行权及解锁条件未成就 之 上海博行律师事务所 法律意见书 上海博行律师事务所 关于 上海至纯洁净系统科技股份有限公司 第四期股权激励部分股票期权、限制性股票 法律意见书 上海博行律师事务所 法律意见书 上海博行律师事务所 关 于 上海至纯洁净系统科技股份有限公司 第四期股权激励部分股票期权、限制性股票 行权及解锁条件未成就 之 法律意见书 致：上海至纯洁净系统科技股份有限公司 上海博行律师事务所（以下简称"本所"）接受上海至纯洁净系统科技股份有限 公司（以下简称"公司"）的委托，作为其实行《第四期股票期权与限制性股票激励 计划》（以下简称"激励计划"）的专项法律顾问，根据《中华人民共和国证券法》 （以下简称"《证券法》"）、《中华人民共和国公司法》（以下简称"《公司 法》"）、中国证券监督管理委员会（以下简称"中国证监会"）颁布的《上市公司 股权激励管理办法》（以下简称"《管理办法》"）等法律、法规、规范性文件以及 《上海至纯洁净系统科技股份有限公司章程》（以下简称"《公司章程》"）的规定， 并按照律师行业公认的业务标准、道德规范和勤勉尽责精神出具本法律意见书。 本所依据本法律意见书出具日以前已发生或存在的事 ...

上海至纯洁净系统科技股份有限公司 2024 年度 财务报表及审计报告 目录 | 内容 | 页码 | | --- | --- | | 审计报告 | 1-4 | | 合并资产负债表 | 5-6 | | 公司资产负债表 | 7-8 | | 合并利润表 | 9 | | 公司利润表 | 10 | | 合并现金流量表 | 11 | | 公司现金流量表 | 12 | | 合并所有者权益变动表 | 13-14 | | 公司所有者权益变动表 | 15-16 | | 财务报表附注 | 17-145 | 审计报告 众会字(2025)第 05382 号 上海至纯洁净系统科技股份有限公司全体股东： （一）审计意见 我们审计了上海至纯洁净系统科技股份有限公司（以下简称至纯科技公司）财务报表，包括 2024 年 12 月 31 日的合并及公司资产负债表，2024 年度的合并及公司利润表、合并及公司现金流量表、合并 及公司所有者权益变动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的规定编制，公允反映了至纯科技公 司 2024 年 12 月 31 日的合并及公司财务状况以及 2024 年度的合并及公司经营成 ...

二、独立董事 2024 年度履职情况 （一）出席股东会、董事会及董事会下设专门委员会情况 上海至纯洁净系统科技股份有限公司 2024 年度独立董事述职报告 作为上海至纯洁净系统科技股份有限公司（以下简称"公司"）独立董事， 本人夏光严格按照《中华人民共和国公司法》《中华人民共和国证券法》《上市公 司治理准则》等法律法规和《公司章程》的规定，恪尽职守、勤勉尽责，忠实履 行职责，维护公司股东尤其是中小股东的合法权益。现将 2024 年度（以下简称 "报告期"）担任独立董事的履职情况报告如下： 一、独立董事基本情况 本人经公司于 2024 年 2 月 5 日召开的 2024 年第一次临时股东会获选举为公 司第五届董事会独立董事。本人在企业管理、公司战略等方面具备担任公司独立 董事所必需的专业知识和丰富的实践经验，不存在影响独立性的情况，符合相关 法律法规的要求，本人的基本情况详见公司《2024 年年度报告》中"第四节公 司治理"之"四、董事、监事和高级管理人员的情况"。 本人与公司之间不存在任何影响独立性的情况，不受公司大股东、实际控制 人或者其他与上市公司存在利害关系的单位或个人的影响。 2024 年度本人任期内 ...

上海至纯洁净系统科技股份有限公司 2024 年度独立董事述职报告 作为上海至纯洁净系统科技股份有限公司（以下简称"公司"）独立董事， 本人周国华严格按照《中华人民共和国公司法》《中华人民共和国证券法》《上市 公司治理准则》等法律法规和《公司章程》的规定，恪尽职守、勤勉尽责，忠实 履行职责，维护公司股东尤其是中小股东的合法权益。现将 2024 年度（以下简 称"报告期"）担任独立董事的履职情况报告如下： 一、独立董事基本情况 本人经公司于 2021 年 2 月 19 日召开的 2021 年第一次临时股东大会获选举 为公司第四届董事会独立董事。本人在企业管理、财务管理等方面具备担任公司 独立董事所必需的专业知识和丰富的实践经验，不存在影响独立性的情况，符合 相关法律法规的要求，本人的基本情况详见公司《2024 年年度报告》中"第四 节公司治理"之"四、董事、监事和高级管理人员的情况"。 本人与公司之间不存在任何影响独立性的情况，不受公司大股东、实际控制 人或者其他与上市公司存在利害关系的单位或个人的影响。 二、独立董事 2024 年度履职情况 （一）出席股东会、董事会及董事会下设专门委员会情况 2024 年度本人 ...

