宁夏东方钽业股份有限公司 2017 年半年度报告全文 宁夏东方钽业股份有限公司 2017 年半年度报告 2017 年 08 月 1 宁夏东方钽业股份有限公司 2017 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司负责人李春光、主管会计工作负责人秦宏武及会计机构负责人(会计主 管人员)谷志英声明：保证本半年度报告中财务报告的真实、准确、完整。 除下列董事外，其他董事亲自出席了审议本次半年报的董事会会议 | 未亲自出席董事姓名 | 未亲自出席董事职务 | 未亲自出席会议原因 | 被委托人姓名 | | --- | --- | --- | --- | | 陈林 | 董事 | 出差 | 赵文通 | | 尹文新 | 董事 | 出差 | 李春光 | | 李耀忠 | 独立董事 | 出差 | 何雁明 | 半年度报告内容中涉及的未来计划以及无法预知的可能存在的各种经营性 风险、政策风险、诉讼风险等前瞻性陈述因存在不确定性，不构成公司对投资 者的实质承诺，请投资者注意投资 ...

证券代码：000962 证券简称：东方钽业 公告编号：2017-022 宁夏东方钽业股份有限公司 2017 年第一季度报告正文 1 宁夏东方钽业股份有限公司 2017 年第一季度报告正文 宁夏东方钽业股份有限公司 2017 年第一季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主 管人员)孙慧智声明：保证季度报告中财务报表的真实、准确、完整。 2 宁夏东方钽业股份有限公司 2017 年第一季度报告正文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增 | | --- | --- | --- | --- | | | | | 减 | | 营业收入（元） | 238,734,913.45 | 185,416,358.72 | 28 ...

