芯海科技（深圳）股份有限公司 舆情管理制度 第一章 总 则 第一条 为了进一步提高芯海科技（深圳）股份有限公司（以下简称"公司"） 应对各类舆情的能力，建立快速反应和应急处置机制，及时、妥善处理各类舆情 对公司股份、商业信誉及正常生产经营活动造成的影响，切实保护投资者合法权 益，根据《上海证券交易所科创板股票上市规则》等相关法律法规和《芯海科技 （深圳）股份有限公司章程》（以下简称"《公司章程》"）的有关规定，结合 公司实际情况，制定本制度。 第二条 本制度所称舆情包括： （一）报刊、电视、网络等媒体对公司进行的负面报道； （二）社会上存在的已经或者将给公司造成不良影响的传言或信息； （三）其他涉及公司信息披露，可能或者已经影响社会公众投资者投资取向， 或可能影响公司股票及其衍生品交易价格的信息。 第三条 舆情信息的分类： （一）重大舆情：指传播范围较广，严重影响公司公众形象或正常经营活动， 使公司已经或可能遭受损失，已经或可能造成公司股票及其衍生品种交易价格变 动的负面舆情； （二）一般舆情：指除重大舆情之外的其他舆情。 第二章 舆情管理的组织体系及工作职责 第四条 公司应对各类舆情（尤其是重大舆情及媒体质 ...

科创板上市公司独立董事候选人声明与承 诺 本人陈军宁，已充分了解并同意由提名人芯海科技(深圳) 股份有限公司董事会提名为芯海科技(深圳)股份有限公司第四 届董事会独立董事候选人。本人公开声明，本人具备独立董事任 职资格，保证不存在任何影响本人担任芯海科技(深圳)股份有限 公司独立董事独立性的关系，具体声明并承诺如下： 一、本人具备上市公司运作的基本知识，熟悉相关法律、行 政法规、部门规章及其他规范性文件，具有五年以上法律、经济 会计、财务、管理等履行独立董事职责所必需的工作经验。 二、本人任职资格符合下列法律、行政法规和部门规章以及 公司规章的要求： （一）《中华人民共和国公司法》等关于董事任职资格的规 定； （二）《中华人民共和国公务员法》关于公务员兼任职务的 规定（如适用）； （三）中国证监会《上市公司独立董事管理办法》和上海证 券交易所自律监管规则有关独立董事任职资格和条件的相关规 定； （四）中共中央纪委、中共中央组织部《关于规范中管干部 辞去公职或者退（离）休后担任上市公司、基金管理公司独立董 事、独立监事的通知》的规定（如适用）； （五）中共中央组织部《关于进一步规范党政领导干部在企 业兼职（任职 ...

证券代码：688595 证券简称：芯海科技 公告编号：2024-056 债券代码：118015 债券简称：芯海转债 芯海科技（深圳）股份有限公司 关于独立董事公开征集委托投票权的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ●征集投票权的起止时间：2024 年 12 月 16 日至 2024 年 12 月 16 日 ●征集人对所有表决事项的表决意见：同意 ●征集人未持有公司股票 根据中国证券监督管理委员会（以下简称"中国证监会"）颁布的《上市公司 股权激励管理办法》（以下简称"《管理办法》"）的有关规定，并按照芯海科技 （深圳）股份有限公司（以下简称"公司"或"芯海科技"）其他独立董事的委 托，独立董事蔡一茂先生作为征集人，就公司拟于 2024 年 12 月 17 日召开的 2024 年第一次临时股东大会审议的股权激励等相关议案向公司全体股东征集投票权。 一、征集人的基本情况、对表决事项的表决意见及理由 （一）征集人的基本情况 本次征集投票权的征集人为公司现任独立董事蔡一茂先生，其基本情况如 下： ...

芯海科技（深圳）股份有限公司 2024 年限制性股票激励计划（草案） 之 独立财务顾问报告 独立财务顾问： 二〇二四年十一月 | 第一章 3 | 明 声 | | --- | --- | | 第二章 5 | 释 义 | | 基本假设 第三章 6 | | | 第四章 本激励计划的主要内容 7 | | | 一、本激励计划拟授出的权益形式及涉及的标的股票来源及种类 7 | | | 二、本激励计划拟授出权益的数量及占公司股份总额的比例 7 | | | 三、本激励计划的有效期、授予日、归属安排和禁售期 7 | | | 四、限制性股票的授予价格及确定方法 10 | | | 五、限制性股票的授予与归属条件 10 | | | 六、本激励计划的其他内容 14 | | | 本次独立财务顾问意见 第五章 15 | | | 一、关于本激励计划是否符合政策法规规定的核查意见 15 | | | 二、关于芯海科技实行本激励计划可行性的核查意见 15 | | | 三、关于激励对象范围和资格的核查意见 17 | | | 四、关于本激励计划的权益授出额度的核查意见 17 | | | 五、关于公司实施本激励计划的财务意见 18 | | | 六、关于 ...