上海至纯洁净系统科技股份有限公司 2024 年度独立董事述职报告 作为上海至纯洁净系统科技股份有限公司（以下简称"公司"）独立董事， 本人颜恩点严格按照《中华人民共和国公司法》《中华人民共和国证券法》《上市 公司治理准则》等法律法规和《公司章程》的规定，恪尽职守、勤勉尽责，忠实 履行职责，维护公司股东尤其是中小股东的合法权益。现将 2024 年度（以下简 称"报告期"）担任独立董事的履职情况报告如下： 一、独立董事基本情况 本人经公司于 2024 年 2 月 5 日召开的 2024 年第一次临时股东会获选举为公 司第五届董事会独立董事。本人在企业管理、财务管理等方面具备担任公司独立 董事所必需的专业知识和丰富的实践经验，不存在影响独立性的情况，符合相关 法律法规的要求，本人的基本情况详见公司《2024 年年度报告》中"第四节公 司治理"之"四、董事、监事和高级管理人员的情况"。 本人与公司之间不存在任何影响独立性的情况，不受公司大股东、实际控制 人或者其他与上市公司存在利害关系的单位或个人的影响。 二、独立董事 2024 年度履职情况 （一）出席股东会、董事会及董事会下设专门委员会情况 2024 年度本人任期 ...

第三条 独立董事专门会议是指全部由独立董事参加的专门会议（以下简称"独立董事 专门会议"）。独立董事专门会议对所议事项进行独立研讨，从公司和中小股东利益角度进 行思考判断，并且形成讨论意见。 第四条 公司应当定期或者不定期召开独立董事专门会议。独立董事专门会议的会议通 知应至少于会议召开前三日送达各独立董事，专门会议相关资料和信息须于会议前三日送达 各独立董事。 因情况紧急，需要尽快召开专门会议的，可以随时通过电话、传真、电子邮件或其他方 式发出会议通知，免于按照前款规定的通知时限执行，但召集人应当在会议上作出说明。 第五条 独立董事专门会议由三分之二以上独立董事出席或委托出席方可举行。如有需 要，公司非独立董事及高级管理人员及议题涉及的相关人员可以列席独立董事专门会议，但 非独立董事人员对会议议案没有表决权。 上海至纯洁净系统科技股份有限公司 独立董事专门会议制度 第一条 为充分发挥独立董事在董事会中参与决策、监督制衡、专业咨询等职能，进一 步完善公司的治理结构，保护中小股东及利益相关者的利益，促进公司的规范运作，根据《中 华人民共和国公司法》《上市公司治理准则》《上市公司独立董事管理办法》《上海证券交 易 ...

董事会 2025 年 4 月 27 日 上海至纯洁净系统科技股份有限公司 独立董事关于 2024 年度独立性的自查报告 上海至纯洁净系统科技股份有限公司 董事会关于独立董事独立性情况的专项意见 根据中国证券监督管理委员会《上市公司独立董事管理办法》《上海证券交 易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运 作》等要求，上海至纯洁净系统科技股份有限公司（以下简称"公司"）董事会， 就公司 2024 年度在任的独立董事夏光先生、颜恩点先生的独立性情况进行评估 并出具如下专项意见： 经核查独立董事夏光先生、颜恩点先生的任职经历以及签署的相关自查文件， 上述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东公司担 任任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍其进行独 立客观判断的关系，不存在影响独立董事独立性的情况。符合《上市公司独立董 事管理办法》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》中 对独立董事独立性的相关要求。 上海至纯洁净系统科技股份有限公司 本人根据《上市公司独立董事管理办法》等相关规定要求，填写本自查情况 表，并对本自查情况 ...

