2025年第三次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容 的真实性、准确性和完整性承担法律责任。 重要内容提示： 证券代码：601997 证券简称：贵阳银行公告编号：2025-052 ● 本次会议是否有否决议案：无 优先股代码：360031 优先股简称：贵银优1 贵阳银行股份有限公司 (二)股东大会召开的地点：贵阳银行总行401会议室 (三)出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： ■ (四)表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会由公司董事会召集，张正海董事长主持会议。本次股东大会采取现场和网络投票相结合的 方式，符合《公司法》及《公司章程》的规定。 (五)公司董事、监事和董事会秘书的出席情况 一、会议召开和出席情况 (一)股东大会召开的时间：2025年11月26日 1、公司在任董事10人，出席8人，董事周业俊先生、张清芬女士因公务未能出席会议； 2、公司在任监事5人，出席3人，监事吕凡先生、张文婷女士因公务未能出席会议； 3、公司董事会秘书李虹檠先生出席会议，公司部分高管人员 ...

第一章 总则 第一条 为规范贵阳银行股份有限公司（以下简称本行）关 联交易行为，有效控制关联交易风险，促进本行安全、独立、稳 健运行，依据《中华人民共和国公司法》《中华人民共和国证券 法》《银行保险机构关联交易管理办法》《商业银行股权管理暂 行办法》《上市公司信息披露管理办法》《公开发行证券的公司 信息披露编报规则第 26 号——商业银行信息披露特别规定》《上 海证券交易所股票上市规则》《上海证券交易所上市公司自律监 管指引第 1 号——规范运作》《上海证券交易所上市公司自律监 管指引第 5 号——交易与关联交易》《企业会计准则第 36 号— —关联方披露》（以下简称《企业会计准则》）等法律、法规、 规范性文件以及《贵阳银行股份有限公司章程》（以下简称本行 《章程》）的有关规定，结合本行实际情况，制定本办法。 第二条 本行开展关联交易应当遵循诚实信用、公开公允、 穿透识别、结构清晰的原则。本行的关联交易应遵循一般商业原 则，以不优于对非关联方同类交易的条件进行。 本行应当保证关联交易的合法性、必要性、合理性和公允性， 控制关联交易的数量和规模，防止关联方利用其特殊地位，通过 关联交易侵害本行利益。 本行不得通 ...

证券代码：601997 证券简称：贵阳银行 公告编号：2025-052 优先股代码：360031 优先股简称：贵银优 1 贵阳银行股份有限公司 2025年第三次临时股东大会决议公告 本次会议是否有否决议案：无 一、会议召开和出席情况 (一)股东大会召开的时间：2025 年 11 月 26 日 (二)股东大会召开的地点：贵阳银行总行 401 会议室 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： (三)出席会议的普通股股东和恢复表决权的优先股股东及其持 有股份情况： | 1、出席会议的股东和代理人人数 | 674 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 1,385,305,581 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | 37.8892 | | 份总数的比例（%） | | (四)表决方式是否符合《公司法》及《公司章程》的规定，大会 主持情况等。 本次股东大会由公司董事会召集，张正海董事长主持会议。本次 股东大会采取现场和网络投票相结合的方式 ...

北京市金杜律师事务所 关于贵阳银行股份有限公司 2025 年第三次临时股东大会的 法律意见书 致：贵阳银行股份有限公司 北京市金杜律师事务所（以下简称本所）接受贵阳银行股份有限公司（以下 简称公司）的委托，根据《中华人民共和国证券法》（以下简称《证券法》）、 《中华人民共和国公司法》（以下简称《公司法》）、中国证券监督管理委员会 《上市公司股东会规则》（以下简称《股东会规则》）等中华人民共和国境内（以 下简称中国境内，为本法律意见书之目的，不包括中国香港特别行政区、中国澳 门特别行政区和中国台湾省）现行有效的法律、行政法规、部门规章、规范性文 件和现行有效的《贵阳银行股份有限公司章程》（以下简称《公司章程》）的有 关规定，指派律师出席了公司于 2025 年 11 月 26 日召开的 2025 年第三次临时 股东大会（以下简称本次股东会），并就本次股东会相关事项出具本法律意见书。 为出具本法律意见书，本所律师审阅了公司提供的以下文件，包括但不限于： 1． 经公司 2023 年年度股东大会审议通过的《公司章程》； 2． 公司 2025 年 11 月 11 日刊登于《中国证券报》《上海证券报》《证券 时报》《证券日 ...

Market Performance - The city commercial bank sector declined by 0.59% on November 26, with Nanjing Bank leading the drop [1] - The Shanghai Composite Index closed at 3864.18, down 0.15%, while the Shenzhen Component Index rose by 1.02% to 12907.83 [1] Individual Stock Performance - Suzhou Bank closed at 8.30, up 0.97% with a trading volume of 488,700 shares and a transaction value of 406 million yuan [1] - Nanjing Bank closed at 11.49, down 1.29% with a trading volume of 514,300 shares and a transaction value of 592 million yuan [2] - Chengdu Bank closed at 16.82, down 0.53% with a trading volume of 354,700 shares and a transaction value of 597 million yuan [2] Capital Flow Analysis - The city commercial bank sector experienced a net outflow of 147 million yuan from institutional investors, while retail investors saw a net inflow of 152 million yuan [2] - Among individual stocks, Suzhou Bank had a net outflow of 31.27 million yuan from institutional investors, while Nanjing Bank saw a net inflow of 27.56 million yuan [3]

