(二)是否存在影响独立性的情况说明 作为公司的独立董事，本人未在公司担任除独立董事之外的 - 1 - 任何职务，本人及直系亲属、主要社会关系均未在公司或其附属 企业任职，也未在公司主要股东单位担任任何职务，亦不存在为 公司及其控股股东、实际控制人或者其控制的附属企业提供财务、 法律、咨询等服务，本人具备《上市公司独立董事管理办法》《公 司章程》及《独立董事工作制度》所要求的任职资格和独立性， 能够确保客观、独立的专业判断，不存在影响独立性的情形。 二、独立董事年度履职概况 一、独立董事的基本情况 2023 年度，本人作为陕西北元化工集团股份有限公司（以下 简称"公司"）的独立董事，严格按照《公司法》《证券法》《上 市公司独立董事管理办法》等法律法规、部门规章、规范性文件 和《陕西北元化工集团股份有限公司章程》（以下简称"《公司章 程》"）《陕西北元化工集团股份有限公司独立董事工作制度》等 规定，本着独立、客观、公正的原则，谨慎、认真地行使职权， 按时出席相关会议，认真审议董事会各项议案，对公司相关事项 发表公正、客观的独立意见，有效促进了公司的规范运作。现就 2023 年度履职情况报告如下： (一)工作履历 ...

陕西北元化工集团股份有限公司 董事会议事规则 二〇二四年四月 1 | 第一章 | 总则 3 | | --- | --- | | 第二章 | 董事会职权 3 | | 第三章 | 董事会会议的召集和召开 7 | | 第四章 | 董事会表决程序及决议 10 | | 第五章 | 董事会对董事长的授权 14 | | 第六章 | 附则 15 | 陕西北元化工集团股份有限公司 董事会议事规则 第一章 总则 第一条 为规范陕西北元化工集团股份有限公司（以下简称"公司"或 "本公司"）董事会的议事方式和决策程序，促使董事和董事会有效地履行其职 责，提高董事会规范运作和科学决策水平，完善公司治理结构，根据《中华人 民共和国公司法》（以下简称"《公司法》"）和《陕西北元化工集团股份有限公 司章程》（以下简称"《公司章程》"）及其他有关法律、法规和规范性文件的规 定，结合公司实际情况，制定本规则。 第二条 董事会对股东大会负责，在法律、行政法规、《公司章程》和股 东大会授予的职权范围内行使决策权。 第二章 董事会职权 第三条 董事会由 11 名董事组成，包括 4 名独立董事，7 名非独立董事， 均由公司股东大会选举产生。公司设董事长 ...

根据财政部、国务院国资委及中国证券监督管理委员会颁布 的《国有企业、上市公司选聘会计师事务所管理办法》（财会〔2023〕 4 号）等相关法律法规及《陕西北元化工集团股份有限公司章程》 《陕西北元化工集团股份有限公司董事会审计委员会工作细则》 等有关规定，公司董事会审计委员会本着勤勉尽责的原则，恪尽 职守，认真履职。现将董事会审计委员会对希格玛会计师事务所 （特殊普通合伙）（以下简称"希格玛事务所"）2023 年度审计工 作履行监督职责的情况报告如下： 一、会计师事务所基本情况 希格玛事务所是 1998 年在原西安会计师事务所（全国成立 最早的八家会计师事务所之一）的基础上改制设立的大型综合性 会计师事务所。2013年6月 27 日经陕西省财政厅陕财办会〔2013〕 28 号文件批准转制为特殊普通合伙制会计师事务所。2013 年 6 月 28 日，经西安市工商行政管理局批准，希格玛事务所登记设立。 注册地址：陕西省西安市浐灞生态区浐灞大道一号外事大厦 六层 希格玛事务所首席合伙人：吕桦；截至 2023 年末合伙人数 - 1 - 公司于 2023 年 4 月 18 日、2023 年 6 月 8 日分别召开第二届 ...

陕西北元化工集团股份有限公司 关于开展期货套期保值业务的可行性分析报告 陕西北元化工集团股份有限公司（以下简称"公司"）拟使 用自有资金利用期货开展聚氯乙烯、烧碱套期保值业务，现结合 工作实际，将开展期货套期保值可行性分析报告如下： 一、套期保值业务开展的目的及必要性 近年来，氯碱行业产能过剩，供需失衡情况日趋明显，价格 波动频繁。如果公司主要产品价格发生大幅波动，将直接影响公 司的经营业绩。为有效减少因产品价格波动对公司经营成果造成 的影响，提升企业抗风险能力，增强经营稳健性，公司拟根据相 关法律法规及公司《期货及期权套期保值业务管理办法》的规定， 充分利用期货套期保值功能，开展聚氯乙烯和烧碱品种套期保值 业务。 公司的套期保值业务以正常生产经营为基础，以规避和防范 产品价格波动风险为目的，不进行单纯以盈利为目的的投机和套 利交易。 二、公司拟开展的套期保值业务概述 1.套期保值的范围：公司开展的套期保值业务范围仅限于与 公司生产经营相关的聚氯乙烯、烧碱等商品品种。 2.业务开展期间：自第三届董事会第二次会议审议通过之日 起 12 个月。 - 1 - 3.预计投入资金：目前公司聚氯乙烯产能 110 万吨/年 ...

