五矿新能源材料（湖南）股份有限公司 2024 年度独立董事述职报告 2024 年，本人作为五矿新能源材料（湖南）股份有限公司（以下简称"公 司"）的独立董事严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》《上市公司独立董事管理办法》《上海证券交易所科创 板股票上市规则》等有关法律法规和《五矿新能源材料（湖南）股份有限公司章 程》（以下简称"《公司章程》"）及《五矿新能源材料（湖南）股份有限公司独立 董事工作管理办法》等相关规定，忠实、勤勉、独立履行职责，积极出席相关会 议，认真审议董事会各项议案，并对相关议案发表独立意见，切实维护本公司整 体利益和全体股东的合法权益。现将本人 2024 年度履职情况报告如下： 一、独立董事基本情况 公司董事会由八名董事组成，其中独立董事三名，占董事会成员的比例不低 于三分之一，符合相关法律法规及公司制度的规定。 （一）个人工作履历、专业背景以及兼职情况 饶育蕾，女，1964 年出生，中国国籍，无境外永久居留权，2002 年毕业于 中南大学管理科学与工程专业，博士学历，教授，博士生导师。1988 年至 1997 年，任中南工业大学管理工程系助 ...

Financial Performance - The company reported a net profit attributable to shareholders of -507.58 million yuan for the year 2024, indicating a negative performance [6]. - As of the end of 2024, the company's distributable profits amounted to 338.96 million yuan, with no cash dividends or stock bonuses proposed due to the negative net profit [6]. - The company's operating revenue for 2024 was approximately ¥5.54 billion, a decrease of 48.37% compared to ¥10.73 billion in 2023 [22]. - The net profit attributable to shareholders was a loss of approximately ¥507.58 million in 2024, compared to a loss of ¥124.47 million in 2023 [22]. - The basic earnings per share for 2024 was -¥0.26, compared to -¥0.06 in 2023 [24]. - The company's total assets decreased by 9.23% to approximately ¥12.85 billion at the end of 2024, down from ¥14.16 billion at the end of 2023 [23]. - The gross profit margin for the main business was 2.30%, a decrease of 1.75 percentage points compared to the previous year [78]. - The main business revenue from lithium battery cathode materials was 5.436 billion RMB, down 48.75% year-on-year [84]. - The company reported a net cash flow from operating activities of 262 million RMB, an increase of 147.37% year-on-year [82]. Risk Management - The company has detailed various operational risks and corresponding countermeasures in the report, emphasizing the importance of risk management [4]. - The company faces risks from increased market competition and potential fluctuations in raw material prices [77]. - The company has identified risks related to the loss of key technologies and the potential outflow of R&D personnel [76]. - The company is exposed to macroeconomic risks, including changes in industry policies and economic growth rates [80]. - The company plans to conduct a risk assessment report for its financial subsidiary, indicating a proactive approach to risk management [158]. Research and Development - Research and development expenses accounted for 4.20% of operating revenue in 2024, an increase of 0.69 percentage points from 3.51% in 2023 [24]. - The total R&D investment amounted to approximately ¥232.61 million, a decrease of 38.23% compared to the previous year, while the R&D investment as a percentage of operating revenue increased by 0.69 percentage points to 4.20% [65]. - The company has accumulated 118 invention patents and 44 utility model patents, reflecting its strong commitment to R&D [39]. - The company achieved significant progress in the development of high-voltage ternary, ultra-high nickel ternary, high-power ternary, manganese/iron lithium, sodium battery materials, and solid-state battery materials during the reporting period [60]. - The company is focusing on expanding its research and development efforts in battery materials and related technologies [138]. Market Position and Strategy - The company continues to focus on its core business and has not disclosed any new product developments or market expansion strategies in the current report [11]. - The company plans to leverage cutting-edge technology and an innovative product matrix to drive growth in 2025 [39]. - The company aims to enhance its competitive edge by focusing on technology leadership, deepening industry chain collaboration, and expanding internationally [121]. - The company plans to implement a global strategy by 2025, focusing on "technology going abroad + capacity going abroad" to enhance market share [123]. - The company is actively seeking resource investment opportunities through mergers, joint ventures, and partnerships to enhance resource security [124]. Governance and Compliance - The audit report issued by Tianzhi International Accounting Firm confirmed the financial statements' authenticity and completeness, providing a standard unqualified opinion [6]. - There are no violations of decision-making procedures regarding external guarantees, maintaining compliance with regulations [11]. - The company has not experienced any significant governance issues or special arrangements that could affect its operations [9]. - The company has fulfilled its information disclosure obligations, ensuring transparency and accuracy in reporting [130]. - The company's governance structure aligns with legal and regulatory standards, with no significant discrepancies noted [130]. Environmental and Social Responsibility - The company has established a comprehensive ESG management system to integrate ESG principles into its strategic goals and daily operations [181]. - The company invested 53.70 million RMB in environmental protection during the reporting period [182]. - The total greenhouse gas emissions amounted to 340,700 tons, with net electricity purchases contributing 287,300 tons of CO2 emissions [194][195]. - The company achieved a total of 0 tons of COD emissions and maintained compliance with all pollution discharge standards [186][198]. - The company has implemented various pollution control measures, including ammonia absorption towers and bag dust collectors, which have been operating stably [186]. Employee and Management Changes - The company reported a total of 7,493 employees, with a total compensation of 781.73 million [135]. - The company has seen changes in its board members, with several resignations and appointments due to personal reasons and work adjustments [154]. - The company is committed to employee training, with a plan that covers all levels and categories to enhance growth and development [170]. - The management team is actively involved in overseeing the company's strategic direction and operational performance [138]. - The total remuneration for core technical personnel at the end of the reporting period amounted to 2.7328 million RMB [152].