| | | 芯海科技（深圳）股份有限公司 第三届董事会第三十七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 芯海科技（深圳）股份有限公司（以下简称"公司"或"芯海科技"）第三届董 事会第三十七次会议于 2024 年 11 月 26 日下午 14:30 以现场及通讯表决的方式 召开，本次会议通知于 2024 年 11 月 22 日通过通讯方式通知全体董事。本次会 议由董事长卢国建先生召集并主持，会议应到董事 9 名，实到董事 9 名，会议的 召集和召开程序符合《中华人民共和国公司法》（以下简称"《公司法》"）等 法律、法规、部门规章以及《芯海科技（深圳）股份有限公司章程》（以下简称 "《公司章程》"）的有关规定，作出的决议合法、有效。 会议以投票表决方式审议通过了以下议案： 一、审议通过《关于公司董事会换届选举暨提名第四届董事会非独立董事 的议案》 鉴于公司第三届董事会任期即将届满，按照《公司法》及《公司章程》的有 关规定，需进行换届选举。董事会同意提名卢国建先生、万巍先生、谭兰兰女士、 杨丽宁先生、齐凡先 ...

芯海科技（深圳）股份有限公司监事会 关于公司 2024 年限制性股票激励计划（草案）的 核查意见 芯海科技（深圳）股份有限公司（以下简称"公司"）监事会依据《中华人 民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简 称"《证券法》"）《上市公司股权激励管理办法》（以下简称"《管理办法》"）《上 海证券交易所科创板股票上市规则》（以下简称"《上市规则》"）《科创板上市公 司自律监管指南第 4 号——股权激励信息披露》等相关法律、法规及规范性文件 和《芯海科技（深圳）股份有限公司章程》（以下简称"《公司章程》"）的有关规 定，对《公司 2024 年限制性股票激励计划（草案）》（以下简称"《激励计划（草 案）》"）进行了核查，发表核查意见如下： 1、公司不存在《管理办法》等法律、法规规定的禁止实施股权激励的情形， 包括： （1）最近一个会计年度财务会计报告被注册会计师出具否定意见或者无法 表示意见的审计报告； （2）最近一个会计年度财务报告内部控制被注册会计师出具否定意见或无 法表示意见的审计报告； （3）上市后最近 36 个月内出现过未按法律法规、公司章程、公开承诺进 行利润分配的情形 ...

重要内容提示： https://eseb.cn/1jx6Wnmw2VG 或使用微信扫描下方小程序码进行会前提问，将 需要了解和关注的问题提前提供给公司。公司将在业绩说明会文字互动环节对 投资者普遍关注的问题进行回答。 | 证券代码：688595 | 证券简称：芯海科技 | 公告编号：2024-048 | | --- | --- | --- | | 债券代码：118015 | 债券简称：芯海转债 | | 芯海科技（深圳）股份有限公司 关于召开2024年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 芯海科技（深圳）股份有限公司（以下简称"公司"）已于2024年10月31日 发布公司2024年第三季度报告，为便于广大投资者更全面深入地了解公司2024年 第三季度经营成果、财务状况和公司发展理念等情况，公司拟召开2024年第三季 度业绩说明会，此次活动将采用线上文字互动的方式举行，投资者可登录价值在 线（www.ir-online.cn）参与线上互动交流。 会议召开时间：2024 年 11 月 27 日 ...

