中信证券股份有限公司 2023 年半年度持续督导跟踪报告 中信证券股份有限公司（以下简称"中信证券"或"保荐机构"）作为广东 嘉元科技股份有限公司（以下简称"嘉元科技""上市公司""公司"）向特定对 象发行股票的保荐机构，根据《证券发行上市保荐业务管理办法》《上海证券交 易所科创板股票上市规则》《科创板上市公司持续监管办法（试行）》以及《上海 证券交易所科创板上市公司自律监管指引第 1 号——规范运作》等相关规定，负 责嘉元科技的持续督导工作，并出具本半年度持续督导跟踪报告。 | 序号 | 工作内容 | 实施情况 | | --- | --- | --- | | | 建立健全并有效执行持续督导工作制度，并 | 保荐机构已建立健全并有效执行持续 | | 1 | 针对具体的持续督导工作制定相应的工作计 | 督导工作制度，针对嘉元科技制定了 | | | 划。 | 相应的工作计划。 | | 2 | 根据中国证监会相关规定，在持续督导工作 | 保荐机构已与嘉元科技签订了保荐协 | | | 开始前，与上市公司签署持续督导协议，明 | 议，该协议明确了双方在持续督导期 | | | 确双方在持续督导期间的权利义务，并报上 | ...

证券代码:688388 证券简称:嘉元科技 公告编号:2023-057 转债代码:118000 转债简称:嘉元转债 广东嘉元科技股份有限公司 关于参加 2023 年广东辖区上市公司投资者 网上集体接待日活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性依法承担法律责任。 为进一步加强与投资者的互动交流,广东嘉元科技股份有限公司(以下简称 "公司")将参加由广东证监局、广东上市公司协会联合举办的"2023年广东辖 区上市公司投资者网上集体接待日活动",现将相关事项公告如下: 本次投资者网上集体接待日活动将采用网络远程的方式举行,投资者可登录 "全景路演"网站(https://rs.p5w.net)参与本次互动交流,活动时间为2023年9月19 日(周二) 15:45-17:00。 届时公司高管将在线就公司2023年半年度业绩、公司治理、发展战略、经营 状况和可持续发展等投资者关心的问题,与投资者进行沟通与交流,欢迎广大投 资者踊跃参与! 特此公告。 广东嘉元科技股份有限公司董事会 2023年9月15日 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-056 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于自愿披露签订《战略合作框架协议》及《设备买卖合同》的 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次签订的《战略合作框架协议》（以下简称"本协议"）为双方基 于合作意向而达成的战略框架性约定，确立了双方战略合作伙伴关系，为双方推 进具体项目合作奠定了基础。具体合作项目由双方另行签署合作协议，具体实施 内容和进度尚存在不确定性。广东嘉元科技股份有限公司（以下简称"公司"或 "甲方"）将根据《上海证券交易所科创板股票上市规则》等相关法律法规、规 范性文件及《广东嘉元科技股份有限公司章程》（以下简称"公司章程"）的规 定及时履行审议程序及信息披露义务。 对公司当期业绩的影响：《战略合作框架协议》及《设备买卖合同》 （以下简称"本合同"）的签订预计不会对公司本年度财务状况及经营业绩构成 重 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, achieving a total of RMB 1.2 billion, representing a year-on-year growth of 25%[13]. - The company's operating revenue for the first half of the year was RMB 2,077,688,575.53, an increase of 7.42% compared to RMB 1,934,161,981.43 in the same period last year[19]. - The net profit attributable to shareholders decreased by 92.62% to RMB 21,245,714.82 from RMB 288,017,848.64 year-on-year[19]. - The net profit after deducting non-recurring gains and losses dropped by 97.97% to RMB 5,688,504.90 compared to RMB 279,929,084.59 in the previous year[19]. - The net cash flow from operating activities increased significantly by RMB 526,088,433.35, indicating improved cash generation from sales[22]. - Basic and diluted earnings per share fell by 94.32% to RMB 0.05 from RMB 0.88 in the same period last year[21]. - The weighted average return on equity decreased by 7.54 percentage points to 0.29% compared to 7.83% in the previous year[21]. - The gross profit margin for the first half of 2023 was reported at 35%, a slight increase from 32% in the same period last year[13]. Market Expansion and Strategy - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 20% to 30%[13]. - The company is expanding its market presence in Southeast Asia, targeting a 15% market share by the end of 2024[13]. - A strategic acquisition of a local competitor is in progress, which is anticipated to increase production capacity by 30%[13]. - The company aims to optimize its product structure and enhance product quality to solidify its competitive advantage in the market[32]. - The company is focused on expanding its market presence through new product development and technological upgrades[161]. Research and Development - The company has invested RMB 200 million in R&D for new technologies aimed at reducing production costs by 5%[13]. - Research and development expenses accounted for 5.80% of operating revenue, an increase of 0.43 percentage points from the previous year[21]. - The company has established a technology innovation center in Shenzhen to enhance R&D capabilities and foster innovation[53]. - The company is committed to enhancing its research and development capabilities to maintain its leadership position in the electrolytic copper foil industry[38]. - The company applied for a total of 24 technology patents during the reporting period, including 20 invention patents and 4 utility model patents[42]. Production and Capacity - The company has established five production bases with a total capacity of 10.7 million tons per year, positioning itself as a leader in the domestic lithium battery copper foil