关于变更公司注册资本、修订《公司章程》 并办理工商变更登记的公告 证券代码：688015 证券简称：交控科技 公告编号：2023-033 交控科技股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2023 年 10 月 30 日，交控科技股份有限公司（以下简称"公司"）召开了第 三届董事会第十七次会议，审议通过了《关于变更公司注册资本、修订<公司章 程>并办理工商变更登记的议案》，本议案尚需提交股东大会审议，同时提请股东 大会授权公司管理层办理上述修订涉及的工商变更登记、章程备案等相关事宜。 具体如下： 根据公司 2023 年 8 月 29 日召开的第三届董事会第十五次会议审议通过的 《关于调整公司 2021 年限制性股票激励计划授予价格并作废处理部分限制性股 票的议案》、《关于公司 2021 年限制性股票激励计划第二个归属期符合归属条 件的议案》，公司向 23 名符合条件的激励对象办理归属，对应限制性股票的归 属数量为 308,352 股，每股面值 1 元，各股东均以货币出资。截至 2023 年 9 月 4 ...

会议召开时间：2023 年 11 月 8 日(星期三) 上午 11:00-12:00 会议召开地点：上海证券交易所上证路演中心 （网址：https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 11 月 1 日(星期三)至 11 月 7 日(星期二)16:00 前登录 上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ir@bj-tct.com 进 行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 证券代码：688015 证券简称：交控科技 公告编号：2023-032 交控科技股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 交控科技股份有限公司（以下简称"公司"）于 2023 年 10 月 28 日发布公 司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 第三 季度经营成果、财务状况，公司计划于 2023 年 11 月 8 日上午 11: ...

交控科技股份有限公司 公司章程 二〇二三年十月 | 目录 | | --- | | 目录 | 1 | | --- | --- | | 第一章 | 总则 2 | | 第二章 | 经营宗旨和经营范围 3 | | 第三章 | 股份 3 | | 第一节 | 股份发行 3 | | 第二节 | 股份增减和回购 5 | | 第三节 | 股份转让 6 | | 第四章 | 股东和股东大会 6 | | 第一节 | 股东 6 | | 第二节 | 股东大会的一般规定 8 | | 第三节 | 股东大会的召集 11 | | 第四节 | 股东大会的提案与通知 12 | | 第五节 | 股东大会的召开 14 | | 第六节 | 股东大会的表决和决议 16 | | 第五章 | 董事会 20 | | 第一节 | 董事 20 | | 第二节 | 董事会 22 | | 第三节 | 董事会专门委员会 26 | | 第六章 | 总经理及其他高级管理人员 27 | | 第七章 | 监事会 28 | | 第一节 | 监事 29 | | 第二节 | 监事会 29 | | 第八章 | 财务会计制度、利润分配和审计 30 | | 第一节 | 财务会计制度 30 | ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥442,860,214.03, a decrease of 16.72% compared to the same period last year[6]. - The net profit attributable to shareholders for Q3 2023 was ¥13,897,535.81, down 76.60% year-on-year[6]. - The basic earnings per share for Q3 2023 was ¥0.07, reflecting a decline of 77.42% compared to the previous year[7]. - Total revenue for the first three quarters of 2023 was CNY 1,197,467,237.90, a decrease of approximately 18.4% compared to CNY 1,467,393,071.57 in the same period of 2022[23]. - Net profit for Q3 2023 was CNY 61,191,047.00, compared to CNY 140,867,817.04 in Q3 2022, indicating a decline of approximately 56.5%[24]. - The total comprehensive income for Q3 2023 was ¥61,195,068.33, compared to ¥141,131,809.54 in Q3 2022, indicating a decrease of about 56.7%[25]. - The net profit attributable to the parent company for Q3 2023 was ¥45,372,466.34, a decrease from ¥140,789,269.44 in Q3 2022, representing a decline of approximately 67.8%[25]. Assets and Liabilities - Total assets at the end of Q3 2023 were ¥5,452,408,723.27, a decrease of 2.95% from the end of the previous year[7]. - The total assets as of Q3 2023 amounted to CNY 5,452,408,723.27, a decrease from CNY 5,618,369,198.05 in the previous year[21]. - Total liabilities for Q3 2023 were CNY 2,894,180,523.43, down from CNY 3,062,358,318.49 in the same quarter of 2022[21]. - The total liabilities of the company as of September 30, 2023, are not explicitly stated but are essential for assessing the overall financial health[18]. Cash Flow - The company reported a cash flow deficit from operating activities of ¥156,736,479.08 for the year-to-date period[7]. - Cash inflow from operating activities for the first three quarters of 2023 was ¥1,342,504,101.21, down from ¥1,634,242,072.28 in the same period of 