中信建投证券股份有限公司 关于西部超导材料科技股份有限公司 2023 年持续督导半年度报告书 | 保荐人名称： | 被保荐公司名称： | | --- | --- | | 中信建投证券股份有限公司 | 西部超导材料科技股份有限公司 | | 保荐代表人姓名：郭尧、朱旭东 | 联系方式：010-65608298 联系地址：北京市东城区朝内大街凯恒中心 B、E | | | 座 层 9 | 经中国证券监督管理委员会（以下简称"中国证监会"）于 2019 年 7 月 1 日出具的 《关于同意西部超导材料科技股份有限公司首次公开发行股票注册的批复》（证监许可 〔2019〕1169 号）批准，西部超导材料科技股份有限公司（以下简称"公司"或"西部 超导"）于 2019 年 7 月向社会公众公开发行人民币普通股（A 股）股票 4,420.00 万股， 发行价为 15.00 元/股，募集资金总额为 663,000,000.00 元，扣除发行费用 59,878,507.82 元（不考虑增值税）后，实际募集资金净额为 603,121,492.18 元，首次公开发行股票于 2019 年 7 月 22 日在上海证券交易所上市。 经中国证 ...

关于西部超导材料科技股份有限公司 西安市高新区锦业路绿地中心 B 座 46 层 邮编：710065 联系电话：029-8819 9711 46th Floor, B Tower, Greenland Center, Jinye Road, High-tech District, Xi'an, Shaanxi, China 国浩律师（西安）事务所 2023 年第一次临时股东大会的 法律意见书 1.《西部超导材料科技股份有限公司章程》（以下简称"《公司章程》"）； 西安市高新区锦业路绿地中心 B 座 46 层 邮编：710065 联系电话：029-8819 9711 46th Floor, B Tower, Greenland Center, Jinye Road, High-tech District, Xi'an, Shaanxi, China 2. 公司 2023 年 4 月 27 日第四届董事会第十二次会议决议； 致：西部超导材料科技股份有限公司 根据《中华人民共和国证券法》（以下简称"证券法"）《中华人民共和国 公司法》（以下简称"《公司法》"）及中国证券监督管理委员会《上市公司股 东大会规则》（202 ...

一、 会议召开和出席情况 （一） 股东大会召开的时间：2023 年 9 月 22 日 证券代码：688122 证券简称：西部超导 公告编号：2023-028 西部超导材料科技股份有限公司 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 （二） 股东大会召开的地点：西部超导材料科技股份有限公司 103 会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 33 | | --- | --- | | 普通股股东人数 | 33 | | 2、出席会议的股东所持有的表决权数量 | 281,524,573 | | 普通股股东所持有表决权数量 | 281,524,573 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比例 | 43.3338 | | （%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 43.3338 | （四 ...

西部超导材料科技股份有限公司 2023 年第一次临时股东大会会议资料 证券代码：688122 证券简称：西部超导 西部超导材料科技股份有限公司 2023 年第一次临时股东大会会议资料 2023 年 9 月 西部超导材料科技股份有限公司 2023 年第一次临时股东大会会议资料 目录 | 2023 年第一次临时股东大会会议须知 1 | | --- | | 2023 年第一次临时股东大会会议议程 4 | | 议案一 关于提名暨选举公司第四届董事会独立董事的议案 6 | | 议案二 关于提名暨选举公司第四届董事会非独立董事的议案 8 | | 议案三 关于变更公司经营范围修订公司章程的议案 10 | 西部超导材料科技股份有限公司 2023 年第一次临时股东大会会议资料 西部超导材料科技股份有限公司 2023年第一次临时股东大会会议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证股 东大会的顺利进行，根据《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司股东大会规则》 以及《西部超导材料科技股份有限公司章程》（以下简称"《公司章程》"） ...