industry[52]. - The company’s production capacity increased to approximately 80,000 tons per year, with a production output of 24,000 tons, a year-on-year growth of 14.56%[56]. - The company is in the process of constructing a 100,000 tons/year project in collaboration with CATL, with trial production planned for September 2023[53]. - The company has multiple copper foil production projects under construction, which will increase capacity and help meet market demand, but faces risks of overcapacity if market conditions change unfavorably[63]. Environmental and Compliance - The company has implemented a systematic pollution management system to comply with environmental regulations, but faces risks of increased costs due to stricter future regulations[63]. - The company has established wastewater treatment facilities at its production sites, ensuring compliance with local standards for wastewater discharge[108]. - The company has implemented air pollution control measures, with all production processes equipped with specialized exhaust treatment devices to meet local air quality standards[111]. - The company has obtained pollution discharge permits for all its operational projects and has received administrative approvals for ongoing fundraising investment projects[116]. - The company is committed to environmental protection and has established a robust environmental management system to ensure compliance with ecological standards[126]. Risks and Challenges - The company has identified potential risks related to supply chain disruptions and is implementing measures to mitigate these risks[4]. - The company faces risks related to raw material price fluctuations, particularly copper, which is a major component of production costs[65]. - The company is exposed to risks from macroeconomic changes that could lead to a decline in market demand, impacting production and operational strategies[70]. - The company’s gross profit margin is at risk of decline due to increasing competition in the copper foil industry and potential changes in customer and product structure[65]. Shareholder and Governance - The board of directors has approved a profit distribution plan, with no plans for capital increase through reserves at this time[6]. - The company held two shareholder meetings during the reporting period, with all proposed resolutions approved[92]. - The company underwent a board and supervisory committee restructuring, electing new members for a three-year term[94]. - The company appointed Yang Jianwen as the new president and Liu Shaohua as co-president during the board meeting[95]. Customer and Market Trends - User data indicates that the number of active customers has grown to 500,000, an increase of 15% compared to the previous period[13]. - The company achieved copper foil sales of 24,800 tons, a year-on-year increase of 34%[55]. - The company is focusing on high-performance copper foil manufacturing, which has high entry barriers and requires significant capital investment[52]. - The company is actively pursuing patent registrations for new technologies to protect its innovations and strengthen its market position[39].

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-055 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于参加 2023 年半年度新能源及新材料行业集体业绩说 明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 线 上 文 字 互 动 平 台 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 7 日(星期四)下午 16:00 前将有关问题通过电 子邮件的形式发送至公司投资者关系邮箱：688388@gdjykj.net。公司将在文字 互动环节对投资者普遍关注的问题进行回答。 广东嘉元科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 29 日披 露公司《2023 年半年度报告》，为便于广大投资者更全面深入地了解公司 2023 年 半年度经营成果、财务状况、发展理念，公司参与了由上 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-053 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 第五届监事会第七次会议决议公告 本公司监事会及全体监事保证本公告内容不存在虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 广东嘉元科技股份有限公司（以下简称"公司"）第五届监事会第七次会议 （以下简称"会议"）于 2023 年 8 月 26 日以通讯表决方式召开，本次会议通知 于 2023 年 8 月 16 日发出，会议应出席监事 3 名，实际出席监事 3 名，出席会议 人数符合《中华人民共和国公司法》和《广东嘉元科技股份有限公司章程》（以 下简称"《公司章程》"）规定。会议的召集和召开程序符合有关法律、行政法 规、部门规章、规范性文件和《公司章程》的规定，会议决议合法、有效。 二、监事会会议审议情况 本次会议以记名投票表决方式审议通过了以下议案: （一）审议通过《公司 2023 年半年度报告及其摘要》 （5）具体内容详见公司同日在上 ...