2022, a decrease of approximately 17.8%[27]. - The net cash flow from operating activities for the first three quarters of 2023 was -¥156,736,479.08, an improvement from -¥176,603,322.96 in the same period of 2022[27]. - Cash inflow from investment activities for the first three quarters of 2023 was ¥725,063,704.96, significantly lower than ¥1,795,647,963.80 in the same period of 2022, a decrease of about 59.6%[28]. - The net cash flow from investment activities for the first three quarters of 2023 was ¥291,761,837.09, compared to ¥20,469,693.10 in the same period of 2022, showing a substantial increase[28]. - The net cash flow from financing activities for the first three quarters of 2023 was -¥100,324,930.83, slightly improved from -¥105,456,062.29 in the same period of 2022[28]. Research and Development - Research and development expenses totaled ¥71,265,244.18 in Q3 2023, accounting for 16.09% of operating revenue, an increase of 2.04 percentage points year-on-year[7]. - Research and development expenses for Q3 2023 were CNY 195,359,821.28, slightly up from CNY 192,961,251.08 in Q3 2022[24]. Current Assets - As of September 30, 2023, the company's total current assets amounted to approximately RMB 4.08 billion, a decrease from RMB 4.30 billion at the end of 2022, reflecting a decline of about 5.3%[18]. - The company's cash and cash equivalents stood at approximately RMB 1.16 billion, slightly up from RMB 1.15 billion at the end of 2022, indicating a growth of about 0.4%[18]. - Accounts receivable decreased to approximately RMB 1.56 billion from RMB 1.61 billion, representing a decline of about 3.0%[18]. - Inventory increased significantly to approximately RMB 693.27 million, up from RMB 586.39 million, marking an increase of about 18.2%[18]. - The company's long-term equity investments rose to approximately RMB 65.68 million, compared to RMB 48.53 million at the end of 2022, reflecting an increase of about 35.4%[18]. - The total non-current assets reached approximately RMB 1.12 billion, with fixed assets decreasing to approximately RMB 329.08 million from RMB 379.26 million, a decline of about 13.2%[18]. Stock Incentive Plans - The company completed the registration of 428,928 restricted stocks for the third vesting period of its 2020 stock incentive plan on September 21, 2023[15]. - The company also completed the registration of 308,352 restricted stocks for the second vesting period of its 2021 stock incentive plan on September 21, 2023[16]. Future Plans - The company plans to focus on market expansion and new product development in the upcoming quarters[22]. - The company has not disclosed any significant new product developments or market expansion strategies in the current report[18]. Project Delivery - The company experienced a decline in project delivery volumes, impacting revenue and profit margins significantly[11].

证券代码：688015 证券简称：交控科技 公告编号：2023-031 交控科技股份有限公司 关于自愿披露宁波至象山市域（郊）铁路工程信号 系统采购项目中标公示期结束的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 交控科技股份有限公司（以下简称"公司"）中标项目为宁波至象山市域 （郊）铁路工程信号系统采购项目，中标金额为 364,020,000.00 元。 拟签订合同生效条件：合同双方法定代表人或双方授权代表签字、加盖单 位公章且卖方提交合格的履约保证金后本合同生效。 拟签订合同履行期限：本次中标宁波至象山市域（郊）铁路工程信号系统 采购项目，合同履行期限为合同签订日至项目质保期结束，本项目暂定于 2026 年 12 月开通运营，质保期 2 年（以上信息最终以合同签订为准）。 风险提示：虽然公示期已结束，但公司尚未收到此次招标的正式中标通知 书，且尚未签订相关正式合同，存在不确定性。本项目所涉最终金额、履行条款 等内容以正式签订的合同为准。公司将在后续定期报告中履行信息披露义务，披 露项目实施进展情 ...

