深圳市科思科技股份有限公司 内部控制审计报告 德皓内字[2025]00000083 号 北 京 德 皓 国 际 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Beijing Dehao International Certified Public Accountants (Limited Liability Partnership) 深圳市科思科技股份有限公司 内部控制审计报告 （截止 2024 年 12 月 31 日） 目 录 页 次 一、 内部控制审计报告 1-2 内 部 控 制 审 计 报 告 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。 此外，由于情况的变化可能导致内部控制变得不恰当，或对控制政策 和程序遵循的程度降低，根据内部控制审计结果推测未来内部控制的 有效性具有一定风险。 第 1 页 德皓内字[2025]00000083 号内部控制审计报告 四、财务报告内部控制审计意见 德皓内字[2025]00000083 号 深圳市科思科技股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相 关要求，我们审计了深圳市科思科技股份有限公 ...

中天国富证券有限公司 关于深圳市科思科技股份有限公司 2024 年度募集资金存放与使用情况的核查意见 中天国富证券有限公司（以下简称"中天国富证券"或"保荐机构"）作为 深圳市科思科技股份有限公司（以下简称"科思科技"或"公司"） 首次公开 发行股票并在科创板上市的保荐机构，根据《中天国富证券有限公司关于深圳市 科思科技股份有限公司首次公开发行股票并在科创板上市之保荐总结报告书》： 截至 2023 年 12 月 31 日，科思科技首次公开发行股票的持续督导期已届满。由 于科思科技募集资金尚未使用完毕，根据《证券发行上市保荐业务管理办法》、 《上海证券交易所科创板股票上市规则》、《上市公司监管指引第 2 号——上市 公司募集资金管理和使用的监管要求》及《上海证券交易所科创板上市公司自律 监管指引第 1 号——规范运作》等相关规定，中天国富证券仍需对募集资金使用 相关事项履行督导义务。综上，中天国富证券对科思科技 2024 年度募集资金的 存放与实际使用情况进行了审慎核查，具体核查情况如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到账情况 经中国证券监督管理委员会《关于同意深圳市科思科技股份有限公司首 ...

中天国富证券有限公司 1 / 9 公司于 2021 年 12 月 22 日召开第二届董事会第十七次会议、第二届监事会 第十四次会议，审议通过了《关于变更部分募投项目实施主体并向全资子公司增 资用于实施募投项目的议案》，同意公司首次公开发行股票募投项目"研发技术 中心建设项目"之芯片相关业务的实施主体由公司变更为公司全资子公司深圳高 芯思通科技有限公司（以下简称"高芯思通"），并使用 3,156 万元募集资金向高 芯思通增资，用于实施"研发技术中心建设项目"之芯片相关业务。公司于 2022 年 4 月 1 日召开第二届董事会第十八次会议，公司与高芯思通、保荐机构中天国富 证券有限公司、招商银行股份有限公司深圳分行共同签订《募集资金四方监管协 议》，就"研发技术中心建设项目之芯片相关业务"开立募集资金存储专用账户， 对该部分募集资金的存放和使用情况进行监管。 公司于 2023 年 4 月 28 日召开第三届董事会第五次会议、第三届监事会第四 次会议，审议通过了《关于部分募投项目内部投资结构调整及延期的议案》，同 意公司调整研发技术中心建设项目的内部投资结构，减少与土地房产相关的研发 中心购置费用和装修改造工程费， ...

深圳市科思科技股份有限公司 舆情管理制度 第一章 总 则 第一条 为了加强深圳市科思科技股份有限公司（以下简称"公司"）的舆情管理 工作，推动公司完善舆情快速反应和应急处置机制，提升公司投资价值，切实保护投资 者特别是社会公众投资者的合法权益，根据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司投资者关系管理工作指引》《上海证券交易所科创板上市公司自律 监管指引第 1 号——规范运作》《上海证券交易所股票科创板上市规则》（以下简称"《上 市规则》"）以及《深圳市科思科技股份有限公司章程》（以下简称"《公司章程》"） 及其他有关法律、法规、规范性文件的规定，结合本公司实际情况，制定本制度。 第二条 本制度所称"舆情"是指： （一）投资者关系突发事件，主要包括报刊、电视、网络等媒体对公司进行的负面 报道、不实报道，公司发生重大诉讼或仲裁、受到监管部门立案调查或处罚等事项； （二）社会上存在的已经或将给公司造成不良影响的传言或信息； （三）已经或可能影响公众投资者投资取向，造成公司股价异常波动的信息； （四）其他涉及公司信息披露且可能对公司股票及其衍生品交易价格产生较大影响 的事件信息。 第三条 公司舆 ...

