| 四川华信(集团)会计师事务所 地址:成都市洗面桥街 18号金茂礼都南28楼 | | --- | | 电话:(028) 85560449 (特殊普通合伙) | | 传真:(028) 85560449 | | 邮编:610041 | | ＳＩ CHUAN HUA ＸＩＮ（GROUP）CPA（LLP） 电邮: schxzhb@hxcpa.com.cn | 成都秦川物联网科技股份有限公司 2023 年度营业收入扣除事项专项核查报告 川华信专(2024)第 0478 号 目录: 1、2023年度营业收入扣除事项专项核查报告 2、2023年度营业收入扣除情况表 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（hww.// 成都秦川物联网科技股份有限公司 营业收入扣除情况的专项核查报告 成都秦川物联网科技股份有限公司 2023 年度营业收入扣除事项专项核查报告 川华信专(2024)第 0478 号 成都秦川物联网科技股份有限公司全体股东: 我们接受委托,审计了成都秦川物联网科技股份有限公司(以下简称"贵公司")的财务 报表,包括 2023年 12月 31 日的合并及母公司资产负债表,2023 年度的合并及母公 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 101,390,072.23, representing a year-on-year increase of 101.83%[6] - The net profit attributable to shareholders was a loss of CNY 6,133,831.55, a reduction in loss by CNY 8,737,697.03 compared to the previous year[8] - Total operating revenue for Q1 2024 reached ¥101,390,072.23, a significant increase of 101.5% compared to ¥50,234,319.06 in Q1 2023[24] - Net loss for Q1 2024 was ¥5,961,840.77, an improvement from a net loss of ¥14,871,528.58 in Q1 2023[26] - Basic and diluted earnings per share for Q1 2024 were both -¥0.037, compared to -¥0.089 in Q1 2023[27] - Operating profit for Q1 2024 was reported at -¥4,648,797.19, an improvement from -¥17,320,550.02 in Q1 2023[39] - Net profit for Q1 2024 was -¥2,068,627.24, compared to -¥13,059,496.62 in the same period last year, indicating a reduction in losses[40] Cash Flow and Liquidity - The net cash flow from operating activities was a negative CNY 14,343,923.24, indicating challenges in cash generation despite revenue growth[6] - Cash received from sales and services in Q1 2024 was ¥65,601,714.07, an increase from ¥48,595,388.69 in Q1 2023[30] - Net cash flow from operating activities for Q1 2024 was -14,343,923.24 RMB, an improvement from -23,993,420.55 RMB in Q1 2023, indicating a 40.5% reduction in cash outflow[31] - Total cash and cash equivalents at the end of Q1 2024 decreased to 63,315,287.19 RMB from 203,240,880.75 RMB at the end of Q4 2023, representing a decline of 68.8%[32] - Cash inflow from financing activities in Q1 2024 was 20,000,000.00 RMB, an increase from 15,000,000.00 RMB in Q1 2023, marking a growth of 33.3%[32] - Cash outflow from financing activities surged to 101,048,479.87 RMB in Q1 2024, compared to 22,581,697.22 RMB in Q1 2023, indicating a significant increase of 347.5%[32] - The company’s cash flow from operating activities showed a positive trend, indicating improved liquidity and operational efficiency[30] Assets and Liabilities - Total assets at the end of the reporting period were CNY 947,589,726.19, down 6.54% from the end of the previous year[7] - The company's total assets as of March 31, 2024, were 941,376,656.95 RMB, down from 1,003,073,291.29 RMB at the end of 2023, a decrease of 6.2%[36] - Total liabilities as of Q1 2024 amounted to ¥314,151,658.80, a decrease from ¥322,541,022.24 in the previous year[24] - The company’s total liabilities decreased to 289,677,448.91 RMB from 297,341,169.05 RMB, a reduction of 2.2%[37] - The company's long-term equity investments decreased from RMB 1,318,727.13 to RMB 1,199,079.10, a decrease of approximately 9%[22] - The company's total current liabilities increased from RMB 54,065,266.65 to RMB 49,057,627.77, reflecting a decrease of about 9.3%[22] Research and Development - Research and development expenses totaled CNY 16,311,658.76, accounting for 16.09% of operating revenue, a decrease of 13.27 percentage points year-on-year[7] - Research and development expenses for Q1 2024 totaled ¥16,311,658.76, compared to ¥14,749,655.73 in Q1 2023, reflecting a 10.6% increase[24] - The initial phase of business development for smart sensors and related components has resulted in lower production volumes and capacity utilization, impacting profitability[8] - The company is focusing on expanding its market for IoT smart gas meters, which significantly contributed to revenue growth[7] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 6,558[15] - As of March 31, 2024, the company has repurchased a total of 10,151,801 shares, accounting for 6.04% of the total share capital of 168,000,000 shares[18] - The company plans to repurchase shares with a total amount not less than RMB 40 million and not exceeding RMB 80 million, with a buyback price not exceeding RMB 12.25 per share[17] - The company reported a total of 422,214,784.31 RMB in current assets as of March 31, 2024, down from 477,065,266.06 RMB at the end of 2023, reflecting a decrease of 11.5%[34] - The company reported a total of 6,743,643 shares repurchased by March 31, 2024, which was 4.01% of the total share capital[16]