Investment Rating - Buy | Maintain [8] Core Views - The company's revenue in Q3 2024 was 164 million yuan, a year-on-year increase of 30.28%, with a net loss of 58 million yuan [10] - The company is expected to achieve net profits attributable to the parent company of -160 million yuan, 15 million yuan, and 146 million yuan in 2024, 2025, and 2026, respectively [10] - The company's strong capabilities in analog chips and MCU design, along with its comprehensive solutions for the IoT market, position it well for future growth [10] - The company is actively expanding its PC MCU and BMIC product lines, with the first-generation EC chip already in mass production and the second-generation EC chip passing Intel PCL certification [10] - The company's BMS products for lithium battery management have seen significant growth, with shipments in H1 2024 exceeding the total shipments for 2023 [10] Financial Summary - The company's total market capitalization is 5.5 billion yuan, with a total share capital of 1.42 billion shares [2][3] - The company's 52-week high and low prices are 44.47 yuan and 22.12 yuan, respectively [4] - The company's debt-to-asset ratio is 36.9% [5] - The company's P/E ratio is -38.32 [6] - The company's revenue is expected to grow from 433 million yuan in 2023 to 1.305 billion yuan in 2026, with a CAGR of 64.04% from 2023 to 2024 [12] - The company's EBITDA is expected to improve from -97.54 million yuan in 2023 to 233.48 million yuan in 2026 [12] - The company's net profit margin is expected to turn positive, reaching 11.2% by 2026 [14] Product and Market Expansion - The company is a key partner in the HarmonyOS ecosystem, providing products and enabling services to help SMEs integrate into the ecosystem [10] - The company's EC chip is the first in mainland China to pass Intel's international certification, breaking the monopoly of overseas products in this market [10] - The company's USB 3.0 products have achieved mass production, and its first-generation Super IO products for desktop computers are being introduced to clients [10] - The company's BMS products for various applications, including smartphones, laptops, and electric vehicles, are seeing strong growth and are expected to continue expanding [10]

债券代码：118015 债券简称：芯海转债 证券代码：688595 证券简称：芯海科技 编号：2024-011 芯海科技（深圳）股份有限公司 投资者关系活动记录表 | --- | --- | --- | --- | --- | |-----------|------------------------|--------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------| | | | ■特定对象调研 □分析师会议 | | | | 投资者关 | □媒体采访 □业绩说明会 | | | | | 系活动类 | □ 新闻发布会 □路演活动 | | | | | 别 | □现场参观 □电话会议 | | | | | | □ 其他 | | | | | 日期/时间 | 2024 年 | 11 月 6-8 日 | 地点 | 会议室 | | 投资者关 | 1 ...

