上海泽昌律师事务所 关于 上海华依科技集团股份有限公司 2022 年限制性股票激励计划部分已授予尚 上海泽昌律师事务所 法律意见书 上海泽昌律师事务所 关于 未归属的限制性股票作废相关事宜 之 法律意见书 上海市浦东新区世纪大道 1589 号长泰国际金融大厦 11 层 电话：021-61913137 传真：021-61913139 邮编：200120 二零二五年四月 上海华依科技集团股份有限公司 法律意见书 编号：泽昌证字2025-05-03-01 致：上海华依科技集团股份有限公司 上海泽昌律师事务所（以下简称"本所"或"泽昌"）接受上海华依科技 集团股份有限公司（以下简称"公司"或"上市公司"）的委托，根据《中华 人民共和国证券法》（以下简称"《证券法》"）、《中华人民共和国公司法》 （以下简称"《公司法》"）、《上海证券交易所科创板股票上市规则》（以 下简称"《上市规则》"）、《上市公司股权激励管理办法》（以下简称 "《管理办法》"）等有关法律、法规、《上海华依科技集团股份有限公司章 程》（以下简称"《公司章程》"）和中国证券监督管理委员会（以下简称 "中国证监会"）的其他有关规定，就公司 2022 年限 ...

中信证券股份有限公司 关于上海华依科技集团股份有限公司 部分募投项目延期的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐人"）作为上海华 依科技集团股份有限公司（以下简称"华依科技"或"公司"）首次公开发行股 票并在科创板上市的保荐人及持续督导机构，根据《证券发行上市保荐业务管理 办法》《上海证券交易所科创板股票上市规则》《科创板上市公司持续监管办法 （试行）》《上海证券交易所科创板上市公司自律监管规则指引第 1 号——规范 运作》及《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》等有关法律法规和规范性文件的要求，对华依科技部分募投项目延期事项进 行了核查，具体情况及核查意见如下： 一、募集资金基本情况 经中国证券监督管理委员会证监许可[2023]160 号文核准，同意公司向特定 对象发行人民币普通股（A 股）11,923,509 股，发行价格为每股人民币 47.46 元， 共计募集资金人民币 565,889,737.14 元，扣除发行费用（不含增值税）人民币 11,527,958.82 元后，募集资金净额为 554,361,778.32 元。上述募集资金已于 2023 ...

中信证券股份有限公司 关于上海华依科技集团股份有限公司 2024 年度募集资金存放与实际使用情况的专项核查意见 中信证券股份有限公司（以下简称"保荐人"或"中信证券"）作为上海华 依科技集团股份有限公司（以下简称"华依科技"或"公司"）首次公开发行股 票并上市、2022 年度向特定对象发行股票并上市及后续持续督导保荐人，根据 《首次公开发行股票注册管理办法》《证券发行上市保荐业务管理办法》以及《上 海证券交易所科创板股票上市规则》等有关规定，经审慎核查，就华依科技 2024 年度募集资金存放与实际使用情况进行了审慎核查，发表意见如下： 一、募集资金基本情况 （一）2021 年首次公开发行股票募集资金 1、首次募集资金的金额、资金到账情况 经中国证券监督管理委员会证监许可[2021]1970 号文核准，同意公司向社会 公众首次公开发行人民币普通股（A 股）股票 1,821.12 万股，发行价为每股人民 币 13.73 元，共计募集资金人民币 25,003.98 万元，扣除承销和保荐费用人民币 3,500.00 万元，另减除律师费、审计验资费、信息披露费、发行手续费及材料制 作费等与发行权益性证券直接相关的费用人 ...

上海华依科技集团股份有限公司 2024 年度独立董事述职报告 作为上海华依科技集团股份有限公司(以下简称"公司")的独立董事，本人 严格按照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管理 办法》《上海证券交易所科创板股票上市规则》等法律法规,规范性文件以及《公 司章程》、公司《独立董事制度》等公司的内部制度要求，认真履行独立董事的 职责与义务,充分行使独立董事的职权,积极、有效地参与公司董事会、董事会 专门委员会、股东大会,并对相关议案与事项进行充分审议与讨论,切实维护公 司整体利益和全体股东尤其是中小股东的合法权益。 我现就 2024 年度履职情况汇报如下: 一、 独立董事基本情况 (一)个人工作履历、专业背景以及兼职情况 刘小龙先生,1982年出生,中国国籍,无境外永久居留权。毕业于上海财 经大学，在职研究生学历,经济学硕士学位。中国注册会计师（执业）。2005 年 7 月至 2007 年 7 月，任大连新安通国际货运代理有限公司成本核算分析员； 2007 年 10 月至 2009 年 3 月任简柏特 (大连) 有限公司高级财务流程专员;2009 年 9 月至 2015 年 6 月任上海寰 ...