上海至纯洁净系统科技股份有限公司 2024 年度独立董事述职报告 作为上海至纯洁净系统科技股份有限公司（以下简称"公司"）独立董事， 本人施振业严格按照《中华人民共和国公司法》《中华人民共和国证券法》《上市 公司治理准则》等法律法规和《公司章程》的规定，恪尽职守、勤勉尽责，忠实 履行职责，维护公司股东尤其是中小股东的合法权益。现将 2024 年度（以下简 称"报告期"）担任独立董事的履职情况报告如下： 一、独立董事基本情况 本人经公司于 2021 年 2 月 19 日召开的 2021 年第一次临时股东会获选举为 公司第四届董事会独立董事。本人在企业管理、行业环境等方面具备担任公司独 立董事所必需的专业知识和丰富的实践经验，不存在影响独立性的情况，符合相 关法律法规的要求，本人的基本情况详见公司《2024 年年度报告》中"第四节 公司治理"之"四、董事、监事和高级管理人员的情况"。 本人与公司之间不存在任何影响独立性的情况，不受公司大股东、实际控制 人或者其他与上市公司存在利害关系的单位或个人的影响。 1、关注公司情况 2024 年度任期内，本人深入细致地关注了公司的日常运营、所处行业发展 以及业务发展状况，并 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥727,679,340.12, a decrease of 10.32% compared to ¥811,384,104.30 in the same period last year[4] - Net profit attributable to shareholders was ¥19,016,075.94, down 70.09% from ¥63,585,432.40 year-on-year[4] - The net profit after deducting non-recurring gains and losses was ¥10,247,586.70, reflecting an 83.64% decline from ¥62,646,791.52 in the previous year[4] - Basic and diluted earnings per share were both ¥0.027, representing a decrease of 83.73% compared to ¥0.166 in the same period last year[4] - Operating profit for Q1 2025 was ¥18,774,374.02, down 73.5% from ¥70,836,838.88 in Q1 2024[18] - Net profit for Q1 2025 was ¥888,392.08, a significant decline from ¥47,603,407.78 in Q1 2024, representing a decrease of 98.1%[19] - Total operating costs for Q1 2025 were ¥739,472,989.30, a slight decrease of 1.9% from ¥753,584,462.38 in Q1 2024[18] - Basic earnings per share for Q1 2025 were ¥0.027, down from ¥0.166 in Q1 2024[19] Cash Flow and Investments - The net cash flow from operating activities was -¥62,066,065.08, an improvement from -¥261,824,475.24 in the previous year[4] - Cash flow from operating activities for Q1 2025 was negative at -¥62,066,065.08, an improvement from -¥261,824,475.24 in Q1 2024[22] - Investment activities generated a net cash outflow of -¥82,482,321.16 in Q1 2025, compared to -¥156,934,780.24 in Q1 2024[23] - Financing activities generated a net cash inflow of ¥143,303,160.74 in Q1 2025, down from ¥216,779,267.75 in Q1 2024[23] - The company reported a significant increase of 615.36% in investment income due to receiving dividends from invested enterprises[7] Assets and Liabilities - The total assets at the end of the reporting period were ¥13,786,260,448.21, an increase of 1.56% from ¥13,574,302,675.76 at the end of the previous year[5] - The company's current assets totaled CNY 8,147,039,455.55, up from CNY 7,987,763,488.63, indicating an increase of about 1.99%[13] - Cash and cash equivalents stood at CNY 874,031,620.62, slightly up from CNY 870,474,310.42, showing a growth of approximately 0.18%[13] - Accounts receivable decreased to CNY 2,762,746,848.38 from CNY 2,834,240,451.41, representing a decline of about 2.52%[13] - Inventory increased to CNY 3,251,582,288.16 from CNY 3,118,056,613.38, marking a rise of approximately 4.27%[13] - Total liabilities reached CNY 8,906,156,286.04, compared to CNY 8,647,366,133.49, reflecting an increase of about 2.99%[15] - The company's equity attributable to shareholders was CNY 4,802,603,710.90, a slight decrease from CNY 4,830,981,596.73, indicating a decline of approximately 0.58%[15] - Short-term borrowings rose to CNY 3,313,791,149.37 from CNY 3,073,089,945.80, which is an increase of about 7.81%[15] - The company reported a total of CNY 1,249,982,320.40 in undistributed profits, up from CNY 1,230,966,244.46, reflecting an increase of approximately 1.99%[15] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 117,335[9] - The largest shareholder, Jiang Yuan, holds 22.55% of the shares, with 38,260,000 shares pledged[9] - The company has not reported any significant changes in shareholder structure or related party transactions during the reporting period[10][11] Research and Development - Research and development expenses increased to ¥52,179,672.27 in Q1 2025, up 11.0% from ¥46,737,783.36 in Q1 2024[18]