Revenue and Growth - Revenue for Q3 2024 reached RMB 164.26 million, a year-on-year increase of 30.28%[2] - Total revenue for the first three quarters of 2024 was RMB 514.37 million, up 81.20% year-on-year[2] - Revenue from key customers increased by 111% year-on-year in the first three quarters of 2024, driven by rapid growth in BMS series products[3] - Revenue from PD, EC, and Hub series products for computer peripherals grew by 97% year-on-year in the first three quarters of 2024[3] - Revenue from January to September 2024 increased by 81.20% year-over-year, driven by a 111% growth in revenue from key customers and rapid scaling of BMS series products[8] - Revenue in the current reporting period grew by 30.28%, with PD, EC, and Hub series products for computer peripherals seeing a 97% year-over-year increase[8] - Total revenue for the first three quarters of 2024 reached 514,372,454.94 RMB, a significant increase from 283,866,608.60 RMB in the same period of 2023[16] - Sales revenue from goods and services received in cash for the first three quarters of 2024 was RMB 520.27 million, compared to RMB 388.73 million in the same period of 2023, representing a 33.8% increase[20] Profit and Loss - Net profit attributable to shareholders for Q3 2024 was RMB -58.16 million, with a cumulative net loss of RMB -114.98 million for the first three quarters[2] - Share-based payment costs for the first three quarters of 2024 amounted to RMB 55.79 million, impacting net profit[3] - The company's net profit for the current reporting period was impacted by a one-time expense of 55.79 million RMB from the 2023 equity incentive plan[9] - Net loss attributable to the parent company's shareholders for the first three quarters of 2024 was -114,984,197.05 RMB, compared to -88,106,830.72 RMB in the same period of 2023[19] - Basic earnings per share (EPS) for the first three quarters of 2024 were -0.82 RMB, down from -0.62 RMB in the same period of 2023[19] R&D Investment - R&D investment in Q3 2024 was RMB 83.70 million, accounting for 50.96% of revenue, an increase of 14.02 percentage points year-on-year[3] - R&D investment for the first three quarters of 2024 totaled RMB 212.58 million, up 56.18% year-on-year, but the proportion of revenue decreased by 6.62 percentage points to 41.33%[3][5] - R&D expenses for the first three quarters of 2024 amounted to 212,576,680.14 RMB, up from 136,112,576.31 RMB in the same period of 2023[18] Cash Flow and Financial Position - Operating cash flow for the first three quarters of 2024 was negative RMB 122.45 million, primarily due to increased inventory procurement[5] - Total cash inflow from operating activities for the first three quarters of 2024 was RMB 545.65 million, up 26.1% from RMB 432.68 million in the same period of 2023[20] - Cash outflow from operating activities for the first three quarters of 2024 was RMB 668.10 million, a 49.5% increase from RMB 446.90 million in the same period of 2023[20] - Net cash flow from operating activities for the first three quarters of 2024 was negative RMB 122.45 million, compared to negative RMB 14.22 million in the same period of 2023[20] - Cash received from investments for the first three quarters of 2024 was RMB 50.31 million, down 46.6% from RMB 94.23 million in the same period of 2023[20] - Cash paid for the construction of fixed assets, intangible assets, and other long-term assets for the first three quarters of 2024 was RMB 59.86 million, a 10.9% decrease from RMB 67.22 million in the same period of 2023[20] - Net cash flow from financing activities for the first three quarters of 2024 was negative RMB 41.77 million, compared to negative RMB 106.58 million in the same period of 2023[21] - The net increase in cash and cash equivalents for the first three quarters of 2024 was negative RMB 225.27 million, compared to negative RMB 93.79 million in the same period of 2023[21] - The ending balance of cash and cash equivalents as of the end of the third quarter of 2024 was RMB 324.68 million, down 40.2% from RMB 543.03 million at the end of the same period in 2023[21] - The company's monetary funds decreased from RMB 550.75535285 million as of December 31, 2023, to RMB 325.47856267 million as of September 30, 2024[14] - Accounts receivable increased from RMB 150.55218662 million as of December 31, 2023, to RMB 154.08966093 million as of September 30, 2024[14] - Inventory increased significantly from RMB 190.13931010 million as of December 31, 2023, to RMB 323.99645443 million as of September 30, 2024[14] - Total current assets decreased from RMB 988.12626248 million as of December 31, 2023, to RMB 927.40005726 million as of September 30, 2024[14] - Total non-current assets increased from RMB 463.98322640 million as of December 31, 2023, to RMB 497.40824020 million as of September 30, 2024[14] - Total assets decreased from RMB 1,452.10948888 billion as of December 31, 2023, to RMB 1,424.80829746 billion as of September 30, 2024[14] - Total current liabilities increased from RMB 150.75793868 million as of December 31, 2023, to RMB 221.07746007 million as of September 30, 2024[15] - Total liabilities as of the end of Q3 2024 were 627,633,949.14 RMB, an increase from 536,187,334.93 RMB at the end of Q3 2023[16] - Total equity attributable to the parent company's shareholders as of the end of Q3 2024 was 796,071,860.07 RMB, down from 915,485,749.43 RMB at the end of Q3 2023[16] Shareholder and Equity Information - The company's top shareholder, Lu Guojian, holds 39,854,510 shares, representing 27.98% of the total shares[10] - Yancheng Xinlian Zhihe Enterprise Consulting Partnership holds 20,303,043 shares, accounting for 14.26% of the total shares[10] - The company's total number of ordinary shareholders at the end of the reporting period was 9,693[10] - The company repurchased 1,071,844 shares, accounting for 0.75% of the total shares, with a total investment of RMB 60 million to RMB 120 million at a price not exceeding RMB 80 per share[13] - As of April 29, 2024, the company repurchased 2,290,557 shares, accounting for 1.61% of the total shares, with a total investment of RMB 30 million to RMB 60 million at a price not exceeding RMB 50 per share[13] - By the end of the reporting period, the company had cumulatively invested RMB 119.983085 million to repurchase 3.362401 million shares[13] Operating Expenses - Sales expenses for the first three quarters of 2024 were 30,358,543.58 RMB, up from 18,842,782.66 RMB in the same period of 2023[18] - Management expenses for the first three quarters of 2024 were 59,316,908.84 RMB, compared to 29,563,099.97 RMB in the same period of 2023[18] - Financial expenses for the first three quarters of 2024 were 867,497.49 RMB, compared to -1,740,772.57 RMB in the same period of 2023[18] Strategic Investments and Product Performance - The company's strategic investments in automotive electronics, industrial applications, BMS, and computer-related fields remain stable[9] - The company's smart meter product shipments have shown a steady recovery[8] - The company's gross profit margin improved by 6.09 percentage points year-on-year due to optimized product structure in the computer and industrial sectors[3] Non-Recurring Items - The company's non-recurring gains and losses for the period totaled 2,064,012.17 RMB, with other non-operating income and expenses amounting to 6,146.90 RMB[7] Earnings Per Share - The company's diluted earnings per share for the current reporting period are not applicable[9]