科创板上市公司独立董事提名人声明与承 诺 提名人芯海科技(深圳)股份有限公司董事会，现提名陈军宁 为芯海科技(深圳)股份有限公司第四届董事会独立董事候选人， 并已充分了解被提名人职业、学历、职称、详细的工作经历、全 部兼职、有无重大失信等不良记录等情况。被提名人已书面同意 出任芯海科技(深圳)股份有限公司第四届董事会独立董事候选 人（参见该独立董事候选人声明）。提名人认为，被提名人具备 独立董事任职资格，与芯海科技(深圳)股份有限公司之间不存在 任何影响其独立性的关系，具体声明并承诺如下： 一、被提名人具备上市公司运作的基本知识，熟悉相关法律、 行政法规、规章及其他规范性文件，具有五年以上法律、经济、 会计、财务、管理等履行独立董事职责所必需的工作经验。 被提名人已经参加培训并取得证券交易所认可的相关培训 证明材料（如有）。 二、被提名人任职资格符合下列法律、行政法规和部门规章 的要求： （一）《中华人民共和国公司法》等关于董事任职资格的规 定； （五）中共中央组织部《关于进一步规范党政领导干部在企 业兼职（任职）问题的意见》的相关规定（如适用）； （六）中共中央纪委、教育部、监察部《关于加强高等学校 反腐倡 ...

科创板上市公司独立董事提名人声明与承 诺 提名人芯海科技(深圳)股份有限公司董事会，现提名蔡一茂 为芯海科技(深圳)股份有限公司第四届董事会独立董事候选人， 并已充分了解被提名人职业、学历、职称、详细的工作经历、全 部兼职、有无重大失信等不良记录等情况。被提名人已书面同意 出任芯海科技(深圳)股份有限公司第四届董事会独立董事候选 人（参见该独立董事候选人声明）。提名人认为，被提名人具备 独立董事任职资格，与芯海科技(深圳)股份有限公司之间不存在 任何影响其独立性的关系，具体声明并承诺如下： 一、被提名人具备上市公司运作的基本知识，熟悉相关法律、 行政法规、规章及其他规范性文件，具有五年以上法律、经济、 会计、财务、管理等履行独立董事职责所必需的工作经验。 被提名人已经参加培训并取得证券交易所认可的相关培训 证明材料（如有）。 二、被提名人任职资格符合下列法律、行政法规和部门规章 的要求： （一）《中华人民共和国公司法》等关于董事任职资格的规 定； （二）《中华人民共和国公务员法》关于公务员兼任职务的 规定（如适用）； （三）中国证监会《上市公司独立董事管理办法》、上海证 券交易所自律监管规则以及公司章程有关独 ...

芯海科技（深圳）股份有限公司 关于公司董事会、监事会换届选举的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 芯海科技（深圳）股份有限公司（以下简称"公司"）第三届董事会、监事 会任期即将届满，根据《中华人民共和国公司法》、《上海证券交易所科创板股票 上市规则》、《上海证券交易所科创板上市公司自律监管规则适用指引 1 号——规 范运作》，以及《芯海科技（深圳）股份有限公司章程》（以下简称"《公司章程》"） 的有关规定，公司将开展董事会、监事会换届选举，现将本次董事会、监事会换 届选举情况公告如下： 一、董事会换届选举的情况 公司于 2024 年 11 月 26 日召开了第三届董事会第三十七次会议，审议通过 了《关于公司董事会换届选举暨提名第四届董事会非独立董事的议案》和《关于 公司董事会换届选举暨提名第四届董事会独立董事的议案》，上述事项尚需提交 公司 2024 年第一次临时股东大会审议。 经董事会提名委员会对公司第四届董事会侯选人任职资格的审查，公司董事 会同意提名卢国建先生、万巍先生、谭兰兰女士、杨丽宁先生、齐凡 ...

| | | 芯海科技（深圳）股份有限公司 关于增加2024年度公司及子公司向金融机构申请综合 授信额度暨控股股东、实际控制人提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 2 本次公司及子公司拟增加人民币 4 亿元的综合授信额度，累计不超过人 民币 8 亿元的综合授信额度。 本次申请增加综合授信额度是基于公司业务情况的预计，为确保公司及 子公司（含全资子公司、控股子公司，下同）生产经营的实际需要，按照金融机 构的有关要求，公司控股股东、实际控制人卢国建拟为公司及子公司向金融机构 申请授信提供最高额度的保证担保，具体担保金额、担保期限等以公司及子公司 根据实际需求与各金融机构签订的最终授信合同、担保合同、贷款合同为准，公 司及子公司不需要支付担保费用，也不需要提供反担保。 本次申请增加综合授信额度事项，尚需公司股东大会审议。 芯海科技（深圳）股份有限公司（以下简称"公司"）于 2024 年 11 月 26 日 召开第三届董事会第三十七次会议，审议通过了《关于增加 2024 年度公司及子 公司向 ...