2023 年度，本人作为陕西北元化工集团股份有限公司（以下 简称"公司"）的独立董事，严格按照《公司法》《证券法》《上 市公司独立董事管理办法》等法律法规、部门规章、规范性文件 和《陕西北元化工集团股份有限公司章程》（以下简称"《公司章 程》"）、《陕西北元化工集团股份有限公司独立董事工作制度》等 规定，本着独立、客观、公正的原则，谨慎、认真地行使职权， 按时出席相关会议，认真审议董事会各项议案，对公司相关事项 发表公正、客观的独立意见，有效促进了公司的规范运作。现就 2023 年度履职情况报告如下： 一、独立董事的基本情况 (一)工作履历 作为公司的独立董事，本人未在公司担任除独立董事之外的 任何职务，本人及直系亲属、主要社会关系均未在公司或其附属 企业任职，也未在公司主要股东单位担任任何职务，亦不存在为 公司及其控股股东、实际控制人或者其控制的附属企业提供财务、 法律、咨询等服务，本人具备《上市公司独立董事管理办法》《公 司章程》及《独立董事工作制度》所要求的任职资格和独立性， 能够确保客观、独立的专业判断，不存在影响独立性的情形。 二、独立董事年度履职概况 (一)出席董事会及股东大会情况 2023 年度 ...

Financial Performance - The company's operating revenue for 2023 was ¥10,966,537,115.67, a decrease of 12.89% compared to ¥12,589,569,182.66 in 2022[19]. - The net profit attributable to shareholders for 2023 was ¥372,569,940.91, down 74.25% from ¥1,446,803,513.67 in the previous year[19]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥358,462,968.19, a decline of 74.90% compared to ¥1,428,144,674.38 in 2022[19]. - The net profit attributable to shareholders decreased by 75% to CNY 472,853,154.66 in 2023 from CNY 1,966,363,224.33 in 2022[21]. - Basic earnings per share dropped to CNY 0.09, a 75% decline compared to CNY 0.36 in 2022[22]. - Total assets decreased by 11.64% to CNY 14,790,364,365.54 in 2023 from CNY 16,737,817,644.90 in 2022[21]. - The weighted average return on equity fell by 6.93 percentage points to 2.76% in 2023 from 9.69% in 2022[22]. - The net cash flow from operating activities decreased by 75.95%, primarily due to reduced cash receipts from sales[46]. - The company reported a total revenue of RMB 1,065,638.01 million in 2023, with a year-over-year decrease of 12.80%[124]. Dividend Distribution - The company plans to distribute a cash dividend of ¥0.1 per share for the 2023 fiscal year, totaling approximately ¥397,222,222.40 based on a total share capital of 3,972,222,224 shares[5]. - The company has already distributed a cash dividend of ¥0.30 per share for the first half of 2023, amounting to ¥1,191,666,667.20[5]. Operational Efficiency and Cost Management - The company implemented a comprehensive cost control system, identifying 43 measures and 48 targets for efficiency improvement[33]. - The total operating cost was approximately ¥9.19 billion, a decrease of 7.58% year-on-year[51]. - The cost of raw materials decreased by 11.09% to ¥5,537,751,925.87, accounting for 72.56% of total costs, down from 74.15%[59]. - Labor costs decreased by 6.88% to ¥477,474,673.00, representing 6.26% of total costs, compared to 6.10% in the previous year[59]. - The company achieved a significant reduction in raw material costs, with a 14.43% decrease in the price of calcium carbide and a 5.27% decrease in coal prices compared to the previous year[120]. Production and Capacity - The company achieved historical production highs in PVC, caustic soda, and cement, with a year-on-year decrease in operating costs by 7.58%[33]. - The company has a PVC production capacity of 28.81 million tons, with a production rate of 74% in 2023, maintaining a significant share of the global market[37]. - The total capacity of caustic soda in China reached 48.41 million tons in 2023, with an annual production of 41.01 million tons and an operating load of 84%[38]. - PVC production reached 1,345,900 tons, completing 107.67% of the annual plan, while caustic soda production was 903,600 tons, achieving 107.57% of the target[44]. Research and Development - The total research and development (R&D) investment was ¥173,742,937.41, which is 1.58% of operating revenue[66]. - The company employed 247 R&D personnel, making up 6.12% of the total workforce[67]. - The company published 97 papers and was granted 27 patents in 2023, including 3 invention patents, highlighting its commitment to innovation[111]. - The company has a total of 394 authorized patents as of December 31, 2023, reflecting its strong focus on intellectual property[111]. Risk Management - The company has detailed various risks faced in its production and operation processes, along with corresponding countermeasures[7]. - The company is subject to a risk statement regarding forward-looking statements, indicating that future plans do not constitute a commitment to investors[6]. - The company aims to enhance its risk management capabilities through hedging activities, thereby improving operational stability[130]. Strategic Initiatives - The company is focusing on strategic partnerships to enhance raw material procurement and reduce costs through competitive sourcing[33]. - The company is actively promoting green and low-carbon initiatives, including energy-saving projects and environmental performance upgrades[36]. - The company plans to deepen strategic cooperation with local suppliers and optimize procurement strategies to mitigate the impact of raw material price fluctuations[148]. - The company is committed to achieving a "zero accident" goal in safety management and enhancing its environmental protection measures[142]. Corporate Governance - The company has organized 3 shareholder meetings, 8 board meetings, and 6 supervisory meetings during the reporting period, ensuring transparent and fair decision-making processes[151]. - The company has revised its independent director work system to enhance the effectiveness of independent directors and protect shareholder rights[151]. - The company continues to focus on maintaining shareholder engagement and transparency through regular meetings and reports[156]. Future Outlook - Future outlook remains optimistic with ongoing projects and potential market expansions planned for the upcoming year[161]. - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 25% based on new product launches and market expansion strategies[166]. - The company is considering strategic acquisitions to enhance its market position, with a budget of 500 million yuan earmarked for potential deals[164].