深圳市科思科技股份有限公司 独立董事 2024 年度述职报告 团有限公司、佛山市顺德区诚顺资产管理有限公司、广东顺控铁路投资开发有限 公司、佛山新城投资发展有限公司外部董事；2022 年 7 月至今，任公司独立董 事。 二、独立董事年度履职概况 本人在任职后积极参加了公司召开的所有董事会、股东大会及本人任职的各 专业委员会及独立董事专门会议等相关会议，本着勤勉尽责的态度，认真审阅了 会议议案及相关材料，主动参与各议案的讨论并提出合理建议。2024 年度，公 司董事会、股东大会及本人任职的各专业委员会及独立董事专门会议等相关会议 的召集召开符合法定程序，重大经营决策事项和其他重大事项均履行了相关的审 批程序。本人出席会议的情况如下： （一）出席董事会会议情况 | 独立董事姓名 | 本年度应参加 | 亲自 | 委托出席次 | 缺席 | 是否连续两次未亲 | | --- | --- | --- | --- | --- | --- | | | 董事会次数 | 出席次数 | 数 | 次数 | 自出席会议 | | 关天鹉 | 8 | 8 | 0 | 0 | 否 | 各位股东及股东代表： 2024 年，作为深圳市科思科技股 ...

深圳市科思科技股份有限公司 章 程 二〇二五年四月 | | | | | | 深圳市科思科技股份有限公司 章 程 第一章 总 则 第一条 为维护深圳市科思科技股份有限公司（以下简称"公司"）、股东和 债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法》（以 下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）等法 律法规及规范性文件的有关规定，制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司。 公司系以整体变更方式设立，在深圳市市场监督管理局注册登记，取得营业 执照，统一社会信用代码为 91440300758626314J。 第三条 公司于 2020 年 9 月 15 日经中国证券监督管理委员会（以下简称"证 监会"）注册，首次向社会公众发行人民币普通股 18,883,558 股，于 2020 年 10 月 22 日在上海证券交易所科创板上市。 第四条 公司名称： 中文名称：深圳市科思科技股份有限公司 英文名称：ShenZhen Consys Science&Technology Co., Ltd. 第五条 公司住所： 深圳市南山区粤海街道高新区社 ...

深圳市科思科技股份有限公司 章 程 二〇二五年四月 | | | | | | 深圳市科思科技股份有限公司 章 程 第一章 总 则 中文名称：深圳市科思科技股份有限公司 英文名称：ShenZhen Consys Science&Technology Co., Ltd. 第五条 公司住所： 深圳市南山区粤海街道高新区社区科苑南路 3156 号深 圳湾创新科技中心 2 栋 A 座 23 层。 1 第一条 为维护深圳市科思科技股份有限公司（以下简称"公司"）、股东和 债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法》（以 下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）等法 律法规及规范性文件的有关规定，制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司。 公司系以整体变更方式设立，在深圳市市场监督管理局注册登记，取得营业 执照，统一社会信用代码为 91440300758626314J。 第三条 公司于 2020 年 9 月 15 日经中国证券监督管理委员会（以下简称"证 监会"）注册，首次向社会公众发行人民币普通股 18,883,558 股，于 20 ...

