北京华峰测控技术股份有限公司 2023年度会计师事务所履职情况评估报告 北京华峰测控技术股份有限公司（以下简称"公司"）聘请大信会计师事务 所（特殊普通合伙）（以下简称"大信"）作为公司2023年度年报审计机构。根据 《国有企业、上市公司选聘会计师事务所管理办法》，公司对大信会计师事务所 2023年度审计过程中的履职情况进行了评估，具体情况如下： 一、会计师事务所的基本情况 （一）机构信息 大信会计师事务所（特殊普通合伙）（以下简称"大信"）成立于 1985 年， 2012 年 3 月转制为特殊普通合伙制事务所，总部位于北京，注册地址为北京市 海淀区知春路 1 号 22 层 2206。大信在全国设有 32 家分支机构，在香港设立了 分所，并于 2017 年发起设立了大信国际会计网络，目前拥有美国、加拿大、澳 大利亚、德国、法国、英国、新加坡等 38 家网络成员所。大信是我国最早从事 证券服务业务的会计师事务所之一，首批获得 H 股企业审计资格，拥有近 30 年 的证券业务从业经验。 （二）人员信息 首席合伙人为谢泽敏先生。截至 2023 年 12 月 31 日，大信从业人员总数 4001 人，其中合伙人 16 ...

Financial Performance and Profit Distribution - The company's profit distribution plan has been approved by the third board of directors and will be submitted to the 2023 annual shareholders' meeting for final approval[1] - Revenue for the reporting period was 690,861,889.19 yuan, a decrease of 35.47% year-over-year[27][28] - Net profit attributable to shareholders was 251,652,296.29 yuan, a decrease of 52.18% year-over-year[27][28] - The company plans to distribute cash dividends of 75,707,009.84 yuan (tax included), accounting for 30.08% of the net profit attributable to the parent company in 2023[108] - The proposed 2023 annual profit distribution plan includes a cash dividend of RMB 5.60 per 10 shares, totaling RMB 75,707,009.84, which accounts for 30.08% of the net profit attributable to shareholders[159] - The company's net profit attributable to shareholders in the consolidated financial statements for the year is RMB 251,652,296.29[159] - The company's cash dividend policy stipulates that at least 10% of the distributable profit attributable to shareholders will be distributed in cash each year, and no less than 30% of the average annual distributable profit will be distributed in cash over any three consecutive years[158] - The company's cash dividend policy stipulates a minimum cash dividend ratio of 80% for mature stages without major capital expenditures and 20% for growth stages with major capital expenditures[110] Financial Assets and Investments - The company's total financial assets increased from RMB 256,710,899.49 to RMB 395,300,934.28, with a net increase of RMB 138,590,034.79[7] - The company's other equity instrument investments increased by RMB 28,138,075.59, reaching RMB 217,616,195.59 at the end of the period[7] - Other non-current financial assets grew by RMB 16,758,425.17, totaling RMB 83,991,204.66[7] - The company's trading financial assets increased significantly from RMB 0 to RMB 93,693,534.03[7] - The company invested 35,000,000.00 yuan in Guangzhou Huaxin Shengjing Venture Capital Center, representing a 2.35% ownership stake[50] - The company invested a total of $103.49 million in financial assets, with a fair value change loss of $9.8 million, resulting in a year-end book value of $93.69 million[68] - The company's investment in domestic and foreign stocks, specifically in Xinlian Integration (688469), had an initial investment cost of $53.49 million, with a fair value change loss of $6.3 million, resulting in a year-end book value of $47.19 million[68] - The company's investment in the Nord Fund Pujiang 467 Single Asset Management Plan had an initial investment cost of $50 million, with a fair value change loss of $3.5 million, resulting in a year-end book value of $46.5 million[68] Subsidiaries and Overseas Operations - The company's subsidiaries include ACCOTEST TECHNOLOGY (USA), INC. and ACCOTEST TECHNOLOGY (MALAYSIA) SDN. BHD., among others[5] - The company's subsidiary, ACCOTEST TECHNOLOGY (MALAYSIA) SDN.BHD., reported revenue of $3.91 million and net profit of $794,913.64[70] - The company's subsidiary, ACCOTEST TECHNOLOGY (USA), INC., reported revenue of $4.75 million and net profit of $168,334.09[70] - Overseas revenue decreased during the reporting period, with gross margin remaining relatively stable[22] - The company will continue to expand overseas markets, focusing on high-quality customers and providing comprehensive after-sales service and technical support[53] - The company will accelerate production efficiency, establish a second production line in Malaysia, and