上海华依科技集团股份有限公司 2024 年度独立董事述职报告 作为上海华依科技集团股份有限公司(以下简称"公司")的独立董事,本人 严格按照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管理 办法》《上海证券交易所科创板股票上市规则》等法律、法规,规范性文件以及 《公司章程》、公司《独立董事制度》等公司的内部制度要求,认真履行独立董 事的职责与义务,充分行使独立董事的职权,积极、有效地参与公司董事会、董 事会专门委员会、股东大会,并对相关议案与事项进行充分审议与讨论,切实维 护公司整体利益和全体股东尤其是中小股东的合法权益。 我现就 2024 年度履职情况汇报如下: 一、 独立董事基本情况 (一) 个人工作履历、专业背景以及兼职情况 查胤群先生,1979年出生,中国国籍,无境外永久居留权,上海财经大学管 理学学士(会计学专业),复旦大学会计专业硕士(MPAcc)。高级会计师、注 册会计师、资产评估师、税务师、法律职业资格、香港会计师(CPA Hong Kong)、 资深英国特许管理会计师(FCMA)、全球特许管理会计师(CGMA)、美国特 许金融分析师(CFA)。现任睿智医药科技股份有限公司(30 ...

上海华依科技集团股份有限公司 2024 年度独立董事沐职报告 作为上海华依科技集团股份有限公司(以下简称"公司")的独立董事,本人 严格按照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管理 办法》《上海证券交易所科创板股票上市规则》等法律、法规,规范性文件以及 《公司章程》、公司《独立董事制度》等公司的内部制度要求,认真履行独立董 事的职责与义务,充分行使独立董事的职权,积极、有效地参与公司董事会、董 事会专门委员会、股东大会,并对相关议案与事项进行充分审议与讨论,切实维 护公司整体利益和全体股东尤其是中小股东的合法权益。 我现就 2024年度履职情况汇报如下: 一、 独立董事基本情况 (一) 个人工作履历、专业背景以及兼职情况 胡佩芳女士,1962年出生,中国国籍,无境外永久居留权,毕业于湖南大学 汽车专业,本科学历;1985年11月至2017年3月任上海大众汽车有限公司汽 车零部件设计师。2023年2月至今任公司独立董事。 (二)是否存在影响独立性情况的说明 作为公司的独立董事我及我的直系亲属、主要社会关系均不在公司或其附属 企业任职,且未在公司关联企业任职,均未直接或间接持有公司已发行股份 ...

