关于成都豪能科技股份有限公司 2023 年向不特定对象发行可转换公司债券 的 补充法律意见书（一） 中国 深圳 福田区益田路6001号太平金融大厦11、12层 邮政编码：518038 11-12/F, Taiping Finance Tower, Yitian Road No. 6001, Futian District, Shenzhen, CHINA 电话(Tel)：(0755) 8826 5288 传真(Fax)：(0755) 8826 5537 | 第一部分 | | 关于发行人相关事项变化情况的法律意见 4 | | --- | --- | --- | | 1. | 发行人的主体资格 | 4 | | 2. | 本次发行上市的实质条件 | 4 | | 3. | 发行人的前十大股东 | 6 | | 4. | 关联交易 | 7 | | 5. | 发行人的主要财产 | 7 | | 6. | 发行人的重大债权债务 | 9 | | 7. | 发行人享受的财政补贴 | 12 | | 第二部分 | 关于审核问询回复 | 12 | | 问题 | 1. 关于本次募投项目必要性 | 12 | 补充法律意见书（一） 广东信达律 ...

深圳市福田区福华一路 111 号 豪能股份向不特定对象发行可转债申请文件 上市保荐书 招商证券股份有限公司 关于成都豪能科技股份有限公司 2023 年向不特定对象发行可转换公司债券 之 上市保荐书 保荐机构（主承销商） 3-2-1 豪能股份向不特定对象发行可转债申请文件 上市保荐书 声 明 招商证券股份有限公司（以下简称"招商证券"或"保荐机构"）接受成都 豪能科技股份有限公司（以下简称"发行人"、"公司"或"豪能股份"）的委托， 担任发行人 2023 年向不特定对象发行可转换公司债券（以下简称"本次发行"） 的保荐机构。 本保荐机构及相关保荐代表人根据《中华人民共和国公司法》《中华人民共 和国证券法》《证券发行上市保荐业务管理办法》《上市公司证券发行注册管理办 法》《可转换公司债券管理办法》《上海证券交易所股票上市规则》《上海证券交 易所上市公司证券发行上市审核规则》等法律法规和中国证券监督管理委员会及 上海证券交易所的有关规定，诚实守信，勤勉尽责，严格按照依法制定的业务规 则和行业自律规范出具上市保荐书，并保证所出具文件的真实性、准确性和完整 性。 （本上市保荐书中所有简称和释义，如无特别说明，均与《成都 ...

豪能股份向不特定对象发行可转债申请文件 审核问询函的回复 股票简称：豪能股份 股票代码：603809 转债简称：豪能转债 转债代码：113662 成都豪能科技股份有限公司 与 招商证券股份有限公司 关于公司 2023 年向不特定对象发行可转换公司债券 《申请文件审核问询函》 （（上证上审再融资）〔2023〕543 号）的 回复 保荐机构（主承销商） 二零二三年八月 7-1-1 豪能股份向不特定对象发行可转债申请文件 审核问询函的回复 上海证券交易所： 根据贵所于 2023 年 8 月 2 日出具的上证上审（再融资）〔2023〕543 号《关 于成都豪能科技股份有限公司向不特定对象发行可转换公司债券申请文件的审 核问询函》（以下简称"审核问询函"）的要求，成都豪能科技股份有限公司（以 下简称"公司"、"发行人"、"豪能股份"）已会同招商证券股份有限公司（以下 简称"招商证券"或"保荐机构"）、广东信达律师事务所（以下简称"信达律所" 或"发行人律师"）、信永中和会计师事务所（特殊普通合伙）（以下简称"信永 中和"或"申报会计师"）对问询函的有关事项进行了认真核查与落实。现就审 核问询函涉及问题的核查和落实情况逐 ...

关于 2023 年半年度业绩说明会召开情况的公告 | 证券代码：603809 | 证券简称：豪能股份 公告编号：2023-046 | | --- | --- | | 转债代码：113662 | 转债简称：豪能转债 | 成都豪能科技股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 成都豪能科技股份有限公司（以下简称"公司"）于 2023 年 8 月 18 日（星 期五）下午 15:00-16:00 在 上 海 证 券 交 易 所 上 证 路 演 中 心 （https://roadshow.sseinfo.com/）通过网络文字互动方式召开了 2023 年半年度业 绩说明会，现将说明会召开情况公告如下： 一、说明会召开情况 公司于 2023 年 8 月 11 日在上海证券交易所网站（www.see.com.cn）及指定 信息披露媒体披露了《成都豪能科技股份有限公司关于召开 2023 年半年度业绩 说明会的公告》（公告编号：2023-045）。 2023 年 8 月 18 日下午 15:00-16:00，公司董事长、总经 ...