深圳市科思科技股份有限公司 独立董事 2024 年度述职报告 各位股东及股东代表： 2024 年，作为深圳市科思科技股份有限公司（以下简称"公司"）的独立董 事，本人严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上海证 券交易所科创板股票上市规则》等有关法律法规、规范性文件的有关要求以及《公 司章程》《独立董事工作制度》的有关规定，在 2024 年度工作中忠实、勤勉地履 行职责，独立、负责地行使职权，及时了解公司生产经营信息，全面关注公司发 展状况，积极参与公司股东大会、董事会及本人任职的各专业委员会及独立董事 专门会议，对重大事项积极参与沟通并独立、审慎、客观地发表意见，为董事会 科学决策提供有力支撑，充分发挥独立董事的独立作用，有效促进公司决策的公 平合理性及运作的规范性，切实维护公司及股东尤其是中小股东的合法利益。现 就 2024 年度独立董事履职情况报告如下： 一、独立董事基本情况 本人符合法律、行政法规及其他有关规定对独立董事任职资格的规定，任职 符合《上市公司独立董事管理办法》第六条规定的独立性要求，不存在影响独立 性的情况。本人具备上市公司运作的基本知识，并在所从事的专业领域积累了丰 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥20,759,952.76, representing a 45.24% increase compared to ¥14,293,060.78 in the same period last year[3] - The net profit attributable to shareholders was -¥58,352,536.93, a decrease of 9.00% from -¥53,533,822.19 year-on-year[3] - The net cash flow from operating activities was -¥52,388,091.89, reflecting a decline of 101.22% compared to -¥26,035,778.72 in the previous year[3] - The company achieved operating revenue of CNY 20.76 million, a year-on-year increase of 45.24%[12] - The net profit was CNY -60.46 million, a year-on-year decrease of 2.09% due to a higher proportion of software radar information processing equipment delivered in the first quarter[12] - The total comprehensive income for the period was -60,457,864.86 RMB, compared to -59,218,119.95 RMB in the previous period, indicating a slight increase in losses[25] Research and Development - Research and development expenses totaled ¥53,070,032.02, down 20.14% from ¥66,451,064.19 in the same period last year[5] - The ratio of R&D expenses to operating revenue decreased by 209.28 percentage points to 255.64%[5] - The company is focusing on R&D in artificial intelligence and smart systems, enhancing its core competitiveness in wireless communication products[12] - The new generation of smart wireless radio baseband processing chip has been successfully tested, which will strengthen the company's market position[12] - The company is adjusting its fundraising project structure to increase investment in R&D while keeping the total fundraising amount unchanged[13] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,263,489,195.25, a decrease of 1.76% from ¥2,304,011,565.59 at the end of the previous year[5] - Total liabilities increased to $168,627,950.88 from $148,692,456.35, representing a rise of 13.4%[19] - The equity attributable to shareholders decreased to $2,117,031,713.76 from $2,175,384,250.70, a decline of 2.7%[20] - The company reported a significant increase in accounts receivable, totaling $504,321,181.00, compared to $550,987,050.67 in the previous year[19] Cash Flow - The net cash flow from operating activities was -52,388,091.89 RMB for Q1 2025, worsening from -26,035,778.72 RMB in Q1 2024[28] - Cash inflow from operating activities totaled 91,849,471.49 RMB, up from 79,195,169.76 RMB year-over-year, reflecting a growth of approximately 16.8%[28] - Cash outflow from operating activities increased to 144,237,563.38 RMB, compared to 105,230,948.48 RMB in the previous year, representing a rise of about 37%[28] - The net cash flow from investing activities was 491,971,425.64 RMB, a significant improvement from -5,033,190.64 RMB in the prior year[28] - The cash and cash equivalents at the end of the period stood at 1,165,665,938.54 RMB, compared to 1,310,689,771.86 RMB at the end of the previous year[29] Shareholder Information - The total number of common shareholders at the end of the reporting period was 5,880[9] - The largest shareholder, Liu Jiande, holds 40,113,741 shares, representing 37.93% of the total shares[9] Future Strategy - The company plans to focus on market expansion and new product development as part of its future strategy[24] - The company has approximately CNY 408 million in hand orders and production notifications, including verbal orders[12] - The company invested CNY 20 million in its wholly-owned subsidiary, increasing its registered capital from CNY 10 million to CNY 30 million[13] - The company has frozen funds of CNY 10.24 million in its bank account due to a lawsuit, which does not impact its fundraising projects[14] - The company has also frozen funds of CNY 690,900 in its subsidiary's bank account due to a contract dispute, with no adverse effects on operations[15]