Financial Performance - The company's operating revenue for Q1 2025 was CNY 1,408,036,228, representing a 29.46% increase compared to CNY 1,087,644,532 in the same period last year[4] - The net profit attributable to shareholders was a loss of CNY 63,870,479, a significant decline of 2,101.00% from a profit of CNY 3,191,924 in the previous year[4] - The company reported a significant increase in cash received from sales, totaling ¥502,792,846.61 in Q1 2025, compared to ¥188,809,876.48 in Q1 2024[21] - The company recorded a gross loss of ¥65,687,064.59 in Q1 2025, compared to a gross profit of ¥16,555,300.95 in Q1 2024[19] - The total comprehensive loss for Q1 2025 was ¥63,870,479.33, compared to a comprehensive income of ¥3,191,924.08 in Q1 2024[19] Cash Flow and Liquidity - The net cash flow from operating activities was a negative CNY 250,959,277, improving from a negative CNY 1,553,241,899 in the same period last year[4] - Cash flow from operating activities showed a net outflow of ¥250,959,277.59, an improvement from a net outflow of ¥1,553,241,899.13 in Q1 2024[21] - The company's cash and cash equivalents decreased to RMB 2,355,457,557.29 from RMB 2,652,976,270.67, representing a decline of approximately 11.2%[15][16] - Cash and cash equivalents at the end of Q1 2025 were ¥2,300,276,917.57, down from ¥2,030,573,752.63 in Q1 2024[21] Assets and Liabilities - Total assets increased by 1.92% to CNY 13,096,510,418.68 from CNY 12,849,951,306.75 at the end of the previous year[5] - The total current assets reached RMB 7,262,156,301.37, compared to RMB 7,085,154,930.43 at the end of 2024, indicating an increase of about 2.5%[15][16] - The total liabilities increased to RMB 6,117,797,134.56 from RMB 5,807,367,543.30, marking an increase of approximately 5.34%[17] - The total equity attributable to shareholders decreased to RMB 6,978,713,284.12 from RMB 7,042,583,763.45, reflecting a decline of about 0.91%[17] Shareholder Information - The company had a total of 44,836 common shareholders at the end of the reporting period[11] - Major shareholders include China Minmetals Corporation and Changsha Minmetallurgy Research Institute, each holding 17.16% of shares[11] Research and Development - Research and development expenses totaled CNY 53,307,897, accounting for 3.79% of operating revenue, down from 5.20% in the previous year[5] - Research and development expenses for Q1 2025 were ¥53,307,897.11, a decrease of 5.4% from ¥56,569,465.84 in Q1 2024[18] Market Performance - The increase in operating revenue was attributed to growth in downstream market demand, with sales of ternary materials and lithium iron phosphate materials both rising[9] - Total operating costs increased to ¥1,490,057,415.57, up 34.7% from ¥1,107,043,495.11 in the same period last year[18] Other Information - The weighted average return on net assets decreased to -0.91%, down from 0.04% in the previous year[5] - The company has not disclosed any significant new strategies or product developments during this reporting period[14][13] - The company's short-term borrowings and other current liabilities are not specified, indicating a potential area for further analysis[17] - The non-current assets totaled RMB 5,834,354,117.31, slightly up from RMB 5,764,796,376.32, indicating a growth of about 1.21%[16][17] - Accounts receivable amounted to RMB 1,708,446,435.43, down from RMB 1,917,681,765.07, showing a decrease of about 10.9%[15][16] - The company reported non-recurring gains of CNY 10,268,067.58, primarily from government subsidies and other non-operating income[7]