build a supplier evaluation system to ensure a stable and reliable supply chain[60] Research and Development - The company is focusing on the development of key technologies such as impedance measurement, low-noise high-efficiency power supply technology, and third-generation compound semiconductors[65] - The company is committed to innovation-driven development, improving its R&D platform, and cultivating and introducing high-end talent[71] - The company will increase R&D investment, develop new applications and products, and improve market share while actively implementing fundraising projects[59] - The company will respond to recovering domestic market demand, improve customer satisfaction, and stabilize the STS8200 product line while advancing STS8300 and STS8600 development[59] Corporate Governance and Board Meetings - The company held a total of 8 board meetings in 2023, with all proposals being approved without any rejections[89] - The company's board of directors, supervisory board, and shareholders' meetings operate in compliance with relevant laws, regulations, and the company's articles of association, with no violations reported[99] - The company's audit, nomination, compensation, and strategy committees function effectively, with all members attending meetings and fulfilling their responsibilities[91] - The company's board of directors approved the 2022 annual report, financial budget, and profit distribution plan during the meeting on April 14, 2023[155] - The company's 2020 restricted stock incentive plan adjustments and partial stock cancellations were approved on May 23, 2023[148] - The company's 2023 semi-annual report and the use of raised funds were reviewed and approved during the meeting on August 14, 2023[155] - The company's 2023 third-quarter report was reviewed and approved during the meeting on October 20, 2023[155] - The company's profit distribution plan for 2023 is subject to approval at the 2023 annual shareholders' meeting[152] Employee and Talent Management - Total number of employees is 608, with 389 in the parent company and 219 in major subsidiaries[130] - Employee composition includes 271 technicians, 141 service personnel, and 51 production personnel[130] - Educational background of employees: 1 PhD, 138 master's degrees, 371 bachelor's degrees, and 98 below bachelor's degree[130] - The company implements a "mentorship" system for new employees, pairing them with experienced staff for one-on-one guidance[131] - The company emphasizes comprehensive training to help employees become versatile professionals, especially given the lack of directly related university majors and cross-domain recruitment[94] - The company's core technical personnel, Liu Huipeng, held 363,304 shares, with a total value of $100.7 million[78] - The company's core technical personnel, Yuan Yan, held 13,880 shares, with a total value of $88.4 million[78] - The company's core technical personnel, Hao Ruiting, held 13,142 shares, with a total value of $70.46 million[78] - Liu Huipeng, joined the company in 2003 as a R&D engineer, later became the R&D department manager, and has been involved in multiple patent applications and product development projects[117] - Yuan Yan, joined the company in 2003, leading the completion of high-precision and high-speed operational amplifier testing, AD/DA dynamic and static parameter testing, and power module testing[117] Sustainability and Environmental Impact - The company's carbon dioxide emissions in 2023 were 1,240.32 tons, marking the first comprehensive carbon footprint assessment[38] - The company continues to promote supply chain sustainability by expanding product certifications and system coverage, implementing total quality management, and zero-defect management[98] Customer and Supplier Relationships - Top 5 customers accounted for 21.82% of total annual sales, with Customer A contributing the highest at 6.60% (4560.28 million RMB)[52] - Top 4 suppliers accounted for 28.66% of total annual procurement, with Supplier 1 contributing the highest at 11.64% (1922.60 