华泰联合证券有限责任公司 关于陕西北元化工集团股份有限公司 2023 年度募集资金存放和使用情况专项核查报告 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐机构"） 作为陕西北元化工集团股份有限公司（以下简称"北元集团"或"公司"）首次 公开发行股票的保荐机构，根据《证券发行上市保荐业务管理办法》《上市公司 监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交易 所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》 等法律法规的规定，对北元集团在 2023 年度募集资金存放与使用情况进行了核 查，核查情况如下： 一、募集资金基本情况 北元集团经中国证券监督管理委员会证监许可[2020]2124 号《关于核准陕西 北元化工集团股份有限公司首次公开发行股票的批复》的批准，公司公开发行股 票 361,111,112 股，发行价格 10.17 元/股，实际募集资金总额 367,250.00 万元， 扣除承销及未支付部分保荐费人民币 21,547.07 万元（含增值税）后，公司于 2020 年 10 月 14 日实际收到募集资金 345,702.94 万元。公司实 ...

陕西北元化工集团股份有限公司 募集资金年度存放 与实际使用情况的鉴证报告 希会其字(2024)0212 号 目 录 一、 鉴证报告 ………………………………………(1-2) 二、2023 年度募集资金存放与实际使用情况专项报 告 … … … … … … … … … … … …………… (3-13) 三、证书复印件 (一)注册会计师资质证明 (二) 会计师事务所营业执照 (三) 会计师事务所执业证书 希格玛会计师事务所(特殊普通合伙) Xigema Cpas(Special General Partnership) 三、鉴证结论 希会其字(2024) 0212 号 募集资金年度存放 与实际使用情况的鉴证报告 陕西北元化工集团股份有限公司全体股东: 我们接受委托,对后附的陕西北元化工集团股份有限公司(以下简称"贵公司") 截至 2023年 12月 31 日止的《募集资金年度存放与实际使用情况的专项报告》(以 下简称"专项报告")进行了鉴证工作。 一、董事会的责任 按照中国证监会发布的《上市公司监管指引第2号 -- 上市公司募集资金管理 和使用的监管要求》和上海证券交易所发布的《上海证券交易所上市公司自律监管 指引 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、利润分配方案内容 经希格玛会计师事务所（特殊普通合伙）审计，截至 2023 年 12 月 31 日， 陕西北元化工集团股份有限公司（以下简称"公司"）母公司报表中期末未分配 利润为 28.74 亿元。经公司第三届董事会第二次会议决议，公司 2023 年度拟以 实施权益分派股权登记日登记的总股本为基数分配利润。本次利润分配方案如下： 公司拟向全体股东每股派发现金红利 0.1 元（含税）。截至 2023 年 12 月 31 日，公司总股本 3,972,222,224 股，以此计算合计拟派发现金红利 397,222,222.4 元（含税）。本年度公司现金分红金额占公司 2023 年度归属于上市公司普通股股 东的净利润的比例为 106.62%。 证券代码：601568 证券简称：北元集团 公告编号：2024-016 陕西北元化工集团股份有限公司 2023 年年度利润分配方案公告 如在本公告披露之日起至实施权益分派股权登记日期间，因可转债转股、回 购股份、股权激励授予股 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 2,182,374,862.21, representing a decrease of 14.04% compared to the same period last year[4]. - The net profit attributable to shareholders was CNY 16,189,802.26, down 88.23% year-on-year[4]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 11,336,298.37, a decline of 91.70% compared to the previous year[4]. - The basic earnings per share were CNY 0.004, reflecting a decrease of 86.67% year-on-year[4]. - The diluted earnings per share were also CNY 0.004, showing an 86.67% decline compared to the same period last year[4]. - Total operating revenue for Q1 2024 was ¥2,182,374,862.21, a decrease of 14.06% compared to ¥2,538,721,334.75 in Q1 2023[19]. - Net profit for Q1 2024 was ¥16,189,802.26, a significant decline of 88.24% from ¥137,503,782.97 in Q1 2023[20]. - Earnings per share for Q1 2024 was ¥0.004, compared to ¥0.03 in Q1 2023[21]. - The total comprehensive income for Q1 2024 was ¥16,189,802.26, reflecting a decrease from ¥137,503,782.97 in Q1 2023[21]. - The total profit for Q1 2024 was a loss of CNY 12,386,178.28, down from a profit of CNY 