Financial Performance - The net profit attributable to shareholders of the company for 2023 is negative, and no profit distribution or capital reserve transfer to increase share capital will be made [6]. - The company has not achieved profitability since its listing, as confirmed in the report [4]. - In 2023, the company's operating revenue decreased by 11.11% to CNY 327,014,234.20 compared to CNY 367,901,054.71 in 2022 [21]. - The net profit attributable to shareholders was a loss of CNY 59,237,463.23, a significant decline of 4,420.22% from a profit of CNY 1,371,166.80 in 2022 [21]. - The net cash flow from operating activities decreased by 307.98% to -CNY 39,736,996.88, primarily due to reduced sales revenue and increased employee compensation [25]. - Basic and diluted earnings per share fell to -CNY 0.35, a decrease of 3,600.00% from CNY 0.01 in 2022 [22]. - The company's total assets at the end of 2023 were CNY 1,013,905,217.36, down 2.80% from CNY 1,043,139,522.90 in 2022 [21]. - The company recorded a significant increase in operating expenses, which contributed to the net loss for the year [24]. - The company’s management expenses rose to CNY 41.32 million, an increase of CNY 14.84 million or 56.05% compared to the previous year, driven by the expansion of the smart sensor business and increased personnel costs [38]. - The company’s gross profit margin for the manufacturing sector was 28.03%, down by 2.48 percentage points from the previous year [145]. Research and Development - Research and development expenses accounted for 19.40% of operating revenue, an increase of 5.70 percentage points from 13.70% in 2022 [22]. - Research and development expenses for 2023 amounted to CNY 63.45 million, representing 19.40% of operating revenue, with a year-on-year increase of 25.89% [39]. - The company added 213 new patents during the reporting period, including 158 authorized invention patents in China and 55 in the United States, enhancing its intellectual property portfolio [41]. - The company employs a project-based R&D model to ensure timely delivery of products that meet design requirements, enhancing process efficiency [67]. - The company’s R&D efforts focus on innovative solutions to meet user needs and improve operational efficiency in IoT applications [86]. - The company has a total of CNY 17,201,750.00 in restricted assets, including CNY 13,901,750.00 in cash frozen by judicial measures [166]. Market and Industry Trends - The smart gas meter market in China is projected to grow from 4 billion RMB in 2015 to 8.761 billion RMB in 2021, with a growth rate of 13.73% from 2020 to 2021 [73]. - The global smart gas meter market is expected to reach approximately $10.9 billion by 2026, growing at a compound annual growth rate (CAGR) of 6.3% from 2021 [73]. - The demand for smart water meters is expected to continue growing, driven by urbanization and the increasing need for smart management solutions in the water industry [74]. - The company is positioned to benefit from the increasing focus on smart manufacturing and the transition to natural gas as a key energy source [182]. - The urban gas pipeline renovation plan aims to eliminate safety hazards by 2025, which will drive demand for updated gas infrastructure [182]. Corporate Governance - The company has not disclosed any special arrangements for corporate governance or significant matters [9]. - The company has established a complete governance structure with clear responsibilities among its decision-making, supervisory, and management bodies [198]. - The company has maintained a commitment to timely and accurate information disclosure, protecting the interests of minority investors [200]. - The board of directors consists of 5 members, including 2 independent directors, and held 9 meetings in 2023, approving 47 proposals [200]. - The supervisory board has 3 members and convened 8 meetings in 2023, reviewing 22 proposals to ensure compliance and protect shareholder interests [200]. Operational Challenges - The company faced challenges in the smart gas meter market due to the impact of the real estate sector and low participation in urban renovation projects [24]. - The company is facing risks related to technology innovation and product development, as failure to meet market demands could lead to competitive disadvantages [121]. - Increased operational costs and credit loss provisions have contributed to the company's financial challenges, necessitating careful management of receivables [119]. - The company is at risk of bad debts due to high accounts receivable and potential deterioration in customer credit situations [135]. Strategic Initiatives - The company plans to continue developing new products and expanding its market presence, particularly in the smart sensor and industrial IoT sectors [24]. - The company aims to enhance its core competitiveness in the smart sensor and IoT sectors by increasing R&D investment and expanding market reach [190]. - The company plans to develop new products in the smart gas field, including household combustible gas detectors and ultrasonic gas meters, to enhance competitiveness [122]. - The company is committed to ongoing R&D investments, but misjudgments in market trends could negatively impact financial performance [130].