million RMB)[52] - The company values the trust and support of suppliers, customers, and consumers, aiming to provide high-quality products and maintain strong relationships[144] Intellectual Property and Innovation - The company has established an intellectual property group led by technical and IP experts to evaluate and protect internal patent proposals, enhancing patent quality and protection[181] - The company has established a knowledge management platform for internal online training to share patent management information, development guidelines, and competitive product research reports[107] Stock and Shareholder Management - The company's total share capital as of March 31, 2024, is 135,367,189 shares, excluding 176,100 shares in the company's repurchase account[165] - The company has implemented a stable stock price mechanism, committing to repurchase shares if the stock price falls below the net asset value per share for 20 consecutive trading days, with annual repurchase funds ranging from 10% to 30% of the previous year's net profit[187][188] - The company has a comprehensive investor relations management system, including dedicated email, hotline, and the SSE E-Interaction platform, ensuring transparency and fair access to information for all shareholders[197] - The company strictly complies with relevant laws and regulations such as the "Company Law," "Securities Law," and "Information Disclosure Management Measures" to fulfill its information disclosure obligations[198] - The company ensures that all shareholders have fair access to information by disclosing company information truthfully, accurately, completely, and timely through the Shanghai Stock Exchange website, "Shanghai Securities News," and "Securities Times"[198] - Institutional investor participation in corporate governance is not applicable[199] Product and Market Strategy - The company adheres to the development strategy of "consolidating domestic markets and expanding overseas," focusing on delivering high-quality products and services[8] - The company's high-power high-speed testing system generated revenue of 154,812,000.00 yuan, with a cost of 34,070,036.38 yuan and a gross profit of 115,543,313.91 yuan[25] - The high-speed communication system and software generated revenue of 196,964,250.00 yuan, with a cost of 34,001,353.85 yuan and a gross profit of 136,056,440.10 yuan[25] - The intelligent component screening and testing system generated revenue of 59,710,000.00 yuan, with a cost of 5,926,626.29 yuan and a gross profit of 30,627,172.16 yuan[25] - Total revenue from the three major testing systems was 721,074,250.00 yuan, with a total cost of 131,980,213.41 yuan and a total gross profit of 494,174,251.33 yuan[25] - The company plans to seek suitable industrial chain targets for investment and M&A, aiming to strengthen the business and deliver good returns to investors[54] - Global semiconductor industry sales are expected to grow by 13.1% in 2024, with global semiconductor equipment reaching 1053.1 billion USD, a 4% increase[59] Non-Recurring Gains and Losses - Non-recurring gains and losses for 2023 included government subsidies of RMB 810,233.20 and losses from financial asset transactions of RMB -3,039,036.62[9] Leadership and Management - Xu Jieshuang has served as the company's director and general manager since December 2017, and as a director of Tianjin Xinhua Investment Holding Co., Ltd. since October 2021[115] - Dong Qinggang has been the company's director since December 2023, and previously served as the company's supervisor from December 2020 to December 2023[115] - Ye Chengang, a renowned expert in business ethics and accounting professional ethics, has been an independent director of the company since December 2023[115] - Xia Kejin, with extensive experience in the semiconductor industry, has been an independent director of the company since December 2023[115] - Zhao Yunkun has been the company's R&D department manager since January 2015 and a supervisor since November 2017[115] - Shi Zhendong, male, born in 