| 证券代码：603809 | 证券简称：豪能股份 | 公告编号：2023-045 | | --- | --- | --- | | 转债代码：113662 | 转债简称：豪能转债 | | 成都豪能科技股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 投资者可于 2023 年 08 月 11 日（星期五）至 08 月 17 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 bgs@cdhntech.com 进行提问。公司将在说明会上对投资者普遍关注的问题 进行回答。 成都豪能科技股份有限公司（以下简称"公司"）已于 2023 年 08 月 01 日发 布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半 年度的经营成果、财务状况，公司计划于 2023 年 08 月 18 日下午 15:00-16:00 召 开 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately RMB 824.38 million, representing a year-on-year increase of 15.74% compared to RMB 712.27 million in the same period last year[23]. - The net profit attributable to shareholders of the listed company decreased by 24.25% to approximately RMB 89.17 million, down from RMB 117.72 million in the previous year[23]. - The net cash flow from operating activities was approximately RMB 68.57 million, a significant decrease of 66.08% compared to RMB 202.15 million in the same period last year[23]. - The basic earnings per share for the first half of 2023 was RMB 0.2292, down 24.88% from RMB 0.3051 in the same period last year[24]. - The weighted average return on net assets decreased by 2.04 percentage points to 4.14% compared to 6.18% in the previous year[24]. - The net profit attributable to the parent company was 89.17 million yuan, a decrease of 24.25% year-on-year due to high fixed cost amortization and increased financial expenses[39]. - The company’s cash flow from operating activities decreased by 66.08% year-on-year, primarily due to changes in customer payment methods and increased cash outflows[46]. Assets and Liabilities - The total assets of the company increased by 8.73% to approximately RMB 5.12 billion, compared to RMB 4.71 billion at the end of the previous year[23]. - The net assets attributable to shareholders of the listed company increased by 1.04% to approximately RMB 2.13 billion, compared to RMB 2.11 billion at the end of the previous year[23]. - The company's cash and cash equivalents increased by 11.53% to ¥375,844,333.12, compared to ¥336,975,253.95 in the previous year[47]. - Accounts receivable rose by 40.71% to ¥504,569,636.62, driven by increased sales revenue and the adoption of digital accounts receivable payment methods by some customers[49]. - The company's total liabilities amounted to RMB 2,990.86 million, with a debt-to-asset ratio of 58.37%[100]. - The company's long-term borrowings increased by 96.99% to ¥912,634,445.40, reflecting new long-term bank loans[48]. Market and Industry Trends - In the first half of 2023, China's automotive production and sales reached 13.248 million and 13.239 million units, respectively, representing year-on-year growth of 9.3% and 9.8%[28]. - The production and sales of new energy vehicles in the same period were 3.788 million and 3.747 million units, showing significant year-on-year growth of 42.4% and 44.1%[29]. - The AMT heavy truck market in China is expected to reach a 50% market share by 2025 and 90% by 2030, indicating significant growth potential[41]. Business Strategy and Development - The company focuses on automotive transmission system components, including synchronizers and differentials, with a strong market position in both fuel and new energy vehicles[31]. - The differential system products are a key growth area for the company, with capabilities in independent design and manufacturing, positioning it as a core business for future development[32]. - Continuous R&D investment has led to advanced technology in various manufacturing processes, maintaining a leading position in the industry[36]. - The company aims to leverage the growing demand in the aerospace sector, with a focus on high-end precision manufacturing for both military and civilian aircraft components[33]. - The company plans to invest 550 million yuan in a new energy vehicle key component production base, with construction expected to be completed in Q3 2023[40]. Risks and Challenges - The company faces risks from intensified competition in the automotive parts sector, particularly as the market shifts towards electric vehicles, attracting more competitors including multinational companies[55]. - The company is heavily reliant on core customers, and any failure to meet their needs could lead to significant customer loss, adversely affecting future operations and profitability[58]. - The company has identified risks related to product substitution, particularly as the market share of automatic and continuously variable transmissions (CVT) increases, potentially affecting sales of its traditional products[56]. Shareholder and Corporate Governance - The company did not disclose any plans for profit distribution or capital reserve transfer to increase share capital during this reporting period[6]. - There were no significant non-operating fund occupation issues by controlling shareholders or related parties reported[8]. - The company reported a commitment to not transfer more than 25% of their shares annually after the lock-up period, which ends two years post-lock-up[67]. - The company will ensure that any related transactions are conducted based on equal, voluntary, and fair business principles[68]. Environmental and Social Responsibility - The company has implemented effective environmental protection measures, ensuring that all pollutants are discharged within standards and waste is either recycled or safely disposed of[63]. - The company has adopted carbon reduction technologies in its production processes, such as using LED lighting and optimizing transformer losses, to effectively reduce carbon emissions[64]. Financial Instruments and Accounting Policies - The group classifies financial assets into three categories: amortized cost, fair value through other comprehensive income, and fair value through profit or loss[161]. - The expected credit loss is calculated as the present value of the difference between all contractual cash flows expected to be received and the expected cash flows[172]. - The group uses a combination of credit risk characteristics, such as financial instrument type and geographic location, to group financial instruments for expected credit loss measurement[176]. Share Capital and Equity Management - The company has completed the repurchase and cancellation of 737,466 restricted stocks due to employee departures and unmet performance targets[143]. - The total equity attributable to shareholders of the parent company was reported at ¥2,112,082,000.00, reflecting a stable financial position despite fluctuations in the market[127]. - The company is actively managing its equity structure, with ongoing assessments of capital reserves and retained earnings to support future strategic initiatives[135].

