上海市锦天城律师事务所 关于上海安路信息科技股份有限公司 2023 年年度股东大会的 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 9/11/12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 致：上海安路信息科技股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受上海安路信息科技股份 有限公司（以下简称"公司"或"安路科技"）的委托，根据《中华人民共和国 公司法》(以下简称"《公司法》")《中华人民共和国证券法》（以下简称"《证 券法》"）《上市公司股东大会规则（2022 年修订）》（以下简称"《股东大会规 则》"）等法律、法规和其他规范性文件（以下简称"法律、法规"）以及《上海 安路信息科技股份有限公司章程》（以下简称"《公司章程》"）的有关规定，就 公司召开 2023 年年度股东大会（以下简称"本次股东大会"）的有关事宜出具 本法律意见书。 声明事项 一、 为出具本法律意见书，本所委派周越人律师和孙晶晶律师(以下简 称"本所律师")列席了本次股东大会。本所及本所律师依据《律师 ...

证券代码：688107 证券简称：安路科技 公告编号：2024-025 上海安路信息科技股份有限公司 2023 年年度股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 （二） 股东大会召开的地点：上海市浦东新区中科路 1867 号 C 座公司会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 11 | | --- | --- | | 普通股股东人数 | 11 | | 2、出席会议的股东所持有的表决权数量 | 240,337,938 | | 普通股股东所持有表决权数量 | 240,337,938 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比 | 59.9571 | | 例（%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 59.9571 | （四） 表决方式是否符合《公司法》及公司章程的规定，大会主持情况等。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出 ...

上海安路信息科技股份有限公司 2023 年年度股东大会会议资料 上海安路信息科技股份有限公司 2023 年年度股东大会会议资料 2024 年 5 月 1 | 2023 | 年年度股东大会会议须知 3 | | --- | --- | | 2023 | 年年度股东大会会议议程 5 | | 2023 | 年年度股东大会会议议案 7 | | 议案 | 1：关于公司 2023 年年度报告及其摘要的议案 7 | | 议案 | 2：关于《2023 年度董事会工作报告》的议案 8 | | 议案 | 3：关于《2023 年度监事会工作报告》的议案 9 | | 议案 | 4：关于《2023 年度财务决算报告》的议案 10 | | 议案 | 5：关于《2023 年度独立董事述职报告》的议案 11 | | 议案 | 6：关于 2023 年度利润分配预案的议案 12 | | 议案 | 7：关于使用部分超额募集资金永久补充流动资金的议案 13 | | 议案 | 8：关于使用闲置募集资金进行现金管理的议案 15 | | 议案 | 9：关于续聘公司 2024 年度审计机构的议案 17 | 上海安路信息科技股份有限公司 2023 年年度股东大 ...

中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）根据《证 券发行上市保荐业务管理办法（2023 修订）》《上海证券交易所科创板股票上市规 则（2023 年 8 月修订）》和《上海证券交易所上市公司自律监管指引第 11 号—— 持续督导（2023 年 8 月修订）》等相关规定对上海安路信息科技股份有限公司（以 下简称"安路科技"、"公司"）进行持续督导，并出具本持续督导跟踪报告。 一、持续督导工作情况 中国国际金融股份有限公司 关于上海安路信息科技股份有限公司 2023 年度持续督导跟踪报告 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | 6 | 督导上市公司及其董事、监事、高级管理人员遵守 | 在本持续督导期间，保荐机 律、法规、部门规章和上海 | | | | 构督导安路科技及其董事、 | | | | 监事、高级管理人员遵守法 | | | 法律、法规、部门规章和上海证券交易所发布的业 | | | | 务规则及其他规范性文件，并切实履行其所做的各 | | | | 项承诺 | 证券交易所发布的业务规则 | | | | 及其他规范性文件，切实履 | | | | ...