我现就 2024 年度履职情况汇报如下: 上海华依科技集团股份有限公司 2024 年度独立董事述职报告 作为上海华依科技集团股份有限公司(以下简称"公司")的独立董事,本人 严格按照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管理 办法》《上海证券交易所科创板股票上市规则》等法律、法规,规范性文件以及 《公司章程》、公司《独立董事制度》等公司的内部制度要求,认真履行独立董 事的职责与义务,充分行使独立董事的职权,积极、有效地参与公司董事会、董 事会专门委员会、股东大会,并对相关议案与事项进行充分审议与讨论,切实维 护公司整体利益和全体股东尤其是中小股东的合法权益。 一、 独立董事基本情况 (一) 个人工作履历、专业背景以及兼职情况 崔承刚先生,1981年出生,中国国籍,无境外永久居留权,毕业于浙江大学 控制科学与工程专业,博士研究生学历。2010年8月至2012年2月任上海宝信 软件股份有限公司高级研发工程师;2012年3月至2015年7月任中国科学院上 海高等研究院助理研究员:2015年8月至今任上海电力大学讲师、副教授:2020 年2月至今任公司独立董事。 (二)是否存在影响独立性情况的说明 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥141,539,417.80, representing a 39.02% increase compared to ¥101,813,147.41 in the same period last year[2] - The net profit attributable to shareholders was ¥2,957,040.69, a significant recovery from a loss of ¥9,692,729.53 in the previous year[2] - The basic earnings per share improved to ¥0.04 from a loss of ¥0.12 in the same period last year[2] - Operating profit for Q1 2025 was ¥1,408,700.24, compared to a loss of ¥13,685,165.97 in Q1 2024[15] - Net profit for Q1 2025 was ¥3,640,117.69, a significant recovery from a net loss of ¥9,516,016.96 in Q1 2024[15] - The total comprehensive income for Q1 2025 was ¥3,491,400.56, recovering from a loss of ¥9,462,416.96 in Q1 2024[15] - Basic and diluted earnings per share for Q1 2025 were both ¥0.04, compared to a loss of ¥0.12 in Q1 2024[15] Assets and Liabilities - The total assets increased by 4.27% to ¥2,280,439,758.35 from ¥2,187,134,773.35 at the end of the previous year[3] - The company's equity attributable to shareholders rose by 10.29% to ¥1,083,906,600.17 from ¥982,812,562.23 at the end of the previous year[3] - Total assets and equity increased to ¥2,280,439,758.35 and ¥1,091,176,358.86 respectively, compared to ¥2,187,134,773.35 and ¥987,684,957.92 in the previous year[13] - Total liabilities decreased slightly to RMB 1,189,263,399.49 from RMB 1,199,449,815.43, a reduction of approximately 0.15%[12] - The company's equity increased to RMB 1,091,176,358.86, up from RMB 987,684,957.92, reflecting a growth of about 10.5%[12] Cash Flow - The net cash flow from operating activities was negative at -¥31,390,672.87, compared to -¥14,884,791.69 in the same period last year[2] - Cash flow from operating activities for Q1 2025 was negative at -¥31,390,672.87, worsening from -¥14,884,791.69 in Q1 2024[18] - The net cash flow from investing activities was -36,137,248.81, compared to -56,844,551.27 in the previous period[19] - Total cash inflow from financing activities amounted to 205,231,964.24, an increase from 156,396,274.65 in the prior period[19] - The net cash flow from financing activities was 75,137,854.39, significantly higher than 23,259,649.28 in the previous period[19] - The cash and cash equivalents at the end of the period totaled 94,742,065.65, compared to 122,930,223.49 at the end of the previous period[19] - The total cash increase for the period was 7,637,693.23, compared to a decrease of -48,650,421.06 in the previous period[19] Research and Development - Research and development expenses totaled ¥11,594,389.54, accounting for 8.19% of operating revenue, down from 11.73% in the previous year[3] - Research and development expenses remained stable at ¥11,594,389.54, slightly down from ¥11,937,766.07 in Q1 2024[14] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 3,945[6] - The company has maintained a stable capital structure with a paid-in capital of RMB 84,789,724.00, unchanged from the previous period[12] Business Strategy - The company plans to continue expanding its testing service business, which contributed to the revenue growth[5] - The company is focusing on expanding its market presence and enhancing product development strategies to drive future growth[9]