Financial Performance - The company's operating revenue for Q1 2023 was ¥378,723,215.22, representing a decrease of 7.45% compared to the same period last year[3]. - The net profit attributable to shareholders for Q1 2023 was ¥43,316,929.28, down 47.15% year-on-year[3]. - Basic earnings per share for Q1 2023 were ¥0.1111, a decrease of 47.69% year-on-year[3]. - The company's total comprehensive income for Q1 2023 was CNY 43,143,748.38, down from CNY 86,008,438.33 in Q1 2022, indicating a significant decline in overall profitability[16]. - The company’s operating profit for Q1 2023 was CNY 48,654,737.40, a decrease of 51.1% from CNY 99,408,509.62 in Q1 2022[16]. - The total revenue from operating activities decreased to CNY 262,891,276.14 in Q1 2023, down from CNY 328,753,856.41 in Q1 2022, representing a decline of approximately 20%[18]. - The net profit for Q1 2023 was CNY 43,143,748.38, a decrease of 49.8% compared to CNY 86,008,438.33 in Q1 2022[16]. - The operating profit for Q1 2023 was a loss of ¥1,610,126.96, compared to a profit of ¥4,295,284.85 in Q1 2022[25]. - The net profit for Q1 2023 was a loss of ¥1,403,451.27, compared to a profit of ¥3,650,992.12 in Q1 2022[25]. Cash Flow - The net cash flow from operating activities was -¥65,572,950.13, a decline of 140.62% compared to the previous year[3]. - The cash flow from operating activities showed a net outflow of CNY -65,572,950.13 in Q1 2023, compared to CNY -27,252,073.42 in Q1 2022, indicating a worsening cash flow situation[18]. - The company incurred a net cash outflow from investing activities of CNY -32,325,764.27 in Q1 2023, compared to CNY -149,472,465.08 in Q1 2022, indicating improved cash management in investments[19]. - The financing activities generated a net cash inflow of CNY 18,021,865.59 in Q1 2023, a decrease from CNY 136,336,094.30 in Q1 2022, reflecting reduced financing activities[19]. - Cash inflow from operating activities in Q1 2023 was 66,439,664.58 RMB, down 43.4% from 117,568,284.43 RMB in Q1 2022[26]. - The net cash flow from operating activities improved to 27,039,787.76 RMB in Q1 2023, compared to a negative 118,902,679.08 RMB in Q1 2022[26]. - Cash outflow from financing activities in Q1 2023 was 45,523,904.66 RMB, compared to 210,457,923.74 RMB in Q1 2022, showing a reduction in financing costs[27]. - The company reported a cash flow from financing activities net amount of -44,137,646.84 RMB in Q1 2023, contrasting with a positive 34,862,877.07 RMB in Q1 2022[27]. Assets and Liabilities - Total assets at the end of Q1 2023 were ¥4,867,684,808.19, an increase of 3.28% from the end of the previous year[4]. - Total liabilities increased to ¥2,710,541,076.33 in Q1 2023 from ¥2,600,811,975.01 in Q4 2022, marking an increase of 4.2%[12]. - The company's non-current assets totaled ¥3,185,757,707.14 as of March 31, 2023, compared to ¥3,102,320,346.12 at the end of 2022, showing a growth of 2.7%[13]. - The company's cash and cash equivalents increased to ¥1,681,927,101.05 in Q1 2023 from ¥1,610,574,304.95 in Q4 2022, representing a rise of 4.4%[12]. - The company's retained earnings as of March 31, 2023, were ¥1,300,667,159.20, up from ¥1,257,350,229.92 at the end of 2022, indicating an increase of 3.4%[13]. - The total assets as of March 31, 2023, included cash and cash equivalents of CNY 75,408,763.02, down from CNY 132,711,647.63 at the end of 2022[21]. - The total liabilities increased to ¥1,333,990,196.39 as of March 31, 2023, from ¥1,328,445,678.75 at the end of 2022[23]. Shareholder Information - The company reported a total of 13,155 common shareholders at the end of the reporting period[7]. - The top shareholder, Xiang Chaodong, holds 71,344,000 shares, accounting for 18.12% of the total shares[7]. Operational Efficiency - The company experienced a significant decline in gross margin due to product capacity release not meeting expectations and product structure adjustments[5]. - The company is focusing on digital accounts receivable collection methods, which have increased compared to the previous year[5]. - Total operating costs increased to ¥329,938,550.99 in Q1 2023, up from ¥312,198,931.08 in Q1 2022, representing a rise of 5.5%[14]. - Research and development expenses for Q1 2023 were ¥21,549,196.75, compared to ¥20,945,155.61 in Q1 2022, indicating an increase of 2.9%[14]. - The company's financial expenses for Q1 2023 were ¥11,679,948.00, significantly higher than ¥4,178,696.50 in Q1 2022, primarily due to increased interest expenses[25]. - The company reported a significant increase in credit impairment losses, amounting to CNY -3,311,972.07 in Q1 2023, compared to CNY -1,096,171.61 in Q1 2022[16]. - The company's inventory increased to ¥51,471,705.78 from ¥45,103,180.14, indicating a 14.5% rise[22]. - The company reported a significant increase in contract liabilities, rising to ¥57,651,647.99 from ¥38,490,100.73[23].