关于参加 2023 年度芯片设计专场集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） 会议召开方式：线上文字互动 投资者可于 2024 年 5 月 10 日（星期五）16:00 前通过邮件、电话等形式将 需要了解和关注的问题提前提供给公司。公司将在业绩说明会上对投资者普遍关 注的问题进行回答。 证券代码：688107 证券简称：安路科技 公告编号：2024-024 上海安路信息科技股份有限公司 （四）投资者可于 2024 年 5 月 10 日（星期五）16:00 前通过邮件、电话等 形式将需要了解和关注的问题提前提供给公司。公司将在业绩说明会上对投资者 普遍关注的问题进行回答。 上海安路信息科技股份有限公司（以下简称"公司"）已于 2024 年 4 月 27 日对外披露了公司 2023 年年度报告和 2024 年第一季度报告，为便于广大投资者 更全面深入地了解公司 2023 年度及 2024 年第一季度的经营成果、财务状 ...

| --- | --- | --- | |-----------------------------------------|------------------------------------|-----------------------------| | | | | | 编制单位 : 上海安路信息科技股份有限公司 | 单位：元 币种 | :人民币 审计类型：未经审计 | | 项目 | 2024 年 3 月 31 日 2023 | 年 12 月 31 日 | | 流动资产： | | | | 货币资金 | 256,401,592.56 | 290,455,111.85 | | 结算备付金 | | | | 拆出资金 | | | | 交易性金融资产 | 312,283,890.65 | 366,582,313.70 | | 衍生金融资产 | | | | --- | --- | --- | |-----------------------------------------------------|-------------------------------------------------------- ...

