Core Viewpoint - The document outlines the management system for shareholding changes of directors and senior management at Aojie Technology Co., Ltd, ensuring compliance with relevant laws and regulations while maintaining transparency and fairness in information disclosure [1][2][3]. Group 1: General Provisions - The management system is established to regulate the shareholding of directors and senior management, ensuring adherence to the Company Law and Securities Law [1]. - The system applies to all shares held by directors and senior management, including those held through others' accounts and margin trading [1]. Group 2: Shareholding Change Rules and Information Reporting - Directors and senior management must report their shareholding changes within two trading days of the occurrence and disclose relevant details such as the number of shares before and after the change [3][4]. - The company is responsible for confirming shareholding information and ensuring accurate reporting to the Shanghai Stock Exchange [4]. Group 3: Transfer Restrictions - Shares held by directors and senior management cannot be transferred within one year of the company's stock listing or within six months after leaving their position [4][5]. - The maximum transferable shares per year during their tenure and within six months after are limited to 25% of their total holdings, with exceptions for certain circumstances [5]. Group 4: Prohibited Trading Situations - Directors and senior management are prohibited from trading shares during specific periods, such as 15 days before annual or semi-annual reports and five days before quarterly reports [6][7]. - Violations of trading regulations may result in the company recovering profits from illegal trades and disclosing the situation publicly [6].

Core Viewpoint - The company has established a fundraising management system to enhance the efficiency of fund usage, ensure compliance with laws and regulations, and protect investors' rights [1][2]. Fundraising Management Principles - Funds raised must be used specifically for the intended purposes as outlined in the fundraising application documents and approved by the board and shareholders [2][3]. - The company must adhere to national industrial policies and sustainable development principles, primarily investing in core business areas that enhance competitiveness and innovation [2][3]. - The board is responsible for thoroughly evaluating the feasibility of investment projects to ensure they have good market prospects and profitability [2][3]. Fund Storage and Usage - Funds must be stored in a dedicated account approved by the board, and cannot be used for non-designated purposes [4][5]. - A tripartite supervision agreement must be signed with the financial advisor and the bank where the funds are stored [4][5]. - Any changes in the use of funds must be disclosed promptly, especially if the investment plan is significantly affected [6][12]. Fund Usage Restrictions - The company is prohibited from using raised funds for financial investments or providing funds to controlling shareholders or related parties [14][15]. - All expenditures must follow the company's internal approval processes, and any pre-investment with self-raised funds must be replaced by raised funds within six months [17][18]. Oversight and Reporting - The company must provide accurate and complete disclosures regarding the actual use of funds, and the board must regularly review the management and usage of funds [18][19]. - Independent financial advisors are required to conduct ongoing supervision and report any irregularities [19][20]. - Annual audits must be conducted by accounting firms to verify the management and usage of funds [20][21]. Changes in Fund Usage - Any changes in the intended use of funds must be approved by the board and disclosed to shareholders [30][31]. - New projects funded by the raised capital must align with the company's main business and undergo careful feasibility analysis [32][33].

翱捷科技股份有限公司 内部审计制度 翱捷科技股份有限公司 内部审计机构在监督检查过程中，应当接受审计委员会的监督指导。内部审 计机构发现公司重大问题或线索，应当立即向审计委员会直接报告。 内部审计制度 第一章 总则 第一条 为加强翱捷科技股份有限公司（以下简称"本公司"或"公司"）内部 监督和风险控制，保障公司财务管理、会计核算和生产经营符合国家各项法律法 规要求，维护包括中小投资者的所有股东的合法权益，根据《中华人民共和国公 司法》《中华人民共和国证券法》《中华人民共和国审计法》《上海证券交易所 科创板上市公司自律监管指引第 1 号——规范运作》及《翱捷科技股份有限公司 章程》（以下简称《公司章程》）等规定，结合本公司的实际情况，制定本制度。 第六条 审计部应当保持独立性，不得置于财务部门的领导之下，或者与财 第二条 内部审计是指由公司内部审计机构或人员，对其内部控制和风险管 理的有效性、财务信息的真实性和完整性以及经营活动的效率和效果等开展的一 种评价活动。 第三条 本制度适用于本公司各独立核算或虽不独立核算但有经营目标、负 经济责任等实施经营行为的内部机构、控股子公司以及具有重大影响的参股公司。 第二章 ...