Financial Performance - In 2016, the company's operating revenue was ¥871,137,228.14, a decrease of 19.41% compared to ¥1,081,011,526.11 in 2015[22] - The net profit attributable to shareholders was ¥29,004,856.59, a significant improvement of 104.55% from a net loss of ¥637,134,311.94 in 2015[22] - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of ¥328,540,668.57, which is a 50.68% improvement from a loss of ¥666,138,306.03 in 2015[22] - The net cash flow from operating activities increased by 30.52% to ¥343,067,398.53, compared to ¥262,852,846.67 in 2015[22] - The basic earnings per share improved to ¥0.0658 from a loss of ¥1.4453 in 2015, marking a 104.55% increase[22] - The company reported a cumulative net loss of ¥403,746,413.95 as of December 31, 2016, raising concerns about its ability to continue as a going concern[11] - The company plans not to distribute cash dividends or issue bonus shares for the year[11] - The company achieved a total operating revenue of ¥871,137,228.14 in 2016, a decrease of 19.41% compared to ¥1,081,011,526.11 in 2015[54] - The total profit for 2016 was 104 million yuan, marking a turnaround from loss to profit compared to the previous year[45] - The company's total revenue for 2016 was CNY 918,306,676.99, a decrease of 22.82% compared to CNY 1,189,776,044.64 in 2015[60] Market Challenges - The company faces risks related to declining sales volume and prices of its main products, as well as potential market share impacts in 2017[7] - The company is experiencing challenges with long accounts receivable periods and significant amounts due to lenient credit policies[8] - The company faced challenges due to a sluggish market and overcapacity in the metal products sector, leading to a significant decline in demand for traditional products[60] - The overall economic performance of the non-ferrous metal industry improved in 2016, but the tantalum and niobium sector continued to face low demand and pricing pressures[85] - The company aims to enhance operational quality and reduce costs while expanding market reach in 2017, focusing on overcoming challenges in the tantalum and niobium industry[85] Sales and Revenue - The company achieved a 1.5 times increase in sales of tantalum metal materials in the semiconductor sputtering coating materials sector compared to the previous year[36] - The company maintained a 30% market share in the international market for capacitor-grade tantalum powder and 60% for tantalum wire used in capacitor anodes[33] - The company reported a 34% year-on-year increase in sales of niobium and tantalum products in the materials additive sector[36] - Domestic sales accounted for ¥510,176,398.97, representing 58.56% of total revenue, a decline of 25.62% year-on-year[54] - Domestic sales amounted to CNY 481,675,412.11, down 22.12% from CNY 588,200,754.39 in the previous year, while international sales increased by 8.55% to CNY 360,960,829.17 from CNY 330,105,922.60[60] Cost Management - The cost of raw materials accounted for 62.65% of total operating costs, totaling CNY 575,340,984.98, down 34.67% from CNY 880,681,552.59 in 2015[59] - Labor costs increased by 16.18% to CNY 102,707,886.94, representing 11.18% of operating costs[59] - The company successfully reduced accounts receivable by 31.50% through intensified collection efforts during the reporting period[37] - The company reduced inventory costs by over ¥200 million through comprehensive analysis and management of inventory structure[48] - Financial expenses were saved by over ¥20 million through enhanced budget management and risk prevention measures[48] Research and Development - Research and development expenses for 2016 were 32.43 million yuan, representing over 3% of sales revenue[40] - The company successfully completed 104 national and provincial-level research projects since 2006, winning 11 national and provincial-level scientific progress awards[40] - The number of R&D personnel increased by 19.15% to 224 in 2016 from 188 in 2015[67] - In 2017, the company has set 39 research projects to improve product quality and address technical issues[88] Corporate Governance - The company has established a governance structure that complies with the requirements of the China Securities Regulatory Commission[177] - The independent directors actively participated in board meetings, attending 8 meetings and having no absences, demonstrating strong governance[183] - The audit committee conducted 4 meetings during the reporting period, reviewing key financial reports and ensuring compliance with internal controls[187] - The company has a clear organizational structure with a board of directors consisting of 9 members, including 3 independent directors, ensuring effective governance[181] Legal and Compliance Issues - There are ongoing litigation matters involving an amount of 2,725.94 million yuan, with no expected impact on the company's profits[107] - The company has entered execution procedures for multiple contract disputes, indicating ongoing legal challenges[109] - The company is actively seeking to resolve outstanding debts through legal channels[109] - The company has not faced any bankruptcy reorganization or significant litigation issues during the reporting period[106] Social Responsibility and Sustainability - The company emphasizes the integration of economic development and social responsibility, focusing on sustainable development and value creation for stakeholders[129] - The company invested CNY 1,200 million in environmental protection in 2016[132] - The company has implemented safety production and environmental protection measures, enhancing safety management and performance[130] - The company has a commitment to social responsibility, as evidenced by the publication of its 2016 Social Responsibility Report[132] Shareholder Relations - The company held its annual shareholder meeting with a participation rate of only 0.02% on May 13, 2016, indicating low investor engagement[182] - The company maintains a strong relationship with its shareholders, with several board members also holding positions in shareholder companies[164] - The company’s major shareholder pledged 20 million shares, which were reported on January 13, 2016[133] Financial Audit and Reporting - The audit report issued by Zhongtian Accounting Firm provided an unqualified opinion on the financial statements for the year ended December 31, 2016[200] - The internal control evaluation included all units with total assets and revenue contributing 100% to the consolidated financial statements[192] - The company's management is responsible for ensuring the financial statements are prepared in accordance with accounting standards and reflect a true and fair view[198]