Financial Performance - The company reported a net loss of -197,187,674.35 RMB for the year, compared to a net profit of 59,827,952.76 RMB in the previous year[12] - Revenue for the reporting period was 700.79 million yuan, a decrease of 32.75% year-over-year[118] - Net profit attributable to shareholders was -197.19 million yuan, a decrease of 429.59% year-over-year[118] - Revenue for the reporting period was 701 million yuan, a year-on-year decrease of 32.75%, primarily due to reduced product shipments influenced by terminal market demand cycles and downstream industry inventory clearance[127] - Q1 revenue was 187.53 million yuan, Q2 revenue was 216.78 million yuan, Q3 revenue was 188.47 million yuan, and Q4 revenue was 108.00 million yuan[129] - Net profit attributable to shareholders was -51.01 million yuan in Q1, -29.32 million yuan in Q2, -57.49 million yuan in Q3, and -59.36 million yuan in Q4[129] - Non-recurring gains and losses for 2023 amounted to 29.48 million yuan, including government subsidies of 17.25 million yuan and gains from financial assets of 3.29 million yuan[129][130] - The balance of trading financial assets decreased by 213.68 million yuan from the beginning to the end of the period, impacting current profits by 11.65 million yuan[131] - The company's total assets decreased by 13.11% to 1,629,923,683.58 RMB in 2023 compared to 2022[148] - The net assets attributable to shareholders of the listed company decreased by 9.96% to 1,445,266,110.49 RMB in 2023 compared to 2022[148] - The company's operating cash flow was -193,347,034.25 RMB in 2023, an improvement from -282,275,926.40 RMB in 2022[148] Cash Flow and Investments - Investment activities resulted in a net cash outflow of 169,837,385.09 RMB, a significant improvement from the previous year's net outflow of -580,924,711.00 RMB[14] - The company's cash and cash equivalents increased by 28,364,416.00 RMB, ending the year with a balance of 290,455,111.85 RMB[14] Corporate Governance and Leadership - The company completed the election of a new board of directors and board of supervisors in January 2024, following the expiration of the previous terms at the end of 2023[17] - The company's management team remains stable and has been diligent in implementing board resolutions, with no reported violations of regulations[16] - The company's board of directors includes Chairman Xu Haidong, aged 53, and General Manager Wen Huawu, aged 37, with their terms starting from January 18, 2024[61] - The company appointed new senior management personnel, including a general manager, several vice general managers, a financial director, and a board secretary[66] - The company held an employee representative meeting on January 2, 2024, electing Mr. Yang Yang as the employee representative supervisor for the second board of supervisors[81] - The company held its first temporary shareholders' meeting of 2024 on January 18, electing Mr. Zhou Reqing and Mr. Ma Liang as shareholder representative supervisors for the second board of supervisors[81] - The company's board of directors held multiple meetings in 2023, with all proposals being approved without any rejections[68] - The company's board of directors held 5 meetings in 2023, with 4 of them being a combination of on-site and teleconference meetings[87] - The company's board of directors had no instances of directors missing two consecutive meetings in 2023[87] - The company's board of directors had no instances of directors being absent from meetings in 2023[87] - The company's board of directors had no instances of directors delegating attendance to others in 2023[87] Equity and Shareholder Information - The company's total owner's equity at the end of the period is 1,605,115,307.18, with a capital reserve of 1,218,414,643.65 and a retained earnings deficit of -13,622,364.64[34] - The company's comprehensive income for the period is 62,764,814.35, contributing to a total increase in owner's equity of 99,160,820.56[36] - The company's owner's equity at the beginning of the year was RMB 1,615,314,292.69, with a decrease of RMB 170,527,410.11 during the year, primarily due to a comprehensive loss of RMB 207,861,539.75[55] - The company's owner's equity includes paid-in capital of RMB 400,100,000.00 and capital reserve of RMB 1,218,414,643.65[55] - The company's owner's equity changes include an increase of RMB 749,367.00 from owner's investment and RMB 36,584,762.64 from capital reserve[55] - The company's share-based payments amounted to RMB 36,396,006.21, which was included in the owner's equity[53] - The company's share-based payments included RMB 20,645,726.55 from equity-settled share-based payments[55] - The company implemented a 2022 restricted stock incentive plan, with 3,200,000 shares initially granted and 800,000 shares reserved. During the reporting period, 749,550 shares were eligible for vesting, and 749,367 shares were actually vested[73] - 11 employees who left the company forfeited 201,800 shares of restricted stock, reducing the total initially granted shares from 3,200,000 to 2,998,200[74] - The company's 2022 restricted stock incentive plan granted 3.2 million shares initially, accounting for 0.80% of the company's total share capital at the time of the plan announcement, and 80% of the total planned grant[93] - The 2022 restricted stock incentive plan also reserved 800,000 shares, accounting for 0.20% of the company's total share capital at the time of the plan announcement, and 20% of the total planned grant[93] - The company's 2022 restricted stock incentive plan involved 215 incentive recipients, representing 52.70% of the total incentive recipients, with a grant price of RMB 22.27 per share[93] Financial Statements and Accounting Policies - The company's financial statements are prepared in accordance with the Enterprise Accounting Standards issued by the Ministry of Finance and other relevant regulations[48] - The company's financial assets are classified into three categories: amortized cost, fair value through other comprehensive income, and fair value through profit or loss[24] - The company's financial liabilities are initially classified as either fair value through profit or loss or amortized cost[31] - The company's financial statements reflect the consolidation of subsidiaries, with internal transactions and impacts being offset[22] - The company's financial statements are based on the assumption of going concern[28] - The company's financial statements were approved by the board of directors on April 25, 2024[27] - The company's financial statements include the operating results and cash flows of subsidiaries added during the reporting period due to business combinations under common control[43] - The company's financial statements reflect adjustments for the purchase of minority interests in subsidiaries, with differences between the purchase price and the corresponding share of net assets adjusted in the capital reserve[44] - The company's financial assets are classified into three categories at initial recognition: financial assets measured at amortized cost, financial assets measured at fair value with changes recognized in other comprehensive income, and financial assets measured at fair value with changes recognized in profit or loss[50] - The company's business model involves both collecting contractual cash flows and selling financial assets, with the option to irrevocably designate non-trading equity investments as financial assets measured at fair value with changes recognized in other comprehensive income[51] - The company's financial statements are signed by the company's responsible person, the