R&D Investment and Innovation - R&D investment has increased from 13 million in 2017 to over 440 million, with a cumulative investment exceeding 1.5 billion over the past five years[7]. - The company has accumulated 845 patents since 2005, including 350 invention patents, and is actively seeking overseas patent protection[12]. - The company's R&D investment surged from 0.13 billion CNY in 2017 to 4.42 billion CNY in 2024, with cumulative R&D expenditures exceeding 1.5 billion CNY over the past five years[52]. - The company has applied for a total of 845 patents, with 577 granted, emphasizing its commitment to innovation and quality management[61]. - The company is committed to enhancing its innovation capabilities and has been recognized as a high-tech enterprise, with nine subsidiaries also receiving similar recognition[61]. Market Position and Performance - The company has achieved a market share of 48.8% in the domestic 12-inch wafer gas equipment market, significantly surpassing foreign competitors[8]. - The company holds a market share of 48.8% in high-purity specialty gas systems and over 30% in chemical equipment and systems for 12-inch wafer fabs in mainland China from 2016 to 2024[76]. - The company's operating revenue for 2024 reached ¥3,604,680,268.78, representing a 14.40% increase compared to ¥3,151,026,067.05 in 2023[41]. - The company has established a strong position in the domestic high-purity process system support equipment market, with a focus on improving process yield through essential support equipment[78]. - The company has successfully built a localized supply chain since 2021, ensuring business continuity and stability amid external challenges[57]. Financial Performance - The net profit attributable to shareholders for 2024 was ¥23,597,485.84, a significant decrease of 93.75% from ¥377,277,343.39 in 2023[41]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥57,406,956.30, marking a decline of 156.25% compared to ¥102,061,627.39 in 2023[41]. - The total assets increased by 13.88% to ¥13,574,302,675.76 at the end of 2024, up from ¥11,919,485,610.81 at the end of 2023[41]. - The company's basic earnings per share decreased by 94.15% to 0.062 CNY compared to the previous year[42]. - The gross margin for the semiconductor segment was 32.02%, with a year-on-year increase in operating revenue of 20.81%[98]. Strategic Goals and Future Plans - The company plans to continue its LAB2FAB® strategy, focusing on core processes and key manufacturing services[14]. - The company aims to enhance its technology level and adapt flexibly to market changes, with a focus on achieving more proud results in high-end equipment by 2025[16]. - The company expects annual new orders in the range of 5.5 to 6 billion yuan for 2025, with process equipment orders between 1.5 to 2 billion yuan[130]. - The core operational goals for 2025 include strengthening the depth and breadth of process equipment business coverage and accelerating the layout of electronic materials and core components[130]. - The company plans to enhance cash recovery capabilities and optimize resource allocation to improve profitability[130]. Supply Chain and Localization - The company has implemented a localization strategy, achieving 90% self-sufficiency in its equipment supply chain[8]. - The company has established two fully domestic 12-inch wafer gas supply systems, contributing stable cash flow for at least 15 years[8]. - The company has accelerated its layout in the electronic materials sector, successfully establishing the first fully domestically produced 12-inch wafer gas supply factory, achieving operational stability and breaking the international supplier monopoly[56]. - The company has built a production and service base of 420,000 square meters, with an additional 48,700 square meters under construction, supporting its medium to long-term strategic goals[58]. - The company has developed a modular and digital solution for high-purity systems, enhancing its competitive edge in the high-purity field[77]. Corporate Governance and Management - The company has established a governance structure that includes a board of directors and various committees to ensure effective oversight and compliance[139]. - The company has a structured remuneration management system for its directors and senior management[149]. - The company continues to expand its leadership team with new appointments to enhance governance and oversight[150]. - The company held multiple board meetings in 2024, including the election of the fifth board of directors and the appointment of senior management[152]. - The company has established a profit distribution system to ensure the fulfillment of commitments made by its directors and senior management[193]. Environmental and Social Responsibility - The company has established environmental protection management systems and has passed ISO14001 certification, ensuring compliance with environmental regulations[184]. - The company has taken measures to reduce carbon emissions, successfully decreasing carbon dioxide equivalent emissions by 2,691.9 tons through the use of self-generated photovoltaic power[185]. - The company has disclosed its corporate social responsibility report, which is available on the Shanghai Stock Exchange website[186]. - Total donations amounted to 160,700 CNY, with 100,000 CNY donated to the Song Qingling Foundation for the "Xin Gan Bao Bei Liver Transplant Project"[187]. - Material donations totaled 30,700 CNY, including 15,100 CNY for the "Chasing Light Cabin" project for underprivileged families and 15,600 CNY for a nursing home in Minhang District, Shanghai[187].