证券代码：688122 证券简称：西部超导 公告编号：2023-027 西部超导材料科技股份有限公司 关于召开 2023 年第一次临时股东大会的通知 （一） 股东大会类型和届次 2023 年第一次临时股东大会 召开日期时间：2023 年 9 月 22 日 14 点 30 分 召开地点：西部超导材料科技股份有限公司 103 会议室 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 9 月 22 日 至 2023 年 9 月 22 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 股东大会召开日期：2023年9月22日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 （二） 股东大会召集人：董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 （四） 现场会议召开的日期、时间和地点 ...

西部超导材料科技股份有限公司 证券代码：688122 证券简称：西部超导 公告编号：2023-026 会议线上交流时间：2023 年 9 月 8 日(星期五) 下午 13:00-15:00 会议召开方式：线上文字互动 线上文字互动平台：上海证券交易所上证路演中心 关于参加2023 年半年度集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 7 日(星期四)16:00 前通过公司邮箱将需要了解和 关注的问题提前提供给公司。公司将在文字互动环节对投资者普遍关注的问题进行 回答。 西部超导材料科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 31 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司拟参与由上交所主办的 2023 年半 年度集体业绩说明会，此次活动将采用网络文字互动的方式举行，投资者可登录上 海证券 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, reaching RMB 1.2 billion, representing a year-on-year growth of 25%[12]. - The company's operating revenue for the first half of 2023 was ¥2,111,910,785.54, representing a 1.34% increase compared to ¥2,084,040,918.02 in the same period last year[16]. - The net profit attributable to shareholders for the first half of 2023 was ¥421,096,984.21, a decrease of 23.77% from ¥552,369,091.62 in the previous year[16]. - The company's total assets at the end of the reporting period were ¥11,391,761,233.50, reflecting a 0.76% increase from ¥11,305,864,993.20 at the end of the previous year[16]. - The company's net cash flow from operating activities was ¥49,687,122.98, a significant improvement from a negative cash flow of ¥18,880,862.38 in the same period last year[16]. - The basic earnings per share for the first half of 2023 was ¥0.6482, down 45.54% from ¥1.1903 in the previous year[17]. - The company's total revenue for the first half of 2023 was approximately ¥2.24 billion, an increase of 6.3% compared to ¥2.11 billion in the same period of 2022[135]. - The net profit for the first half of 2023 was approximately ¥431.84 million, a decrease of 22.5% from ¥557.98 million in the first half of 2022[134]. Research and Development - The company has invested RMB 200 million in new technology research and development, aiming to innovate in the field of superconductors[12]. - Research and development expenses accounted for 5.97% of operating revenue, an increase of 0.59 percentage points compared to 5.38% in the previous year[17]. - The company achieved a total R&D investment of approximately ¥126 million, representing a 12.37% increase compared to the same period last year[33]. - The company filed for 84 new patents during the reporting period, with 37 patents granted, bringing the total granted patents to 536[32]. - The company has made significant breakthroughs in the quality control technology of high-temperature alloy products, achieving stable quality across multiple engine models[31]. - The company has developed a series of advanced preparation processes and quality control technologies for superconducting materials, including the engineering production technology for NbTi superconducting wires, which meets all performance indicators required by the ITER project[26]. Market Expansion - The company is expanding its market presence, targeting international markets with a strategic plan to increase exports by 30% over the next year[12]. - The company is focused on developing new titanium alloys and applications that exceed the performance of foreign counterparts[21]. - The company is expanding its market presence in the solar energy sector, having signed supply contracts with multiple domestic solar wafer manufacturers[43]. - The company is exploring strategic