国泰海通证券股份有限公司 关于东芯半导体股份有限公司 2024 年度持续督导年度跟踪报告 | 保荐机构名称：国泰海通证券股份有限公司 | 被保荐公司简称：东芯股份 | | --- | --- | | 保荐代表人姓名：张坤、陈城 | 被保荐公司代码：688110 | 重大事项提示 2024 年，公司所处的半导体设计行业景气度回升，网络通信、消费电子等 下游市场需求有所回暖，公司积极把握市场机遇，加大市场拓展力度，有效推动 了产品销售。公司持续布局网络通信、监控安防、消费电子、工业控制等关键应 用，并逐步向汽车电子领域不断拓展，立足头部客户并不断开拓新的客户。报告 期内公司实现营业收入 6.41 亿元，同比增加 20.80%；营业利润-1.69 亿元，亏损 收窄 51.93%；归属于母公司所有者的净利润-1.67 亿元，亏损收窄 45.42%；归 属于母公司所有者的扣除非经常性损益的净利润-2.01 亿元，亏损收窄 38.65%。 报告期内公司产品销售数量与上年同期实现较大增长，且各季度营业收入均实 现环比增长。同时公司持续优化产品结构和市场策略，提升运营效率，降低产品 成本，毛利率与去年同期相比有所提升。 若未 ...

关于东芯半导体股份公司 首次公开发行股票并在科创板上市持续督导保荐总结报告 书 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐机构"）作为 东芯半导体股份有限公司（以下简称"东芯股份"或"公司"）的首次公开发行 并在科创板上市的持续督导机构，持续督导期为自证券上市之日起的当年剩余时 间及其后三个完整会计年度，截至 2024 年 12 月 31 日，持续督导期已届满， 由于东芯股份募集资金尚未使用完毕，国泰海通仍需对募集资金使用相关事项履 行督导义务。 国泰海通根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板 上市公司自律监管指引第 1 号——规范运作》等相关法律法规的要求，出具本持 续督导保荐总结报告书，具体情况如下： 国泰海通证券股份有限公司 | 项目 | 内容 | | --- | --- | | 公司名称 | 东芯半导体股份有限公司 | | 证券代码 | 688110 | | 上市时间 | 2021 年 12 月 10 日 | | 注册资本 | 44,224.9758 万元 | | 注册地址 | 上海市青浦区赵巷镇沪青平公路 2875 号 3 幢 13 层 B 区 1336 室 | | ...

Group 1 - The core point of the article is that Dongxin Co., Ltd. has announced that its investment enterprise, Lishuan Technology, has completed the first wafer processing of the G100 chip and has entered the packaging testing and product validation stage [1] Group 2 - As of the date of the company's Q1 2025 report release, the G100 chip product has made significant progress in its development [1]