1968, holds a master's degree from Tsinghua University and has extensive experience in the semiconductor industry, serving as an independent director until December 2023[117] - Mei Yunhe, male, born in 1974, holds a master's degree from Renmin University and has a background in auditing and accounting, serving as an independent director until December 2023[117] - Xiao Zhongshi, male, born in 1963, has a background in industrial accounting and served as an independent director until December 2023[117] - Qi Yan, female, born in 1969, holds a master's degree from the University of International Business and Economics and served as the company's financial director until December 2023[117] - Dong Qinggang, elected as a director in 2023, also serves as the Chief Engineer and Director of the Science and Technology Committee at China Times Outlook Technology Co., Ltd[119][121] - Zhang Yong, elected as a director in 2023, also serves as the Deputy General Manager at China Times Outlook Technology Co., Ltd[119][121] - Fu Weidong, served as a director until December 2023, retired from the position[121] - Shao Dandan, served as a director until December 2023, did not attend several board meetings due to work reasons and authorized Zhang Yong to vote on her behalf[123] Stock Incentive Plans - The 2020 Restricted Stock Incentive Plan granted 550,000 shares of Class II restricted stock at a price of 98.74 yuan per share, with 459,724 shares vested and unlocked during the reporting period[166] - The 2021 Restricted Stock Incentive Plan granted 262,500 shares of Class II restricted stock at a price of 154.58 yuan per share, with 118,550 shares vested and unlocked during the reporting period[166] - The total share-based payment expenses recognized for the 2020 and 2021 Restricted Stock Incentive Plans were 16,939,386.9 yuan, with 4,244,239.45 yuan for the 2020 plan and 12,695,147.45 yuan for the 2021 plan[169] - Employee stock ownership plan includes 128 employees, accounting for 21.05% of the total workforce, with 1.3474 million shares held, representing 1% of the total share capital[193] Earnings and Investor Communication - The company held three earnings briefings in 2023: on April 25, August 26, and October 30, all conducted via online interactive platforms[172][179] - The company emphasizes transparency and investor communication, adhering to legal and regulatory requirements for information disclosure[142] - The company maintains a strong focus on protecting the rights and interests of shareholders and creditors[142] Quality Management and Supply Chain - The company has a comprehensive quality management system covering 5 stages of project development[138] - The company continues to promote supply chain sustainability by expanding product certifications and system coverage, implementing total quality management, and zero-defect management[98] Labor and Outsourcing - The company has no labor outsourcing, with total labor outsourcing hours and payments both at 0[151]

本次调整独立董事津贴符合公司的实际经营情况、市场水平和相关法律法规 的规定，有利于进一步调动独立董事的工作积极性，符合公司长远发展需要。 特此公告。 北京华峰测控技术股份有限公司董事会 2024 年 4 月 26 日 证券代码：688200 证券简称：华峰测控 公告编号：2024-010 北京华峰测控技术股份有限公司 关于调整独立董事津贴的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2024 年 4 月 25 日，北京华峰测控技术股份有限公司（以下简称"公司"） 召开第三届董事会第二次会议，审议通过了《关于调整独立董事津贴的议案》， 独立董事叶陈刚先生、夏克金先生回避表决。上述议案尚需提交公司股东大会审 议。具体情况如下： 根据《中华人民共和国公司法》《上市公司独立董事管理办法》《上海证券交 易所科创板股票上市规则》等规定，结合外部独立董事履职津贴情况、独立董事 所承担的职责和相应的工作量，结合公司目前经营规模、实际状况，并参照同地 区、同行业上市公司独立董事津贴标准，公司拟将独立董事津贴从每人每年 8 万 元人 ...

中国国际金融股份有限公司 关于北京华峰测控技术股份有限公司 使用部分闲置募集资金进行现金管理的核查意见 中国国际金融股份有限公司（以下简称"保荐机构"）作为北京华峰测控技术股份 有限公司（以下简称"华峰测控"或"公司"）首次公开发行股票并在科创板上市的保 荐机构，根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规 则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》《上市公司监 管指引第 2 号——上市公司募集资金管理和使用的监管要求》等有关规定，就华峰测控 使用部分闲置募集资金进行现金管理事项进行了核查，具体情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会于 2020 年 1 月 14 日出具的《关于同意北京华峰测控 技术股份有限公司首次公开发行股票注册的批复》（证监许可[2020]93 号），公司获准向 社会公开发行人民币普通股 15,296,297 股，每股发行价格为人民币 107.41 元，公司共 募集资金总额为人民币 164,297.53 万元，扣除总发行费用人民币 13,071.67 万元（不含 税）后，募集资金净额为人民币 151,225.86 万 ...

