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财达证券:聘任胡恒松为常务副总经理
news flash· 2025-05-15 07:58
财达证券(600906)公告,公司于2025年5月15日召开第四届董事会第六次会议,审议通过了《关于聘 任常务副总经理的议案》,同意聘任胡恒松先生为常务副总经理,任期自本次董事会审议通过之日起至 第四届董事会届满日止。胡恒松先生,1979年10月出生,博士研究生学历,现任公司副总经理,未持有 公司股份,与公司控股股东及实际控制人、持股5%以上股东、其他董事、监事及高级管理人员无关联 关系。 ...
对《持续稳定和活跃资本市场》的相关政策解读及券商板块展望
Xiangcai Securities· 2025-05-15 07:28
Investment Rating - The report maintains an "Overweight" rating for the securities industry [1] Core Insights - The report emphasizes the importance of a "sustained, stable, and active capital market" as a key driver for market sentiment and growth [6][7] - It highlights the significant growth in the securities industry, particularly in brokerage and proprietary trading, with a notable increase in revenue and net profit for listed brokers in Q1 2025 [36][37] Summary by Sections 1. Policy Interpretation on "Sustained, Stable, and Active Capital Market" - The report discusses recent policy measures aimed at stabilizing and invigorating the capital market, including support for long-term capital inflows and the promotion of new regulatory frameworks [8][7] - It outlines specific actions from the China Securities Regulatory Commission (CSRC) to enhance market liquidity and investor confidence [8] 2. Securities Industry Q1 2025 Performance Overview and Outlook - In Q1 2025, 42 listed brokers achieved revenues of CNY 125.93 billion, a year-on-year increase of 19%, and a net profit of CNY 52.18 billion, up 77.8% [37][38] - The fastest-growing segments were proprietary trading (up 45.5%) and brokerage services (up 43.2%), while investment banking and asset management saw slight declines [36][37] - The report notes that the average return on equity (ROE) for listed brokers improved to 8.05%, reflecting enhanced profitability across the sector [47][46] 3. Investment Recommendations - The report suggests that the ongoing reforms and market conditions present favorable investment opportunities within the securities sector, particularly in brokerage and proprietary trading [36][37] - It identifies potential benefits for underweighted sectors, indicating a shift in investment strategies towards areas with lower current allocations [15]
斩获颇丰 券商发力银行间债市承销
Zheng Quan Shi Bao· 2025-04-28 22:11
Core Viewpoint - Securities firms are increasingly engaging in the underwriting of non-financial corporate debt financing tools in the interbank bond market, with several firms obtaining independent underwriting qualifications and successfully executing their first deals [1][2]. Group 1: Independent Underwriting Qualifications - Multiple securities firms, including Dongwu Securities and Changcheng Securities, have been approved to independently underwrite non-financial corporate debt financing tools [2][3]. - As of March, Dongwu Securities received approval from the China Interbank Market Dealers Association to conduct independent underwriting [2]. - Changcheng Securities announced its qualification for independent underwriting and has initiated 107 projects, issuing 70 bonds in 2024 [2]. Group 2: Conditions for Independent Underwriting - Non-financial corporate debt financing tools are securities issued by non-financial enterprises in the interbank bond market, with various types including short-term financing bonds and medium-term notes [3]. - Underwriting firms are categorized into underwriters, general underwriters, and independent underwriters, with increasing qualification requirements [3]. - A well-known securities firm was warned for conducting underwriting activities without the necessary qualifications [3]. Group 3: Successful First Deals - Several securities firms have successfully executed their first deals in the independent underwriting space, including Chengtong Securities and Huazhong Securities [4][5]. - Chengtong Securities participated in the successful issuance of super short-term financing bonds for Overseas Chinese Town Group, marking its entry into the interbank market [5]. - Changcheng Securities successfully issued its first independent medium-term note, indicating a significant breakthrough in its debt financing tool capabilities [6].