证券代码：688110 证券简称：东芯股份 公告编号：2025-028 东芯半导体股份有限公司 关于召开 2024 年度暨 2025 年第一季度 业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 投资者可于 2025 年 05 月 06 日（星期二）至 05 月 12 日（星期一）16:00 前 登 录 上 证 路 演 中 心 网 站 首 页 点 击 " 提 问 预 征 集 " 栏 目 或 通 过 公 司 邮 箱 contact@dosilicon.com 进行提问。公司将在说明会上对投资者普遍关注的问题进 行回答。 东芯半导体股份有限公司（以下简称"公司"）已分别于 2025 年 04 月 23 日、 2025 年 04 月 30 日发布公司《2024 年年度报告》《2025 年第一季度报告》，为便 于广大投资者更全面深入地了解公司 2024 年度及 2025 年第一季度经营成果、财 务状况，公司计划于 2025 年 05 月 13 日（星期二）上午 10:00-11:00 举行 2024 年 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥142,253,839.61, representing a year-on-year increase of 33.90% compared to ¥106,242,243.58 in the same period last year[6]. - The net profit attributable to shareholders of the listed company was -¥59,241,841.00, an increase of 33.11% in absolute terms compared to -¥44,504,563.57 in the previous year[7]. - Total operating revenue for Q1 2025 reached ¥142,253,839.61, a 33.9% increase from ¥106,242,243.58 in Q1 2024[22]. - Net loss for Q1 2025 was ¥63,380,422.92, compared to a net loss of ¥48,249,770.80 in Q1 2024, representing a 31.3% increase in losses[23]. - The total comprehensive income attributable to minority shareholders for Q1 2025 was -4,678,725.43 RMB, compared to -8,470,291.61 RMB in Q1 2024, indicating an improvement[24]. - Basic and diluted earnings per share for Q1 2025 were both -0.14 RMB, compared to -0.10 RMB in Q1 2024[24]. Research and Development - Research and development expenses totaled ¥55,944,104.14, up 14.47% from ¥48,872,070.49 in the previous year, accounting for 39.33% of operating revenue, a decrease of 6.67 percentage points[6]. - Research and development expenses for Q1 2025 amounted to ¥55,944,104.14, an increase of 14.3% from ¥48,872,070.49 in Q1 2024[22]. - The company continues to focus on high-level R&D investments to upgrade storage chip processes and improve reliability, aiming for integration in the "storage, computing, and connectivity" field[7]. Cash Flow and Liquidity - The net cash flow from operating activities was -¥54,353,654.24, an improvement from -¥69,692,257.96 in the previous year[6]. - The company's cash flow from operating activities showed a significant decline, impacting overall liquidity[22]. - Cash inflow from operating activities for Q1 2025 was 220,609,141.59 RMB, slightly up from 220,598,639.02 RMB in Q1 2024[25]. - Cash outflow from operating activities for Q1 2025 was 274,962,795.83 RMB, down from 290,290,896.98 RMB in Q1 2024[25]. - Net cash flow from operating activities for Q1 2025 was -54,353,654.24 RMB, an improvement from -69,692,257.96 RMB in Q1 2024[25]. - The ending cash and cash equivalents balance for Q1 2025 was 477,369,159.92 RMB, down from 1,565,314,292.55 RMB in Q1 2024[26]. - The company reported a significant increase in cash received from investment recoveries, totaling 592,047,500.00 RMB in Q1 2025, compared to 136,215,000.00 RMB in Q1 2024[26]. Assets and Liabilities - Total assets at the end of the reporting period were ¥3,435,584,092.64, a decrease of 2.70% from ¥3,530,781,006.35 at the end of the previous year[6]. - Total liabilities decreased from ¥161,204,671.14 to ¥126,303,254.71, a reduction of about 21.6%[19]. - The total equity attributable to shareholders decreased from ¥3,209,317,640.11 to ¥3,153,700,868.26, a decline of approximately 1.7%[19]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 20,372[14]. - The largest shareholder, Dongfang Hengxin Group Co., Ltd., holds 151,624,562 shares, representing 34.28% of the total shares[15]. - The second largest shareholder, Suzhou Dongxin Kechuang Equity Investment Partnership, holds 22,500,000 shares, accounting for 5.09%[15]. - The company has a repurchase account holding 8,725,033 shares, which is 1.97% of the total share capital of 442,249,758 shares[15]. - There are no significant changes in the shareholding structure due to the transfer of shares for margin trading[16]. Investment Activities - The company confirmed an investment loss of approximately ¥14,780,000 related to its investment in Lishan Technology (Shanghai) Co., Ltd., which is still in the R&D and industrialization phase[7]. - The company reported an investment loss of ¥9,878,364.20 in Q1 2025, compared to a gain of ¥4,849,880.59 in Q1 2024[22]. - Cash inflow from investment activities for Q1 2025 was 631,685,070.84 RMB, significantly higher than 136,996,768.47 RMB in Q1 2024[26]. - Net cash flow from investment activities for Q1 2025 was -185,344,799.23 RMB, compared to -45,716,005.32 RMB in Q1 2024[26]. Operational Overview - The company is actively expanding its market presence in key applications such as network communication, security monitoring, consumer electronics, industrial control, and automotive electronics[7]. - The company has not reported any other significant operational issues during the reporting period[17].

证券代码：688110 证券简称：东芯股份 东芯半导体股份有限公司 2024 年年度股东大会会议资料 二〇二五年五月 东芯半导体股份有限公司 2024 年年度股东大会会议资料 目 录 | 东芯半导体股份有限公司 2024 年年度股东大会会议须知 1 | | | --- | --- | | 东芯半导体股份有限公司 年年度股东大会会议议程 2024 3 | | | 议案一：关于取消公司监事会及修订《公司章程》并办理工商变更登记的议案 | | | 5 | | | 议案二：关于修订部分内部治理制度的议案 6 | | | 议案三：关于 2024 年度董事会工作报告的议案 7 | | | 东芯半导体股份有限公司 2024 年度董事会工作报告 8 | | | 议案四：关于 2024 年度监事会工作报告的议案 | 15 | | 东芯半导体股份有限公司 2024 年度监事会工作报告 16 | | | 议案五：关于 2024 年度财务决算报告的议案 | 20 | | 东芯半导体股份有限公司 2024 年度财务决算报告 21 | | | 议案六：关于 2024 年年度报告及其摘要的议案 | 28 | | 议案七：关于 2024 年 ...