重要内容提示： https://eseb.cn/1jx6Wnmw2VG 或使用微信扫描下方小程序码进行会前提问，将 需要了解和关注的问题提前提供给公司。公司将在业绩说明会文字互动环节对 投资者普遍关注的问题进行回答。 | 证券代码：688595 | 证券简称：芯海科技 | 公告编号：2024-048 | | --- | --- | --- | | 债券代码：118015 | 债券简称：芯海转债 | | 芯海科技（深圳）股份有限公司 关于召开2024年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 芯海科技（深圳）股份有限公司（以下简称"公司"）已于2024年10月31日 发布公司2024年第三季度报告，为便于广大投资者更全面深入地了解公司2024年 第三季度经营成果、财务状况和公司发展理念等情况，公司拟召开2024年第三季 度业绩说明会，此次活动将采用线上文字互动的方式举行，投资者可登录价值在 线（www.ir-online.cn）参与线上互动交流。 会议召开时间：2024 年 11 月 27 日 ...

Investment Rating - Buy | Maintain [8] Core Views - The company's revenue in Q3 2024 was 164 million yuan, a year-on-year increase of 30.28%, with a net loss of 58 million yuan [10] - The company is expected to achieve net profits attributable to the parent company of -160 million yuan, 15 million yuan, and 146 million yuan in 2024, 2025, and 2026, respectively [10] - The company's strong capabilities in analog chips and MCU design, along with its comprehensive solutions for the IoT market, position it well for future growth [10] - The company is actively expanding its PC MCU and BMIC product lines, with the first-generation EC chip already in mass production and the second-generation EC chip passing Intel PCL certification [10] - The company's BMS products for lithium battery management have seen significant growth, with shipments in H1 2024 exceeding the total shipments for 2023 [10] Financial Summary - The company's total market capitalization is 5.5 billion yuan, with a total share capital of 1.42 billion shares [2][3] - The company's 52-week high and low prices are 44.47 yuan and 22.12 yuan, respectively [4] - The company's debt-to-asset ratio is 36.9% [5] - The company's P/E ratio is -38.32 [6] - The company's revenue is expected to grow from 433 million yuan in 2023 to 1.305 billion yuan in 2026, with a CAGR of 64.04% from 2023 to 2024 [12] - The company's EBITDA is expected to improve from -97.54 million yuan in 2023 to 233.48 million yuan in 2026 [12] - The company's net profit margin is expected to turn positive, reaching 11.2% by 2026 [14] Product and Market Expansion - The company is a key partner in the HarmonyOS ecosystem, providing products and enabling services to help SMEs integrate into the ecosystem [10] - The company's EC chip is the first in mainland China to pass Intel's international certification, breaking the monopoly of overseas products in this market [10] - The company's USB 3.0 products have achieved mass production, and its first-generation Super IO products for desktop computers are being introduced to clients [10] - The company's BMS products for various applications, including smartphones, laptops, and electric vehicles, are seeing strong growth and are expected to continue expanding [10]

债券代码：118015 债券简称：芯海转债 证券代码：688595 证券简称：芯海科技 编号：2024-011 芯海科技（深圳）股份有限公司 投资者关系活动记录表 | --- | --- | --- | --- | --- | |-----------|------------------------|--------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------| | | | ■特定对象调研 □分析师会议 | | | | 投资者关 | □媒体采访 □业绩说明会 | | | | | 系活动类 | □ 新闻发布会 □路演活动 | | | | | 别 | □现场参观 □电话会议 | | | | | | □ 其他 | | | | | 日期/时间 | 2024 年 | 11 月 6-8 日 | 地点 | 会议室 | | 投资者关 | 1 ...

