翱捷科技股份有限公司 2023 年第一次临时股东大会会议资料 证券代码：688220 证券简称：翱捷科技 翱捷科技股份有限公司 2023 年第一次临时股东大会 会议资料 2023 年 11 月 1 翱捷科技股份有限公司 2023 年第一次临时股东大会会议资料 二、出席会议的股东及股东代理人须在会议召开前半小时到会议现场办理签 到手续，并按规定出示证券账户卡、身份证明文件或营业执照/注册证书复印件 （加盖公章）、授权委托书等，上述登记材料均需提供复印件一份，个人登记材 料复印件须个人签字，法定代表人证明文件复印件须加盖公司公章，经验证后领 取会议资料，方可出席会议。 会议开始后，由会议主持人宣布现场出席会议的股东人数及其所持有表决权 的股份总数，在此之后进场的股东无权参与现场投票表决。 翱捷科技股份有限公司 2023 年第一次临时股东大会会议资料目录 | 2023 年第一次临时股东大会会议须知 3 | | --- | | 2023 年第一次临时股东大会会议议程 5 | | 议案一、关于《公司2023年限制性股票激励计划（草案）》及其摘要的议案...8 | | 议案二、关于《公司2023年限制性股票激励计划实施考 ...

证券代码：688220 证券简称：翱捷科技 翱捷科技股份有限公司投资者关系活动记录表 编号：2023-1107 √特定对象调研 □分析师会议 投资者关系活 □媒体采访 □业绩说明会 动类别 □新闻发布会 □路演活动 □现场参观 √电话会议 □其他 景顺长城、华泰证券、汇添富 海通证券、华夏基金、国信证券 中泰证券、鹏扬基金、华安基金 参与单位名称 南方基金、融通基金、国寿资产 海富通、汇丰晋信、交银人寿 兴全基金、招商基金、长城基金 国泰基金、西部利得、兴银理财 时间 2023 年11月6、7日 董事长 戴保家 上市公司接待 董事、董事会秘书、副总经理 韩旻 人员姓名 证券事务代表 白伟扬 Q：公司 Cat.4 芯片的销量有快速的增长，请问是否具备 ...

Group 1: Financial Performance - The company achieved a revenue of 1.844 billion yuan in the first three quarters, representing a year-on-year growth of 16.49% [2] - Revenue breakdown: chip sales contributed 1.619 billion yuan, custom chip business 156 million yuan, and IP semiconductor licensing 68 million yuan [2] - Third quarter revenue was 787 million yuan, showing a quarter-on-quarter increase of 21.39% [2] Group 2: Product Development and Market Expansion - The company reported a more than 40% year-on-year increase in shipments of cellular baseband chips in the first three quarters [2] - Third quarter shipments of cellular baseband chips increased by over 30% compared to the second quarter [2] - The company is focusing on various downstream applications for cellular baseband chips, including mobile broadband devices, vehicle networking, and smart wearables [3] Group 3: Research and Development Investment - R&D investment for the first three quarters of 2023 was 851 million yuan, up from 742 million yuan in the same period last year, marking an increase of 109 million yuan [3] - The company plans to maintain an annual R&D expense growth rate of around 15% to ensure competitiveness [3] Group 4: Inventory and Buyback Status - Inventory levels at the end of 2022 were approximately 1.183 billion yuan, increasing to 1.401 billion yuan by the end of September 2023 [4] - The company has repurchased over 500 million yuan worth of shares as of September 30, 2023, with buyback activities paused in October due to the stock incentive plan [4][5] Group 5: Employee Incentives - The company launched a stock incentive plan covering nearly all full-time employees, with a total of 9.5 million shares, where 85% is for initial grants and 15% is reserved [5] - The initial grant vesting period is three years, while the reserved grant vesting period is two years [5]