| 四川华信(集团)会计师事务所 地址:成都市洗面桥街 18号金茂礼都南 28楼 | | --- | | 电话:(028) 85560449 | | (特殊普通合伙) 传真:(028) 85560449 | | 邮编:610041 | | SI CHUAN HUA XIN（GROUP）CPA（LLP） 电邮: schxzhb@hxcpa.com.cn | 成都秦川物联网科技股份有限公司 2023 年度内部控制审计报告 川华信专(2024)第 0432 号 目录: 1、内部控制审计报告 证明该审计报告是否由具有执业许 您可使用手机"扫一扫"或进入"注册会计师 成都秦川物联网科技股份有限公司 川华信专(2024)第 0432 号 成都秦川物联网科技股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则 的相关要求,我们审计了 成都秦川物联网科技股份有限公司（以下简称"秦川物联"）2023 年 12 月 31 日的财务报告 内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价指引》 的规定,建立健全和有效实施内部控制,并评价其 ...

成都秦川物联网科技股份有限公司 2023 年度独立董事述职报告 2023 年度，作为成都秦川物联网科技股份有限公司（以下简称"公司"）第二届董 事会独立董事，本人任期内严格按照相关法律、法规及《成都秦川物联网科技股份有限 公司章程》（以下简称《公司章程》）的有关规定，以促进公司规范运作为宗旨，忠实、 勤勉地履行了独立董事职责，维护了公司和全体股东利益。因换届选举，本人已于 2023 年 3 月 7 日届满离任，现将 2023 年履职情况述职如下： 一、 基本情况 （一） 个人工作履历、专业背景 李玉周，独立董事，中国国籍，无境外永久居留权，2015 年 8 月至今，任西南财 经大学会计学院教授；2017 年 4 月至 2023 年 3 月，任秦川物联独立董事；2018 年 2 月至今，任四川准达信息技术股份有限公司独立董事；2019 年 3 月至今，任四川里伍 铜业股份有限公司独立董事；2020 年 9 月至今，任深圳市路维光电股份有限公司独立 董事；2021 年 11 月至 2023 年 6 月，任四川省长江集团有限公司独立董事；2023 年 1 月至今，成都富江工业股份有限公司独立董事。 在任职公司独立董 ...

证券代码：688528 证券简称：秦川物联 公告编号：2024-017 成都秦川物联网科技股份有限公司 关于聘任会计师事务所公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 拟聘任的会计师事务所名称：四川华信(集团)会计师事务所（特殊普通合 伙） 本事项尚需提交公司 2023 年年度股东大会审议。 一、拟聘任会计师事务所的基本情况 （一）机构信息 1.基本信息 （1）机构名称：四川华信(集团)会计师事务所（特殊普通合伙）（以下简称 "四川华信"） （2）成立日期：1988 年 6 月（转制换证 2013 年 11 月 27 日） （3）组织形式：特殊普通合伙 （4）注册地址：泸州市江阳中路 28 号楼三单元 2 号 四川华信已按照《会计师事务所职业责任保险暂行办法》的规定，截至 2023 年 12 月 31 日，购买的职业保险累计责任赔偿限额 8,000 万元，职业风险基金 2,558 万元，相关职业保险能够覆盖因审计失败导致的民事赔偿责任，职业风险 基金计提及职业保险购买符合财政部关于《会计师事务所执业风 ...

