法律意见书 国浩律师（银川）事务所 关于宁夏东方钽业股份有限公司 2025 年第六次临时股东会的法律意见书 GHFLYJS〔2025〕585 号 致：宁夏东方钽业股份有限公司 地 址 ： 宁 夏 银 川 市 金 凤 区 北 京 中 路 1 6 6 号 德 宁 国 际 中 心 2 8 / 2 9 层 T. +86 09516011966 F. +86 09516011012 E. grandallyc@grandall.com.cn W. www.grandall.com.cn 邮 编 ： 7 5 0 0 0 2 第 1 页 共 4 页 法律意见书 根据《中华人民共和国公司法》（下称《公司法》）、《中华人民共和 国证券法》（下称《证券法》）、《上市公司股东会规则》（下称《股东会 规则》）和《深圳证券交易所上市公司股东会网络投票实施细则（2025 年 修订）》等法律、法规和规范性文件及《宁夏东方钽业股份有限公司章程》 （下称《公司章程》）的要求，国浩律师（银川）事务所（下称"本所"） 接受公司委托，指派刘庆国、刘杨朔律师出席公司 2025 年第六次临时股东 会（下称"本次会议"），并就会议相关事宜出具本法律意见书 ...

证券代码：000962 证券简称：东方钽业 公告编号：2025-093 号 宁夏东方钽业股份有限公司 2025 年第六次临时股东会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东会没有出现否决议案的情形。 2、本次股东会没有涉及变更前次股东会决议。 一、会议召开和出席情况 （一）会议召开的情况 1、召开时间 （1）现场会议时间：2025 年 11 月 14 日 14:30 （2）网络投票时间：通过深圳证券交易所交易系统进行网络投票 的时间为：2025 年 11 月 14 日上午 9:15～9:25，9:30～11:30，下午 13:00～15:00；通过深圳证券交易所互联网投票系统投票的时间为 2025 年 11 月 14 日 9:15 至 15:00 期间的任意时间。 1 参加本次股东会的股东或股东代表共计 585 人，代表股份 218,175,311 股，占公司有表决权股份总数的 43.2146％。 2、通过现场和网络投票的股东情况 通过现场投票的股东 3 人，代表股份 201,957,499 股，占公司有 表决权股份总数 ...

Group 1 - The core point of the news is that Dongfang Tantalum Industry Co., Ltd. experienced a stock price increase of 5.08%, reaching 27.72 CNY per share, with a trading volume of 447 million CNY and a turnover rate of 3.27%, resulting in a total market capitalization of 13.995 billion CNY [1] - Dongfang Tantalum Industry, established on April 30, 1999, and listed on January 20, 2000, is primarily engaged in the research, production, and sales of tantalum, niobium, beryllium metals, and alloy products. The main business revenue composition is 98.36% from tantalum and niobium alloy products, 1.30% from titanium and titanium alloy products, and 0.34% from other sources [1] Group 2 - From the perspective of major fund holdings, Huaxia Fund has a significant position in Dongfang Tantalum Industry, with Huaxia Stable Growth Mixed Fund (519029) holding 1.9433 million shares, accounting for 3.95% of the fund's net value, ranking as the sixth-largest holding. The estimated floating profit today is approximately 2.604 million CNY [2] - Huaxia Stable Growth Mixed Fund (519029) was established on August 9, 2006, with a current scale of 1.2 billion CNY. Year-to-date returns are 43.49%, ranking 1438 out of 8145 in its category, while the one-year return is 32.01%, ranking 1766 out of 8059. Since inception, the fund has achieved a return of 512.4% [2]

Core Viewpoint - Dongfang Tantalum Industry (000962) announced the completion of a binding equity acquisition of Brazil's Taboca Mining Company by its actual controller, China Nonferrous Mining Group Co., Ltd. [1] Group 1: Acquisition Details - Taboca Mining Company owns an operational polymetallic mine for tin, tantalum, and niobium, a tin smelting plant, a tantalum-niobium iron alloy smelting plant, and a UHE hydropower station that supplies power to the mine [1] - The polymetallic mine and tantalum-niobium iron alloy smelting plant are located in the Amazon region of Brazil [1] Group 2: Future Contracts and Supply Chain - In April 2025, the company signed a procurement contract with Taboca Mining Company to purchase approximately 3,000 tons of tantalum-niobium iron alloy raw materials, with an estimated procurement amount of 540 million RMB [1] - This procurement is expected to provide strong support for a stable and controllable supply chain of tantalum-niobium ore raw materials [1] Group 3: Production Capabilities - The company possesses a complete production line from ore wet smelting to the production and processing of tantalum-niobium products [1] - There is an ongoing upgrade and transformation towards high-end products across the entire supply chain [1]