Revenue and Sales Performance - Revenue for the third quarter increased by 56.57% year-over-year to RMB 787.28 million, driven by a significant increase in chip product sales[4] - Operating income for the first three quarters of 2023 was 1,844,093,836.04 RMB, up from 1,583,028,652.93 RMB in 2022[18] - Cash received from sales of goods and services in the first three quarters of 2023 was 1,795,890,155.08 RMB, a 3.35% increase from 1,737,770,538.92 RMB in the same period of 2022[23] Net Loss and Profitability - Net loss attributable to shareholders for the third quarter was RMB 90.35 million, with a cumulative net loss of RMB 426.32 million for the first three quarters[4] - Net profit for the first three quarters of 2023 was -426,324,865.71 RMB, compared to -186,083,906.06 RMB in 2022[20] - Total comprehensive income for the first three quarters of 2023 was -398,196,141.06 RMB, compared to -132,903,313.59 RMB in 2022[21] - The weighted average return on equity (ROE) for the third quarter was -1.34%, a decrease of 0.05 percentage points year-over-year[5] - The company's basic and diluted earnings per share for the first three quarters were both RMB -1.03, a decrease of RMB 0.58 per share compared to the same period last year[9] - Basic earnings per share for Q3 2023 were -1.03 RMB, compared to -0.45 RMB in the previous period[22] - Diluted earnings per share for Q3 2023 were -1.03 RMB, compared to -0.45 RMB in the previous period[22] R&D Investment and Expenses - R&D investment for the third quarter was RMB 258.28 million, accounting for 32.81% of revenue, a decrease of 20.07 percentage points year-over-year[5] - R&D expenses increased to 851,426,456.92 RMB from 742,106,384.25 RMB[20] Assets and Liabilities - Total assets decreased by 10.55% compared to the end of the previous year, amounting to RMB 7.44 billion[5] - Total current assets as of September 30, 2023, amounted to 6,567,008,180.09 RMB, compared to 7,670,084,762.51 RMB at the end of 2022[15] - Total assets decreased to 7,444,530,279.40 RMB from 8,323,015,546.68 RMB[16] - Total liabilities increased to 963,559,805.20 RMB from 850,827,406.21 RMB[17] - Total equity decreased to 6,480,970,474.20 RMB from 7,472,188,140.47 RMB[17] Cash Flow and Financial Activities - The company's operating cash flow for the first three quarters was negative RMB 630.77 million, primarily due to increased inventory purchases[9] - Net cash flow from operating activities for the first three quarters of 2023 was -630,774,753.19 RMB, compared to -206,934,931.25 RMB in the same period of 2022[23] - Cash received from investments in Q3 2023 was 14,215,000,000.00 RMB, up from 12,070,000,000.00 RMB in the previous period[24] - Net cash flow from investing activities in Q3 2023 was 1,386,213,760.84 RMB, a significant improvement from -4,780,466,896.95 RMB in the previous period[24] - Net cash flow from financing activities in Q3 2023 was -617,130,400.49 RMB, compared to 6,092,405,658.35 RMB in the previous period[24] - The ending balance of cash and cash equivalents as of Q3 2023 was 2,224,840,832.52 RMB, up from 1,658,645,158.54 RMB in the previous period[24] Government Subsidies - Government subsidies received during the third quarter amounted to RMB 4.93 million, with a cumulative total of RMB 16.54 million for the first three quarters[6] Asset Composition and Changes - Monetary funds increased to 2,228,436,209.12 RMB as of September 30, 2023, from 2,077,726,480.65 RMB at the end of 2022[15] - Accounts receivable rose to 395,292,671.21 RMB as of September 30, 2023, up from 216,705,408.25 RMB at the end of 2022[15] - Inventory increased to 1,401,204,400.73 RMB as of September 30, 2023, compared to 1,183,320,194.23 RMB at the end of 2022[15] - Long-term equity investments stood at 100,000,000.00 RMB as of September 30, 2023, with no comparable figure at the end of 2022[15] - Fixed assets decreased slightly to 127,355,354.57 RMB as of September 30, 2023, from 129,189,023.30 RMB at the end of 2022[15] - Intangible assets declined to 274,222,680.52 RMB as of September 30, 2023, from 314,676,560.27 RMB at the end of 2022[15] - Other non-current financial assets increased significantly to 236,450,400.00 RMB as of September 30, 2023, from 68,020,700.00 RMB at the end of 2022[15] - Total non-current assets as of September 30, 2023, included 30,099,883.56 RMB in other equity instrument investments, up from 22,911,455.40 RMB at the end of 2022[15] - The company reported no significant changes in goodwill, which remained at 17,105,035.02 RMB as of September 30, 2023[15] - Other non-current assets increased to 20,373,011.23 RMB from 26,764,721.01 RMB[16] - Contract liabilities increased to 217,876,973.84 RMB from 192,363,288.16 RMB[16] Financial Expenses - Financial expenses were -42,724,731.12 RMB, compared to -45,402,232.29 RMB in 2022[20]

翱捷科技股份有限公司 2023 年限制性股票激励计划实施考核管理办法 翱捷科技股份有限公司 2023 年限制性股票激励计划实施考核管理办法 翱捷科技股份有限公司（以下简称"公司"或"翱捷科技"）为进一步完善公司 法人治理结构，建立、健全公司长效激励约束机制，吸引和留住公司优秀人才， 充分调动其积极性和创造性，有效提升团队凝聚力和企业核心竞争力，有效地将 股东、公司和员工三方利益结合在一起，使各方共同关注公司的长远发展，确保 公司发展战略和经营目标的实现，在充分保障股东利益的前提下，按照收益与贡 献对等的原则，公司制订了《翱捷科技股份有限公司 2023 年限制性股票激励计划 （草案）》。 为保证公司 2023 年限制性股票激励计划（以下简称"本激励计划"）的顺利 实施，现根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司 股权激励管理办法》《上海证券交易所科创板股票上市规则》《科创板上市公司 自律监管指南第 4 号——股权激励信息披露》等有关法律、行政法规、规范性文 件和《公司章程》的有关规定，并结合公司实际情况，特制订本办法。 第一条 考核目的 制定本办法的目的是加强本激励计划执行的计划性，量化本 ...