2023 年年度股东大会 召开日期时间：2024 年 5 月 17 日 14 点 30 分 召开地点：成都市龙泉驿区经开区南四路 931 号公司会议室 证券代码：688528 证券简称：秦川物联 公告编号：2024-023 成都秦川物联网科技股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （一） 股东大会类型和届次 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 17 日 至 2024 年 5 月 17 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 股东大会召开日期：2024年5月17日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 （二） 股东大会召集人：董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 （四） 现场会议召开的日期、时间和地点 东大 ...

成都秦川物联网科技股份有限公司 2023 年度独立董事述职报告 2023 年度，作为成都秦川物联网科技股份有限公司（以下简称"公司"）第三 届董事会独立董事，本人任期内严格按照《中华人民共和国公司法》《中华人民 共和国证券法》《上市公司独立董事管理办法》《上市公司治理准则》《上海证 券交易所科创板上市公司自律监管指引第 1 号——规范运作》等法律法规及《成 都秦川物联网科技股份有限公司章程》（以下简称《公司章程》）的有关规定， 以促进公司规范运作为宗旨，忠实、勤勉地履行了独立董事职责，维护了公司和 全体股东利益。现将 2023 年履职情况述职如下： 一、 独立董事的基本情况 （一） 独立董事人员情况 公司董事会由 5 名董事组成，其中独立董事 2 人，占董事会人数三分之一以 上，符合相关法律法规及公司制度的规定。 （二） 个人工作履历、专业背景 熊军，独立董事，中国国籍，无境外永久居留权，2018 年 6 月至 2021 年 4 月，任四川华夏万卷文化传媒股份有限公司独立董事；2020 年 11 月至 2022 年 9 月，任创意信息技术股份有限公司独立董事；2021 年 6 月至今，任成都富恩德 同创资产管 ...

成都秦川物联网科技股份有限公司 2023 年度董事会审计委员会履职报告 根据《上市公司治理准则》《上海证券交易所科创板上市公司自律监管指引第 1 号— —规范运作》《上海证券交易所科创板股票上市规则》等法律法规、规范性文件及《成都 秦川物联网科技股份有限公司章程》（以下简称《公司章程》）《成都秦川物联网科技股份 有限公司董事会审计委员会工作制度》等的有关规定，成都秦川物联网科技股份有限公 司（以下简称"公司"）董事会审计委员会勤勉尽责、恪尽职守，认真履行审计监督职责。 现将董事会审计委员会 2023 年度工作情况报告如下： 一、董事会审计委员会基本情况 公司董事会及董事会专门委员会已于 2023 年 3 月 7 日换届完成，2023 年 3 月 7 日开 始由第三届董事会及董事会专门委员会开展工作，第三届董事会审计委员会成员由任世 驰先生（主任委员）、熊军先生（任期自 2023 年 3 月至 2023 年 11 月）、廖伟智女士（任 期自 2023 年 11 月至 2026 年 3 月）、张晶女士组成。任世驰先生、熊军先生（任期自 2023 年 3 月至 2023 年 11 月）、廖伟智女士（任期自 2023 ...

根据《上市公司独立董事管理办法》《上海证券交易所科创板股票上市规 则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》等要 求，成都秦川物联网科技股份有限公司（以下简称"公司"）董事会，就公司在 任独立董事任世驰、廖伟智的独立性情况进行评估并出具如下专项意见： 成都秦川物联网科技股份有限公司 董事会关于独立董事独立性自查情况的专项报告 成都秦川物联网科技股份有限公司董事会 2024 年 4 月 25 日 经核查独立董事任世驰、廖伟智的任职经历以及签署的相关自查文件，上 述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东公司担 任任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍其进行 独立客观判断的关系，因此，公司董事会认为，公司独立董事符合《上市公司 独立董事管理办法》《上海证券交易所科创板上市公司自律监管指引第 1 号--规 范运作》等规定中对独立董事独立性的相关要求。 ...