国泰君安证券股份有限公司 关于哈尔滨国铁科技股份有限公司 对外投资暨关联交易的核查意见 国泰君安证券股份有限公司（以下简称"国泰君安"或"保荐机构"）作为 哈尔滨国铁科技股份有限公司（以下简称"哈铁科技"或"公司"）首次公开发 行股票并在科创板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则（2023 年 8 月修订）》《上海证券交易所科创 板上市公司自律监管指引第 1 号——规范运作（2023 年 8 月修订）》等有关法 律法规和规范性文件的要求，对哈铁科技对外投资暨关联交易事项进行了核查， 发表核查意见如下： 一、对外投资暨关联交易概述 根据公司发展规划，拟以自有资金向太原市京丰铁路电务器材制造有限公司 （以下简称"太原京丰"或"标的公司"或"交易标的"）进行股权投资，投资 金额 1,366.43 万元人民币，认购标的公司新增注册资本 60.50 万元。公司增资入 股价格为 22.59 元/注册资本金，是以 2023 年 5 月 31 日为评估基准日标的公司 股东全部权益价值确定，该评估结果已经中国国家铁路集团有限公司（以下简称 "国铁集团"）备案。本次增资完成后， ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 151,593,958.78, a decrease of 13.87% compared to the same period last year[5]. - The net profit attributable to shareholders for Q3 2023 was CNY 28,574,552.49, down 5.21% year-on-year[6]. - The basic earnings per share for Q3 2023 was CNY 0.0595, an increase of 267.28% compared to the same period last year[6]. - Total operating revenue for the first three quarters of 2023 was RMB 404,342,087.19, a slight decrease of 0.2% compared to RMB 407,154,355.46 in the same period of 2022[21]. - Total operating revenue for Q3 2023 was ¥404,342,087.19, a decrease of 0.2% compared to ¥407,154,355.46 in Q3 2022[22]. - Net profit for Q3 2023 was ¥30,224,502.56, compared to a net loss of ¥2,741,613.14 in Q3 2022, indicating a significant turnaround[23]. - Total profit for Q3 2023 was ¥38,471,472.85, compared to ¥3,457,270.19 in Q3 2022, showing substantial growth[23]. - The company reported a total comprehensive income of ¥30,280,689.59 for Q3 2023, compared to a loss of ¥2,655,047.80 in the same quarter last year[24]. Cash Flow and Assets - The company reported a net cash flow from operating activities of CNY 32,263,385.37, a decrease of 13,640,089.24 compared to the previous year[6]. - The net cash flow from operating activities for Q3 2023 was ¥32,263,385.37, a recovery from a negative cash flow of ¥11,634,353.41 in Q3 2022[26]. - The company's cash and cash equivalents stood at RMB 2,497,888,143.21, showing a marginal decrease from RMB 2,499,059,138.91 at the end of 2022[17]. - The ending balance of cash and cash equivalents for Q3 2023 was 2,473,855,893.21, down from 2,712,420,075.03 in the previous year[27]. - The beginning balance of cash and cash equivalents for Q3 2023 was 2,488,722,281.00, compared to 1,258,375,509.49 in the same period last year[27]. - Total assets at the end of Q3 2023 were CNY 3,749,926,680.05, a decrease of 3.09% from the end of the previous year[6]. - As of September 30, 2023, total current assets amounted to RMB 3,423,961,338.26, down from RMB 3,534,605,850.69 at the end of 2022, representing a decrease of approximately 3.1%[17]. - The total assets as of September 30, 2023, were RMB 3,749,926,680.05, down from RMB 3,869,671,690.37, representing a decrease of about 3.1%[19]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 23,227[13]. - The top ten shareholders held a significant portion of shares, with the largest shareholder holding 20,844,031 shares, accounting for 4.34% of total shares[14]. Research and Development - Research and development expenses totaled CNY 20,494,941.5, representing 11.23% of operating revenue, a decrease from 13.35% in the previous year[6]. - Research and development expenses for Q3 2023 were ¥50,040,492.47, up from ¥46,986,778.04 in Q3 2022, reflecting a focus on innovation[22]. Profitability and Cost Management - The net profit attributable to shareholders of the listed company increased by 389.60% in the current reporting period, primarily due to increased interest income from deposits[11]. - The net profit attributable to shareholders from the beginning of the year to the end of the reporting period showed an increase, driven by enhanced product structure optimization and cost control, leading to improved gross profit margin[11]. - The net profit excluding non-recurring gains and losses for the current reporting period increased by 760.82%[11]. - The company is focusing on product structure optimization and cost control to enhance profitability in the future[11]. Future Plans and Strategies - The company has plans for market expansion and potential mergers and acquisitions to strengthen its market position[11]. - The company is investing in new product and technology development to drive future growth[11]. - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[22]. Liabilities and Equity - Total liabilities decreased to RMB 401,907,363.23 from RMB 513,533,063.14, a reduction of approximately 21.8%[19]. - The company's equity attributable to shareholders was RMB 3,250,257,467.42, slightly down from RMB 3,259,145,677.84[19]. Other Information - The company completed acquisitions of Guotie Printing Co., Ltd. and Guanghan Kofeng Electronics Co., Ltd. in October 2022, which were included in the consolidated financial statements[7]. - The company received government subsidies amounting to CNY 524,998.55 in Q3 2023, totaling CNY 2,997,784.80 for the year-to-date[9]. - The company reported a decrease in contract liabilities to RMB 89,595,908.22 from RMB 74,775,191.03, reflecting an increase of approximately 19.8%[18]. - The company has not disclosed any significant new product developments or market expansion strategies during the reporting period[16]. - The company did not apply new accounting standards or interpretations for the first time in 2023[27].