Core Viewpoint - Guizhou Bank's major shareholder, Guiyang Industrial Investment Co., Ltd. (Guiyang Gongtou), plans to transfer over 51% of its shares to Guizhou Provincial Development Co., Ltd. (Guizhou Chanfaz) [2][3] Group 1: Shareholder Changes - The transfer of shares will change the controlling shareholder of Guiyang Gongtou from Guiyang State-owned Assets Supervision and Administration Commission to Guizhou Provincial State-owned Assets Supervision and Administration Commission [2][3] - Prior to the transfer, Guiyang Gongtou held approximately 4.208% of Guiyang Bank's shares, while the first major shareholder, Guiyang State-owned Assets, and its concerted action parties held a total of 19.9984% [2][3] Group 2: Financial Background - As of September 2025, Guiyang Bank's total assets reached 746.589 billion yuan, with operating income of 9.435 billion yuan and net profit attributable to shareholders of 3.915 billion yuan for the first three quarters of 2025 [5] - Guiyang Gongtou's total assets and net assets were reported at 45.868 billion yuan and 23.849 billion yuan, respectively, as of March 2025 [6] Group 3: Strategic Implications - The acquisition of Guiyang Gongtou by Guizhou Chanfaz is expected to enhance the provincial capital influence in Guiyang Bank's shareholder structure [5] - Guiyang Gongtou aims to align with Guizhou's industrial development strategies, focusing on industrial transformation, upgrading, and the development of new production capacities [6][7]

Core Points - Guizhou Bank received a notice from its shareholder, Guizhou Industrial Investment Co., Ltd., regarding the intention to transfer over 51% of its shares to Guizhou Provincial Development Co., Ltd., which will change the actual controller of Guizhou Industrial Investment [1][2] - The current controlling shareholder of Guizhou Industrial Investment is Guizhou Industrial Development Holding Group Co., Ltd., with the actual controller being the State-owned Assets Supervision and Administration Commission of Guizhou Provincial People's Government [2] - After the transfer, the controlling shareholder will be Guizhou Provincial Development Co., Ltd., and the actual controller will change to the State-owned Assets Supervision and Administration Commission of Guizhou Provincial People's Government, resulting in a change in the action relationship with the bank's largest shareholder [2] Summary of Relevant Information - As of the announcement date, Guizhou Industrial Investment holds 153,853,380 shares of the bank, accounting for 4.2080% of the total share capital, while the largest shareholder, Guizhou State-owned Assets Investment Management Co., Ltd., and its concerted action parties hold a total of 731,182,992 shares, accounting for 19.9984% of the total share capital [2]

Core Viewpoint - Guizhou Bank (601997) announced a change in the actual controller of its shareholder, Guizhou Industrial Investment, which holds a 4.21% stake in the bank [1] Group 1: Shareholder Changes - Guizhou Industrial Investment's shareholders, including Guizhou Industrial Development Holding Group, Guizhou Foreign Trade Development Group, and Guizhou Mineral Energy Investment Group, signed a share purchase intention letter with Guizhou Provincial Industrial Development Company to transfer over 51% of their shares in Guizhou Industrial Investment [1] - The change in control will alter the relationship between Guizhou Industrial Investment and Guizhou National Assets Investment Management Company, the largest shareholder of Guizhou Bank [1] Group 2: Ownership Structure - Before the change, Guizhou Industrial Investment was controlled by Guizhou Industrial Development Holding Group, with the actual controller being the Guizhou Provincial Government's State-owned Assets Supervision and Administration Commission [1] - After the change, the controlling shareholder will be Guizhou Provincial Industrial Development Company, and the actual controller will be the Guizhou Provincial Government's State-owned Assets Supervision and Administration Commission [1] - As of the announcement date, Guizhou Industrial Investment holds 154 million shares, approximately 4.21% of the total share capital, while Guizhou National Assets and its concerted parties hold a total of 731 million shares, accounting for 19.9984% of the total share capital [1]

证券代码：601997 证券简称：贵阳银行 公告编号：2025-051 优先股代码：360031 优先股简称：贵银优 1 贵阳银行股份有限公司 关于股东权益变动的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 贵阳银行股份有限公司（以下简称公司）于 2025 年 11 月 21 日 收到股东贵阳市工业投资有限公司（以下简称贵阳工投）的告知函， 贵阳工投股东贵阳产业发展控股集团有限公司、贵阳市外贸发展集团 有限公司及贵阳市矿产能源投资集团有限公司已与贵州省产业发展 有限公司签订股权收购意向书，拟将其所持有的贵阳工投合计 51%以 上股权转让至贵州省产业发展有限公司（以下简称本次股权转让）， 本次股权转让若实施完成将导致贵阳工投实际控制人发生变动，从而 导致贵阳工投与公司第一大股东贵阳市国有资产投资管理公司（以下 简称贵阳国资）一致行动关系发生变化。 一、基本情况 公司于 2025 年 11 月 21 日收到股东贵阳工投的告知函，贵阳工 投股东贵阳产业发展控股集团有限公司、贵阳市外贸发展集团有限公 司 ...

Core Points - Guiyang Bank has successfully issued the "2025 Technology Innovation Bond" with a total scale of RMB 1 billion [1] - The bond has a fixed interest rate of 1.90% and a maturity period of 5 years [1] - The funds raised will be used to support technology innovation through various means such as loans and bond investments [1]