翱捷科技股份有限公司 信息披露管理制度 翱捷科技股份有限公司 信息披露管理制度 第一章 总则 第一条 为规范翱捷科技股份有限公司（以下简称"公司"）的信息披露行 为，保证公司真实、准确、完整地披露信息，保护公司、股东、债权人及其他利 益相关人的合法权益，根据《中华人民共和国公司法》《中华人民共和国证券法》 《上海证券交易所科创板股票上市规则》（以下简称《科创板上市规则》）、《上 市公司信息披露管理办法》等法律、行政法规、部门规章及其他有关规定，结合 《翱捷科技股份有限公司章程》（以下简称《公司章程》）及公司实际情况，制 定本制度。 第二条 本制度所称信息披露是指将法律、法规、证券监管部门规定要求披 露的已经或可能对公司股票交易价格产生较大影响或对投资决策有较大影响的 事项，在规定时间内、在规定的媒体上、按规定的程序、以规定的方式向社会公 众公布，并按规定程序送达证券监管部门和上海证券交易所。 本制度所称信息披露义务人，是指公司及其董事、高级管理人员、股东、实 际控制人，收购人，重大资产重组、再融资、重大交易有关各方等自然人、单位 及其相关人员，破产管理人及其成员，以及法律、行政法规和中国证监会规定的 其他承担 ...

翱捷科技股份有限公司 募集资金管理制度 翱捷科技股份有限公司 募集资金管理制度 第一章 总 则 第一条 为加强和规范翱捷科技股份有限公司（以下简称"公司"或"本公司"） 募集资金的使用与管理，提高募集资金使用效益，切实保护投资者的合法权益， 依据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司募集资金监 管规则》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公 司自律监管指引第 1 号——规范运作》等法律、法规及规范性文件的要求，以及 《翱捷科技股份有限公司章程》的规定，特制订本制度。 第二条 本制度所称"募集资金"是指公司通过发行股票或者其他具有股权 性质的证券，向投资者募集并用于特定用途的资金，但不包括公司实施股权激励 计划募集的资金。 第三条 募集资金应按照发行申请文件中承诺的募集资金投资计划和股东 会、董事会决议及审批程序使用。公司应当按要求披露募集资金的使用情况、使 用效果以及募集资金重点投向科技创新领域的具体安排。 公司募集资金应当专款专用。公司使用募集资金应当符合国家产业政策和相 关法律法规，践行可持续发展理念，履行社会责任，原则上应当用于主营业务， 有利于增强公司竞争 ...

翱捷科技股份有限公司 董事、高级管理人员持股变动管理制度 第一章 总则 第一条 为规范翱捷科技股份有限公司（以下简称"公司"）董事和高级管理 人员所持本公司股份的管理，维护信息披露、公开、公平、公正原则，根据《中 华人民共和国公司法》（以下简称"《公司法》"）《中华人民共和国证券法》（ 以下简称"《证券法》"）《上市公司董事和高级管理人员所持本公司股份及其变 动管理规则》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板 上市公司自律监管指引第1号——规范运作》《上海证券交易所上市公司自律监 管指引第8号——股份变动管理》《上海证券交易所上市公司自律监管指引第15 号——股东及董事、高级管理人员减持股份》等法律、行政法规、部门规章及 规范性文件的相关规定以及《翱捷科技股份有限公司章程》（以下简称"公司章 程"）有关规定，特制定本制度。 第二条 本制度适用于公司董事和高级管理人员所持本公司股份及其变动的 管理。 第三条 董事和高级管理人员所持股份，是指登记在其名下和利用他人账 户持有的所有本公司股份。董事和高级管理人员从事融资融券交易的，还包括 记载在其信用账户内的本公司股份。 第四条 董事和高级管理人 ...