acquisitions to bolster its technology capabilities, with a focus on companies specializing in artificial intelligence[89]. - The company is actively addressing risks related to high customer concentration and funding turnover, enhancing product R&D and expanding its customer base[44]. Strategic Partnerships and Acquisitions - The company has established partnerships with leading global firms, including GE and Siemens, to enhance its technological capabilities and market reach[12]. - A recent acquisition of a technology firm is expected to enhance the company's R&D capabilities, particularly in superconducting materials[12]. - The company has signed long-term procurement agreements with several large, high-quality suppliers, ensuring stable raw material supply channels[23]. Risk Management - The management highlighted potential risks, including supply chain disruptions and market competition, which could impact future performance[5]. - The company is actively addressing risks related to raw material price fluctuations and supplier concentration by developing supply channels and maintaining good relationships with suppliers[45]. - The company has established a safety production management system to mitigate risks associated with safety production, ensuring no major safety incidents occurred during the reporting period[45]. Environmental and Social Responsibility - The company received the "National Green Factory" title, indicating compliance with environmental standards[71]. - The company actively promotes energy-saving and carbon reduction initiatives, including the transition of transportation vehicles from oil to electric[74]. - The company supported social welfare through industry poverty alleviation efforts, contributing approximately 1.572 million yuan in the first half of 2023[75]. - The company has committed to sustainability initiatives, targeting a 50% reduction in carbon emissions by 2025[89]. Shareholder Commitments and Governance - The company committed to not transferring or entrusting the management of its shares for 36 months from the date of its initial public offering (IPO)[77]. - The company will ensure that any share transfers post-lock-up will be announced 15 trading days in advance[79]. - The company has a long-term commitment to adhere to the voluntary lock-up agreements made by its shareholders[79]. - The company will compensate for any economic losses incurred by investors due to non-compliance with commitments[83]. - The company’s board of directors and senior management have made commitments to uphold shareholder rights and ensure fair treatment in financial dealings[93]. Financial Management - The company reported a total of 743,607,000.00 RMB in transactions with related parties[100]. - The total amount of funds raised through the initial public offering was RMB 663 million, with a net amount of RMB 603.12 million after deducting issuance costs[111]. - The company has committed RMB 971 million for the aerospace high-performance metal materials project, with a cumulative investment of RMB 286.15 million, achieving a progress rate of 29.47%[113]. - The company has not used any idle raised funds to supplement working capital or repay bank loans during the reporting period[115].

证券代码：688122 证券简称：西部超导 公告编号：2023-018 西部超导材料科技股份有限公司 关于参加"2023 年陕西辖区上市公司投资者集体接待日 暨 2022 年度业绩说明会"的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 为促进上市公司规范运作、健康发展，增强上市公司信息透明度，加强与广大投 资者沟通交流，进一步提升投资者关系管理水平，陕西上市公司协会根据陕西证监局 工作部署，联合深圳市全景网络有限公司举办"2023 年陕西辖区上市公司投资者集体 接待日暨 2022 年度业绩说明会活动"。届时，公司总经理及相关高管人员将通过互动 平台与投资者进行网络沟通和交流，欢迎广大投资者踊跃参加！ 一、会议基本情况 1.活动时间：2023 年 5 月 16 日 15:00-17:00。 2.活动地址："全景路演" 3.网址：http://rs.p5w.net 二、参加人员 总经理、副总经理、董事会秘书、财务总监、保荐代表 （如有特殊情况，参会人员可能进行调整） 三、联系人及咨询办法 联系人：证券法律部 联系电话： ...

