华安证券股份有限公司 关于成都秦川物联网科技股份有限公司 首次公开发行股票并在科创板上市之保荐总结报告书 华安证券股份有限公司（以下简称"华安证券"或"保荐机构"）作为成都 秦川物联网科技股份有限公司（以下简称"秦川物联"或"公司"）首次公开发 行股票并在科创板上市的保荐机构，负责秦川物联上市后的持续督导工作，持续 督导期限自2020年7月1日至2023年12月31日。目前，持续督导期限已满，本保荐 机构根据《证券发行上市保荐业务管理办法》《上海证券交易所股票上市规则》 《上海证券交易所上市公司自律监管指引第11号——持续督导》等法律、法规和 规范性文件有关规定，现出具保荐总结报告书，具体情况如下： 一、保荐机构及保荐代表人承诺 （一）保荐总结报告书及其相关资料的内容不存在虚假记载、误导性陈述或 重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担法律责任。 | 项目 | 内容 | | --- | --- | | 保荐机构名称 | 华安证券股份有限公司 | | 注册地址 | 安徽省合肥市滨湖新区紫云路 1018 号 | | 主要办公地址 | 安徽省合肥市滨湖新区紫云路 号 1018 | | 法定代表人 ...

华安证券股份有限公司 关于成都秦川物联网科技股份有限公司 2023年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上 市规则》《上海证券交易所上市公司自律监管指引第11号——持续督导》等有 关法律、法规的要求，华安证券股份有限公司（以下简称"华安证券"或"保 荐机构"）作为成都秦川物联网科技股份有限公司（以下简称"公司"或"秦 川物联"）持续督导工作的保荐机构，负责秦川物联上市后的持续督导工作， 并出具本持续督导年度跟踪报告。 | 序号 | 工作内容 | 实施情况 | | --- | --- | --- | | 1 | | 保荐机构已建立健全并有效 | | | 建立健全并有效执行持续督导工作制度，并针对 | 执行了持续督导制度，并制 | | | 具体的持续督导工作制定相应的工作计划 | 定了相应的工作计划。 | | 2 | 前，与上市公司或相关当事人签署持续督导协 | 保荐机构已与秦川物联签订 承销及保荐协议，该协议明 | | | 根据中国证监会相关规定，在持续督导工作开始 | | | | | 确了双方在持续督导期间的 | | | 议，明确双方在持续督导期间的权利义务，并报 ...

证券代码：688528 证券简称：秦川物联 公告编号：2024-026 成都秦川物联网科技股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、 回购股份的基本情况 公司于 2024 年 2 月 21 日召开第三届董事会第九次会议，审议通过了《关于 以集中竞价交易方式回购公司股份方案的议案》。本次回购的股份将全部用于维护 公司价值及股东权益所必须，回购资金总额不低于人民币 4,000.00 万元（含），不 超过人民币 8,000.00 万元（含），回购价格拟不超过人民币 12.25 元/股（含），回 购期限自公司董事会审议通过本次回购股份方案之日起 3 个月内。具体内容详见 公司分别于 2024 年 2 月 22 日和 2024 年 2 月 24 日在上海证券交易所网站 （www.sse.com.cn）披露的《成都秦川物联网科技股份有限公司关于以集中竞价交 易方式回购公司股份暨公司落实"提质增效重回报"行动方案的公告》（公告编号： 2024-004）、《成都秦川物联网科 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、获得补助的基本情况 成都秦川物联网科技股份有限公司 关于获得政府补助的公告 成都秦川物联网科技股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日 收到四川省科学技术厅拨付的"2023 年四川省科技计划"揭榜挂帅"项目"专 项资金人民币 356.00 万元，属于与资产相关的政府补助款项。 证券代码：688528 证券简称：秦川物联 公告编号：2024-025 特此公告。 成都秦川物联网科技股份有限公司董事会 2024 年 4 月 27 日 二、补助的类型及对上市公司的影响 公司根据《企业会计准则第 16 号——政府补助》的有关规定，确认上述事 项并划分补助类型，上述政府补助未经审计，具体的会计处理以及对公司 2024 年度损益的影响最终以审计机构年度审计确认后的结果为准。敬请投资者注意投 资风险。 ...