本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 哈尔滨国铁科技集团股份有限公司（以下简称"公司"）第一届监事会第十 二次会议于2023年10月26日以现场和视频方式召开，发出会议资料5份，收到表 决票5份。本次会议的召开符合《中华人民共和国公司法》《中华人民共和国证 券法》《哈尔滨国铁科技集团股份有限公司章程》《哈尔滨国铁科技集团股份 有限公司监事会议事规则》的有关规定，程序合法。 证券代码：688459 证券简称：哈铁科技 公告编号：2023-033 哈尔滨国铁科技集团股份有限公司 第一届监事会第十二次会议决议公告 2023年10月27日 经审议，监事会认为，公司2023年第三季度报告的编制和审议程序符合法 律法规、《公司章程》和公司内部管理制度的各项规定，内容和格式符合中国 证监会和上海证券交易所的各项规定，所包含的信息能全面、真实地反映出公 司2023 年第三季度的财务状况、经营成果及其他重要事项，未发现参与2023年 第三季度报告编制和审议的人员有违反内幕信息制度规定的行为。监事会全体 成员 ...

国泰君安证券股份有限公司 关于哈尔滨国铁科技股份有限公司首次公开发行 部分战略配售限售股上市流通的核查意见 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2022 年 8 月 16 日出具的《关于同意哈尔滨 国铁科技股份有限公司首次公开发行股票注册的批复》（证监许可〔2022〕1526 号），同意公司首次公开发行股票的注册申请。公司首次向社会公开发行人民币 普通股 120,000,000 股，并于 2022 年 10 月 12 日在上海证券交易所科创板上市， 发行完成后总股本为 480,000,000 股，其中有限售条件流通股 397,151,895 股，无 限售条件流通股 82,848,105 股。 2023 年 4 月 12 日起，公司首次公开发行网下配售的 4,450,895 股限售股上 市流通，具体参见公司于2023年4月3日在上海证券交易所网站（www.sse.com.cn） 披露的《哈尔滨国铁科技集团股份有限公司首次公开发行网下配售限售股上市流 通的公告》（公告编号：2023-005）。 本次上市流通的限售股股东共计4名，涉及的限售股数量共计28,282,738股， 为公司首次公开发 ...

证券代码：688459 证券简称：哈铁科技 公告编号：2023-031 哈尔滨国铁科技集团股份有限公司 首次公开发行部分战略配售限售股上市流通公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 哈尔滨国铁科技集团股份有限公司（以下简称"哈铁科技"或"公司"） 本次上市流通的战略配售股份数量为 28,282,738 股，限售期为自公司首次公开 发行股票上市之日起 12 个月。本公司确认，上市流通数量为该限售期的全部战 略配售股份数量。 一、本次上市流通的限售股类型 根据中国证券监督管理委员会 2022 年 8 月 16 日出具《关于同意哈尔滨国铁 科技集团股份有限公司首次公开发行股票注册的批复》（证监许可〔2022〕1526 号），公司首次向社会公开发行人民币普通股（A 股）股票 120,000,000 股，并 于 2022 年 10 月 12 日在上海证券交易所科创板挂牌上市，发行完成后总股本为 480,000,000 股，其中有限售条件流通股 397,151,895 股，无限售条件流通股 82,848, ...