翱捷科技股份有限公司 (二)未发现公司存在《管理办法》等法律、法规和规范性文件规定的禁止 实施股权激励计划的情形,公司具备实施股权激励计划的主体资格。 (三)公司 2023 年限制性股票激励计划和 2023 年股票增值权激励计划所确 定的激励对象具备《公司法》《证券法》《管理办法》《上市规则》等法律、法规 和规范性文件及《公司章程》规定的任职资格,不存在最近 12 个月内被证券交 易所认定为不适当人选的情形;不存在最近 12 个月内被中国证监会及其派出机 构认定为不适当人选的情形;不存在最近 12 个月内因重大违法违规行为被中国 证监会及其派出机构行政处罚或者采取市场禁入措施的情形;不存在具有《公司 法》规定的不得担任公司董事、高级管理人员情形的情形;不存在法律法规规定 不得参与上市公司股权激励的情形,符合《管理办法》《上市规则》规定的激励 对象条件,符合股权激励计划规定的激励对象范围,其作为股权激励计划激励对 象的主体资格合法、有效。 ( 四 )公司 2023 年限制性股票激励计划和 2023 年股票增值权激励计划的内 容符合《公司法》《证券法》《管理办法》《上市规则》等有关法律、法规和规范 性文件的规定: ...

证券代码：688220 证券简称：翱捷科技 公告编号：2023-061 翱捷科技股份有限公司 第二届监事会第三次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 翱捷科技股份有限公司（以下简称"公司"）第二届监事会第三次会议于 2023 年 10 月 27 日在公司会议室以现场结合通讯表决方式召开。会议通知已于 2023 年 10 月 18 日以电话、电子邮件方式送达全体监事。本次会议应出席监事 3 名， 实际出席监事 3 名。本次会议由监事会主席赵忠方召集并主持。本次会议的召 集、召开符合《中华人民共和国公司法》等有关法律、行政法规、部门规章、规 范性文件和《翱捷科技股份有限公司章程》（以下简称"《公司章程》"）的有关规 定。 具体内容详见公司同日刊登于上海证券交易所网站（www.sse.com.cn）的《翱 捷科技股份有限公司 2023 年限制性股票激励计划（草案）》《翱捷科技股份有限 公司 2023 年限制性股票激励计划（草案）摘要公告》（公告编号：2023-057）。 表决结果： ...

翱捷科技股份有限公司 2023 年限制性股票激励计划（草案） 翱捷科技股份有限公司 证券简称：翱捷科技 证券代码：688220 声明 本公司及全体董事、监事保证本激励计划及其摘要不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责 任。 特别提示 2023 年限制性股票激励计划（草案） 二〇二三年十月 1 翱捷科技股份有限公司 2023 年限制性股票激励计划（草案） 一、《翱捷科技股份有限公司 2023 年限制性股票激励计划（草案）》（以 下简称"本激励计划"）由翱捷科技股份有限公司（以下简称"翱捷科技"、"公司" 或"本公司"）依据《中华人民共和国公司法》《中华人民共和国证券法》《上市 公司股权激励管理办法》《上海证券交易所科创板股票上市规则》《科创板上市 公司信息披露业务指南第 4 号——股权激励信息披露》和其他有关法律、行政法 规、规范性文件，以及《公司章程》等有关规定制订。 二、本激励计划采取的激励形式为第二类限制性股票。股票来源为公司向激 励对象定向发行的本公司人民币 A 股普通股股票或公司从二级市场回购的本公 司人民币 A 股普通股股票。 符合本激励计划授 ...

证券代码：688220 证券简称：翱捷科技 公告编号：2023-057 翱捷科技股份有限公司 2023 年限制性股票激励计划（草案）摘要公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、股权激励计划目的 为进一步完善公司法人治理结构，建立、健全公司长效激励约束机制，吸 引和留住公司优秀人才，充分调动其积极性和创造性，有效提升团队凝聚力和 企业核心竞争力，有效地将股东、公司和员工三方利益结合在一起，使各方共 同关注公司的长远发展，确保公司发展战略和经营目标的实现，在充分保障股 东利益的前提下，按照收益与贡献对等的原则，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 《上市公司股权激励管理办法》（以下简称"《管理办法》"）、《上海证券交易所 科创板股票上市规则》（以下简称"《上市规则》"）、《科创板上市公司自律监管 指南第 4 号——股权激励信息披露》（以下简称"《自律监管指南》"）等有关法 律、行政法规、规范性文件以及《翱捷科技股份有限公 ...