Revenue and Growth - Revenue for Q3 2024 reached RMB 164.26 million, a year-on-year increase of 30.28%[2] - Total revenue for the first three quarters of 2024 was RMB 514.37 million, up 81.20% year-on-year[2] - Revenue from key customers increased by 111% year-on-year in the first three quarters of 2024, driven by rapid growth in BMS series products[3] - Revenue from PD, EC, and Hub series products for computer peripherals grew by 97% year-on-year in the first three quarters of 2024[3] - Revenue from January to September 2024 increased by 81.20% year-over-year, driven by a 111% growth in revenue from key customers and rapid scaling of BMS series products[8] - Revenue in the current reporting period grew by 30.28%, with PD, EC, and Hub series products for computer peripherals seeing a 97% year-over-year increase[8] - Total revenue for the first three quarters of 2024 reached 514,372,454.94 RMB, a significant increase from 283,866,608.60 RMB in the same period of 2023[16] - Sales revenue from goods and services received in cash for the first three quarters of 2024 was RMB 520.27 million, compared to RMB 388.73 million in the same period of 2023, representing a 33.8% increase[20] Profit and Loss - Net profit attributable to shareholders for Q3 2024 was RMB -58.16 million, with a cumulative net loss of RMB -114.98 million for the first three quarters[2] - Share-based payment costs for the first three quarters of 2024 amounted to RMB 55.79 million, impacting net profit[3] - The company's net profit for the current reporting period was impacted by a one-time expense of 55.79 million RMB from the 2023 equity incentive plan[9] - Net loss attributable to the parent company's shareholders for the first three quarters of 2024 was -114,984,197.05 RMB, compared to -88,106,830.72 RMB in the same period of 2023[19] - Basic earnings per share (EPS) for the first three quarters of 2024 were -0.82 RMB, down from -0.62 RMB in the same period of 2023[19] R&D Investment - R&D investment in Q3 2024 was RMB 83.70 million, accounting for 50.96% of revenue, an increase of 14.02 percentage points year-on-year[3] - R&D investment for the first three quarters of 2024 totaled RMB 212.58 million, up 56.18% year-on-year, but the proportion of revenue decreased by 6.62 percentage points to 41.33%[3][5] - R&D expenses for the first three quarters of 2024 amounted to 212,576,680.14 RMB, up from 136,112,576.31 RMB in the same period of 2023[18] Cash Flow and Financial Position - Operating cash flow for the first three quarters of 2024 was negative RMB 122.45 million, primarily due to increased inventory procurement[5] - Total cash inflow from operating activities for the first three quarters of 2024 was RMB 545.65 million, up 26.1% from RMB 432.68 million in the same period of 2023[20] - Cash outflow from operating activities for the first three quarters of 2024 was RMB 668.10 million, a 49.5% increase from RMB 446.90 million in the same period of 2023[20] - Net cash flow from operating activities for the first three quarters of 2024 was negative RMB 122.45 million, compared to negative RMB 14.22 million in the same period of 2023[20] - Cash received from investments for the first three quarters of 2024 was RMB 50.31 million, down 46.6% from RMB 94.23 million in the same period of 2023[20] - Cash paid for the construction of fixed assets, intangible assets, and other long-term assets for the first three quarters of 2024 was RMB 59.86 million, a 10.9% decrease from RMB 67.22 million in the same period of 2023[20] - Net cash flow from financing activities for the first three quarters of 2024 was negative RMB 41.77 million, compared to negative RMB 106.58 million in the same period of 2023[21] - The net increase in cash and cash equivalents for the first three quarters of 2024 was negative RMB 225.27 million, compared to negative RMB 93.79 million in the same period of 2023[21] - The ending balance of cash and cash equivalents as of the end of the third quarter of 2024 was RMB 324.68 million, down 40.2% from RMB 543.03 million at the end of the same period in 2023[21] - The company's monetary funds decreased from RMB 550.75535285 million as of December 31, 2023, to RMB 325.47856267 million as of September 30, 2024[14] - Accounts receivable increased from RMB 150.55218662 million as of December 31, 2023, to RMB 154.08966093 million as of September 30, 2024[14] - Inventory increased significantly from RMB 190.13931010 million as of December 31, 2023, to RMB 323.99645443 million as of September 30, 2024[14] - Total current assets decreased from RMB 988.12626248 million as of December 31, 2023, to RMB 927.40005726 million as of September 30, 2024[14] - Total non-current assets increased from RMB 463.98322640 million as of December 31, 2023, to RMB 497.40824020 million as of September 30, 2024[14] - Total assets decreased from RMB 1,452.10948888 billion as of December 31, 2023, to RMB 1,424.80829746 billion as of September 30, 2024[14] - Total current liabilities increased from RMB 150.75793868 million as of December 31, 2023, to RMB 221.07746007 million as of September 30, 2024[15] - Total liabilities as of the end of Q3 2024 were 627,633,949.14 RMB, an increase from 536,187,334.93 RMB at the end of Q3 2023[16] - Total equity attributable to the parent company's shareholders as of the end of Q3 2024 was 796,071,860.07 RMB, down from 915,485,749.43 RMB at the end of Q3 2023[16] Shareholder and Equity Information - The company's top shareholder, Lu Guojian, holds 39,854,510 shares, representing 27.98% of the total shares[10] - Yancheng Xinlian Zhihe Enterprise Consulting Partnership holds 20,303,043 shares, accounting for 14.26% of the total shares[10] - The company's total number of ordinary shareholders at the end of the reporting period was 9,693[10] - The company repurchased 1,071,844 shares, accounting for 0.75% of the total shares, with a total investment of RMB 60 million to RMB 120 million at a price not exceeding RMB 80 per share[13] - As of April 29, 2024, the company repurchased 2,290,557 shares, accounting for 1.61% of the total shares, with a total investment of RMB 30 million to RMB 60 million at a price not exceeding RMB 50 per share[13] - By the end of the reporting period, the company had cumulatively invested RMB 119.983085 million to repurchase 3.362401 million shares[13] Operating Expenses - Sales expenses for the first three quarters of 2024 were 30,358,543.58 RMB, up from 18,842,782.66 RMB in the same period of 2023[18] - Management expenses for the first three quarters of 2024 were 59,316,908.84 RMB, compared to 29,563,099.97 RMB in the same period of 2023[18] - Financial expenses for the first three quarters of 2024 were 867,497.49 RMB, compared to -1,740,772.57 RMB in the same period of 2023[18] Strategic Investments and Product Performance - The company's strategic investments in automotive electronics, industrial applications, BMS, and computer-related fields remain stable[9] - The company's smart meter product shipments have shown a steady recovery[8] - The company's gross profit margin improved by 6.09 percentage points year-on-year due to optimized product structure in the computer and industrial sectors[3] Non-Recurring Items - The company's non-recurring gains and losses for the period totaled 2,064,012.17 RMB, with other non-operating income and expenses amounting to 6,146.90 RMB[7] Earnings Per Share - The company's diluted earnings per share for the current reporting period are not applicable[9]