Investment Rating - The report maintains a "Buy" rating for the company [1][6]. Core Views - The company is expected to see a recovery in revenue in 2024, driven by industry recovery and market expansion, with a long-term growth potential supported by ongoing R&D investments and the "storage, computing, and connectivity" integrated strategy [4][6]. - The company reported a revenue of RMB 641 million in 2024, a year-on-year increase of 20.8%, and a narrowed net loss of RMB 167 million, down 45.4% year-on-year [9]. Financial Projections - Revenue projections for 2025, 2026, and 2027 are RMB 810 million, RMB 1,019 million, and RMB 1,286 million, respectively, with corresponding net profits of RMB -45 million, RMB 68 million, and RMB 179 million [6][8]. - The company’s gross margin is expected to improve from 14.0% in 2024 to 31.6% by 2027, reflecting operational efficiency and product cost reduction [21]. Market Performance - The company's stock has shown a strong performance with a 52.2% increase over the past 12 months, outperforming the Shanghai Composite Index by 43.9% [2][3]. Strategic Developments - The company is deepening its storage technology layout and expanding its product matrix, including advancements in SLC NAND, NOR Flash, and DRAM products, with a focus on automotive and industrial applications [9]. - A significant investment in high-performance GPU technology is underway, with the first generation of graphics processing chips expected to support mainstream gaming [9].

公募基金方面，本期较上一期持股增加的公募基金共计1个，即嘉实上证科创板芯片ETF，持股增加占 比达0.69%。本期较上一季度持股减少的公募基金共计11个，主要包括广发聚瑞混合A、广发盛兴混合 A、国联安半导体ETF、南方中证1000ETF、广发瑞安精选股票A等，持股减少占比达2.35%。本期较上 一季度新披露的公募基金共计117个，主要包括科创100ETF基金、科创100、华夏上证科创板100ETF、 睿远成长价值混合A、华夏中证1000ETF等。本期较上一季未再披露的公募基金共计2个，包括华泰柏瑞 中证1000指数增强A、大成中证500指数增强A。 2025年4月23日，东芯股份(688110.SH)发布2024年年度报告。截至2025年4月22日，共有138个机构投资 者披露持有东芯股份A股股份，合计持股量达2.24亿股，占东芯股份总股本的50.55%。其中，前十大机 构投资者包括东方恒信集团有限公司、苏州东芯科创股权投资合伙企业(有限合伙)、中信证券股份有限 公司-嘉实上证科创板芯片交易型开放式指数证券投资基金、哈勃科技创业投资有限公司、国泰君安证 券股份有限公司-国联安中证全指半导体产品与设备交易型开 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 激励对象获授的限制性股票需同时满足以下归属条件方可分批次办理归属事宜： ■ 综上，本次激励计划首次授予部分第二个归属期符合归属条件，首次授予的104名激励对象本次可归属 85.632万股限制性股票，公司将按照本次激励计划的相关规定为符合条件的激励对象办理归属相关事 宜。 （三）对部分未达到归属条件的限制性股票的处理方法 2025年4月21日，公司召开第二届董事会第二十二次会议、第二届监事会第十七次会议，审议通过了 《关于作废处理部分限制性股票的议案》，对本次激励计划首次授予部分第二个归属期未达到归属条件 的限制性股票合计22.188万股作废处理。具体内容详见公司同日在上海证券交易所网站 （www.sse.com.cn）披露的《东芯半导体股份有限公司关于作废部分限制性股票的公告》。 （四）监事会意见 监事会认为：公司2023年激励计划首次授予部分第二个归属期符合归属条件，本次符合归属条件的104 名激励对象的归属资格合法有效，可归属的限制性股票合计85.632万股。本次归属安排和审议程序符合 《管理办法》等法律法规、规范性文件的相关规定，不存在损害公司及股东利益 ...

Financial Performance - The company reported a basic earnings per share of -0.3800 yuan for 2024, an improvement of 44.93% compared to -0.6900 yuan in 2023 [1] - The net profit for 2024 was -1.67 billion yuan, showing a 45.42% increase from -3.06 billion yuan in 2023 [1] - Operating revenue increased by 20.72% to 6.41 billion yuan in 2024 from 5.31 billion yuan in 2023 [1] - The return on equity was -4.99% in 2024, an improvement from -8.20% in 2023 [1] Shareholder Structure - The top ten unrestricted shareholders collectively hold 20,029.62 million shares, accounting for 45.31% of the circulating shares, with an increase of 15,074.56 million shares compared to the previous period [1] - New significant shareholders include Dongfang Hengxin Group with 14,705.28 million shares (33.25%) and Suzhou Dongxin Kechuang Equity Investment Partnership with 2,250.00 million shares (5.09%) [2] - Several funds exited the top ten shareholders, including Zhuhai Hengqin Zhongjin Fengtai Equity Investment Partnership and Hong Kong Central Clearing Limited [2][3] Dividend Policy - The company has decided not to distribute dividends or increase capital [4]