股票代码：688521 股票简称：芯原股份 芯原微电子（上海）股份有限公司 VeriSilicon Microelectronics (Shanghai) Co., Ltd. （中国（上海）自由贸易试验区春晓路 289 号张江大厦 20A） 2023 年度向特定对象发行 A 股股票 募集说明书 （申报稿） 保荐机构（主承销商） 上海市黄浦区广东路 689 号 二〇二四年四月 芯原微电子（上海）股份有限公司 募集说明书 声 明 本公司及全体董事、监事、高级管理人员承诺募集说明书及其他信息披露资 料不存在任何虚假记载、误导性陈述或重大遗漏，并对其真实性、准确性及完整 性承担连带赔偿责任。 公司负责人、主管会计工作负责人及会计机构负责人保证募集说明书中财务 会计资料真实、完整。 中国证券监督管理委员会、上海证券交易所对本次发行所作的任何决定或意 见，均不表明其对申请文件及所披露信息的真实性、准确性、完整性作出保证， 也不表明其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断 或保证。任何与之相反的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发 行人自行负责。投 ...

上海市方达律师事务所 关于芯原微电子（上海）股份有限公司 2023 年度向特定对象发行 A 股股票的 补充法律意见书 2024 年 4 月 上海市方达律师事务所 补充法律意见书 FANGDA PARTNERS http://www.fangdalaw.com | 中国上海市石门一路 | 号 | 电子邮件 | 288 | E-mail: | email@fangdalaw.com | 兴业太古汇香港兴业中心二座 | 楼 | 电 | 话 | 24 | Tel.: | 86-21-2208-1166 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 邮政编码：200041 | 传 | 真 | Fax: | 86-21-5298-5599 | | | | | | | | | 24/F, HKRI Centre Two, HKRI Taikoo Hui 288 Shi Men Yi Road Shanghai 200041, PRC 上海市方达律师事务所 关于芯原微电子（上海）股份有限公司 2023 年 ...

海通证券股份有限公司 关于芯原微电子（上海）股份有限公司 2023 年度向特定对象发行 A 股股票 之 发行保荐书 保荐机构 (主承销商) 浴道证券股份有限公司 HAITONG SECURITIES CO., LTD. (上海市广东路 689 号) 二〇二四年四月 声 明 本保荐机构及保荐代表人已根据《中华人民共和国公司法》（以下简称《公 司法》）、《中华人民共和国证券法》（以下简称《证券法》）、《上市公司证 券发行注册管理办法》（以下简称《注册管理办法》）、《上海证券交易所科创 板股票上市规则》（以下简称《上市规则》）等有关法律、法规，诚实守信，勤 勉尽责，严格按照依法制定的业务规则和行业自律规范出具证券发行保荐书，并 保证所出具文件真实、准确、完整。 如无特殊说明，本发行保荐书中的简称或名词释义与《芯原微电子（上海） 股份有限公司向特定对象发行 A 股股票之募集说明书》一致。 3-1-1 | 育 | 明 … | | --- | --- | | 目 求 ※ | | | 第一节 本次证券发行基本情况 ………………………………………………………………………………………………………………3 | | | 一、本次证 ...

证券代码：688521 证券简称：芯原股份 芯原微电子（上海）股份有限公司 2023 年年度股东大会会议材料 | 2023 | 年年度股东大会会议须知 2 | 芯原微电子（上海）股份有限公司 | | --- | --- | --- | | 芯原微电子（上海）股份有限公司 2023 年年度股东大会会议议程 4 | | | | 芯原微电子（上海）股份有限公司 2023 年年度股东大会会议议案 6 | | | | 议案一 关于《芯原微电子（上海）股份有限公司 2023 年度董事会工作报告》 | | | | 的议案 6 | | | | 议案二 关于《芯原微电子（上海）股份有限公司 2023 年度监事会工作报告》 | | | | 的议案 7 | | | | 议案三 关于《芯原微电子（上海）股份有限公司 2023 年年度报告》及其摘要 | | | | 的议案 8 | | | | 议案四 关于《芯原微电子（上海）股份有限公司 2023 年度财务决算报告》的 | | | | 议案 9 | | | | 议案五 关于《芯原微电子（上海）股份有限公司 2024 年度财务预算报告》的 | | | | 议案 10 | | | | 议案 ...