| | | 芯海科技（深圳）股份有限公司 可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 累计转股情况：芯海科技（深圳）股份有限公司（以下简称"芯海科技" 或"公司"）向不特定对象发行可转换公司债券"芯海转债"自 2023 年 1 月 30 日开始转股，截至 2024 年 9 月 30 日，"芯海转债"累计共有人民币 25,000 元已 转换为公司股票，累计转股数量为 446 股，占"芯海转债"转股前公司已发行股 份总额 142,381,046 股的 0.0003%。 未转股可转债情况：截至 2024 年 9 月 30 日，"芯海转债"尚未转股的可 转债金额 409,975,000 元，占"芯海转债"发行总量的 99.9939%。 截至 2024 年 9 月 30 日，"芯海转债"尚未转股的可转债金额 409,975,000 2 本季度转股情况：自 2024 年 7 月 1 日至 2024 年 9 月 30 日期间，"芯海 转债"共有人民币 0 元已转换为公司股票，转股数量为 ...

根据中国证券监督管理委员会"证监许可〔2022〕494 号"《关于同意芯海 科技（深圳）股份有限公司向不特定对象发行可转换公司债券注册的批复》，同 意公司向不特定对象发行 410.00 万张可转换公司债券，每张面值为人民币 100 元，募集资金总额人民币 41,000.00 万元，并于 2022 年 8 月 18 日起在上海证券 交易所挂牌交易，债券简称为"芯海转债"、债券代码为"118015"。 根据有关规定和《芯海科技（深圳）股份有限公司向不特定对象发行可转换 公司债券募集说明书》（以下简称"募集说明书"）的约定，公司向不特定对象 发行可转换公司债券"芯海转债"自 2023 年 1 月 27 日起可转换为公司股份，转 1 股期间为 2023 年 1 月 30 日至 2028 年 7 月 20 日。初始转股价格为 56.00 元/股； 因股权激励归属登记使公司总股本由 139,846,434 股增加至 142,156,346 股，2022 年 10 月 27 日起转股价格从 56 元/股调整为 55.71 元/股；因股权激励归属登记使 公司总股本由 142,156,346 股增加至 142,381,046 ...