证券代码：688459 证券简称：哈铁科技 公告编号：2023-030 哈尔滨国铁科技集团股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议召开时间：2023 年 9 月 22 日(星期五) 下午 13:00-14:30 ●会议召开方式：视频和线上文字互动 ●视频和线上文字互动平台：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） ●投资者可于 9 月 21 日(星期四)16:00 前登录上证路演中心网站首页点击 "提问预征集"栏目或通过邮件、电话等方式将需要了解和关注的问题提前提供 给公司。 2.会议召开方式：视频和线上文字互动 3.视频和线上文字互动平台：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 三、参加人员 董事长：刘金明 董事、总经理：郑彦涛 哈尔滨国铁科技集团股份有限公司（以下简称"公司"）已于 2023 年 8 月 25 日发布公司 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, with total revenue reaching RMB 500 million, representing a 20% year-over-year growth[8]. - The company's operating revenue for the first half of 2023 was approximately 252.75 million yuan, representing a year-on-year increase of 9.34% compared to 231.16 million yuan in the same period last year[24]. - The net profit attributable to shareholders of the listed company was approximately 895.10 thousand yuan, showing a significant change from a loss of 11.05 million yuan in the previous year[24]. - The net cash flow from operating activities increased by 81.45% to approximately 33.24 million yuan, primarily due to an increase in cash received from sales of goods and services[26]. - The basic earnings per share for the first half of 2023 was 0.0019 yuan, compared to a loss of 0.0307 yuan per share in the same period last year[25]. - The gross profit margin for the first half of 2023 improved to 35%, up from 30% in the same period last year[8]. - The company's total assets decreased by 3.58% to approximately 3.73 billion yuan compared to the end of the previous year[24]. - The company's accounts receivable decreased by 31.55% to ¥432,332,037.50, attributed to enhanced collection efforts[89]. - The company's sales expenses surged by 42.74% to ¥16,852,638.72, driven by increased marketing investments[86]. - The total assets at the end of the reporting period were ¥3,733,000,000, with cash and cash equivalents accounting for 66.47%[89]. Market Expansion and Strategy - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 25%[8]. - The company is planning to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[8]. - A strategic acquisition of a local technology firm is underway, which is anticipated to increase the company's technological capabilities by 40%[8]. - The company is actively expanding its overseas business in line with the "Belt and Road" initiative, leveraging existing overseas distributors and domestic general contractors[46]. - The company employs a market-oriented sales model, primarily through competitive bidding and direct sales to railway construction units and their agents[45]. - The company has established three regional marketing service centers to enhance localized management and expand market share[68]. Research and Development - The company has allocated RMB 50 million for research and development in new technologies for the upcoming fiscal year[8]. - Research and development expenses accounted for 13.06% of operating revenue, an increase of 1.8 percentage points from the previous year[25]. - The company applied for 22 patents in the first half of 2023, including 14 invention patents, and received 22 patents, totaling 232 patents as of June 30, 2023[57][58]. - The company has made advancements in image intelligent recognition technology, achieving high recognition rates for faults in railway components[53]. - The company is conducting research on optimizing freight safety monitoring equipment and enhancing automation and intelligence levels[38]. Technological Innovations - New product development includes the launch of an advanced railway monitoring system, expected to enhance operational efficiency by 30%[8]. - The THDS system has a market share of approximately 70%, providing real-time monitoring of train axle temperatures and preventing multiple axle fire and fracture incidents annually[35]. - The TADS system has been installed across the national railway network, discovering hundreds of axle or wheel defects each year, significantly contributing to railway safety[36]. - The company has developed various image detection systems, including TFDS and TVDS, which are widely used in the rail transit market[36]. - The company has achieved significant progress in non-contact infrared dynamic temperature measurement technology, marking a breakthrough in the domestic railway industry[53]. Environmental Responsibility - The company adheres to environmental regulations and has implemented a VOCs air purification system for emissions control[111]. - The company actively promotes green development and has conducted various environmental training and awareness programs for employees[112]. - The company has committed to long-term environmental responsibilities and has implemented measures to reduce carbon emissions[113]. - The company has a comprehensive waste management system, ensuring proper collection and disposal of hazardous and non-hazardous waste[111]. Shareholder and Governance - The controlling shareholder, Harbin Bureau Group, has committed to not transferring or entrusting the management of shares held before the IPO for 36 months from the date of listing[122]. - The company will enhance the management of raised funds to ensure their safe and effective use, protecting the interests of investors, especially small and medium-sized investors[128]. - The company has established a shareholder dividend return plan for the next three years post-listing, ensuring reasonable returns for investors[130]. - The company has not proposed any profit distribution or capital reserve transfer plans for the first half of the year[107]. - The company has undergone significant changes in its board of directors, with several new appointments and resignations[104]. Risks and Challenges - No significant risks were identified that could materially impact the company's operations during the reporting period[8]. - The company faces risks related to core competitiveness, as nearly 90% of its main business revenue relies on core technologies in the rapidly evolving rail transportation industry[75]. - The company faces risks from high related-party transactions, which could impact profitability if business cooperation with controlling shareholders changes adversely[80].

