Core Points - The document outlines the fundraising management system of Jiangsu Hanbang Technology Co., Ltd, aiming to enhance the safety and efficiency of fund usage while protecting investors' rights [1][2][3] Fundraising Management - The company must ensure that the raised funds are used safely and efficiently, adhering to relevant laws and regulations [1][2] - The board of directors is responsible for overseeing the management and usage of the raised funds [2][4] - The company must establish a special account for the raised funds, which cannot be used for non-fundraising purposes [3][7] Fund Usage - Funds must be used according to the approved investment plans and any significant changes must be disclosed promptly [4][10] - The company is prohibited from using raised funds for financial investments or providing funds to related parties for improper benefits [4][10] - Any idle funds can be managed through cash management products, ensuring they do not affect the normal investment plans [5][12] Changes in Fund Usage - Any changes to the investment projects must be approved by the board and disclosed to stakeholders [10][11] - The company must conduct feasibility analyses for new projects and ensure they align with the main business [11][20] Reporting and Supervision - The company is required to maintain accurate records of fund usage and report on the status of investment projects semi-annually [14][15] - Independent financial advisors must conduct regular audits of the fund management practices [15][16] Compliance and Accountability - The company and its executives are obligated to ensure the proper use of funds, with penalties for violations [17][29] - The document emphasizes the need for transparency and adherence to legal standards in all fundraising activities [1][30]

Core Points - The document outlines the financing and external guarantee system of Jiangsu Hanbang Technology Co., Ltd, aiming to regulate financing and guarantee behaviors, control risks, and protect financial safety and investors' rights [1][2][3] Group 1: General Principles - The financing referred to in the document includes indirect financing from financial institutions, such as comprehensive credit, working capital loans, fixed asset loans, and other forms [1][2] - External guarantees are defined as the company providing guarantees, pledges, or other forms of security for third parties, including its subsidiaries [2][3] - The company must follow approval and authorization procedures as per its articles of association and the established system for external guarantees [2][3] Group 2: Financing Management System - The finance department is responsible for managing financing applications from various departments and subsidiaries, conducting preliminary reviews, and submitting them for approval [3][4] - Financing amounts up to 10 million RMB require approval from the general manager's office, while amounts exceeding this threshold or 50% of the latest audited net assets require board approval [3][4][5] - Detailed reports must be submitted for financing applications, including the financial institution's name, amount, purpose, repayment plan, and asset-liability status [4][5] Group 3: External Guarantee Management - External guarantees must comply with relevant laws and regulations, and the company should seek counter-guarantees from the guaranteed party [6][7] - The company must conduct credit assessments of the guaranteed parties, ensuring they are legally established, have repayment capacity, and possess good profitability [6][7] - Guarantees exceeding 10% of the latest audited net assets or 50% of total assets require board and shareholder approval [8][9] Group 4: Risk Management and Responsibilities - The finance department must monitor the financial status of guaranteed parties and report any risks or defaults promptly [12][14] - All directors are responsible for reviewing financing and guarantee matters according to the established system and may face liability for violations [14][15] - The document emphasizes the need for written guarantee contracts and proper risk management procedures to protect the company's interests [10][11][12]

General Provisions - Jiangsu Hanbon Science & Technology Co., Ltd. was established as a joint-stock company in accordance with the Company Law and other relevant regulations, with its registration completed on February 25, 2022 [1][2] - The company received approval from the Shanghai Stock Exchange and the China Securities Regulatory Commission for its initial public offering of 22 million shares, which took place on May 16, 2025 [1][2] - The registered capital of the company is RMB 88 million [2] Business Objectives and Scope - The company's business objective is to enhance management efficiency and maximize economic benefits to provide satisfactory returns to all shareholders [4] - The business scope includes research, manufacturing, and sales of various chromatography equipment and systems, as well as related technical services and consulting [5][6] Shares - The company issues shares in the form of stocks, with a par value of RMB 1 per share [6][7] - The total number of shares issued by the company is 88 million, all of which are ordinary shares [7] Shareholder Rights and Responsibilities - Shareholders have rights to dividends and other benefits proportional to their shareholdings, and they can participate in shareholder meetings and exercise voting rights [12][13] - Shareholders are obligated to comply with laws and regulations, pay for their subscribed shares, and not misuse their rights to harm the company or other shareholders [17][40] Shareholder Meetings - The company holds annual shareholder meetings within six months after the end of the previous fiscal year, and special meetings can be called under certain conditions [50][51] - Shareholder proposals must be submitted in writing and can be made by the board, audit committee, or shareholders holding more than 1% of shares [60][61] Governance and Management - The board of directors is responsible for the overall management of the company, and the chairman serves as the legal representative [2][3] - The company has established an audit committee to oversee compliance and financial reporting [15][16]

