本公司及监事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 国海证券股份有限公司（以下简称公司）第九届监事会第 十六次会议通知于 2023 年 10 月 19 日以电子邮件方式发出， 会议于 2023 年 10 月 30 日在广西南宁市滨湖路 46 号国海大厦 1 楼会议室以现场会议方式召开，会议应到监事 3 名，实到监 事 3 名。王洪平监事通过视频方式参加会议，其他 2 名董事现 场参加会议。会议由公司监事长兰海航先生主持。会议的召集、 召开、表决符合《公司法》及《公司章程》的规定，决议合法 有效。会议以投票表决的方式通过了如下议案： 一、《关于审议公司 2023 年第三季度报告的议案》 表决结果：同意 3 票，反对 0 票，弃权 0 票。 经审核，监事会认为董事会编制和审议公司 2023 年第三 季度报告的程序符合法律、行政法规及中国证监会的规定，报 告内容真实、准确、完整地反映了公司 2023 年第三季度的经 营成果和财务状况等实际情况，不存在任何虚假记载、误导性 陈述或者重大遗漏。 1 证券代码：000750 证券简称：国海证券 公告编号：2023-43 国海证 ...

证券代码：000750 证券简称：国海证券 公告编号：2023-42 国海证券股份有限公司 第九届董事会第二十六次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 国海证券股份有限公司（以下简称公司）第九届董事会 第二十六次会议通知于 2023 年 10 月 19 日以电子邮件方式 发出，会议于 2023 年 10 月 30 日在广西南宁市滨湖路 46 号 国海大厦 4 楼会议室以现场会议与视频会议相结合的方式召 开，会议应到董事 9 人，实到董事 9 人。王海河董事、赵妮 妮董事、倪受彬独立董事、刘劲容独立董事通过视频方式参 加会议，其他 5 名董事现场参加会议。会议由公司董事长何 春梅女士主持。会议的召集、召开、表决符合《公司法》及 《公司章程》的规定，决议合法有效。会议以投票表决的方 式审议通过了如下议案： 一、《关于审议公司 2023 年第三季度报告的议案》 表决结果：同意 9 票，反对 0 票，弃权 0 票。 本议案已经董事会审计委员会审议通过。 公司 2023 年第三季度报告与本公告同日在《中国证券 报》《证券时报》《上海证券报》《证券 ...

证券代码：000750 证券简称：国海证券 公告编号：2023-44 国海证券股份有限公司 关于计提及冲回资产减值准备的公告 二、计提资产减值准备对公司的影响 本期计提资产减值准备金额共计 2,599.23 万元，将减 少公司本期利润总额 2,599.23 万元，减少公司本期净利润 1,949.42 万元。 三、计提资产减值准备的具体说明 为真实、公允地反映国海证券股份有限公司（以下简称 公司）的财务状况以及经营成果，基于谨慎性原则，公司根 据《企业会计准则》相关规定和公司会计政策，对有关资产 进行了评估，在 2023 年上半年已计提资产减值准备的基础 上（详见公司于 2023 年 8 月 5 日披露的《关于计提资产减 值准备的公告》），公司 2023 年 7-9 月（以下简称本期）计 提及冲回各项资产减值准备共计 2,599.23 万元。明细如下： 单位：万元 | 资产名称 | 本期计提及冲回资产减值准备金额 | | --- | --- | | 买入返售金融资产 | 2,741.06 | | 其他 | -141.83 | | 合计 | 2,599.23 | 注：计提以正数列示，冲回以负数列示。 以上为公司初 ...

证券代码：000750 证券简称：国海证券 国海证券股份有限公司投资者关系活动记录表 | --- | --- | --- | |----------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------| | | | 编号：2023-05 | | | √特定对象调研 □分析师会议 | | | 投资者关系活动类别 | □媒体采访 □业绩说明会□新闻发布会 □路演活动□现场参观 | | | | □其他 （请文字说明其他活动内容） | | | 参与单位名称 | 山西证券股份有限公司 | | | 及人员姓名 | | 研究所所长助理、非银金融分析师：刘丽女士 | | | | | | 地点 公司 | | | | | | 副总裁程明先生、合规总监兼董事会秘书覃力先 | ...