Financial Performance - In 2016, the company's operating revenue was ¥871,137,228.14, a decrease of 19.41% compared to ¥1,081,011,526.11 in 2015[22] - The net profit attributable to shareholders was ¥29,004,856.59, a significant improvement of 104.55% from a net loss of ¥637,134,311.94 in 2015[22] - The net profit after deducting non-recurring gains and losses was a loss of ¥328,540,668.57, which is 50.68% better than the loss of ¥666,138,306.03 in the previous year[22] - The net cash flow from operating activities increased by 30.52% to ¥343,067,398.53 from ¥262,852,846.67 in 2015[22] - The basic earnings per share improved to ¥0.0658 from a loss of ¥1.4453 in 2015, marking a 104.55% increase[22] - The company reported a cumulative net loss of ¥403,746,413.95 as of December 31, 2016, raising concerns about its ability to continue as a going concern[11] - The company plans not to distribute cash dividends or issue bonus shares for the year[11] - The company reported a net profit attributable to ordinary shareholders of 29,004,856.59 in 2016, with no cash dividends proposed[96] - The company has not distributed cash dividends or bonus shares in the reporting period, and no plans for capital reserve transfers to increase share capital[96] Market and Sales Performance - The company faces risks related to declining sales volume and prices of its main products, as well as potential market share impacts in 2017[7] - The company achieved a 1.5 times increase in sales of tantalum metal materials compared to the previous year[35] - The company maintained a 30% market share in the international market for capacitor-grade tantalum powder[32] - Domestic sales were ¥510,176,398.97, representing 58.56% of total revenue, a decline of 25.62% from the previous year[53] - The company's domestic sales decreased by 22.12% to CNY 481,675,412.11, while foreign sales increased by 8.55% to CNY 360,960,829.17[56] - The total sales volume dropped by 43.26% to 9,446 tons, and production volume fell by 48.23% to 9,358 tons[56] - The company experienced a significant decline in demand for traditional products due to economic downturns and industry overcapacity[56] Cost Management and Efficiency - The company reduced inventory costs by over ¥200 million through comprehensive analysis and management of inventory structure[48] - Financial expenses were saved by over ¥20 million through enhanced budget management and risk prevention measures[48] - The company completed a quality improvement and efficiency enhancement of over ¥70 million, exceeding its 2016 target[48] - The average on-time delivery rate for regular products was 96.65%, surpassing the planned target of 90%[48] - The gross profit margin for the manufacturing sector was -9.06%, reflecting a decrease of 5.00% compared to the previous year[55] - The company's total operating costs decreased by 22.82% to CNY 918,306,676.99[61] Research and Development - Research and development expenses for 2016 were 32.43 million yuan, representing over 3% of sales revenue[45] - The number of R&D personnel increased by 19.15% to 224 in 2016 from 188 in 2015[66] - The proportion of R&D investment to operating income increased by 0.25% to 3.72% in 2016 from 3.47% in 2015[67] - In 2017, the company has set 39 research projects to improve product quality and address technical issues[87] Operational Challenges - The company is experiencing long accounts receivable periods and significant amounts due to lenient credit policies[8] - The company is focused on reducing inventory and accounts receivable to improve capital efficiency[88] - The company faces risks from declining sales and prices of its main products due to market conditions[89] - The company is implementing measures to manage credit risk and improve customer credit evaluations[90] - The company is addressing human resource risks by enhancing training and retention strategies for technical staff[91] Corporate Governance and Compliance - The company has established a structured governance framework with independent directors and a supervisory board to ensure compliance and oversight[161] - The company has revised its internal control systems, ensuring compliance with regulatory requirements and enhancing governance structures[175] - The audit opinion issued by the accounting firm was a standard unqualified opinion, confirming that the financial statements fairly represented the company's financial position[198] - The company has not experienced any changes in the scope of consolidated financial statements compared to the previous year[102] Social Responsibility and Environmental Management - The company emphasizes the integration of social responsibility into its corporate governance and development strategy[128] - The company invested CNY 12 million in environmental protection in 2016[130] - The company has been recognized for its commitment to safety and environmental protection, achieving compliance in waste emissions[130] - The company’s environmental management system has been certified under ISO 14001[130] Shareholder and Equity Information - The total number of shares is 440,832,644, with 440,831,060 being unrestricted shares, reflecting a minor increase of 528 shares[140] - The largest shareholder, China Nonferrous (Ningxia) Oriental Group Co., Ltd., holds 45.80% of the shares, totaling 201,916,800 shares, which are currently pledged[143] - The number of common shareholders increased from 34,708 to 36,232 during the reporting period[143] - The company has not undergone any changes in its controlling shareholder during the reporting period[146] Management and Human Resources - The total number of employees in the company is 1,835, with 1,785 in the parent company and 50 in major subsidiaries[169] - The company has a total of 1,387 production personnel, 56 sales personnel, 223 technical personnel, 30 financial personnel, and 139 administrative personnel[169] - The total pre-tax remuneration for the general manager is 21.55 million CNY, while independent directors receive 6 million CNY each[167] - The company implemented a performance-based salary system, which includes position salary, performance salary, and allowances[171] Legal and Litigation Matters - The company is involved in a lawsuit with an amount of 2,725.94 million yuan, with no expected impact on profits[106] - The company is pursuing further measures to recover outstanding payments from Jiangsu Kejie Company, with a claim amounting to CNY 13.4073 million[108] - The company has entered execution procedures for a case involving Chengdu Jingyuan New Materials Technology Co., Ltd., with a claim of CNY 12.5583 million[108]

宁夏东方钽业股份有限公司 2016 年第三季度报告正文 证券代码：000962 证券简称：*ST 东钽 公告编号：2016-084 宁夏东方钽业股份有限公司 2016 年第三季度报告正文 1 宁夏东方钽业股份有限公司 2016 年第三季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主 管人员)孙慧智声明：保证季度报告中财务报表的真实、准确、完整。 2 宁夏东方钽业股份有限公司 2016 年第三季度报告正文 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增 | | --- | --- | --- | --- | --- | | | | | | 减 | | 总资产（元） | 2,739,867,471.88 | ...