非经营性资金占用及其他关联资金往来情况 关于成都秦川物联网科技股份有限公司 2023 年度非经营性资金占用及其他关联资金往来的专项说明 汇总表的专项审计报告 目 录 1、专项审计报告 2、附表 委托单位：成都秦川物联网科技股份有限公司 审计单位：四川华信(集团)会计师事务所 联系电话：（028）85560449 | 四川华信(集团)会计师事务所 | 地址:成都市洗面桥街 18 号金茂礼都南 28 楼 | | --- | --- | | （特殊普通合伙） | 电话:（028）85560449 | | | 传真:（028）85560449 | | SI CHUAN HUA XIN (GROUP) CPA | 邮编: 610041 | | | 电邮: schxzhb@hxcpa.com.cn | | (LLP) | | 关于成都秦川物联网科技股份有限公司 川华信专（2024）第 0431 号 成都秦川物联网科技股份有限公司全体股东： 我们接受委托，审计了成都秦川物联网科技股份有限公司（以下简称"贵公司"）2023年 12月31日的合并及母公司资产负债表、2023年度的合并及母公司利润表、合并及母公司现金 流量表、合 ...

证券代码：688528 证券简称：秦川物联 公告编号：2024-018 成都秦川物联网科技股份有限公司 关于预计 2024 年度日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 公司于 2024 年 4 月 22 日召开了第三届董事会独立董事专门会议第一次会 议，全体独立董事一致同意《关于预计 2024 年度日常关联交易的议案》。独立 董事认为：公司日常关联交易遵循自愿、有偿和公平的商业原则，交易定价公允 合理。属于公司日常经营行为，公司与关联方按照市场交易原则公平、公正、合 理地协商交易价格，不存在损害公司及股东利益特别是中小股东利益的情形。综 上，独立董事一致同意本事项，并将该议案提交第三届董事会第十次会议审议。 （三）2023 年度日常关联交易的预计和执行情况 单位：元 公司于 2024 年 4 月 25 日召开第三届监事会第八次会议，审议通过了《关于 预计 2024 年度日常关联交易的议案》，全体监事一致同意该议案，审议程 ...

| 四川华信(集团)会计师事务所 地址:成都市洗面桥街 18号金茂礼都南28楼 | | --- | | 电话:(028) 85560449 (特殊普通合伙) | | 传真:(028) 85560449 | | 邮编:610041 | | ＳＩ CHUAN HUA ＸＩＮ（GROUP）CPA（LLP） 电邮: schxzhb@hxcpa.com.cn | 成都秦川物联网科技股份有限公司 2023 年度营业收入扣除事项专项核查报告 川华信专(2024)第 0478 号 目录: 1、2023年度营业收入扣除事项专项核查报告 2、2023年度营业收入扣除情况表 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（hww.// 成都秦川物联网科技股份有限公司 营业收入扣除情况的专项核查报告 成都秦川物联网科技股份有限公司 2023 年度营业收入扣除事项专项核查报告 川华信专(2024)第 0478 号 成都秦川物联网科技股份有限公司全体股东: 我们接受委托,审计了成都秦川物联网科技股份有限公司(以下简称"贵公司")的财务 报表,包括 2023年 12月 31 日的合并及母公司资产负债表,2023 年度的合并及母公 ...