股票代码：000750 股票简称：国海证券 公告编号：2023-41 债券代码：114803 债券简称：20 国海 03 国海证券股份有限公司 2020年非公开发行公司债券（第二期） 2023年本息兑付及摘牌公告 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 特别提示： 国海证券股份有限公司(以下简称"公司")于 2020 年 8 月 19 日发行国海证券股份有限公司 2020 年非公开发行公司 债券（第二期）(以下简称"20 国海 03"或"本期债券"， 债券代码 114803)。本期债券将于 2023 年 8 月 21 日（因 2023 年 8 月 19 日为非交易日，故顺延至下一个交易日）支付 2022 年 8 月 19 日至 2023 年 8 月 18 日期间的利息及本期债券的 本金。本次本息兑付的债权登记日为 2023 年 8 月 18 日，凡 在 2023 年 8 月 18 日下午深圳证券交易所收市后，在中国证 券登记结算有限责任公司深圳分公司（以下简称"中国结算 深圳分公司"）登记在册的全体本期债券持有人享有本次兑 付的本金及利息。为确保本息兑 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥2,077,020,947.31, representing a 23.34% increase compared to ¥1,684,018,938.70 in the same period of 2022[14]. - Net profit attributable to shareholders was ¥390,213,833.15, a significant increase of 61.68% from ¥241,344,565.23 in the previous year[14]. - The net profit after deducting non-recurring gains and losses was ¥388,591,897.41, up 38.51% from ¥280,548,542.76 in the same period last year[14]. - The total assets as of June 30, 2023, amounted to ¥78,040,446,840.63, reflecting a 5.69% increase from ¥73,840,835,618.47 at the end of 2022[14]. - The total liabilities increased by 7.34% to ¥58,504,288,131.48 from ¥54,504,682,690.01 at the end of 2022[14]. - Basic earnings per share rose to ¥0.07, a 75.00% increase compared to ¥0.04 in the same period last year[14]. - The weighted average return on equity improved to 2.08%, an increase of 0.79 percentage points from 1.29% in the previous year[14]. - The total comprehensive income attributable to shareholders of the parent company rose by 71.99% to CNY 397,428,153.19 from CNY 231,074,494.54 year-on-year[21]. - The company's total profit increased by 52.45% year-on-year, reaching 57,711.72 million yuan[40]. Risk Management - The company faces various risks including market risk, credit risk, liquidity risk, operational risk, and reputation risk, and has established an internal control and risk management system[8]. - The company emphasizes the importance of risk awareness in its forward-looking statements and plans[2]. - The liquidity coverage ratio increased slightly to 154.74% from 154.43%, remaining above the regulatory standard of 120%[26]. - The risk coverage ratio decreased by 37.36 percentage points to 199.41% from 236.77% at the end of 2022, remaining above the regulatory standard of 120%[26]. - The company has established mechanisms for decision-making, execution, and monitoring to enhance credit risk management[101]. - The company has developed a liquidity risk management system centered on liquidity coverage and net stable funding ratios, ensuring liquidity needs are met promptly and cost-effectively[109]. - The company has established a comprehensive risk management framework, including a four-tier risk management organization and various risk management policies to cover market, credit, operational, liquidity, and reputational risks[119]. Business Operations - The company operates in multiple financial services including securities brokerage, investment consulting, and asset management[12]. - The company operates 121 retail wealth management outlets across 21 provincial regions, with a leading market share in Guangxi[27]. - The company has provided financial services to nearly 600 enterprises, focusing on IPOs and refinancing[28]. - The company has developed a diverse product chain in asset management, including equity, fixed income, and asset securitization[30]. - The company has expanded its alternative investment business, focusing on technology, new consumption, and health sectors[30]. - The company has maintained the top market share in securities brokerage in Guangxi for several years, with 