Financial Performance - The company reported a total revenue of RMB 500 million for the first half of 2023, representing a year-on-year increase of 15%[14]. - The net profit attributable to shareholders for the same period was RMB 80 million, up 20% compared to the previous year[14]. - The company reported a revenue of CNY 754.61 million for the first half of 2023, a decrease of 19.35% compared to the same period last year[20]. - Net profit attributable to shareholders was CNY 31.47 million, down 61.34% year-on-year, primarily due to project delays and lower delivery volumes[22]. - The basic earnings per share decreased to CNY 0.17, a decline of 61.36% compared to the previous year[21]. - Future guidance estimates a revenue growth of 12% for the second half of 2023, driven by increased demand in urban transit solutions[14]. - The company achieved a total revenue of 741.30 million RMB in the first half of 2023, with a net profit of 105.07 million RMB, reflecting a significant increase in operational efficiency[51]. - The company reported a total of 475,670 restricted stock units granted to key personnel, with no new grants during the reporting period[155]. Research and Development - The company has allocated RMB 50 million for research and development in the next fiscal year, focusing on AI and IoT technologies[14]. - Research and development expenditure accounted for 16.44% of revenue, an increase of 3.80 percentage points year-on-year, reflecting ongoing investment in new products and technologies[23]. - The company achieved a total R&D investment of ¥124,094,577.10 in the first half of 2023, representing a 4.94% increase compared to ¥118,253,535.65 in the same period last year[45]. - The company applied for 57 new patents and received 58 authorizations in the first half of 2023, bringing the total authorized patents to 915[43]. - The company is focusing on technological innovation, integrating emerging technologies such as cloud computing, big data, and AI into its operations[57]. - The company has established 5 national-level platforms and 8 provincial-level platforms to enhance its R&D capabilities[58]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[14]. - The company continues to focus on developing advanced urban rail transit signal systems and expanding its product offerings in the market[29]. - The company is actively pursuing market expansion strategies, with successful bids for the Jinan Urban Rail Transit Line 4 and Taiyuan Urban Rail Transit Line 1 signal system projects[61]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its product offerings[184]. - Future performance guidance indicates a projected revenue growth of 10% for the next fiscal year, driven by new product launches and market expansion efforts[184]. Operational Challenges - The net cash flow from operating activities was negative at CNY -166.20 million, indicating challenges in cash generation[20]. - The company is experiencing intensified market competition, with 13 domestic competitors in the urban rail transit signal system sector, which may affect business growth if the company fails to maintain its competitive edge[76]. - The company is at risk of declining gross margins due to rising raw material costs and increased competition, necessitating continuous product innovation[79]. - The company faces significant risks from macroeconomic conditions, with potential impacts on international business expansion due to uncertain global economic environments[75]. Corporate Governance and Compliance - The board of directors confirmed that all members attended the meeting, ensuring full accountability for the report's accuracy[5]. - The company has not reported any significant changes in the audit opinion from the previous annual report[121]. - The financial report has been approved by the board of directors on August 29, 2023, indicating a commitment to transparency and governance[197]. - The company has confirmed its ability to continue as a going concern for at least the next 12 months, with no significant issues affecting this capability[195]. Environmental and Social Responsibility - The company invested 0.88 million yuan in environmental protection during the reporting period[109]. - The company implemented effective measures for wastewater and air emissions treatment, ensuring compliance with environmental regulations[110]. - The company promotes energy-saving practices and has increased green coverage in its parks[111]. - The company emphasizes social responsibility through various charitable initiatives and community support[112]. Financial Position - The company's total assets at the end of June 2023 were CNY 5,409.48 million, down 3.72% from the end of the previous year[22]. - The company's net assets attributable to shareholders decreased by 1.42% to CNY 2,422.77 million compared to the end of the previous year[22]. - The total current assets amounted to CNY 4,014,815,867, a decrease from CNY 4,304,492,302.11 as of December 31, 2022, representing a decline of approximately 6.73%[161]. - The total liabilities decreased to CNY 2,411,621,667.47 as of June 30, 2023, from CNY 2,698,337,522.94 at the end of 2022, a reduction of 10.6%[167]. Employee and Talent Development - The number of R&D personnel decreased to 483, accounting for 24.48% of the total workforce, while the average salary for R&D staff increased to 15.09 million RMB[54]. - The company is implementing a talent development program called the "Wild Goose Plan," which includes various training initiatives aimed at enhancing employee capabilities and ensuring career development pathways[73]. - The company has established a special reward fund to encourage employees to create incremental value beyond existing tasks, enhancing overall productivity[73].

