二、董事会会议审议情况 1、审议通过《2023 年半年度报告及摘要》 | 证券代码：603978 | 证券简称：深圳新星 公告编号：2023-063 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 第四届董事会第二十八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、董事会会议召开情况 深圳市新星轻合金材料股份有限公司（以下简称"公司"）第四届董事会第二 十八次会议于 2023 年 8 月 28 日在深圳市光明区高新产业园区汇业路 6 号新星公 司红楼会议室以通讯的形式召开。本次会议已于 2023 年 8 月 18 日以邮件及电话 的方式通知全体董事。本次会议由公司董事长陈学敏先生主持，应出席董事 9 人，实际出席董事 9 人。本次会议的召集和召开符合《公司法》和《公司章程》 的规定，合法有效。 报告内容详见同日刊登在上海证券交易所网站（http://www.sse.com.cn）上 的《2023 年半年度募集资金存放与实际使用情 ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2023-065 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 2023 年半年度募集资金存放与实际使用 情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据《上海证券交易所上市公司自律监管指引第 1 号—规范运作》和《上海 证券交易所上市公司自律监管指南第 1 号—公告格式》的规定，现将深圳市新星 轻合金材料股份有限公司（以下简称"公司"）2023 年半年度募集资金存放与实际 使用情况报告如下： 一、募集资金基本情况 （一）首次公开发行 A 股股票募集资金情况 1、实际募集资金金额、资金到账时间 经中国证券监督管理委员会证监许可[2017]1313 号文核准，本公司于 2017 年 7 月向社会公开发行人民币普通股（A 股）20,000,000.00 股，每股发行价为 29.93 元，应募集资金总额为人民币 598,600,000.00 元，根据有关规定扣除不含 税发 ...

经审阅，我们认为：公司 2023 年半年度募集资金存放与实际使用情况符合 中国证监会《上市公司监管指引第 2 号—上市公司募集资金管理和使用的监管 要求》、《上海证券交易所股票上市规则》、《公司章程》和公司《募集资金管理办 法》等有关规定，不存在违规使用募集资金的情形。公司出具的《2023 年半年 度募集资金存放与实际使用情况的专项报告》内容真实、准确、完整，不存在虚 假记载、误导性陈述或重大遗漏，我们同意该报告。 深圳市新星轻合金材料股份有限公司 独立董事：肖长清、贺志勇、宋顺方 深圳市新星轻合金材料股份有限公司 独立董事关于第四届董事会第二十八次会议有关事 项的独立意见 根据《中华人民共和国公司法》、《上市公司独立董事管理办法》、《上海证券 交易所股票上市规则》以及《公司章程》、公司《独立董事工作制度》等有关规 定，我们作为深圳市新星轻合金材料股份有限公司（以下简称"公司）"）的独立 董事，在审阅了相关资料后，对第四届董事会第二十八次会议有关事项发表以下 独立意见： 一、关于 2023 年半年度募集资金存放与实际使用情况的独立意见 2023 年 8 月 28 日 ...

| 证券代码：603978 证券简称：深圳新星 | 公告编号：2023-062 | | --- | --- | | 债券代码：113600 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于全资子公司涉及诉讼及银行账户被冻结的公告 松岩新能源于近日收到贵州省息烽县人民法院传票【（2023）黔0122民初1179 号】，因买卖合同纠纷一案，贵州航盛锂能科技有限公司向贵州省息烽县人民法 院提起诉讼并提出保全申请。现将本次诉讼有关情况披露如下： 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 案件所处的诉讼阶段：法院已受理，尚未开庭 （一）本次诉讼案件的当事人 原告：贵州航盛锂能科技有限公司 统一社会信用代码：91520122MAALWBCL7R 上市公司所处的当事人地位：被告松岩新能源材料（全南）有限公司（以 下简称"松岩新能源"）系深圳市新星轻合金材料股份有限公司（以下简称"公司"） 的全资子公司 涉案的金额：松岩新能源被请求支付违约金、损失等人民币 18,024,000 元及诉讼费、保全费 是否 ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2023-040 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 关于召开2022年度暨2023年第一季度 业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 深圳市新星轻合金材料股份有限公司（以下简称"公司"）已于 2023 年 4 月 25 日发布公司 2022 年度报告及 2023 年第一季度报告，为便于广大投资者更全 面深入地了解公司 2022 年度和 2023 年第一季度经营成果、财务状况，公司计划 于 2023 年 6 月 6 日下午 16:00-17:00 举行 2022 年度暨 2023 年第一季度业绩说明 会，就投资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以视频结合网络互动召开，公司将针对 2022 年度和 2023 年第一季度的经营成果及财务指标的具体情况与投资者进行互动交流和沟通，在 信息披露允许的范围内就投资者普遍关注 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥267,259,648.41, representing a decrease of 29.45% compared to the same period last year[5] - The net profit attributable to shareholders was -¥13,473,296.56, a decline of 144.76% year-on-year[5] - The net cash flow from operating activities was -¥91,434,066.85, reflecting a significant decrease of 2,154.92% compared to the previous year[5] - Basic earnings per share were -¥0.08, down 144.44% from the same period last year[6] - The company reported a net loss for Q1 2023, with total operating costs exceeding total operating revenue[19] - In Q1 2023, the company reported a net profit of -13,473,296.56 RMB, a significant decrease compared to a net profit of 30,099,157.69 RMB in Q1 2022, representing a decline of approximately 144.8%[20] - Operating profit for Q1 2023 was -14,417,543.98 RMB, compared to an operating profit of 33,849,601.15 RMB in the same period last year, indicating a decline of around 142.6%[20] - The total comprehensive income for Q1 2023 was -13,473,296.56 RMB, compared to 30,099,157.69 RMB in Q1 2022, indicating a decrease of approximately 144.8%[21] Assets and Liabilities - Total assets at the end of the reporting period were ¥3,272,780,997.13, an increase of 2.62% from the end of the previous year[6] - Total assets as of March 31, 2023, were RMB 3,272,780,997.13, up from RMB 3,189,095,157.56 at the end of 2022, showing an increase of 2.6%[17] - Total liabilities increased to RMB 1,553,922,451.20 from RMB 1,456,784,649.76, reflecting a rise of 6.7%[17] - Non-current liabilities totaled RMB 753,733,256.84, up from RMB 656,614,711.58, marking an increase of 14.8%[17] Shareholder Information - The total number of common