Financial Performance - The company's operating revenue for Q1 2023 was RMB 922,322,471.47, representing a year-on-year increase of 3.93%[4] - The net profit attributable to shareholders was RMB 208,271,108.73, showing a decrease of 3.13% compared to the same period last year[4] - The net profit after deducting non-recurring gains and losses was RMB 194,137,441.37, down by 4.08% year-on-year[4] - The basic and diluted earnings per share were both RMB 0.45, a decrease of 2.17% compared to the previous year[5] - The weighted average return on equity was 3.41%, down by 0.52 percentage points year-on-year[5] - The net profit for Q1 2023 was approximately ¥210.82 million, a slight decrease from ¥212.66 million in Q1 2022, representing a decline of about 0.87%[17] - The total profit for Q1 2023 was ¥240.61 million, down from ¥251.40 million in Q1 2022, marking a decrease of approximately 4.30%[17] - The company reported a total comprehensive income of ¥210.82 million for Q1 2023, slightly down from ¥212.66 million in Q1 2022[18] Assets and Liabilities - The total assets at the end of the reporting period were RMB 11,807,584,450.70, an increase of 4.44% from the end of the previous year[5] - Total assets reached RMB 11,807,584,450.70 as of March 31, 2023, up from RMB 11,305,864,993.20 at the end of 2022[14] - Total liabilities increased to RMB 5,232,201,645.98 in Q1 2023 from RMB 4,944,586,209.49 in Q1 2022, representing a rise of 5.8%[14] - Shareholders' equity totaled RMB 6,575,382,804.72 as of March 31, 2023, compared to RMB 6,361,278,783.71 at the end of 2022, reflecting an increase of 3.4%[14] Cash Flow - The net cash flow from operating activities was negative at RMB -125,557,078.89, indicating a significant cash outflow[4] - The company reported a net cash outflow from operating activities of ¥125.56 million in Q1 2023, an improvement from a net outflow of ¥250.22 million in Q1 2022[20] - The company achieved a significant increase in cash inflow from investment activities, totaling ¥4.49 billion in Q1 2023, compared to ¥100 million in Q1 2022[20] - Net cash flow from investment activities was $635,909,696.00, a significant improvement from -$461,785,609.30 in the prior period[21] - The net increase in cash and cash equivalents was $613,533,578.13, a recovery from -$638,719,429.95 in the previous period[21] - The ending balance of cash and cash equivalents stood at $2,392,798,564.65, compared to $1,803,398,180.76 previously[21] Research and Development - The company's R&D investment totaled RMB 44,079,046.05, which is 4.78% of operating revenue, reflecting an increase of 0.76 percentage points[5] - Research and development expenses rose to ¥46.22 million in Q1 2023, up from ¥37.67 million in Q1 2022, indicating an increase of about 22.00%[17] Market Strategy - The company is focusing on expanding its market presence and investing in new product development to drive future growth[11] Shareholder Information - The top ten shareholders held a total of 100,035,000 shares, accounting for 21.56% of the total shares[9] Non-Recurring Gains - The company reported non-recurring gains of RMB 14,133,667.36 after tax, which includes various non-operating income and expenses[7] Operating Costs - Total operating costs for Q1 2023 were RMB 683,711,188.73, up 8.8% from RMB 628,091,946.39 in Q1 2022[15] Accounts Receivable and Inventory - Accounts receivable increased to RMB 1,772,558,832.56 in Q1 2023 from RMB 1,307,937,505.92 in Q1 2022, reflecting a growth of 35.5%[12] - Inventory as of March 31, 2023, was RMB 2,752,998,886.35, compared to RMB 2,380,115,862.46 at the end of 2022, indicating an increase of 15.7%[12] Financial Reporting Changes - The company has adopted new accounting standards starting in 2023, which may affect financial reporting[21] Report Release - The report was released by the Board of Directors of Western Superconducting Technologies Co., Ltd. on April 28, 2023[21]

Financial Performance - The company's operating revenue for 2022 was approximately ¥4.23 billion, representing a 44.41% increase compared to ¥2.93 billion in 2021[18]. - The net profit attributable to shareholders for 2022 was approximately ¥1.08 billion, a 45.65% increase from ¥741.48 million in 2021[18]. - The net cash flow from operating activities for 2022 was approximately ¥298.37 million, up 31.34% from ¥227.17 million in 2021[18]. - The total assets at the end of 2022 were approximately ¥11.31 billion, a 29.09% increase from ¥8.76 billion at the end of 2021[18]. - The company's net assets attributable to shareholders at the end of 2022 were approximately ¥5.99 billion, an 11.86% increase from ¥5.36 billion at the end of 2021[18]. - Basic earnings per share for 2022 were ¥2.3273, a 38.51% increase from ¥1.6803 in 2021[19]. - The company achieved a total sales revenue of 4.227 billion, an increase of 44.41% year-on-year, with high-end titanium alloy growing by 30.56% and superconducting products by 160.85%[29]. - The net profit attributable to the parent company reached 1.08 billion, up 45.65% compared to