Core Viewpoint - The document outlines the information disclosure management system of Jiangsu Hanbang Technology Co., Ltd., emphasizing the importance of transparency, accuracy, and timeliness in disclosing information that may significantly impact stock prices and investor decisions [1][2]. Group 1: Information Disclosure Principles - Information disclosure is a continuous responsibility of the company, requiring strict adherence to relevant laws and regulations [2][3]. - The company must ensure that all shareholders are treated equally, providing significant information simultaneously to all investors [2][3]. - The company is encouraged to voluntarily disclose information that may influence investor decisions, ensuring it does not conflict with legally required disclosures [3][4]. Group 2: Types of Disclosure Documents - The main types of disclosure documents include prospectuses, fundraising documents, listing announcements, acquisition reports, periodic reports, and temporary reports [2][8]. - The company must disclose periodic reports, including annual, semi-annual, and quarterly reports, within specified timeframes [9][10]. Group 3: Reporting Timelines - Annual reports must be disclosed within four months after the end of the fiscal year, semi-annual reports within two months, and quarterly reports within one month after the respective periods [9][10]. - If the company anticipates delays in disclosing periodic reports, it must announce the reasons and expected timelines for disclosure [9][10]. Group 4: Major Events and Temporary Reports - The company must promptly disclose significant events that could impact stock prices, including major financial losses, legal issues, or changes in management [16][17]. - Temporary reports are required for events that may significantly affect the company's stock or derivatives, ensuring timely communication to investors [16][17]. Group 5: Risk and Industry Information - The company is obligated to disclose industry information that may significantly impact stock prices or investor decisions, including industry trends and competitive advantages [24][25]. - Any major changes in the industry or the company's operations that could affect its financial health must be disclosed promptly [25][26]. Group 6: Legal and Financial Obligations - The company must disclose any significant legal disputes or arbitration cases that could impact its financial status or stock price [68]. - The company is required to report on any substantial guarantees provided, especially those exceeding certain thresholds related to its net assets [20][21].

江苏汉邦科技股份有限公司 章 程 2025 年 7 月 | | | 江苏汉邦科技股份有限公司 章程 江苏汉邦科技股份有限公司 章 程 第一章 总 则 第一条 为维护江苏汉邦科技股份有限公司（以下简称"公司"）、股东、职 工和债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法》 （以下简称《公司法》）、《中华人民共和国证券法》（以下简称《证券法》）、 《上市公司章程指引》、《上海证券交易所科创板股票上市规则》和其他有关规 定，制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司。 公司系由江苏汉邦科技股份有限公司全体股东作为发起人，并于 2022 年 2 月 25 日整体变更设立的股份有限公司，在淮安市行政审批局注册登记，取得营 业执照，统一社会信用代码为 913208917038195227。 第三条 公司经上海证券交易所审核并经中国证券监督管理委员会于 2025 年 3 月 4 日注册，首次向社会公众发行人民币普通股 2,200 万股，于 2025 年 5 月 16 日在上海证券交易所科创板上市。 第四条 公司注册名称：江苏汉邦科技股份有限公司。 英文名称：Jiangs ...

江苏汉邦科技股份有限公司 募集资金管理制度 2025 年 7 月 江苏汉邦科技股份有限公司 募集资金管理制度 江苏汉邦科技股份有限公司 募集资金管理制度 第一章 总 则 第一条 为了加强和规范江苏汉邦科技股份有限公司（以下简称"公 司"）募集资金管理，确保资金使用安全，提高其使用效率和效益，最大限度 地保障投资者合法利益，根据《中华人民共和国公司法》《中华人民共和国证 券法》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市 公司自律监管指引第 1 号——规范运作》《上市公司证券发行注册管理办法》 《上市公司募集资金监管规则》和《江苏汉邦科技股份有限公司章程》（以下 简称"《公司章程》"）等有关规定，结合公司的实际情况，特制定本制度。 第二条 本制度所称募集资金是指公司通过公开发行证券（包括首次公开 发行股票、配股、增发、发行可转换公司债券、发行分离交易的可转换公司债 券等）以及非公开发行证券向投资者募集的资金，但不包括公司实施股权激励 计划募集的资金。 第三条 募集资金到位后，公司应及时办理验资手续。募集的货币资金须 经具有证券从业资格的会计师事务所审验并出具验资报告。实物资产须经相关 资产评估 ...