Financial Performance - The net profit attributable to shareholders of the company for 2023 is negative, and no profit distribution or capital reserve transfer to increase share capital will be made [6]. - The company has not achieved profitability since its listing, as confirmed in the report [4]. - In 2023, the company's operating revenue decreased by 11.11% to CNY 327,014,234.20 compared to CNY 367,901,054.71 in 2022 [21]. - The net profit attributable to shareholders was a loss of CNY 59,237,463.23, a significant decline of 4,420.22% from a profit of CNY 1,371,166.80 in 2022 [21]. - The net cash flow from operating activities decreased by 307.98% to -CNY 39,736,996.88, primarily due to reduced sales revenue and increased employee compensation [25]. - Basic and diluted earnings per share fell to -CNY 0.35, a decrease of 3,600.00% from CNY 0.01 in 2022 [22]. - The company's total assets at the end of 2023 were CNY 1,013,905,217.36, down 2.80% from CNY 1,043,139,522.90 in 2022 [21]. - The company recorded a significant increase in operating expenses, which contributed to the net loss for the year [24]. - The company’s management expenses rose to CNY 41.32 million, an increase of CNY 14.84 million or 56.05% compared to the previous year, driven by the expansion of the smart sensor business and increased personnel costs [38]. - The company’s gross profit margin for the manufacturing sector was 28.03%, down by 2.48 percentage points from the previous year [145]. Research and Development - Research and development expenses accounted for 19.40% of operating revenue, an increase of 5.70 percentage points from 13.70% in 2022 [22]. - Research and development expenses for 2023 amounted to CNY 63.45 million, representing 19.40% of operating revenue, with a year-on-year increase of 25.89% [39]. - The company added 213 new patents during the reporting period, including 158 authorized invention patents in China and 55 in the United States, enhancing its intellectual property portfolio [41]. - The company employs a project-based R&D model to ensure timely delivery of products that meet design requirements, enhancing process efficiency [67]. - The company’s R&D efforts focus on innovative solutions to meet user needs and improve operational efficiency in IoT applications [86]. - The company has a total of CNY 17,201,750.00 in restricted assets, including CNY 13,901,750.00 in cash frozen by judicial measures [166]. Market and Industry Trends - The smart gas meter market in China is projected to grow from 4 billion RMB in 2015 to 8.761 billion RMB in 2021, with a growth rate of 13.73% from 2020 to 2021 [73]. - The global smart gas meter market is expected to reach approximately $10.9 billion by 2026, growing at a compound annual growth rate (CAGR) of 6.3% from 2021 [73]. - The demand for smart water meters is expected to continue growing, driven by urbanization and the increasing need for smart management solutions in the water industry [74]. - The company is positioned to benefit from the increasing focus on smart manufacturing and the transition to natural gas as a key energy source [182]. - The urban gas pipeline renovation plan aims to eliminate safety hazards by 2025, which will drive demand for updated gas infrastructure [182]. Corporate Governance - The company has not disclosed any special arrangements for corporate governance or significant matters [9]. - The company has established a complete governance structure with clear responsibilities among its decision-making, supervisory, and management bodies [198]. - The company has maintained a commitment to timely and accurate information disclosure, protecting the interests of minority investors [200]. - The board of directors consists of 5 members, including 2 independent directors, and held 9 meetings in 2023, approving 47 proposals [200]. - The supervisory board has 3 members and convened 8 meetings in 2023, reviewing 22 proposals to ensure compliance and protect shareholder interests [200]. Operational Challenges - The company faced challenges in the smart gas meter market due to the impact of the real estate sector and low participation in urban renovation projects [24]. - The company is facing risks related to technology innovation and product development, as failure to meet market demands could lead to competitive disadvantages [121]. - Increased operational costs and credit loss provisions have contributed to the company's financial challenges, necessitating careful management of receivables [119]. - The company is at risk of bad debts due to high accounts receivable and potential deterioration in customer credit situations [135]. Strategic Initiatives - The company plans to continue developing new products and expanding its market presence, particularly in the smart sensor and industrial IoT sectors [24]. - The company aims to enhance its core competitiveness in the smart sensor and IoT sectors by increasing R&D investment and expanding market reach [190]. - The company plans to develop new products in the smart gas field, including household combustible gas detectors and ultrasonic gas meters, to enhance competitiveness [122]. - The company is committed to ongoing R&D investments, but misjudgments in market trends could negatively impact financial performance [130].