the previous year[29]. - The company reported a significant increase in investment income due to reduced earnings from equity-method investments[66]. Dividend and Capital Increase - The company plans to distribute a cash dividend of 10 RMB per 10 shares, totaling approximately 464 million RMB (including tax) based on a total share capital of 464,046,069 shares[4]. - The company intends to increase its share capital by 4 shares for every 10 shares held, resulting in a total increase of 185,618,428 shares, raising the total share capital to 649,664,497 shares[4]. Research and Development - The R&D expenditure as a percentage of operating revenue was 5.80% in 2022, a slight decrease of 0.20 percentage points from 6.00% in 2021[19]. - Total R&D investment for the year amounted to ¥245,064,500, with 114 patents and software copyrights filed, and 72 new patents granted, underscoring the company's commitment to innovation[28]. - The company has a total of 305 R&D personnel, representing 22.38% of the total workforce, with an average salary of ¥32.87 million[53]. - The R&D team includes 67 PhD holders and 211 master's degree holders, indicating a strong educational background[54]. - The company has filed 114 new patent applications this year, with 72 patents granted, bringing the total to 691 applications and 492 granted[48]. Market and Product Development - The company is involved in the development of high-end titanium alloys and superconducting materials, which are critical for various technological applications[12]. - The company plans to continue expanding its market presence and enhancing its product offerings in response to growing customer demand in the high-performance alloy sector[28]. - The company aims to address critical material shortages for national strategic needs, particularly in aerospace and defense sectors[31]. - The company is focused on the R&D, production, and sales of high-end titanium alloy materials, superconducting materials, and high-performance high-temperature alloy materials[32]. - The company has established long-term procurement agreements with major suppliers, ensuring stable raw material supply channels for key materials like sponge titanium and nickel[33]. Governance and Compliance - The company has received a standard unqualified audit report from Zhongshun Zhonghuan Accounting Firm[3]. - The company has confirmed that there are no non-operating fund occupations by controlling shareholders or related parties[6]. - The company has no violations of decision-making procedures for providing guarantees[6]. - The company has stated that there are no special arrangements for corporate governance[6]. - The company emphasizes that forward-looking statements do not constitute substantive commitments to investors[5]. Risks and Challenges - The company has outlined various risks in its report, which investors should pay attention to[3]. - The company faces risks related to core competitiveness, emphasizing the need for continuous innovation to meet the evolving demands of the aviation industry[59]. - The company is addressing internal governance risks due to its expanding scale, aiming to enhance management capabilities to maintain operational efficiency[60]. - The company has a high customer concentration risk, with significant revenue dependence on its top five clients, which could impact future performance if relationships change[60]. - The company is actively addressing risks from raw material price fluctuations and supplier concentration by developing new supply channels[61]. Environmental and Social Responsibility - The company invested RMB 2,192,900 in environmental protection during the reporting period[128]. - The company does not belong to the key pollutant discharge units as announced by the environmental protection department[129]. - The company has implemented measures to reduce greenhouse gas emissions and has achieved compliance with relevant emission standards[131]. - The company has established a solid waste management system to promote reduction, resource utilization, and harmless treatment of solid waste[134]. - The company has contributed approximately 164.07 million yuan to poverty alleviation and rural revitalization efforts in 2022[141]. Shareholder Commitments - The company has committed to a profit distribution policy, ensuring strict adherence to cash dividend policies to protect investor rights[165]. - The company guarantees that the prospectus does not contain any false records or misleading statements, and will repurchase all newly issued shares if any significant omissions are found[165]. - The company will ensure compliance with the latest regulations from the China Securities Regulatory Commission and the Shanghai Stock Exchange regarding shareholding commitments[159]. - The company will publicly disclose reasons for not implementing stock price stabilization measures if applicable[161]. - The company has committed to ensuring that its board members and senior management will not transfer benefits unfairly to other entities[174].