shareholders at the end of the reporting period was 17,149[10] - The largest shareholder, Chen Xueming, held 43,409,400 shares, representing 26.16% of the total shares[11] Revenue and Costs - Total operating revenue for Q1 2023 was RMB 267,259,648.41, a decrease of 29.5% compared to RMB 378,802,067.82 in Q1 2022[19] - Total operating costs for Q1 2023 were RMB 286,922,501.83, down from RMB 352,246,840.93 in Q1 2022, reflecting a reduction of 18.5%[19] - Total revenue from sales of goods and services received in Q1 2023 was 196,206,409.32 RMB, down from 301,959,893.94 RMB in Q1 2022, reflecting a decrease of approximately 35%[23] Cash Flow and Financing - Cash and cash equivalents as of March 31, 2023, amounted to RMB 361,421,236.18, slightly down from RMB 365,766,709.90 at the end of 2022[15] - The company's cash flow from operating activities showed a net outflow of -91,434,066.85 RMB in Q1 2023, a stark contrast to a net inflow of 4,449,521.57 RMB in Q1 2022[24] - Cash and cash equivalents at the end of Q1 2023 were 355,365,179.01 RMB, a decrease from 297,305,907.85 RMB at the end of Q1 2022[25] - The company raised 230,130,000.00 RMB through borrowings in Q1 2023, compared to 140,000,000.00 RMB in Q1 2022, indicating a 64.3% increase in financing activities[25] Expenses - Research and development expenses increased to 17,125,254.22 RMB in Q1 2023, up from 15,699,404.80 RMB in Q1 2022, marking an increase of about 9.0%[20] - The company incurred financial expenses of 12,585,052.80 RMB in Q1 2023, compared to 8,991,142.20 RMB in Q1 2022, representing an increase of approximately 40.5%[20] Management Focus - The company is focusing on reducing operating costs and improving cash flow management in the upcoming quarters[19] - The company attributed the decline in net profit to a significant drop in the market price of lithium hexafluorophosphate and asset impairment losses[9] - Non-recurring gains and losses amounted to ¥1,583,441.06, after accounting for tax effects[9]

Financial Performance - The company reported a negative net profit attributable to shareholders for the year 2022, resulting in no cash dividends being distributed[5]. - The operating cash flow for the year was also negative, indicating challenges in cash generation[5]. - The company's operating revenue for 2022 was CNY 1,524,302,684.40, representing a 10.80% increase compared to CNY 1,375,705,908.24 in 2021[20]. - The net profit attributable to shareholders was a loss of CNY 48,084,934.03 in 2022, a significant decline of 267.06% from a profit of CNY 28,782,173.97 in 2021[20]. - The basic earnings per share for 2022 was -CNY 0.29, down 261.11% from CNY 0.18 in 2021[21]. - The weighted average return on equity decreased to -2.73% in 2022, a drop of 4.44 percentage points from 1.71% in 2021[21]. - The company's net assets attributable to shareholders decreased by 3.17% to CNY 1,732,310,507.80 at the end of 2022, compared to CNY 1,788,954,640.62 at the end of 2021[20]. - The net profit for the period was a loss of CNY 4,808.49 million, a decline of 267.06% year-on-year[35]. - The operating cost for 2022 was CNY 1,370.69 million, which represents a 12.13% increase year-on-year[85]. - The company reported a significant decrease in sales expenses by 90.51%, down to 558,115.76 yuan[99]. Research and Development - The company reported a significant increase in research and development expenses, contributing to the decline in net profit[22]. - Research and development expenses increased by 19.16% to CNY 6,832.63 million, primarily due to rising raw material costs and increased R&D investment[37]. - The company invested CNY 68.33 million in R&D in 2022, a 19.16% increase year-on-year, and applied for 18 domestic invention patents[44]. - The company has established several research and innovation platforms, including a national-level engineering laboratory and various provincial technology centers[62]. - The company is focusing on the research and development of new materials, including SB powder for petroleum catalyst carriers, to enhance product offerings[122]. Production and Capacity - The company operates several wholly-owned subsidiaries, including Sunxing New Materials and Huizhou New Star[11]. - The company has