Financial Performance - The company's operating revenue for 2024 was CNY 235.38 million, a slight decrease of 0.39% compared to CNY 236.29 million in 2023 [24]. - The net profit attributable to shareholders decreased by 31.94% year-on-year, amounting to CNY -268.17 million in 2024 [25]. - Basic earnings per share fell by 32.94% to CNY -2.56 in 2024 [26]. - The company's total assets decreased by 10.43% year-on-year, totaling CNY 2.30 billion at the end of 2024 [25]. - The company's net assets attributable to shareholders decreased by 11.39% year-on-year, amounting to CNY 2.18 billion [28]. - The company's total liabilities increased by 9.01% to 148.69 million yuan [115]. - The cash flow from operating activities was -70.51 million yuan, an improvement of 45.38% compared to the previous year [109]. - The company reported a total investment scale of 108,682 million RMB for ongoing projects, with an expected adjustment based on project implementation conditions [93]. Research and Development - Research and development expenses accounted for 113.04% of operating revenue, an increase of 8.76 percentage points compared to the previous year [27]. - The company has established a complete innovation R&D system and a team with extensive experience and technical expertise [75]. - The company is focusing on the development of a multi-mode, multi-standard wireless transceiver chip, with a projected revenue of 6,000.00 million, aimed at next-generation smart wireless products [91]. - The company is committed to addressing user needs in complex electromagnetic environments, focusing on anti-jamming and mobile communication capabilities, which are critical for the smart wireless communication market [90]. - The company has established strategic partnerships with universities such as Xi'an University of Electronic Science and Technology and the University of Macau to promote technology exchange and results transformation [80]. Corporate Governance - The company has confirmed that all board members attended the board meeting, ensuring governance compliance [5]. - The company has not reported any significant differences in governance compared to regulatory requirements [178]. - The board of directors consists of 5 members, with 2 independent directors, representing 40% of the board [176]. - The supervisory board is composed of 3 members, including 1 employee representative, ensuring compliance with legal requirements [176]. - The company has established detailed information disclosure management systems to prevent insider trading and ensure compliance [177]. Market and Industry Trends - The global C5ISR market is expected to reach $161.2 billion by 2027, with a CAGR of 8.3%, and the Asia-Pacific region is anticipated to grow the fastest at 12% [53]. - The demand for intelligent unmanned systems is experiencing explosive growth, driven by advancements in AI and the integration of various unmanned equipment [54]. - The electronic information industry has stringent requirements for product quality, including high resistance to destruction and interference, and adaptability to harsh environments [58]. - The company is actively expanding into new markets and fields, particularly in the unmanned and intelligent sectors, leading to revenue breakthroughs [123]. Strategic Initiatives - The company plans to distribute profits by increasing capital reserves, with a proposal to issue 4.9 shares for every 10 shares held, without cash dividends or bonus shares [7]. - The company is actively pursuing new product development and market expansion, although some new products are still undergoing customer trials and have not yet generated significant revenue [28]. - The company aims to build a complete industrial chain covering chips, modules, complete machines, and systems, focusing on intelligent and unmanned equipment [167]. - The company plans to deepen its market presence in emergency, mining, and marine industries, enhancing customer engagement and service efficiency [168]. Compliance and Regulatory Issues - The company received a warning letter from the Shenzhen Securities Regulatory Bureau for failing to disclose significant impairment matters for the 2022 fiscal year [194]. - The company also received a regulatory warning from the Shanghai Stock Exchange based on the previous warning from the Shenzhen Securities Regulatory Bureau [195]. - The company has initiated a special rectification process to address the issues raised in the regulatory warnings, involving the board of directors and senior management [196]. Product Development and Innovation - The company has made significant progress in AI technology integration, applying it to various intelligent scenarios including intelligent perception and decision-making [40]. - The first generation of self-developed intelligent wireless radio baseband processing chips has successfully completed trial production and is entering the commercialization phase [43]. - The company is developing a drone swarm communication system with a total expected investment of ¥2,000,000, with ¥1,468,300 invested to date [88]. - The company has developed core technologies in areas such as exclusive cloud technology and intelligent wireless self-organizing network technology, achieving significant breakthroughs [75]. Financial Management - The company emphasizes the importance of financial management and efficient use of raised funds, ensuring compliance with regulations and enhancing project implementation [171]. - The company plans to use raised funds for capital contributions to fully-owned subsidiaries for project implementation [200]. - The company will report on the use of raised funds and their storage situation for the first half of 2024 [200].