. - The transition comes after the resignation of Guosheng Securities' former president Xu Lifeng due to age, and the recent resignation of Guosheng Financial's General Manager Lu Zhenkan [9][10].

Group 1 - On September 17, Caida Securities executed a block trade of 1.98 million shares, with a transaction value of 13.365 million yuan, accounting for 4.52% of the total trading volume for that day [1] - The transaction price was 6.75 yuan, representing a discount of 10.24% compared to the market closing price of 7.52 yuan [1] - The buying and selling parties involved in the transaction included Huatai Securities and Caida Securities, with the trade being classified as a special session [2]