established an annual production capacity of 60,000 tons for aluminum grain refiners and 30,000 tons for aluminum intermediate alloys[61]. - The production of aluminum grain refining agent was 44,531.55 tons, a year-on-year decrease of 8.25%, with sales of 45,380.70 tons, down 7.29%[39]. - The sales volume of lithium hexafluorophosphate reached 860.51 tons, with a year-on-year increase of 5,416.06%, generating sales revenue of CNY 21,335.64 million, up 2,826.59%[39]. - The company plans to complete the third phase of lithium hexafluorophosphate production, with a capacity of 7,000 tons, expected to be operational by December 2023[31]. - The company has established a pilot production line for lithium fluoride with an annual capacity of 500 tons, which is now in a trial production state[43]. - The company is constructing a project in Yanshi District, Luoyang, with an annual production capacity of 100,000 tons of battery aluminum foil, expected to complete installation and debugging of two casting production lines by June 2023[42]. Market and Industry Trends - The company is positioned to benefit from the rapid growth of the new energy vehicle sector, which is driving demand for lithium battery materials[55]. - The lithium-ion battery production in China reached 750 GWh in 2022, with a year-on-year growth of over 130%, and the total industry output value exceeded 1.2 trillion yuan[56]. - The demand for high-end aluminum grain refiners and intermediate alloys is expected to increase, driven by advancements in high-end aluminum applications[50]. - The domestic aluminum grain refining agent industry has about 50-60 production enterprises, with low industry concentration and significant price competition leading to a substantial decline in overall gross margins[51]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2023[143]. Governance and Compliance - The company has received a standard unqualified audit report from Rongcheng Accounting Firm[4]. - The company confirmed that all board members attended the board meeting, ensuring governance compliance[8]. - The company has maintained independence from its controlling shareholder, with no guarantees provided to related enterprises and no non-operational fund occupation[137]. - The company held 7 supervisory board meetings during the reporting period, ensuring effective oversight of board decisions and compliance with legal regulations[137]. - The company conducted 3 shareholder meetings during the reporting period, with all proposed resolutions approved without any delays or cancellations[141]. Environmental Responsibility - The company has invested approximately 7.37 million RMB in environmental protection during the reporting period[187]. - The company reported that all wastewater from its subsidiary, Songyan New Energy, met discharge standards, with COD concentration at 2.98 mg/L and total discharge of 0.0029 tons, well below the limit of 50 mg/L[188]. - The company has established a mechanism for environmental protection and is classified as a key pollutant discharge unit in Shenzhen[188]. - The company’s waste gas emissions are treated through a purification system before being released, ensuring compliance with environmental standards[192]. - Songyan New Energy has implemented an environmental self-monitoring plan, including an online wastewater monitoring system for regular assessments[200]. Strategic Investments and Future Plans - The company plans to invest in a lithium battery aluminum alloy foil project, indicating a focus on expanding its product offerings[161]. - The company is investing in a PVDF project with an annual production capacity of 2,000 tons to strengthen its fluorochemical industry chain[124]. - The company plans to enhance product innovation and accelerate the transformation of technological achievements by increasing R&D investment and patent applications[128]. - The company aims to complete the installation and commissioning of two casting production lines for lithium battery aluminum foil by June 2023, with a total of ten lines expected to be operational by December 2023[127]. - The company plans to promote the market for packaging barrels and valves for lithium hexafluorophosphate in 2023[126].