江苏汉邦科技股份有限公司 信息披露事务管理制度 2025 年 7 月 江苏汉邦科技股份有限公司 信息披露事务管理制度 江苏汉邦科技股份有限公司 信息披露事务管理制度 第一章 总 则 第一条 为提高江苏汉邦科技股份有限公司（以下简称"公司"）信息披露 工作质量，规范信息披露程序和公司对外信息披露行为，确保公司对外信息披露 工作的真实性、准确性、完整性、及时性和公平性，切实保护公司和广大投资者 的合法权益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》（以下简称"《证券法》"）、《上市公司信息披露管理办 法》《上海证券交易所科创板股票上市规则》（以下简称"《上市规则》"）、《江 苏汉邦科技股份有限公司章程》（以下简称"《公司章程》"）和中国证券监督管 理委员会（以下简称"中国证监会"）、上海证券交易所的其他有关规定，结合本 公司的实际，制订本制度。 第二条 本制度所述信息披露是指将可能对公司股票及其衍生品种交易价 格产生较大影响或对投资决策有较大影响以及证券监管部门、上市规则要求披露 的信息，在规定时间内，通过符合中国证监会规定条件的媒体，以规定的方式向 社会公众公布，并送达证 ...

2025 年 7 月 江苏汉邦科技股份有限公司 内幕信息管理制度 江苏汉邦科技股份有限公司 内幕信息管理制度 第一章 总则 江苏汉邦科技股份有限公司 内幕信息管理制度 第一条 为进一步规范江苏汉邦科技股份有限公司（以下简称"公司"）内 幕信息管理行为，加强内幕信息保密工作，建立内幕信息知情人档案材料，根据 《中华人民共和国公司法》（以下简称"《公司法》"）《中华人民共和国证券 法》（以下简称"《证券法》"）《上市公司信息披露管理办法》《上海证券交 易所科创板股票上市规则》《上海证券交易所上市公司自律监管指引第 2 号—— 信息披露事务管理》《上市公司监管指引第 5 号——上市公司内幕信息知情人登 记管理制度》等有关法律法规及《江苏汉邦科技股份有限公司章程》（以下简称 "《公司章程》"）等有关规定，结合公司实际情况，特制定本制度。 第二条 公司董事会为内幕信息的管理机构，应当按照上海证券交易所相关 规则要求及时登记和报送内幕信息知情人档案，并保证内幕信息知情人档案真 实、准确和完整，公司董事长为主要责任人。 第三条 董事会秘书负责办理公司内幕信息知情人登记入档和报送事宜，公 司董事会办公室负责公司内幕信息的日常 ...

江苏汉邦科技股份有限公司 独立董事工作制度 第三条 独立董事对公司及全体股东负有诚信与勤勉的义务，应当按照法 律、行政法规、中国证券监督管理委员会（以下简称"中国证监会"）规定、上 海证券交易所业务规则和《公司章程》的规定，认真履行职责，在董事会中发挥 参与决策、监督制衡、专业咨询作用，维护上市公司整体利益，保护中小股东合 法权益。 第四条 独立董事应当独立公正地履行职责，不受公司及其主要股东、实际 控制人等单位或者个人的影响。 第五条 独立董事原则上最多在 3 家境内上市公司担任独立董事，并应当确 保有足够的时间和精力有效地履行独立董事的职责。 2025 年 7 月 江苏汉邦科技股份有限公司 独立董事工作制度 江苏汉邦科技股份有限公司 独立董事工作制度 第一章 总 则 第一条 为进一步完善江苏汉邦科技股份有限公司（以下简称"公司"）的法 人治理结构，促进公司规范运作，根据《上市公司治理准则》《上市公司独立董 事管理办法》《上海证券交易所科创板股票上市规则》等国家有关法律、法规和 《江苏汉邦科技股份有限公司章程》（以下简称"《公司章程》"）的规定，制定 本制度。 第二条 独立董事是指不在公司担任除董事外的其他 ...

江苏汉邦科技股份有限公司 融资与对外担保制度 2025年7月 江苏汉邦科技股份有限公司 融资与对外担保制度 江苏汉邦科技股份有限公司 融资与对外担保制度 第一章 总则 第一条 为了规范江苏汉邦科技股份有限公司（以下简称"公司"）的融资与 对外担保行为，有效控制公司融资风险和担保风险，保护公司财务安全和投资 者的合法权益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证券法》（以下简称"《证券法》"）、《中华人民共和国民 法典》（以下简称"《民法典》"）、《上市公司监管指引第8号——上市公司资 金往来、对外担保的监管要求》、《上海证券交易所科创板上市公司自律监管 指引第1号——规范运作》及《江苏汉邦科技股份有限公司章程》（以下简称"《公 司章程》"）之规定，并结合公司实际情况，特制订本管理制度。 第一节 公司融资审批权限及程序 第七条 公司财务部作为融资事项的管理部门，统一受理公司各部门以及各 子公司的融资申请，并对该事项进行初步审核后，按本制度所规定的权限报公 司有权部门审批。 第二条 本制度所称融资，是指公司向以银行为主的金融机构进行间接融资 的行为，主要包括综合授信、流动资金贷 ...