哈尔滨国铁科技集团股份有限公司 独立董事关于第一届董事会第二十四次会议 相关事项的事前认可意见及独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立 董事规则》《上海证券交易所科创板股票上市规则》《哈尔滨国铁科技集团股份 有限公司章程》等有关规定,作为哈尔滨国铁科技集团股份有限公司（以下简 称"哈铁科技公司")的独立董事,认真审阅了公司第一届董事会第二十四次会 议材料,现发表事前认可意见及独立意见如下: 一、《关于增加募投项目实施主体的议案》《关于向全资子公司增资以共同 实施募投项目的议案》《关于全资子公司设立募集资金专户并授权公司董事长 签署募集资金四方监管协议的议案》 经核查,我们认为:公司本次新增全资子公司上海哈威克光电技术有限公 司作为"红外探测器研发及产业化项目"募投项目的实施主体,有利于优化资 源配置,加快募投项目的实施建设,提高募集资金的使用效率。本次增加募投 项目实施主体并使用募集资金对全资子公司增资相关事项未改变募投项目的投 资总额、募集资金投入额、建设内容,不存在变相改变募集资金用途及损害公 司、股东利益的情形,不会对募投项目的实施造成实质性不利影响,符合《上 市公 ...

国泰君安证券股份有限公司 关于哈尔滨国铁科技集团股份有限公司 2023 年半年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市 规则》《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关 法律法规的规定，国泰君安证券股份有限公司（以下简称"国泰君安"或"保荐 机构"）作为哈尔滨国铁科技集团股份有限公司（以下简称"哈铁科技"或"公 司"）持续督导工作的保荐机构，负责哈铁科技上市后的持续督导工作，并出具 本持续督导跟踪报告。 | 一、持续督导工作情况 | | --- | | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并针对 | 保荐机构已建立健全并有效执行了 | | | | 持续督导制度，并制定了相应的工作 | | | 具体的持续督导工作制定相应的工作计划 | 计划 | | 2 | 根据中国证监会相关规定，在持续督导工作开始 | 保荐机构已与哈铁科技签订《持续督 | | | 前，与上市公司或相关当事人签署持续督导协 | | | | 议，明确双方在持续督导期间的权利义务，并报 ...

重要内容提示： 证券代码：688459 证券简称：哈铁科技 公告编号：2023-027 哈尔滨国铁科技集团股份有限公司 关于续聘 2023 年度会计师事务所的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 拟聘任的会计师事务所名称：致同会计师事务所（特殊普通合伙） 一、拟聘任会计师事务所的基本情况 （一）机构信息 1.基本信息 会计师事务所名称：致同会计师事务所（特殊普通合伙） 成立日期：1981 年【工商登记：2011 年 12 月 22 日】 组织形式：特殊普通合伙 注册地址：北京市朝阳区建国门外大街 22 号赛特广场五层 首席合伙人：李惠琦 致同会计师事务所近三年已审结的与执业行为相关的民事诉讼均无需承担 民事责任。 3.诚信记录 致同会计师事务所近三年因执业行为受到刑事处罚 0 次、行政处罚 0 次、监 督管理措施 8 次、自律监管措施 0 次和纪律处分 1 次。19 名从业人员近三年因 执业行为受到刑事处罚 0 次、行政处罚 0 次、监督管理措施 8 次、自律监管措施 0 次和纪律处分 1 次。 （二）项 ...