CONTENTS | About this Report | 3 | | --- | --- | | Message from Chairman | 6 | | About Us | 10 | | ESG Management | 16 | | Communication with Stakeholders | 20 | | Material Issues | 22 | | 01 | | --- | Environmental Section: Harmony with Nature, Empowerment through Ecology | Optimizing Resource Management | 27 | | --- | --- | | Practicing the Thought on Ecological Civilization | 33 | | Combating Climate Change | 41 | 02 Community Section: Governance Section: Multi-stakeholder Co-governance for Collaborative ...

目录 | 关于本报告 | 3 | | --- | --- | | 董事长致辞 | 5 | | 关于我们 | 7 | | ESG 管理 | 11 | | 利益相关方沟通 | 14 | | 实质性议题 | 15 | | 01 | | | --- | --- | | 环境篇： | | | 山水蕴物，生态赋能 | 17 | | 优化资源管理 | 19 | | 践行生态文明思想 | 22 | | 应对气候变化 | 27 | | 02 | | 03 | | | --- | --- | --- | --- | | 社会篇： | | 治理篇： | | | 真情传递，善行守护 | 33 | 多元共治，协同发展 | 53 | | 打造幸福职场 | 35 | 坚持党建引领 | 55 | | 保障客户权益 | 42 | 优化公司治理 | 57 | | 精进创新研发 | 46 | 依法合规管控 | 59 | | 链动协同管理 | 50 | 恪守商业道德 | 66 | | 公益润泽社会 | 52 | 同心携手共享 | 68 | | 未来展望 | 69 | | --- | --- | | 附录一：关键绩效表 | 71 | | 附录二：索引 ...

| 证券代码：688779 | 证券简称：五矿新能 公告编号：2025-020 | | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | 五矿新能源材料（湖南）股份有限公司 关于 2024 年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》和《上海证 券交易所科创板股票上市规则》等有关规定，五矿新能源材料（湖南）股份有限公 司（以下简称"公司"）董事会编制了截至 2024 年 12 月 31 日的《关于 2024 年度 募集资金存放与实际使用情况的专项报告》。具体如下： 经中国证券监督管理委员会《关于同意湖南长远锂科股份有限公司首次公开发 行股票注册的批复》（证监许可〔2021〕2260 号）同意注册，公司首次向社会公众 公开发行人民币普通股（A 股）股票 482,301,568 股，每股面值 1.00 元，发行价 ...

五矿新能源材料（湖南）股份有限公司 董事会审计委员会对会计师事务所履行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《国有企业、上 市公司选聘会计师事务所管理办法》和《上海证券交易所科创板上市公司自律监 管指引第 1 号——规范运作》等相关法律法规、规范性文件，现将五矿新能源材 料（湖南）股份有限公司董事会审计委员会（以下简称"审计委员会"）对会计 师事务所履行监督职责情况汇报如下： 一、2024 年年审会计师事务所基本情况 （一）会计师事务所基本情况 天职国际会计师事务所（特殊普通合伙）（以下简称"天职国际"）创立于 1988 年 12 月，总部北京，是一家专注于审计鉴证、资本市场服务、管理咨询、 政务咨询、税务服务、法务与清算、信息技术咨询、工程咨询、企业估值的特 大型综合性咨询机构。 天职国际首席合伙人为邱靖之，注册地址为北京市海淀区车公庄西路 19 号 68 号楼 A-1 和 A-5 区域，组织形式为特殊普通合伙。 天职国际已取得北京市财政局颁发的执业证书，是中国首批获得证券期货 相关业务资格，获准从事特大型国有企业审计业务资格，取得金融审计资格， 取得会计司法鉴定业务资格，以 ...