北京华峰测控技术股份有限公司 2023年度独立董事述职报告（石振东） 本人石振东作为北京华峰测控技术股份有限公司（以下简称"华峰测控"、 "公司"）的独立董事，严格按照《中华人民共和国公司法》《中华人民共和 国证券法》《上海证券交易所科创板股票上市规则》等相关法律法规要求和 《公司章程》《公司独立董事工作制度》等规定，在2023年度工作中诚实、勤 勉、积极地履行独立董事的职责，积极出席公司召开的相关会议，认真听取和 审议各项议案，并对董事会的重要决策事项发表了独立意见，充分发挥独立董 事的专业职能，客观、独立和审慎地行使股东大会和董事会赋予的权力和义务， 为公司的经营决策和规范化运作提出了合理的意见和建议，切实维护了公司的 整体利益和全体股东尤其是中小股东的合法权益。现将本人2023年度履职情况 汇报如下： 一、独立董事的基本情况 （一）参加董事会、股东大会会议情况 2023年，公司共召开了8次董事会会议、1次临时股东大会及2022年度股东大 会。 2023年度任职期内，本人本着审慎客观的原则，认真审议各项议案及其他相关材 料，积极参与各议案的讨论，充分发表自己的意见和建议，同时独立、客观地行使表决 权。任期 ...

证券代码：688200 证券简称：华峰测控 公告编号：2024-007 北京华峰测控技术股份有限公司 关于2023年度利润分配预案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 ——回购股份》等相关规定，上市公司回购专用账户中的股份，不享有股东大会表 决权、利润分配、公积金转增股本、认购新股和可转换公司债券等权利，不得质押 和出借。因此，本公司回购专用证券账户中的股份将不参与公司本次利润分配。 重要内容提示： 每股分配比例：每10股派发现金5.6元(含税)，不送红股，不进行公积金转增 股本。 本次利润分配以实施权益分派股权登记日登记的总股本扣除公司回购专用账 户的股份余额为基数，具体日期将在权益分派实施公告中明确。 在实施权益分派的股权登记日前公司总股本发生变动的，拟维持分配总额不 变，相应调整每股分配比例，并将另行公告具体调整情况。 本次利润分配预案尚需提交公司股东大会审议。 一、利润分配方案内容 经大信会计师事务所（特殊普通合伙）审计，截至2023年12月31日，北京华峰 测控技术股份有限公司（以下简称"公司"）合 ...

北京华峰测控技术股份有限公司 独立董事工作制度 第一章 总则 第一条 为进一步完善北京华峰测控技术股份有限公司（以下简称"公司"）法人 治理结构建设，为独立董事创造良好的工作环境，促进公司规范运行，充分发挥独立 董事的作用，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》、中国证券监督管理委员会（以下简称"中国证监会"）《上市公 司独立董事管理办法》《上海证券交易所科创板上市公司自律监管指引第1号——规 范运作》（以下简称"《自律监管指引1号》"）等法律、法规、规范性文件及《北京 华峰测控技术股份有限公司章程》（以下简称"《公司章程》"）的相关规定，制定本 制度。 第七条 独立董事及拟担任独立董事的人士应当按照中国证监会的要求，参加中 国证监会及其授权机构所组织的培训。 第二章 独立董事的任职资格 第八条 独立董事候选人应当具备独立性，且不存在下列情形： （一）在公司或者其附属企业任职的人员及其配偶、父母、子女、主要社会关系； （二）直接或者间接持有公司已发行股份1%以上或者是公司前10名股东中的自然 人股东及其配偶、父母、子女； 第二条 公司独立董事是指不在公司担任除董事外 ...