48 branches covering the entire region[35]. - The company has established strategic partnerships with local governments and key enterprises to enhance direct financing capabilities and provide comprehensive financial services[36]. Shareholder Information - The total number of shares remained unchanged at 5,444,525,514, with 100% being unrestricted shares[156]. - The total number of common shareholders at the end of the reporting period was 156,668, with a net increase of 1,042,700 shares held by Guangxi Investment Group[159]. - Guangxi Investment Group holds 1,224,547,488 shares, representing 22.49% of total shares[159]. - The company has not conducted any share buybacks or new share issuances during the reporting period[156]. - The company has no restricted shares in circulation during the reporting period[157]. Legal and Compliance - The company has no non-operating fund occupation by controlling shareholders or related parties during the reporting period[128]. - There were no significant lawsuits or arbitration cases exceeding CNY 10 million during the reporting period[130]. - The company has actively cooperated with regulatory authorities following a minor violation involving short-term trading by a director's spouse, resulting in a warning letter[141]. - The company has organized a training session on compliance for directors and senior management to enhance awareness of regulatory obligations[141]. Future Plans - The company plans not to distribute cash dividends or issue bonus shares for the first half of 2023[2]. - The company plans to enhance its customer development and management strategies in the second half of 2023, focusing on optimizing its investment research system[55]. - The company aims to introduce high-quality, low-risk financial products in the second half of 2023 to boost sales and retention rates[58]. - The company plans to deepen customer coverage and expand asset categories and scale in the second half of 2023[69]. - The company aims to enhance its research capabilities and actively seek investment opportunities in growth sectors in the second half of 2023[68]. Financial Reporting - The financial report for the first half of 2023 has not been audited by an accounting firm[2]. - The company has not made any retrospective adjustments or restatements to previous accounting data[13]. - The company follows the enterprise accounting standards, ensuring that the financial statements reflect a true and complete view of its financial position as of June 30, 2023[183]. - The company’s financial reporting is conducted in Renminbi, which is the functional currency for its operations[184].

证券代码：000750 证券简称：国海证券 国海证券股份有限公司投资者关系活动记录表 编号：2023-04 | | □特定对象调研 □分析师会议 | | | | | | | --- | --- | --- | --- | --- | --- | --- | | 投资者关系活 | □媒体采访 √业绩说明会 | | | | | | | | □新闻发布会 □路演活动 | | | | | | | 动类别 | □现场参观 | | | | | | | | □其他 （请文字说明其他活动内容） | | | | | | | 参与单位名称 及人员姓名 | 参与国海证券 2022 年度业绩说明会的投资者 | | | | | | | 时间 | 2023 年 5 日下午 15:00-17:00 | | | 月 | 12 | | | 地点 | 全 者 关 系 互 动 平 台 " | 景 | 网 | " | 投 | 资 | | | （https://ir.p5w.net/c/000750.shtml） | | | | | | | 上市公司接待 | 公司总裁卢凯先生、独立董事阮数奇先生、副总裁兼财务总 | | | | | | | 人员姓名 ...

证券代码：000750 证券简称：国海证券 公告编号：2023-24 欢迎广大投资者积极参与。 特此公告。 为充分尊重投资者、提升交流的针对性，现就公司 2022 年度业绩说明会提前向投资者公开征集问题，广泛听取投资 者的意见和建议。投资者可于 2023 年 5 月 11 日（星期四） 15:00 前访问 https://ir.p5w.net/zj/，进入问题征集专题 1 页面向公司提问。公司将在 2022 年度业绩说明会上，对投 资者普遍关注的问题进行回答。 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 为便于广大投资者更加全面、深入地了解国海证券股份 有限公司（以下简称公司）的情况，增进公司与广大投资者 的沟通与交流，公司定于 2023 年 5 月 12 日（星期五）下午 15:00-17:00 在全景网举办 2022 年度业绩说明会。本次年度 业绩说明会将采用网络远程的方式举行，投资者可登录全景 网"投资者关系互动平台"（http://ir.p5w.net）参与本 次年度业绩说明会。 出席本次年度业绩说明会的人员有：公司总裁卢凯先 生、独立董事阮数奇先 ...