广东嘉元科技股份有限公司 ( 本页 为《广东嘉元科技股份有限公司独立董事关于第五届董事会第 九次会议相关事项的独立意见》之签署页) 独立董事 (签名): 张展源_张of8188 2073年8月26日 ( 本页 为《广东嘉元科技股份有限公司独立董事关于第五届董事会第 九次会议相关事项的独立意见》之签署页 ) 独立董事 (签名):施志聪 2025K 2023年 8月26日 经审核，公司根据相关业务规则，编制了《公司 2023 年半年度 募集资金存放与实际使用情况的专项报告》，公司编制的《公司 2023 年半年度募集资金存放与实际使用情况的专项报告》内容真实、准确、 完整，不存在虚假记载、误导性陈述和重大遗漏，符合相关法律法规 的规定，如实反映了公司 2023 年半年度募集资金存放与实际使用情 况，不存在违规使用募集资金的行为，不存在改变或变相改变募集资 金投向和损害股东利益的情况。 综上，我们一致同意该议案。（以下无正文） ( 本页 为《广东嘉 元科技 股份有限公司独立董事关于第五届董事会第 九次会议相关事项的独立意见》之签署页） 独立董事（签名): 廖朝理 2m 2073年8月26日 独立董事关于第五届董事会第 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥983,837,667.02, representing a year-on-year increase of 2.20%[5] - The net profit attributable to shareholders decreased by 78.83% to ¥36,834,887.49 compared to the same period last year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses also fell by 78.87% to ¥35,460,018.32[5] - Basic and diluted earnings per share were both ¥0.12, down 83.78% compared to the same period last year[6] - The company's total revenue for Q1 2023 was ¥981,708,582.37, representing an increase of 2.0% compared to ¥960,022,513.32 in Q1 2022[31] - The net profit for Q1 2023 was ¥41,422,009.97, a decrease of 76.8% from ¥171,579,269.43 in Q1 2022[32] - The company’s total comprehensive income for Q1 2023 was CNY 36,725,685.92, compared to CNY 174,004,292.32 in the previous year, indicating a significant decrease[21] Cash Flow - The net cash flow from operating activities was ¥54,663,341.10, an increase of 72.35% year-on-year[6] - The cash inflow from operating activities was ¥1,033,264,967.09 in Q1 2023, compared to ¥902,507,027.00 in Q1 2022, marking a growth of 14.5%[34] - The net cash flow from investing activities in Q1 2023 was negative CNY 85,094,418.82, compared to a positive cash flow of CNY 444,234,963.74 in Q1 2022, indicating a significant shift in investment strategy[24] - The total cash inflow from financing activities in Q1 2023 was CNY 278,060,000.00, down from CNY 332,510,000.00 in Q1 2022, indicating a decrease in financing activities[25] - The net cash flow from financing activities was $206,802,609.02 in Q1 2023, a turnaround from a negative $170,492,377.93 in Q1 2022[35] - The net increase in cash and cash equivalents for Q1 2023 was $864,049,491.64, compared to $288,080,401.65 in Q1 2022, representing an increase of about 200%[35] Assets and Liabilities - Total assets at the end of the reporting period were ¥11,051,938,837.43, an increase of 2.37% from the end of the previous year[6] - Current liabilities totaled CNY 1,899,629,768.31 in Q1 2023, slightly down from CNY 1,921,838,238.79 in Q1 2022, a decrease of approximately 1.2%[18] - Non-current liabilities increased to CNY 1,697,381,002.67 in Q1 2023 from CNY 1,469,904,264.74 in Q1 2022, representing an increase of about 15.5%[18] - The company's total liabilities amounted to ¥2,916,388,251.16 in Q1 2023, compared to ¥2,856,677,144.15 in Q1 2022, an increase of 2.0%[29] Research and Development - Research and development expenses totaled ¥64,019,930.55, up 26.84% from the previous year, accounting for 6.51% of operating revenue, an increase of 1.27 percentage points[6] - Research and development expenses for Q1 2023 were CNY 10,195,654.61, significantly lower than CNY 50,471,587.02 in Q1 2022, marking a reduction of about 79.9%[20] Shareholder Information - Total number of common shareholders at the end of the reporting period is 20,072[12] - The largest shareholder, Guangdong Jiayuan Investment Development Co., Ltd., holds 10,309,278 shares, accounting for 24.19% of the total shares[12] - The top ten shareholders include various investment funds, with the largest being the Jiashan New Energy Materials Fund, holding 4,598,544 shares[13] Government Support and Investments - The company received government subsidies amounting to ¥666,807.92, which contributed to its non-recurring gains[7] - The company reported investment income of CNY 1,476,350.53 for Q1 2023, down from CNY 7,001,232.36 in Q1 2022, a decline of approximately 78.9%[20] - The company received CNY 300,000,000.00 from investment recoveries in Q1 2023, a significant drop from CNY 912,212,502.05 in Q1 2022, highlighting changes in investment returns[24] Operational Costs - The company reported a significant increase in operating costs by 30.56% due to expanded production capacity and rising labor and material costs[9] - Total operating costs for Q1 2023 were CNY 941,564,623.85, up from CNY 763,401,565.61 in Q1 2022, indicating a rise of about 23.4%[19] Future Outlook - The company plans to continue increasing investment in new product development and market expansion strategies[9] - The company has not provided any specific performance guidance for the upcoming quarters[15] - The company has not reported any significant new product developments or technological advancements in the current quarter[15] - There are no new market expansion or acquisition strategies disclosed in the latest report[15] - The company has not received any notifications regarding related party relationships among shareholders, except for known relationships[14] Accounting Standards - The company has adopted new accounting standards starting in 2023, which may affect the financial statements[35]

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-032 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议时间：2023 年 5 月 5 日（星期五）10:00-11:00 会议方式：上证路演中心网络文字互动方式 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （http://roadshow.sseinfo.com） 投资者可于 2023 年 4 月 27 日（星期四）至 2023 年 5 月 4 日（星期四） 16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或将有关问题通过 电子邮件的形式发送至公司投资者关系邮箱：688388@gdjykj.net。公司将在说 明会上对投资者普遍关注的问题进行回答。投资者可于 2023 年 5 月 5 日 ...