北京华峰测控技术股份有限公司 内部审计制度 第一章 总则 第一条 为进一步提高北京华峰测控技术股份有限公司（以下简称"公司"） 及控股子公司的内部审计质量，规范内部审计工作规程，保护投资者合法权益， 促使公司持续健康发展，根据《中华人民共和国审计法》、《审计署关于内部审 计工作的规定》等有关法律、法规、规章及规范性文件的规定，特制定本制度。 第二条 本制度所称内部审计，是指由公司内部机构或人员，对其内部控制 和风险管理的有效性、财务信息的真实性和完整性以及经营活动的效率和效果等 开展的一种评价活动。 第三条本制度适用于公司各内部机构或者职能部门、控股子公司以及具有重 大影响的参股公司。 第二章 机构和职权 第四条 内部审计的实施机构是公司审计部。审计部在董事会审计委员会的 领导下行使审计职权，并向董事会审计委员会报告工作。审计部负责人为专职， 经审计委员会主任委员提名，由审计委员会任免及考核。 第五条 公司董事会审计委员会在监督及评估内部审计部门工作时，应当履 行下列主要职责： （一）指导和监督内部审计制度的建立和实施； （二）审阅公司年度内部审计工作计划； （三）督促公司内部审计计划的实施； （四）指导内部 ...

北京华峰测控技术股份有限公司 独立董事津贴管理办法 第一条 参照《上市公司治理准则》和《关于在上市公司建立独立董事制度 的指导意见》及公司章程的有关规定，为了确保公司持续稳健运营，使独立董事 尽职尽责，诚信从事公司重大事项的决策和审定，本着"责任、风险、利益相一 致"的原则，特制定《独立董事津贴办法》。 第二条 本办法所指的独立董事，是指不在公司担任除董事外的其他职务， 公司按照《关于在上市公司建立独立董事的指导意见》的规定聘请的，与公司及 其主要大股东不存在可能妨碍其进行独立客观判断的关系的董事。 第三条 津贴范围：本公司的独立董事。其他董事不属享受该津贴办法的范 围。 第四条 津贴原则：津贴水平综合考虑独立董事的工作任务、责任等。 第五条 津贴标准：独立董事津贴为每人每年人民币壹拾贰万元整。 第六条 以上津贴标准为税前标准，由公司统一代扣代缴个人所得税。独立 董事津贴自股东大会通过后按季度发放。 第七条 独立董事出席公司董事会会议、股东大会的差旅费以及按 《公司章 程》行使职权所需的交通、住宿等费用，均由公司据实报销。 第八条 本办法自股东大会审议通过之日起生效，修改时亦同。 北京华峰测控技术股份有限公司 ...

北京华峰测控技术股份有限公司 对外担保管理制度 第一章 总则 第一条 为规范北京华峰测控技术股份股份有限公司（以下简称"公司"）对 外担保行为，有效控制对外担保风险，确保公司的资产安全，保护股东合法权益， 根据《中华人民共和国证券法》、《中华人民共和国公司法》、《中华人民共和国民 法典》、《上市公司监管指引第 8 号——上市公司资金往来、对外担保的监管要 求》《上海证券交易所科创板股票上市规则》等有关法律、法规、规范性文件及 《北京华峰测控技术股份股份有限公司章程》（以下简称"《公司章程》"）的有关 规定，并结合公司实际情况，特制定本制度。 第二条 本制度所称对外担保是指公司为其他单位或个人提供的担保，包括 公司对控股子公司的担保。公司及其控股子公司的对外担保总额，是指包括公司 对控股子公司担保在内的公司对外担保总额与控股子公司对外担保总额之和。 第二章 公司对外提供担保的原则 第六条 公司对外担保，应当尽可能采取反担保等必要措施防范风险，反担保 的提供方应具备实际承担能力。 第三章 对外担保的审批程序 第七条 公司对外担保必须经董事会或股东大会审议，应由股东大会审批的 对外担保，必须经董事会审议通过后，方可 ...