关于修订及制定公司部分治理制度的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 翱捷科技股份有限公司（以下简称"公司"）于 2025 年 6 月 27 日召开了第二 届董事会第十五次会议，审议通过了《关于修订及制定公司部分治理制度的议案》， 该议案无需提交股东大会审议，现将有关情况公告如下： 证券代码：688220 证券简称：翱捷科技 公告编号：2025-030 翱捷科技股份有限公司 为进一步促进公司规范运作，维护公司及股东的合法权益，建立健全内部管 理机制，根据《上市公司独立董事管理办法》《上海证券交易所科创板股票上市 规则》《上海证券交易所科创板上市公司自律监管指引第1号——规范运作》等 有关法律法规及规范性文件的最新规定，结合《公司章程》及公司实际情况，公 司修订及制定了部分治理制度，并对以下4项制度进行披露： | 序号 | 制度名称 | 变更情况 | | --- | --- | --- | | 1 | 《内部审计制度》 | 修订 | | 2 | 《信息披露管理制度》 | 修订 | | 3 | 《董事、高级管理 ...

Group 1 - The stock of Aojie Technology (688220.SH) closed at 70.03 yuan, with a decline of 4.57%, currently in a state of breaking issue [1] - Aojie Technology was listed on the Shanghai Stock Exchange's Sci-Tech Innovation Board on January 14, 2022, with an initial stock price of 164.54 yuan per share and a total issuance of 41.83 million shares [1] - The company raised a total of 6.883 billion yuan through its initial public offering (IPO), with a net amount of 6.546 billion yuan after deducting issuance costs, exceeding the original plan by 4.166 billion yuan [1] Group 2 - The funds raised are intended for projects including new communication chip design, smart IPC chip design, high-precision navigation solutions, research center construction, and working capital [1] - The total issuance costs for the IPO amounted to 337 million yuan, with underwriting fees accounting for 310 million yuan [1] Group 3 - On April 11, 2025, Guotai Haitong Securities Co., Ltd. held a restructuring and renaming ceremony at the Shanghai Stock Exchange, officially changing its A-share name from "Guotai Junan" to "Guotai Haitong" while retaining the A-share code "601211" [2] - The name change signifies the completion of the merger and restructuring process between Guotai Junan and Haitong Securities [2]

Core Viewpoint - Aojie Technology (688220.SH) reported a significant fair value loss due to its investment in Shending Technology, which went from a valuation of 81 million yuan at the end of 2023 to zero by the end of 2024, resulting in a fair value change loss of approximately 69.31 million yuan for the year [2][4][9]. Group 1: Fair Value Changes - Aojie Technology's fair value change loss for 2024 was -69.31 million yuan, primarily driven by the fair value change loss of -81.65 million yuan from external investments [4][9]. - The valuation of Shending Technology was adjusted to zero due to significant operational challenges and funding shortages, despite previous successful financing rounds [2][13]. - The company did not provide detailed explanations for the negative fair value changes in its 2024 annual report [5]. Group 2: Investment Details - Aojie Technology's investment in Shending Technology was made in October 2022, and the latter had seen a rise in valuation until mid-2024 [11][12]. - Shending Technology faced operational difficulties and funding issues by the end of 2024, which led to the drastic valuation drop [13][16]. - The company has indicated that it is currently operational and has addressed previous salary issues, although it acknowledges challenges in its business [3][16].

国泰海通证券股份有限公司 根据贵所于 2025 年 5 月 29 日出具的《关于翱捷科技股份有限公司 2024 年 年度报告的信息披露监管问询函》（上证科创公函【2025】0179 号，以下简称 "年报问询函"）的要求，国泰海通证券股份有限公司（以下简称"保荐机构"） 会同翱捷科技股份有限公司（以下简称"翱捷科技"或"公司"）及相关中介机 构，就年报问询函提及的事项逐项进行了认真讨论、核查与落实，并出具了明确 的核查意见如下： （本核查意见中若合计数与各分项数值相加之和在尾数上存在差异为四舍五 入所致。鉴于部分信息涉及商业秘密，因此针对该部分内容进行豁免披露） 1 一、关于经营业绩 （1）2024 年公司实现营业收入 33.86 亿元，同比增长 30%，归母净利润- 6.93 亿元，扩亏 1.87 亿元。报告期内，公司持续加大智能手机芯片业务布局。 分产品看，芯片产品、芯片定制业务营收保持增长，半导体 IP 授权实现营收 3524 万元，同比下滑 71%；（2）近年来，公司境外业务收入占比逐年递增，2022-2024 年境外收入占比分别为 77.43%、81.01%、84.35%。境外收入毛利率分别为 32. ...