证券代码：688521 证券简称：芯原股份 芯原微电子（上海）股份有限公司 投资者关系活动记录表 投资者关系活 □ 特定对象调研 □ 分析师会议 动类别 □ 媒体采访 √ 业绩说明会 □ 新闻发布会 □ 路演活动 □ 现场参观 √ 电话会议 □ 其他（ ） 参与单位名称 2024 年 3 月 31 日 博时基金、淡水泉投资、华安基金、嘉实基金、建信基金、景林资产、 长城基金、中银基金等 2024 年 4 月 1 日 公开业绩说明会 时间 2024年3月31日、2024年4月1日 ...

电子 公 2024年03月31日 司 报 芯原股份(688521.SH) 告 下游需求放缓拖累业绩，拟募投项目发力AIGC领域 推荐 ( 维持 ) 事项： 公司发布2023年财报，2023年公司实现营业收入23.38亿元，同比下降 股价:35.09元 12.73%; 实现归母净利润为-2.96亿元，同比下降501.64%。公司 2023年度拟 公 主要数据 不派发现金红利，不送红股，也不以资本公积金转增股本。 行业 电子 司 平安观点： ...

Financial Performance - The company reported a cumulative undistributed profit of -1.815 billion yuan in the consolidated financial statements and -43 million yuan in the parent company's financial statements, leading to a decision not to distribute cash dividends or issue bonus shares for 2023[5]. - The company has not achieved profitability since its listing, indicating ongoing financial challenges[3]. - The net operating cash flow for the company was negative, which raises concerns about its liquidity and operational sustainability[5]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion RMB for the fiscal year 2023, representing a 20% growth compared to the previous year[13]. - The company reported a revenue of CNY 2.34 billion in 2023, a decrease of 12.73% compared to CNY 2.68 billion in 2022[22]. - The net profit attributable to shareholders was a loss of CNY 296.47 million in 2023, a decline of 501.64% from a profit of CNY 73.81 million in 2022[22]. - The basic earnings per share for 2023 was -CNY 0.59, down 493.33% from CNY 0.15 in 2022[23]. - The company experienced a net cash flow from operating activities of -CNY 8.52 million in 2023, compared to -CNY 329.46 million in 2022[22]. - The company reported a significant increase in non-operating income from government subsidies, amounting to CNY 43.03 million in 2023[28]. - The company reported a gross profit of 1.046 billion yuan, a decrease of 6.09% year-on-year, with a comprehensive gross margin of 44.75%, up 3.16 percentage points from the previous year[38]. - The company recorded a net profit attributable to shareholders of the parent company of -296 million yuan, and a net profit of -318 million yuan after excluding non-recurring gains and losses[40]. Governance and Compliance - Deloitte Huayong Certified Public Accountants issued a standard unqualified audit report for the company, affirming the accuracy of the financial statements[4]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties, ensuring financial integrity[6]. - The board of directors has confirmed that all members attended the board meeting, indicating a unified governance structure[7]. - There are no special arrangements for corporate governance that apply to the company, suggesting standard governance practices are in place[7]. - The company has not violated decision-making procedures regarding external guarantees, indicating compliance with regulatory requirements[7]. Research and Development - Research and development investments increased by 30%, totaling 450 million RMB, to enhance chip design capabilities[14]. - Research and development expenses accounted for 40.82% of total revenue in 2023, an increase of 9.58 percentage points from 31.24% in 2022[23]. - The company has developed over 50 analog and mixed-signal IPs on 22nm FD-SOI technology, with 240+ licenses granted to 38 clients[44]. - The company has achieved ISO 26262 automotive functional safety certification for its image signal processor IP, accelerating its expansion into automotive and industrial sectors[74]. - The company has developed AI-ISP and AI-GPU technologies, enhancing its data center smart pixel processing IP platform capabilities[107]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[14]. - The company is expanding its market presence in Europe, targeting a 15% market share by the end of the next fiscal year[18]. - The company plans to pursue strategic acquisitions to bolster its technology portfolio, with a budget of 500 million RMB allocated for potential deals[14]. - The company is actively expanding its product offerings in automotive electronics, smart cabins, and wearable devices[123]. - The company is focusing on the iterative research and industrialization of Chiplet technology, which is a core strategic initiative[194]. Customer Engagement and Sales - User data showed a 15% increase in active users, reaching 3 million by the end of 2023, indicating strong market engagement[14]. - The company added 35 new customers for semiconductor IP licensing services, bringing the total to over 410 customers[37]. - Revenue from semiconductor IP licensing was 765 million yuan, representing 32.72% of total revenue, highlighting its significance in the business model[144]. - The one-stop chip customization business generated 1.564 billion yuan in revenue, making up 66.89% of total revenue, with a gross margin of 23.32%[149]. Innovation and Technology - The company has developed a large-scale SoC verification platform that supports over 1 billion logic gates, significantly enhancing design verification capabilities and reducing design cycles[97]. - The company has successfully taped out chips using advanced semiconductor process nodes, including 5nm and 7nm FinFET technologies[51]. - The company’s neural network processor (NPU) IP has been adopted by 72 clients for 128 AI chips, with over 100 million units shipped globally, establishing a leading position in the AI field[73]. - The company is enhancing its VPU IP performance to meet the advanced demands of next-generation data centers, including video transcoding servers and AI servers[132]. Risks and Challenges - The company has detailed potential risks in its annual report, emphasizing the importance of investor awareness regarding investment risks[6]. - The company faces risks from international trade tensions, which could adversely affect its overseas revenue[154]. - The company relies on third-party semiconductor IP and EDA tool suppliers, and any disruption in these relationships could negatively impact operations[143]. - The company has a goodwill of 179 million yuan from acquisitions, which poses a risk of impairment if the acquired companies do not perform as expected[147]. Future Outlook - The company provided guidance for 2024, projecting a revenue growth of 25% year-over-year, aiming for 1.875 billion RMB[14]. - The company plans to change its continuous supervision institution and sponsor representative in February 2024[21]. - The company plans to raise up to 1.808 billion CNY through a private placement to fund projects in AIGC and smart mobility Chiplet solutions[41].