2022 年年度报告 公司代码：603809 公司简称：豪能股份 转债代码：113662 转债简称：豪能转债 成都豪能科技股份有限公司 2022 年年度报告 2022 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 信永中和会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人张勇、主管会计工作负责人鲁亚平及会计机构负责人（会计主管人员）鲁亚平声 明：保证年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 公司拟以实施权益分派股权登记日登记的总股本为基数分配利润，向全体股东每10股派发现 金红利1.80元（含税）。截至2022年12月31日，公司总股本为393,753,724股，以此计算合计拟派 发现金红利70,875,670.32元（含税）。本年度不实行公积金转增股本，不送红股。该方案尚需提 交公司2022年年度股东大会审议。 六、 前瞻性陈述的风 ...

关于召开 2022 年度暨 2023 年第一季度 业绩说明会的公告 | 证券代码：603809 | 证券简称：豪能股份 公告编号；2023-002 | | --- | --- | | 转债代码：113662 | 转债简称：豪能转债 | 成都豪能科技股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 投资者可于 2023 年 04 月 18 日（星期二）至 04 月 24 日（星期一）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司投资者 关系邮箱 bgs@cdhntech.com 进行提问。公司将在说明会上对投资者普遍关 注的问题进行回答。 成都豪能科技股份有限公司（以下简称"公司"）将于 2023 年 4 月 21 日披 露公司 2022 年年度报告及 2023 年第一季度报告，为便于广大投资者更全面深入 地了解公司 2022 年度及 2023 年第一季度的经营成果、财务状况，公司计划于 2023 年 04 月 25 日上午 11:00-12:00 召开 2022 年度暨 20 ...

2022 年第三季度报告 证券代码：603809 证券简称：豪能股份 成都豪能科技股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 注:"本报告期"指本季度初至本季度末 3 个月期间，下同。 (二)非经常性损益项目和金额 单位：元 币种：人民币 | 项目 | 本报告期金额 | 年初至报告期末金额 | 说明 | | --- | --- | --- | --- | | 非流动性资产处置损益 | -647.88 | -375,143.25 | | | 计入当期损益的政府补助，但与公 | 6,282,330.68 | ...