"提质增效重回报"2024 年度评估报告暨 2025 年度行动方案 为贯彻落实证监会"科八条"、国务院《关于进一步提高上市公司质量的意 见》等文件精神，五矿新能源材料（湖南）股份有限公司（以下简称"公司"） 于 2024 年 4 月 27 日发布了《2024 年度"提质增效重回报"行动方案》。报告期 内，各项重点工作均达成阶段性目标。2025 年，公司将继续践行"以投资者为 本"的理念，进一步推动公司高质量发展和投资价值提升，持续深入开展"提质 增效重回报"专项行动。公司 2024 年度"提质增效重回报"行动方案执行情况 及 2025 年度行动方案主要举措如下： 一、固本强基，深耕主业夯实发展基石 近年来，公司专注于高效电池材料的研发、生产与销售，成功构建了涵盖锂 电正极材料与镍氢电池正极材料在内的多元化产品矩阵。在动力三元材料领域， 公司精心布局前驱体至正极材料的一体化产业链，市场占有率稳步提升。2024 年，锂电正极材料行业面临深度周期调整，公司依托"存量业务稳基盘、增量市 场谋突破"的逆周期布局策略，通过精准的产业卡位和运营效能提升实现战略突 围。一是构建"双核驱动"业务格局。在传统优势赛道，2024 ...

目 录 目 录 2024 年度控股股东及其他关联方资金占用情况的专项说明 -- 1 2024 年度非经营性资金占用及其他关联资金往来情况汇总表 -- 2 您可使用手机 "打一打"或近入 "佳谱会计师行业线" - 影響平台（bitp://accond.agrico)） 【 控股股东及其他关联方资金占用情况的专项说明 关于五矿新能源材料（湖南）股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 1、 专项审计报告 2、 附表 委托单位：五矿新能源材料（湖南）股份有限公司 审计单位：天职国际会计师事务所（特殊普通合伙） 联系电话：0731-88600518 五矿新能源材料(湖南)股份有限公司 2024 年度控股股东及其他关联方资金占用情况的专项说明 天职业字[2025]8065-3 号 根据中国证监会、公安部、国资委、中国银保监会《上市公司监管指引第8号 -- 上市公 司资金往来、对外担保的监管要求》(中国证券监督管理委员会公告[2022]26号)和证券交易 所相关文件要求,五矿新能编制了后附的《2024年度非经营性资金占用及其他关联资金往来情 况汇总表》《以下简称"汇总表")。 中国注册会 ...

一、五矿集团财务有限责任公司基本情况 五矿集团财务有限责任公司是中国五矿集团有限公司（以下简称"中国五矿"） 下属金融机构，于 1992 年经中国人民银行批准设立，2001 年改制为有限责任公 司，是由中国五矿、五矿资本控股有限公司两方共同出资，接受国家金融监督管 理总局监管的非银行金融机构。五矿财务公司的注册资本为人民币 350,000 万元。 注册地址：北京市海淀区三里河路 5 号 A247-A267(单)A226-A236(双)C106 五矿新能源材料（湖南）股份有限公司 关于对五矿集团财务有限责任公司的风险持续评估报告 按照《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 的要求，五矿新能源材料（湖南）股份有限公司（以下简称"公司"）通过查验 五矿集团财务有限责任公司（以下简称"五矿财务公司"）《金融许可证》《营 业执照》等证件资料，并审阅包括资产负债表、利润表、现金流量表等在内的五 矿财务公司的定期财务报告，对五矿财务公司的经营资质、业务和风险状况进行 了评估，现将有关风险评估情况报告如下： 法定代表人：董甦 金融许可证机构编码：L0001H211000001 统一社会信用代码：9 ...