目录 | 01 | 关于本报告 | | --- | --- | | 02 | 董事长致辞 | | 05 | 社会责任绩效 | | 07 | 专题一：临港启航 | | 12 | 专题二：绿芯设计 | | 99 | 附录 | 以人为本 多元共融 选人有章 人才兴业 育人有法 广泛沟通 用人有方 36 42 36-66 | | 关于公司 | 16-20 | | --- | --- | --- | | 16 | 公司概况 | | | 17 | 发展历程 | | | 18 | 企业文化 | | | 19 | 荣誉资质 | | | 51 | 舒心工作 留人有道 | | --- | --- | | 63 | 社区参与 美好共荣 | | | 芯火燎原 68-87 | 技术创新 赋能产业 创芯生态 行稳致远 68 73 关爱地球 89-98 | 89 | 绿色办公 | | --- | --- | | 95 | 环保宣传教育 | | 96 | 保护生物多样性 | | 98 | 应对气候变化 | 芯原微电子 (上海) 股份有限公司2023年企业社会责任报告 治理原则 公司治理 ESG管治 合规经营 22 24 29 22-34 4 ...

| 1 | - | 5 | | | | --- | --- | --- | --- | --- | | 6 | - | 7 | | | | 8 | | | | | | 9 | | | | | | 10 | | | | | | 11 | | | | | | 12 | | | | | | 13 | | | | | | 14 | | | | | | 1 | 5 | - | 13 | 7 | ( ) 2023 12 31 ( ) 2023 12 31 ( ) (24) P02741 ( ) ( ) ( ) 2023 12 31 2023 2023 12 31 2023 ( ) 17 2023 12 31 179,045,744.16 21 - 1 - - ( ) (24) P02741 (1) (2) (3) (4) (5) ( ) - ( ) - 38 2023 492,469,814.37 21.15% 27 28 - 2 - (1) (2) (3) ( ) (4) (5) - ( ) (24) P02741 - ( ) 4 2023 12 31 1,182,742,686.39 161,103,436.75 - ...

芯原微电子（上海）股份有限公司 2024 年度"提质增效重回报"行动方案 芯原微电子（上海）股份有限公司（以下简称"公司"）致力于提高上市公 司质量，增强投资者回报，提升投资者的获得感。为践行"以投资者为本"的上 市公司发展理念，维护公司及全体股东利益，基于对公司未来发展前景的信心和 对公司价值的认可，公司制定 2024 年度"提质增效重回报"行动方案，切实履 行上市公司的责任和义务，进一步提升公司经营效率，构建良好的资本市场形象， 共同促进科创板市场平稳运行。 公司 2024 年度"提质增效重回报"行动方案主要措施如下： 一、聚焦主营业务，提升科技创新能力 公司是一家依托自主半导体 IP，为客户提供平台化、全方位、一站式芯片定 制服务和半导体 IP 授权服务的企业。自 2001 年设立以来，公司始终深耕主营业 务，作为全球领先的半导体 IP 授权服务提供商和芯片定制服务提供商，目前拥 有包括图形处理器（GPU）IP、神经网络处理器（NPU）IP、视频处理器（VPU） IP、数字信号处理器（DSP）IP、图像信号处理器（ISP）IP、显示处理器 IP 六类 处理器 IP，以及 1,500 多个数模混合 IP ...