person in charge of accounting work, and the person in charge of the accounting institution[58] - The company's accounting policies and estimates are disclosed in the notes to the financial statements, specifically in note "34. Revenue"[59] Employee Information and Compensation - The company has a total of 534 employees, with 411 in the parent company and 123 in major subsidiaries. The workforce includes 444 technicians, 28 sales personnel, 6 financial personnel, and 56 administrative personnel[70] - The educational background of employees includes 14 with a Ph.D., 297 with a master's degree, 213 with a bachelor's degree, and 10 with an associate degree[70] - The company provides competitive compensation and benefits, including salary, bonuses, social insurance, housing provident fund, health check-ups, and supplementary commercial medical insurance[70] - The company has a comprehensive training system, including external and internal training, with evaluations conducted through exams, feedback, and performance assessments[76] - Total number of employees increased by 30.88% to 534, with R&D personnel increasing by 35.37% to 444[98] - R&D team consists of 11 PhDs, 272 master's degree holders, and 156 bachelor's degree holders, with 214 members under 30 years old[200] Research and Development - R&D expenses increased by 15.82% year-over-year to 384.16 million yuan, accounting for 54.82% of revenue[95][96] - The company applied for 90 new intellectual property rights, a year-over-year increase of 69.81%, including 50 invention patents[96] - The company completed the development of large-scale FPGA chips and specialized software based on advanced processes[96] - The company accumulated 353 intellectual property applications, including 193 invention patent applications and 80 authorized invention patents[96] - The company implemented multi-dimensional incentive policies, including intellectual property and technological innovation incentives, to enhance employee stability and motivation[99] - Total R&D investment increased by 15.82% to RMB 384.16 million, accounting for 54.82% of total revenue, up 22.99 percentage points year-over-year[197] - FPGA chip R&D project completed with a total investment of RMB 89.07 million, achieving mass production of over 10 new specifications and advancing 28nm process platform[198] - FPSoC chip R&D project completed with a total investment of RMB 30.65 million, targeting applications in video processing and industrial control[198] Market and Industry Trends - The global integrated circuit industry sales revenue in 2023 was 422.174 billion USD, a decrease of 11% year-on-year[151] - The global integrated circuit market is predicted to grow strongly in 2024, with sales revenue reaching 487.454 billion USD, a year-on-year increase of 15.5%[151] - The China FPGA market is projected to reach approximately $4.5 billion by 2028, with a compound annual growth rate (CAGR) of 18% from 2022 to 2028, driven by demand recovery and emerging applications[169] - FPGA chips are increasingly moving towards advanced manufacturing processes and packaging technologies, with Chiplet technology being a long-term trend for high-density FPGA products[173] Product Development and Innovation - The company expanded its market presence in industrial control, network communication, video image processing, automotive electronics, data centers, consumer electronics, medical devices, and new energy sectors[97] - The company achieved breakthroughs in automotive electronics, with new automotive-grade chips being adopted and mass-produced by key automotive industry customers[97] - The company's ELF4 series FPGA supports up to 279 user IOs and meets the AEC-Q100 (Grade 2) standard for automotive electronics[145] - The company's EAGLE4 series FPGA features an IO rate of up to 1Gbps, suitable for image preprocessing and servo control[145] - The company's PHOENIX series FPGA supports over 30K equivalent logic units and DDR3/4 interfaces for industrial control and network communication[150] - The company's SWIFT1 series FPSoC provides up to 17.6Gbps MIPI data transceiver capability for video data processing[150] - The company's DRAGON1 series FPSoC integrates FPGA logic units, hard-core processor systems, and computing acceleration engines for machine vision and industrial control[150] - The company launched over 10 new product models across the SALELF, SALPHOENIX, and SALDRAGON series, achieving milestone progress with key clients and expected to bring significant economic returns[167] - The company's FPGA products are widely used in industrial control, network communication, video processing, automotive electronics, consumer electronics, data centers, medical devices, and new energy sectors, with expanding application scenarios[166] - The company's proprietary EDA software system, featuring HDL2BIT full-process technology, supports a wide range of FPGA and FPSoC chip products, addressing key technical challenges in logic synthesis, physical layout, timing analysis, and debugging[163] - The company has developed a full-process FPGA-specific EDA software, TangDynasty, and an integrated development environment for FPSoC chips, FutureDynasty[182] - The company has made breakthroughs in logic units, signal interconnects, clock networks, and high-speed interfaces, enhancing the market competitiveness of its FPGA chips[189] - The company has developed over 100 innovative application IPs and reference designs for various scenarios, including industrial control, network communication, and information security[193] - The company applied for 90 new intellectual property rights in 2023, a 69.81% year-on-year increase, including 50 invention patents, a 35.14% increase[195] - As of December 31, 2023, the company has accumulated 353 intellectual property applications, including 193 invention patents, and 217 authorized intellectual properties, including 80 invention patents[195] Corporate Strategy and Expansion - The company established a wholly-owned subsidiary in Chengdu, setting up an FPGA R&D and technical support center in the Southwest region, optimizing industrial layout and enhancing market service capabilities[175] - The company deepened its quality control system, implementing a full-process quality management approach from product development to lifecycle stages, enhancing product quality and market competitiveness[164] - The company is a leading domestic FPGA chip design enterprise, with a comprehensive product layout and rich customer resources[180] - The company received multiple national and regional honors, including the "Little Giant" award, postdoctoral research workstation, and Shanghai Innovation Enterprise Headquarters designation, reflecting its strong R&D and industrial capabilities[158] Shareholder Rights and Dividend Policy - The company has a well-defined dividend policy, with clear standards and procedures, and ensures the protection of minority shareholders' rights[71] - The company has no record of penalties from securities regulatory authorities in the past three years[68] - The company has the ability to continue operations for at least 12 months from the end of the reporting period, with no significant events affecting its ability to continue operations[77] FPGA and FPSoC Technology - The company's FPGA and FPSoC chips require a balance of hardware expertise and software development knowledge, with long R&D cycles and high market insight demands[171] - The company's FPGA products are highly flexible, allowing users to reprogram chip functions post-manufacturing, making them suitable for industries with rapidly evolving standards and protocols[153]