债券代码：113600 债券简称：新星转债 证券代码：603978 证券简称：深圳新星 公告编号：2022-066 | --- | |------------------------------------------------------------------| | | | 深圳市新星轻合金材料股份有限公司 | | 关于参加深圳辖区上市公司 2022 年投资者 | | 网上集体接待日活动的公告 | | 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 | | 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 为进一步加强与投资者的互动交流，深圳市新星轻合金材料股份有限公司 （以下简称"公司"）将参加由深圳证监局指导、深圳上市公司协会与深圳市全 景网络有限公司联合举办的"2022 年深圳辖区上市公司投资者集体接待日活 动"，现将相关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net），或关注微信公众号：全景财经，或下载全景路演 APP, 参与本次互动交流，活动时间为 2022 年 11 月 9 日（周三） ...

Financial Performance - The company's operating revenue for Q3 2022 was ¥365,957,805.18, a decrease of 1.38% compared to the same period last year[5]. - The net profit attributable to shareholders for the period was ¥2,275,738.33, with a year-to-date net profit of ¥21,532,880.79, reflecting a decline of 29.84% year-on-year[5]. - The basic and diluted earnings per share for the quarter were both ¥0.01, down 31.58% from ¥0.13 in the same period last year[6]. - Net profit for the third quarter of 2022 was ¥21,532,880.79, a decrease of 29.7% from ¥30,691,180.55 in the same quarter of 2021[22]. - Earnings per share for the third quarter of 2022 were ¥0.13, down from ¥0.19 in the same quarter of 2021[23]. Assets and Liabilities - Total assets increased by 15.19% to ¥3,140,758,458.17 compared to the end of the previous year[6]. - The total liabilities as of the end of the third quarter of 2022 amounted to ¥1,337,871,045.28, compared to ¥937,586,349.47 at the end of the same period in 2021, representing a growth of 42.7%[18]. - The company's long-term borrowings increased significantly to ¥240,913,283.88 from ¥68,030,000.00 in the previous year[18]. - The company's total current liabilities as of the end of the third quarter of 2022 were ¥689,281,450.73, compared to ¥476,752,811.25 in 2021, indicating a rise of 44.5%[18]. Cash Flow - The cash flow from operating activities was -¥75,160,711.86 year-to-date, indicating a negative cash flow situation[5]. - Net cash flow from operating activities was -75,160,711.86, an improvement from -133,397,156.81 in the previous period, indicating a reduction in cash outflow[25]. - Cash inflow from financing activities totaled 552,180,194.44, significantly higher than 221,809,322.23 in the prior period, reflecting increased borrowing[26]. - Net cash flow from financing activities was 271,332,337.97, a turnaround from -161,806,746.78 previously, showing improved financial stability[26]. - Total cash and cash equivalents at the end of the period reached 338,576,249.09, up from 246,778,695.97, indicating a positive cash position[26]. Investments and Expenses - The company has ongoing investments in fixed assets totaling ¥1,115,957,165.03, up from ¥979,502,970.48[16]. - Research and development expenses for the first three quarters of 2022 totaled ¥56,877,593.18, compared to ¥41,022,977.66 in 2021, marking an increase of 38.6%[21]. - Cash outflow for purchasing fixed assets and intangible assets was 27,456,949.43, down from 43,884,668.17, indicating reduced capital expenditure[25]. - Cash paid to employees increased to 50,231,502.15 from 42,022,347.21, reflecting higher labor costs[25]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 16,642[12]. - The largest shareholder, Chen Xueming, holds 43,409,400 shares, representing 26.16% of the total shares, with 32,148,795 shares pledged[12]. - The total equity attributable to shareholders reached ¥1,802,887,412.89, an increase from ¥1,788,954,640.62 in the previous year[18]. Future Outlook - The company expects to improve its financial performance in the upcoming quarters through strategic initiatives and operational efficiencies[9]. - The company attributed the decrease in net profit to increased investment income from joint ventures during the reporting period[9]. - The company is focused on expanding its market presence and enhancing its product offerings through strategic investments and partnerships[13].