关于交控科技股份有限公司 半年报问询函的回复 er 立 ( 文 本所没有接受委托审计或审阅交控科技股份有限公司(以下简称"交控科技"或 "公司")2023年1月至6月期间的财务报表,因此无法对交控科技上述期间的财 务信息发表意见或结论。以下所述的核查程序及实施核查程序的结果仅为协助交控 科技回复交易所问询目的,不构成审计或审阅,其结果可能与我们作为年审会计师 未来执行交控科技 2023年度财务报表审计得出的结论存在差异。 问题一 关于业绩大幅下滑。公司 2022年、2023年上半年分别实现营业收入 246.769.82 万元、75,460.70 万元,同比下降 4%、19%:归母净利润 22,949.49万元、3.147.49 万元,同比下降 21%、61%;扣非净利润 18,703.58万元、1,088.35万元,同比下 降 29%、84%。公司称业绩下滑主要系在执行项目交货量低于上年同期。请公司: (1)列示 2022年、2023年上半年城轨新线建设规模,城市轨道交通信号系统工程项 目开标量、公司中标量以及较上年同期变化,结合行业状况、在手订单量、新增订 单量的变化情况,说明 2022年以来公司业绩持续下 ...

中信建投证券股份有限公司 关于交控科技股份有限公司2023年半年度报告 的事后审核问询函回复的核查意见 上海证券交易所： 根据贵所《关于对交控科技股份有限公司 2023 年半年度报告的事后审核 问询函》（上证科创公函【2023】0296号，以下简称"《问询函》"）的要求 ，中信建投证券股份有限公司（以下简称"中信建投"或"持续督导机构"） 作为交控科技股份有限公司（以下简称"公司"或"交控科技"）2020年度向 特定对象发行股票的的持续督导机构，已对《问询函》所列问题进行了认真核 查，现就相关问题作出如下回复： 问题一、关于业绩大幅下滑 公司2022年、2023年上半年分别实现营业收入246,769.82万元、75,460.70 万元，同比下降4%、19%；归母净利润22,949.49万元、3,147.49万元，同比下 降21%、61%；扣非净利润18,703.58万元、1,088.35万元，同比下降29%、84% 。公司称业绩下滑主要系在执行项目交货量低于上年同期。请公司：(1)列示 2022年、2023年上半年城轨新线建设规模，城市轨道交通信号系统工程项目开 标量、公司中标量以及较上年同期变化，结合行业状 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-029 交控科技股份有限公司 关于2023年半年度报告的事后审核问询函的回复公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 交控科技股份有限公司（以下简称"公司"或"交控科技"）于2023年9月 11日收到上海证券交易所下发的《关于对交控科技股份有限公司2023年半年度 报告的事后审核问询函》（上证科创公函【2023】0296号），公司就函件关注 的相关问题逐项进行了认真的核查落实，现就函件相关问题回复如下： 根据中国城市轨道交通协会发布的《城市轨道交通2022年度统计和分析 报告》，2022年全年共完成城轨交通建设投资5,443.97亿元，年度完成建设投 资额同比略有下降。2022年当年，共有2个城市新一轮城轨交通建设规划和3 个城市的城市轨道交通建设规划调整方案获国家发改委批复，获批项目中涉及 新增线路长度约330公里，新增计划投资额约2,600亿元。截至2022年底，中国 大陆地区共有51个城市(个别由地方政府批复项目未纳入统计)有城轨交通项目 在 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-028 交控科技股份有限公司 2021 年限制性股票激励计划第二个归属期 及 2020 年限制性股票激励计划第三个归属期 归属结果暨股份上市公告 一、本次限制性股票激励计划已履行的决策程序和信息披露情况 （一）2021 年限制性股票激励计划归属的决策程序及相关信息披露 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票归属数量：73.728 万股。其中 2021 年限制性股票激励计划第二 个归属期归属 30.8352 万股，2020 年限制性股票激励计划第三个归属期归属 42.8928 万股。 本次归属股票上市流通时间：2023 年 9 月 27 日 根据中国证券监督管理委员会、上海证券交易所、中国证券登记结算有限责 任公司上海分公司有关业务规则的规定，交控科技股份有限公司（以下简称"公 司"）于 2023 年 9 月 22 日收到中国证券登记结算有限责任公司上海分公司出具 的《证券变更登记证明》，公司于 2023 年 9 月 21 日完 ...