Financial Performance - The company's operating revenue for Q1 2024 was CNY 101,390,072.23, representing a year-on-year increase of 101.83%[6] - The net profit attributable to shareholders was a loss of CNY 6,133,831.55, a reduction in loss by CNY 8,737,697.03 compared to the previous year[8] - Total operating revenue for Q1 2024 reached ¥101,390,072.23, a significant increase of 101.5% compared to ¥50,234,319.06 in Q1 2023[24] - Net loss for Q1 2024 was ¥5,961,840.77, an improvement from a net loss of ¥14,871,528.58 in Q1 2023[26] - Basic and diluted earnings per share for Q1 2024 were both -¥0.037, compared to -¥0.089 in Q1 2023[27] - Operating profit for Q1 2024 was reported at -¥4,648,797.19, an improvement from -¥17,320,550.02 in Q1 2023[39] - Net profit for Q1 2024 was -¥2,068,627.24, compared to -¥13,059,496.62 in the same period last year, indicating a reduction in losses[40] Cash Flow and Liquidity - The net cash flow from operating activities was a negative CNY 14,343,923.24, indicating challenges in cash generation despite revenue growth[6] - Cash received from sales and services in Q1 2024 was ¥65,601,714.07, an increase from ¥48,595,388.69 in Q1 2023[30] - Net cash flow from operating activities for Q1 2024 was -14,343,923.24 RMB, an improvement from -23,993,420.55 RMB in Q1 2023, indicating a 40.5% reduction in cash outflow[31] - Total cash and cash equivalents at the end of Q1 2024 decreased to 63,315,287.19 RMB from 203,240,880.75 RMB at the end of Q4 2023, representing a decline of 68.8%[32] - Cash inflow from financing activities in Q1 2024 was 20,000,000.00 RMB, an increase from 15,000,000.00 RMB in Q1 2023, marking a growth of 33.3%[32] - Cash outflow from financing activities surged to 101,048,479.87 RMB in Q1 2024, compared to 22,581,697.22 RMB in Q1 2023, indicating a significant increase of 347.5%[32] - The company’s cash flow from operating activities showed a positive trend, indicating improved liquidity and operational efficiency[30] Assets and Liabilities - Total assets at the end of the reporting period were CNY 947,589,726.19, down 6.54% from the end of the previous year[7] - The company's total assets as of March 31, 2024, were 941,376,656.95 RMB, down from 1,003,073,291.29 RMB at the end of 2023, a decrease of 6.2%[36] - Total liabilities as of Q1 2024 amounted to ¥314,151,658.80, a decrease from ¥322,541,022.24 in the previous year[24] - The company’s total liabilities decreased to 289,677,448.91 RMB from 297,341,169.05 RMB, a reduction of 2.2%[37] - The company's long-term equity investments decreased from RMB 1,318,727.13 to RMB 1,199,079.10, a decrease of approximately 9%[22] - The company's total current liabilities increased from RMB 54,065,266.65 to RMB 49,057,627.77, reflecting a decrease of about 9.3%[22] Research and Development - Research and development expenses totaled CNY 16,311,658.76, accounting for 16.09% of operating revenue, a decrease of 13.27 percentage points year-on-year[7] - Research and development expenses for Q1 2024 totaled ¥16,311,658.76, compared to ¥14,749,655.73 in Q1 2023, reflecting a 10.6% increase[24] - The initial phase of business development for smart sensors and related components has resulted in lower production volumes and capacity utilization, impacting profitability[8] - The company is focusing on expanding its market for IoT smart gas meters, which significantly contributed to revenue growth[7] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 6,558[15] - As of March 31, 2024, the company has repurchased a total of 10,151,801 shares, accounting for 6.04% of the total share capital of 168,000,000 shares[18] - The company plans to repurchase shares with a total amount not less than RMB 40 million and not exceeding RMB 80 million, with a buyback price not exceeding RMB 12.25 per share[17] - The company reported a total of 422,214,784.31 RMB in current assets as of March 31, 2024, down from 477,065,266.06 RMB at the end of 2023, reflecting a decrease of 11.5%[34] - The company reported a total of 6,743,643 shares repurchased by March 31, 2024, which was 4.01% of the total share capital[16]

成都秦川物联网科技股份有限公司 2023 年度独立董事述职报告 2023 年度，作为成都秦川物联网科技股份有限公司（以下简称"公司"）第二届董 事会独立董事，本人任期内严格按照相关法律、法规及《成都秦川物联网科技股份有限 公司章程》（以下简称《公司章程》）的有关规定，以促进公司规范运作为宗旨，忠实、 勤勉地履行了独立董事职责，维护了公司和全体股东利益。因换届选举，本人已于 2023 年 3 月 7 日届满离任，现将 2023 年履职情况述职如下： 一、 基本情况 （一） 个人工作履历、专业背景 李玉周，独立董事，中国国籍，无境外永久居留权，2015 年 8 月至今，任西南财 经大学会计学院教授；2017 年 4 月至 2023 年 3 月，任秦川物联独立董事；2018 年 2 月至今，任四川准达信息技术股份有限公司独立董事；2019 年 3 月至今，任四川里伍 铜业股份有限公司独立董事；2020 年 9 月至今，任深圳市路维光电股份有限公司独立 董事；2021 年 11 月至 2023 年 6 月，任四川省长江集团有限公司独立董事；2023 年 1 月至今，成都富江工业股份有限公司独立董事。 在任职公司独立董 ...