Financial Performance - The company reported a total operating revenue of approximately 3.617 billion CNY, a decrease of 30.05% compared to 2021[160]. - The company's net profit attributable to shareholders decreased by 67.40% to CNY 249,245,881.77 from CNY 764,619,396.32[170]. - The company's total revenue for 2022 was ¥3,616,665,497.93, a decrease of 30.05% compared to ¥5,170,261,555.13 in 2021[41]. - The net profit after deducting non-recurring gains and losses was ¥287,397,353.37, a decrease of 63.56% compared to ¥788,580,527.31 in 2021[41]. - The operating profit for 2022 was approximately 511.46 million CNY, down 57.04% from the previous year[162]. - The company reported a significant decline in the number of IPOs, with 2,696 cases in 2022, down 13% year-on-year[128]. - The company’s net profit for 2022 was 111,770,324.39, a decrease of 70.19% compared to 374,912,270.79 in 2021[60]. Capital Structure - The company reported a total registered capital of CNY 5,444,525,514 and a net capital of CNY 13,010,100,760.71[13]. - The registered capital increased from 716,780,629 yuan to 1,791,951,572 yuan after a stock dividend and capital reserve conversion in September 2012[21]. - The company completed a private placement of 500,000,000 shares in July 2015, raising its registered capital to 2,810,361,315 yuan[21]. - In January 2020, the company issued 1,228,983,542 shares, increasing its registered capital to 5,444,525,514 yuan[23]. - The total equity attributable to shareholders at the end of 2022 was ¥18,607,245,845.34, a slight increase of 0.23% from ¥18,565,212,841.80 in 2021[41]. Risk Management - The company faces various risks including market risk, credit risk, liquidity risk, operational risk, and reputation risk, and has established an internal control and risk management system[11]. - The company has implemented a comprehensive risk management system, including a risk control committee and specialized risk management teams across all business units[197]. - The company has established a liquidity risk management system centered on liquidity coverage ratio and net stable funding ratio, ensuring liquidity needs are met in a timely manner at reasonable costs[199]. - The company has developed a comprehensive reputation risk management mechanism, covering risk identification, assessment, monitoring, reporting, response, and summary[200]. - The company has not encountered any major money laundering risk events or violations of anti-money laundering regulations during the reporting period[196]. Business Operations - The company has maintained its main business in the capital market services industry since its listing on August 9, 2011[17]. - The company has a diverse range of business qualifications, including securities brokerage, investment consulting, and asset management[18]. - The company operates 122 retail wealth management branches across 21 provincial regions, with 52 branches in Guangxi, holding the largest market share in the region[67]. - The company has established multiple branches across major cities, including Beijing, Shanghai, and Shenzhen, enhancing its market presence[28]. - The company has established a comprehensive credit financing solution, including margin trading and securities lending, under the "Hai Zhi Rong" product system[69]. Revenue and Growth Projections - Guohai Securities reported a significant increase in revenue, reaching 1.2 billion RMB, representing a 15% year-over-year growth[34]. - The company anticipates a revenue growth forecast of 10% for the next fiscal year, driven by new product launches and market expansion strategies[34]. - The company provided guidance for the next fiscal year, projecting revenue growth of 15% to reach approximately 1.725 billion[35]. - New product launches are expected to contribute an additional 200 million in revenue, with a focus on innovative technology solutions[35]. - The company is exploring potential acquisitions to strengthen its market position, with a budget of 500 million allocated for this purpose[35]. Customer Engagement and Satisfaction - The company’s user base expanded to 5 million active accounts, a 20% increase compared to the previous year[34]. - Customer satisfaction ratings improved to 85%, indicating a positive response to recent service enhancements[34]. - The company aims to build a comprehensive research-driven operational system in 2023, focusing on customer service and increasing market influence[159]. - The company added 212 new clients in 2022, marking a 91% year-on-year increase in client numbers[155]. - The company plans to implement a differentiated marketing strategy in 2023 to enhance customer experience and expand the client base for margin financing and securities lending[153]. Financial Health and Liquidity - The company's cash flow from operating activities was negative at -¥2,526,360,597.08, compared to positive cash flow of ¥1,056,520,132.11 in 2021[41]. - The liquidity coverage ratio improved to 154.43% in 2022 from 152.59% in 2021, indicating better short-term financial stability[50]. - The company's cash and cash equivalents increased by 20.56% from ¥20,045,967,467.62 in 2021 to ¥24,167,580,546.92 in 2022[51]. - The company's total liabilities decreased by 3.79% to ¥54,504,682,690.01 from ¥56,649,287,019.84 in the previous year[41]. - The company has not experienced any significant liquidity risks during the reporting period, maintaining a robust capital position[195]. Strategic Initiatives - The company is planning to rename the "Strategic and Investment Committee" to "Strategic and ESG Committee" pending shareholder approval[24]. - The company is focusing on expanding its wealth management market, with a shift towards professional, customized, and intelligent services[182]. - The company aims to enhance its capital strength, research capabilities, and comprehensive financial service abilities as part of its 2023 operational plan[184]. - The company plans to enhance its product line and improve asset allocation and customized service capabilities in 2023[109]. - The company is investing in technology integration, optimizing its digital platforms, and enhancing its data management capabilities[185].