河北证监局走访河钢集团旗下上市公司
Xin Hua Cai Jing· 2025-04-27 12:55
河钢股份、河钢资源、财达证券三家上市公司负责人还就公司经营情况、融资需求、舆情应对等话题与 联合调研组进行了交流沟通。 农行河北省分行党委书记、行长相阳介绍,农行河北省分行和河钢集团是战略合作伙伴,在现有合作基 础上双方在科技金融、绿色金融、数字金融等方面还有很大合作空间。同时在河钢集团资产证券化、并 购重组等方面也可以发挥农业银行的优势,为集团转型发展提供支撑。 (文章来源:新华财经) 新华财经石家庄4月27日电(记者刘桃熊)近日,在证监会上市司指导下,河北证监局联合河北省委金 融办、河北省国资委、新华社河北分社、农业银行河北省分行等单位,对河钢集团旗下河钢股份、河钢 资源、财达证券等上市公司开展联合走访调研。 河钢集团党委书记、董事长刘键表示,当前河钢集团"四大基地"优势已经逐渐显现,在加快高端化、智 能化、绿色化发展方面也取得新的成效。除了聚焦主责主业外,集团将在资本运作方面进一步发力,支 持上市公司更好发展。 河北证监局党委书记、局长童卫华表示,按照证监会部署,要凝聚各方力量支持上市公司做大做强。河 钢集团作为河北最大省属国企,为河北省经济社会发展作出重要贡献。在资本市场上,希望河钢集团进 一步支持上 ...
财达证券董事总经理姚辑:国家创业投资引导基金助力企业转型升级
Group 1 - The Jinan Municipal Development and Reform Commission held a training session to accelerate the implementation of national financial support policies, focusing on industry policies, financial policies, venture capital fund policies, project approval, and credit support [1] - The government emphasizes financing support for small and micro enterprises, establishing a four-level financing coordination mechanism to extend loan renewals to all small and micro enterprises with genuine financing needs [1] - Financial regulatory authorities will address the pain points and challenges faced by small and micro enterprises in loan renewals by coordinating with relevant banks [1] Group 2 - There is a strong demand for technological transformation and upgrades among enterprises, with expectations for significant adjustments in re-loan policies for technological innovation and upgrades by 2025 [2] - Local governments and enterprises are encouraged to prepare projects in various sectors, particularly focusing on high-end, intelligent, and green equipment applications to leverage policy benefits [2] - Commercial banks face pressures from narrowing interest margins and local debt risks, which may constrain credit issuance [2] Group 3 - Equity financing support is crucial, especially for technology and emerging industry enterprises, with the establishment of a national venture capital guidance fund aimed at strengthening innovative enterprises [3] - The national venture capital guidance fund is expected to focus on cutting-edge strategic emerging industries such as AI, hydrogen energy storage, embodied intelligence, 6G, and quantum technology [3] - Local governments, outstanding enterprises, and venture capital fund managers are advised to seize opportunities for early action and positive engagement with relevant departments to achieve a win-win situation for fund implementation and enterprise financing [3]
财达证券(600906) - 财达证券股份有限公司董事会审计委员会2024年度履职情况报告
2025-04-25 14:11
财达证券股份有限公司 董事会审计委员会 2024 年度履职情况报告 根据《上市公司治理准则》《国有企业、上市公司选聘会计师事务所管理办 法》《上海证券交易所上市公司自律监管指引第 1 号—规范运作》以及《财达证 券股份有限公司章程》和《财达证券股份有限公司董事会审计委员会工作细则》 等相关规定,2024 年度,财达证券股份有限公司(以下简称"公司")董事会审 计委员会忠实、勤勉、谨慎履职,充分发挥参与决策、监督制衡、专业咨询作用, 认真履行监督及评估外部审计机构工作、指导内部审计工作、审阅公司财务报告 并对其发表意见、评估内部控制的有效性等职责,切实有效地开展工作,为提升 并督促公司规范运作发挥了重要作用,现就 2024 年度的履职情况报告如下: 一、审计委员会基本情况 报告期内,公司第三届董事会审计委员会由 3 名不在公司担任高级管理人员 的董事组成,分别为:韩永强、李长皓、韩旭,其中韩永强先生、李长皓先生为 独立董事,韩旭先生为职工董事。独立董事人数占审计委员会成员总数的比例超 过半数,韩永强先生具备注册会计师资格,符合以会计专业人士身份担任独立董 事条件。审计委员会的构成符合监管要求及《公司章程》等相关 ...