证券代码： 688107 证券简称：安路科技 上海安路信息科技股份有限公司 投资者关系活动记录表 编号：2023-003 □特定对象调研 □分析师会议 投资者关系活动 □媒体采访 √业绩说明会 类别 □新闻发布会 □路演活动 □现场参观 □电话会议 □其他（请文字说明其他活动内容） 参与单位名称 参与本次业绩说明会的线上投资者 时间 2023年11月20日下午15:00-16:00 地点 上海证券交易所上证路演中心 （http://roadshow.sseinfo.com） 上市公司参加人 董事、总经理：陈利光 ...

2023 年第三季度报告 重要内容提示： □是 √否 一、 主要财务数据 年初至报告 | --- | --- | --- | --- | --- | |------------------------------------------------|----------------|--------------------------------|-----------------|------------------------------------| | 项目 | 本报告期 | 比上年同 期增减变 \n动幅度 (%) | 年初至报告期末 | 期末比上年 同期增减变 \n动幅度 (%) | | 营业收入 | 188,474,019.17 | -32.94 | 592,782,381.24 | -25.65 | | 归属于上市公司股东的 净利润 | -57,491,420.63 | -340.79 | -137,826,989.43 | -323.71 | | 归属于上市公司股东的 扣除非经常性损益的净 利润 | -62,150,017.31 | -650.29 | -162,470,382.18 | -6 ...

公司代码：688107 公司简称：安路科技 2023 年半年度报告 上海安路信息科技股份有限公司 2023 年半年度报告 1 / 158 2023 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 重大风险提示 公司已在本报告中详细阐述公司在生产经营过程中可能面临的各种风险及应对措施，敬请查 阅本报告"第三节 管理层讨论与分析"之"五、风险因素"。 2023 年半年度报告 | --- | --- | --- | |--------------------------------------------------|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...