Financial Performance - Net profit attributable to shareholders for Q1 2023 was RMB 226.32 million, a significant increase of 333.19% year-on-year[5] - Operating revenue for Q1 2023 was RMB 988.82 million, up 49.12% from RMB 663.10 million in Q1 2022[5] - The total comprehensive income attributable to shareholders was RMB 235.17 million, reflecting a 524.44% increase year-on-year[9] - Net profit for Q1 2023 reached RMB 256.65 million, compared to RMB 77.85 million in the same period last year, representing a significant increase[19] - The earnings per share (EPS) for Q1 2023 was RMB 0.04, compared to RMB 0.01 in Q1 2022, marking a 300% increase[19] Assets and Liabilities - Total assets as of March 31, 2023, reached RMB 81.41 billion, an increase of 10.25% compared to the end of 2022[5] - The company's total liabilities increased by 13.40% to RMB 61.81 billion as of March 31, 2023[5] - The total liabilities as of March 31, 2023, amounted to RMB 61.81 billion, up from RMB 54.50 billion at the end of 2022, reflecting an increase of 13.00%[17] - The company's total assets reached RMB 81.41 billion, compared to RMB 73.84 billion at the end of 2022, indicating a growth of 10.00%[17] - The total number of common shareholders at the end of the reporting period is 161,301[10] Cash Flow - The net cash flow from operating activities was RMB 7.11 billion, compared to a negative cash flow of RMB 671.68 million in the same period last year[9] - The net cash flow from operating activities for Q1 2023 was RMB 7,113,436,404.93, a significant improvement compared to a net outflow of RMB 671,678,460.40 in Q1 2022[20] - Total cash inflow from operating activities reached RMB 11,717,109,710.07, up from RMB 4,049,240,782.36 in the same period last year[20] - The net cash flow from investment activities was negative at RMB -7,855,252,135.85, contrasting with a positive inflow of RMB 3,198,531,410.86 in Q1 2022[20] - Cash inflow from financing activities amounted to RMB 3,696,275,000.00, compared to RMB 117,199,000.00 in Q1 2022[20] Investment Income - The company reported a significant increase in investment income, amounting to RMB 124.80 million, compared to a loss of RMB 8.44 million in Q1 2022[8] - The investment income for Q1 2023 was RMB 124.80 million, a recovery from a loss of RMB 8.44 million in Q1 2022[19] Shareholder Information - The largest shareholder, Guangxi Investment Group Co., Ltd., holds 22.49% of shares, totaling 1,224,547,488 shares[10] - The company has no preferred shareholders as indicated in the report[12] Financial Investments - The company's financial investments in other debt investments increased to 13,337,629,492.02 RMB from 5,463,534,409.83 RMB year-over-year[15] - The fair value changes of other debt investments contributed positively to other comprehensive income, with a net increase of RMB 10.21 million[8] Operating Expenses - The company’s total operating expenses for Q1 2023 were RMB 653.13 million, an increase from RMB 570.82 million in Q1 2022, reflecting a growth of 14.43%[19] Other Comprehensive Income - The company reported a significant increase in other comprehensive income, with a net amount of RMB 8.85 million in Q1 2023 compared to a loss of RMB 14.58 million in the same period last year[19]