财达证券(600906) - 财达证券股份有限公司2024年度内部控制评价报告
2025-04-25 14:11
公司代码:600906 公司简称:财达证券 财达证券股份有限公司 2024年度内部控制评价报告 财达证券股份有限公司全体股东: 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求(以下简称企业内部 控制规范体系),结合本公司(以下简称公司)内部控制制度和评价办法,在内部控制日常监督和专项 监督的基础上,我们对公司2024年12月31日(内部控制评价报告基准日)的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定,建立健全和有效实施内部控制,评价其有效性,并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏,并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整,提 高经营效率和效果,促进实现发展战略。由于内部控制存在的固有局限性,故仅能为实现上述目标提供 合理保证。此外,由于情况的变化可能导致内部控 ...
财达证券(600906) - 财达证券股份有限公司对2024年度会计师事务所履职情况的评估报告
2025-04-25 14:11
财达证券股份有限公司 一、资质条件 (一)基本情况 中审众环会计师事务所(特殊普通合伙)(以下简称"中审众环")始创于 1987 年,是全国首批取得国家批准具有从事证券、期货相关业务资格及金融业务审计 资格的大型会计师事务所之一。根据财政部、中国证监会发布的从事证券服务业 务会计师事务所备案名单,中审众环具备股份有限公司发行股份、债券审计机构 的资格。2013 年 11 月,按照国家财政部等有关要求转制为特殊普通合伙制。注 册地址为湖北省武汉市武昌区水果湖街道中北路166号长江产业大厦17‐18楼。 中审众环首席合伙人为石文先。2024 年末合伙人数量 216 人、注册会计师 数量 1,304 人、签署过证券服务业务审计报告的注册会计师人数 723 人。2024 年 经审计总收入 217,185.57 万元、审计业务收入 183,471.71 万元、证券业务收入 58,365.07 万元。2024 年度上市公司审计客户家数 244 家,主要行业涉及制造业, 批发和零售业,房地产业,电力、热力、燃气及水生产和供应业,农、林、牧、 渔业,信息传输、软件和信息技术服务业,采矿业,文化、体育和娱乐业等,审 计收费 3 ...
财达证券(600906) - 财达证券股份有限公司关于续聘会计师事务所的公告
2025-04-25 14:11
证券代码:600906 证券简称:财达证券 公告编号:2025-012 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 拟续聘的会计师事务所名称:中审众环会计师事务所(特殊普通合伙) 中审众环会计师事务所(特殊普通合伙)(以下简称"中审众环")在担任 财达证券股份有限公司(以下简称"公司")2024 年度外部审计机构及内部控 制审计机构期间,遵照独立、客观、公正的职业准则履行职责,顺利完成了公司 2024 年度相关审计工作。鉴于此,公司于 2025 年 4 月 25 日召开第四届董事会 第五次会议及第四届监事会第二次会议,审议通过《关于续聘 2025 年会计师事 务所的议案》,拟续聘中审众环为公司 2025 年外部审计机构,并续聘中审众环 担任公司 2025 年内部控制审计机构。本事项尚需提交公司股东大会审议,并自 公司股东大会批准之日起生效。现将拟续聘的会计师事务所情况公告如下: 一、拟续聘会计师事务所的基本情况 (一)机构信息 1、基本信息 (1)机构名称:中审众环会计师事务所(特殊普通合伙) (2)成立日 ...