159,687,095.58 in the same period last year[30]. Cash Flow and Liquidity - The net cash flow from operating activities was CNY 107,038,024.56, with a significant increase of 119.42% year-on-year due to higher cash received from sales[8]. - Cash flow from operating activities in Q1 2024 was ¥1,703,585,749.56, an increase from ¥1,367,287,224.06 in Q1 2023[22]. - The company's cash flow from operating activities generated a net inflow of CNY 3,877,631.26 in Q1 2024, a significant improvement from a net outflow of CNY 493,527,354.93 in Q1 2023[32]. - Cash and cash equivalents at the end of the period were 4,646,405,537.18 RMB, compared to 6,290,769,294.32 RMB in the previous period, reflecting a decrease[23]. - The cash and cash equivalents at the end of Q1 2024 were CNY 4,419,098,815.43, down from CNY 6,147,125,227.14 at the end of Q1 2023[32]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 14,793,475,986.84, a slight increase of 0.02% from the end of the previous year[4]. - The company's current assets totaled CNY 6,542,722,820.80, compared to CNY 6,458,454,667.31 in the previous period, indicating a growth of approximately 1.31%[16]. - The total liabilities decreased slightly to CNY 2,974,435,285.67 from CNY 2,988,029,578.63, a reduction of about 0.46%[17]. - The total liabilities increased to 3,096,917,587.50 RMB from 3,078,918,990.48 RMB, indicating a rise in financial obligations[26]. - The total equity remained stable at CNY 3,972,222,224.00, unchanged from the previous period[17]. - The total equity decreased slightly to 11,651,459,433.40 RMB from 11,656,827,658.04 RMB, reflecting a minor reduction in shareholder value[27]. Expenses and Costs - Total operating costs for Q1 2024 were ¥2,031,250,908.99, down 11.29% from ¥2,289,840,804.96 in Q1 2023[19]. - The total operating costs decreased to CNY 1,834,738,272.92 in Q1 2024 from CNY 2,030,559,706.94 in Q1 2023, a decline of 9.6%[28]. - Research and development expenses for Q1 2024 were ¥2,045,199.83, a decrease of 79.24% from ¥9,831,382.96 in Q1 2023[19]. - Research and development expenses decreased to CNY 1,846,473.69 in Q1 2024 from CNY 8,526,434.25 in Q1 2023, reflecting a reduction of 78.3%[28]. - The company reported a significant reduction in sales expenses, which increased to CNY 10,017,007.43 in Q1 2024 from CNY 8,868,508.30 in Q1 2023, reflecting a rise of 12.9%[28]. Shareholder Information - The equity attributable to shareholders was CNY 11,819,040,701.17, up 0.14% from the previous year[5]. - The total number of ordinary shareholders at the end of the reporting period was 73,067[9]. - The company has not disclosed any new strategies or product developments during this reporting period[14].