宁夏东方钽业股份有限公司 2016 年半年度报告 2016 年 08 月 1 宁夏东方钽业股份有限公司 2016 年半年度报告全文 宁夏东方钽业股份有限公司 2016 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本报告的董事会会议。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主 管人员)孙慧智声明：保证本半年度报告中财务报告的真实、准确、完整。 半年度报告内容中涉及的未来计划以及无法预知的可能存在的各种经营性 风险、政策风险、诉讼风险等前瞻性陈述因存在不确定性，不构成公司对投资 者的实质承诺，请投资者注意投资风险。 2 | | | 宁夏东方钽业股份有限公司 2016 年半年度报告全文 释义 | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 公司、本公司、东方钽业 | 指 | 宁夏东方钽业股份有限公司 | | 实际控制人 | ...

宁夏东方钽业股份有限公司 2016 年第一季度报告正文 证券代码：000962 证券简称：*ST 东钽 公告编号：2016-039 宁夏东方钽业股份有限公司 2016 年第一季度报告正文 1 宁夏东方钽业股份有限公司 2016 年第一季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主 管人员)孙慧智声明：保证季度报告中财务报表的真实、准确、完整。 2 宁夏东方钽业股份有限公司 2016 年第一季度报告正文 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增 | | --- | --- | --- | --- | | | | | 减 | | 营业收入（元） | 185,416,358.72 | 271,709,181. ...

宁夏东方钽业股份有限公司 2015 年年度报告全文 宁夏东方钽业股份有限公司 2015 年年度报告 2016 年 04 月 1 宁夏东方钽业股份有限公司 2015 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主 管人员)孙慧智声明：保证年度报告中财务报告的真实、准确、完整。 除下列董事外，其他董事亲自出席了审议本次年报的董事会会议 | | | 本年度报告内容中涉及的未来计划以及无法预知的可能存在的各种经营性 风险、政策风险、诉讼风险等前瞻性陈述因存在不确定性，不构成公司对投资 者的实质承诺，请投资者注意投资风险。 公司因亏损计划不派发现金红利，不送红股，不以公积金转增股本。 2 | | | 宁夏东方钽业股份有限公司 2015 年年度报告全文 释义 | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 公司、本公司、东方钽业 | 指 | 宁夏东方钽业股份有限公司 | ...

宁夏东方钽业股份有限公司 2015 年第三季度报告正文 证券代码：000962 证券简称：东方钽业 公告编号：2015-053 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存在虚 假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 宁夏东方钽业股份有限公司 2015 年第三季度报告正文 所有董事均已出席了审议本次季报的董事会会议。 1 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主管人员)孙慧智声明：保证 季度报告中财务报表的真实、准确、完整。 宁夏东方钽业股份有限公司 2015 年第三季度报告正文 第一节 重要提示 2 宁夏东方钽业股份有限公司 2015 年第三季度报告正文 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增减 | | --- | --- | --- | --- | --- | | 总资产（元） | 3,502,481,670.63 | 4,111,260,850.5 ...

宁夏东方钽业股份有限公司 2015 年半年度报告全文 宁夏东方钽业股份有限公司 2015 年半年度报告 2015 年 08 月 1 宁夏东方钽业股份有限公司 2015 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 公司负责人李春光、主管会计工作负责人赵文通及会计机构负责人(会计主 管人员)孙慧智声明：保证本半年度报告中财务报告的真实、准确、完整。 半年度报告内容中涉及的未来计划以及无法预知的可能存在的各种经营性 风险、政策风险、诉讼风险等前瞻性陈述因存在不确定性，不构成公司对投资 者的实质承诺，请投资者注意投资风险。 2 除下列董事外，其他董事亲自出席了审议本次半年报的董事会会议 未亲自出席董事姓名 未亲自出席董事职务 未亲自出席会议原因 被委托人姓名 白维 独立董事 工作原因 刘斌 班均 独立董事 工作原因 刘斌 朱景和 董事 出国 赵文通 陈林 董事 身体原因 李春光 | 目录 | | --- | ...