Financial Performance - The company reported a net profit attributable to the parent company of -46,736,996.52 RMB for the fiscal year 2024[4]. - The company's operating revenue for 2024 reached ¥423,435,218, representing a year-on-year increase of 20.36% compared to ¥351,819,778 in 2023[20]. - The net profit attributable to shareholders of the listed company was -¥46,736,996 in 2024, a significant decline from -¥16,009,411 in 2023[20]. - The net cash flow from operating activities improved to ¥46,372,265 in 2024, compared to -¥25,267,977 in 2023, indicating better cash collection and tax refunds[21]. - The basic earnings per share for 2024 was -¥0.55, down from -¥0.20 in 2023, reflecting the ongoing challenges in the testing service business[22]. - The company reported a net profit attributable to shareholders after deducting non-recurring gains and losses of -¥50,541,984 in 2024, compared to -¥21,832,031 in 2023[20]. - The company experienced a decline in net assets attributable to shareholders, which stood at ¥982,812,562 in 2024, a decrease of 5.40% from ¥1,038,941,196 in 2023[21]. - The company reported a significant increase in tax payable, which rose by 223.84% to 11,266,527, accounting for 0.52% of total assets[141]. - The company reported a net profit attributable to shareholders of -46.73 million RMB for the reporting period, compared to -16.01 million RMB in the same period last year, indicating a significant increase in losses[105]. Profit Distribution - The board of directors has proposed not to distribute profits for the fiscal year 2024, which includes no cash dividends or bonus shares[4]. - The company emphasizes a stable profit distribution policy, prioritizing cash dividends, and will only distribute profits if the conditions are met, including a positive distributable profit and sufficient cash flow[195]. - In the case of meeting cash dividend conditions, the company will distribute at least 10% of the distributable profits as cash dividends annually[196]. - For mature companies without major capital expenditures, cash dividends should constitute at least 80% of the profit distribution; for those with major expenditures, at least 40%[196]. - The upper limit for mid-year cash dividends approved at the annual shareholders' meeting should not exceed the net profit attributable to shareholders for that period[198]. Research and Development - Research and development expenses accounted for 11.79% of operating revenue in 2024, slightly decreasing from 12.04% in 2023[22]. - The total R&D investment for the year was approximately ¥49.90 million, representing a 17.82% increase from the previous year, while the proportion of R&D investment to operating income decreased by 0.25 percentage points to 11.79%[81]. - The number of R&D personnel increased to 127, representing 21.27% of the total workforce, up from 14.99% in the previous period[99]. - Total R&D personnel compensation amounted to 40.04 million RMB, an increase from 32.41 million RMB in the previous period[99]. - The company has increased R&D investment, holding 22 invention patents, 86 utility model patents, and 132 software copyrights as of December 31, 2024[39]. Market and Industry Trends - The global penetration rate of new energy vehicles is expected to exceed 30% in 2024, with China projected to sell over 12 million new energy vehicles, capturing more than 65% of the global market share[56]. - The demand for testing services in the new energy vehicle sector is experiencing explosive growth, particularly for high-speed motors and multi-energy coupling systems[56]. - The automotive industry is undergoing profound changes, with the integration of electric, connected, and intelligent technologies driving the transition of vehicles into mobile intelligent terminals and energy storage units[73]. - The market for new energy vehicle testing services is projected to grow significantly, with a compound annual growth rate of 22.57% from 2017 to 2022[152]. - The company anticipates that the domestic new energy passenger vehicle market will exceed 12.7 million units by 2025, indicating substantial growth potential for testing services[152]. Operational Developments - The company has undergone a change in its registered address in February 2024[14]. - The company operates under the stock code 688071 on the Shanghai Stock Exchange's Sci-Tech Innovation Board[17]. - The company has a total of 13 wholly-owned and controlling subsidiaries[11]. - The company is expanding its market presence through collaboration with SGS, enhancing service quality and global competitiveness[37]. - The company is accelerating its global layout, establishing testing centers in Tianjin and Munich to enhance service capabilities in response to the growing demand for new energy vehicle testing[41]. Compliance and Governance - The company adheres to strict compliance with relevant laws and regulations to protect the rights of shareholders, especially minority shareholders[162]. - The company has established effective communication channels for information disclosure to ensure investors' rights to information are upheld[162]. - The company strictly adhered to the Insider Information Registration Management System during the reporting period, ensuring timely registration of relevant insider information personnel[163]. - The company held its first extraordinary shareholders' meeting on March 15, 2024, approving 15 proposals, including the issuance of shares to specific targets[165]. - The company has proposed to establish a new subsidiary, Shanghai Huayi Intelligent Driving Testing Co., Ltd., to enhance its market presence[189]. Risks and Challenges - The company has faced various risks in its operations, which are detailed in the report[3]. - The company faces risks related to raw material price fluctuations, which could adversely affect profit margins[109]. - The automotive industry is experiencing volatility, which could impact the company's order volume and fixed asset investments[117]. - The company has reported a goodwill balance of CNY 3,849.08 million, representing 1.76% of total assets, which may be subject to impairment risks[116]. Strategic Initiatives - The company plans to issue shares to specific targets in 2024, with multiple proposals related to this strategy discussed in the strategic committee meetings[189]. - The company has proposed a "quality improvement and efficiency enhancement" action plan for 2024[180]. - The company is focusing on expanding its testing services and intelligent driving business to enhance revenue growth in the future[127]. - The company is committed to enhancing its competitive edge through innovative testing technologies and flexible solutions tailored to the automotive sector's demands[87].

上海华依科技集团股份有限公司审计委员会 对会计师事务所 2024 年度履行监督职责情况的报告 二、审计委员会履行监督职责的工作情况 根据公司《董事会审计委员会工作细则》等有关规定,审计委员会对会计 师事务所履行监督职责的情况如下: 上海华依科技集团股份有限公司(以下简称"公司")聘请上会会计师事务 所(特殊普通合伙)(以下简称"上会")作为对公司 2024年度财务报告出具审 计报告的会计师事务所。 根据财政部、国务院国有资产监督管理委员会、中国证券监督管理委员会 颁布的《国有企业、上市公司选聘会计师事务所管理办法》,公司审计委员会切 实对上会在 2024年度的审计工作情况履行了监督职责。具体情况如下; 一、2024年年审会计师事务所基本情况 (一) 会计师事务所基本情况 上会会计师事务所(特殊普通合伙)前身于1981年成立,为财政部在上海 试点成立的全国第一家会计师事务所,全国第一批具有上市公司、证券、期货、 金融资质的会计师事务所之一。上会会计师事务所(特殊普通合伙)最近一年 (2024年度)业务收入总额6.83亿元,审计业务收入4.79亿元,证券业务收入 2.04亿元。2024年,上会会计师事务所(特殊普 ...