Core Insights - The small metals sector experienced a decline of 1.14% on November 12, with Dongfang Tantalum leading the drop [1] - The Shanghai Composite Index closed at 4000.14, down 0.07%, while the Shenzhen Component Index closed at 13240.62, down 0.36% [1] Small Metals Sector Performance - Notable gainers included: - Huaxi Nonferrous (600301) with a closing price of 33.57, up 5.43% and a trading volume of 180,700 shares, totaling 600 million yuan [1] - Aluminum Co. of China (000960) closed at 24.24, up 4.21% with a trading volume of 532,300 shares, totaling 1.278 billion yuan [1] - Zhongtung High-tech (000657) closed at 22.76, up 2.06% with a trading volume of 1.2753 million shares, totaling 2.917 billion yuan [1] - Decliners included: - Dongfang Silver Industry (000962) down 5.55% to 26.38 with a trading volume of 347,100 shares [2] - Shenghe Resources (600392) down 3.95% to 20.92 with a trading volume of 568,600 shares [2] - Dongfang Cuo Industry (002167) down 3.68% to 13.36 with a trading volume of 396,400 shares [2] Capital Flow Analysis - The small metals sector saw a net outflow of 688 million yuan from major funds, while retail investors contributed a net inflow of 775 million yuan [2] - Key stocks with significant capital flow included: - Zhongtung High-tech (000657) with a net inflow of 168 million yuan from major funds [3] - Aluminum Co. of China (000960) with a net inflow of 115 million yuan from major funds [3] - Huaxi Nonferrous (600301) with a net inflow of 17.93 million yuan from major funds [3]

Core Viewpoint - Dongfang Tantalum Industry focuses on its core business of tantalum and niobium, emphasizing technological advancement and innovation to enhance production efficiency and product quality [2] Group 1: Business Strategy - The company aims to optimize its industrial layout by concentrating on full wet processing, improving tantalum powder quality, stabilizing tantalum wire production, expanding pyrometallurgy, strengthening finished products, and enhancing value chain development [2] - Dongfang Tantalum Industry is committed to integrating production and research, establishing a robust talent development mechanism, and focusing on technological innovation in new materials [2] Group 2: Technological Innovation - The company prioritizes technological progress and aims to achieve the transformation of high-tech product results through continuous innovation in new materials [2] - Emphasis is placed on both technological innovation and lean management to achieve industrial scale and quality efficiency [2]

Core Viewpoint - The company emphasizes the importance of market value management and has implemented a systematic approach to enhance its market value and investor confidence [2] Group 1: Market Value Management - The company has developed and approved a "Market Value Management System" by the board to systematically advance market value management initiatives [2] - The company is committed to improving the quality of information disclosure and strengthening investor relations management through various communication channels [2] - The company is actively researching and evaluating diverse value-sharing plans, including cash dividends, to introduce measures that align with the long-term interests of the company and all shareholders [2] Group 2: Investor Communication - The company maintains communication with investors through performance exchange meetings, "Interactive Easy," and investor hotline services [2] - The company aims to explore multi-dimensional and multi-faceted market value management methods to enhance its overall value [2]

Group 1 - The core point of the news is that Dongfang Tantalum Industry Co., Ltd. experienced a 5.01% drop in stock price, closing at 26.53 yuan per share, with a trading volume of 5.11 billion yuan and a turnover rate of 3.76%, resulting in a total market capitalization of 133.94 billion yuan [1] - Dongfang Tantalum, established on April 30, 1999, and listed on January 20, 2000, is primarily engaged in the research, production, and sales of tantalum, niobium, and beryllium metal and alloy products, with 98.36% of its main business revenue coming from tantalum and niobium alloy products [1] - The company has a minor revenue contribution from titanium and titanium alloy products at 1.30%, and other categories account for 0.34% and 0.01% respectively [1] Group 2 - From the perspective of fund holdings, one fund under China Europe Fund has a significant position in Dongfang Tantalum, with the China Europe Cycle Select Mixed Fund A (019888) holding 55,900 shares, representing 3.74% of the fund's net value, making it the tenth largest holding [2] - The fund has reported a floating loss of approximately 78,300 yuan today [2] - The China Europe Cycle Select Mixed Fund A was established on November 14, 2023, with a latest scale of 26.57 million yuan, achieving a year-to-date return of 81.63% and ranking 154 out of 8,147 in its category [2]

Group 1: Company Overview and Activities - The company, Dongfang Tantalum Industry Co., Ltd., is involved in the production and supply of tantalum and niobium products [1][2] - The investor activity record indicates a site visit and meetings with various asset management companies [2][3] Group 2: Supply Chain and Raw Material Procurement - The company has secured a binding equity acquisition of Taboca Mining Company in Brazil, which includes a multi-metal mine and smelting facilities [4] - A procurement contract for approximately 3,000 tons of iron niobium tantalum alloy has been signed, with an estimated value of 540 million RMB, ensuring a stable supply chain [4] Group 3: Market Demand and Production Capacity - The company aims to optimize its product structure to meet the growing demand in the tantalum and niobium industry, driven by advancements in high-tech fields such as 5G and defense [4] - Current production capabilities are insufficient to meet downstream market demands, necessitating new projects and upgrades [4] Group 4: Project Developments - The company is advancing its superconducting cavity construction projects to enhance R&D and production capabilities [5][6] - The project for a production line capable of producing 100 superconducting cavities has been completed, while another for 400 cavities is progressing as planned [6] Group 5: Future Development Plans - The company plans to focus on the tantalum and niobium sectors, emphasizing technological innovation and efficient management to achieve scale and quality [7] - A commitment to integrating production and research is highlighted, with a focus on developing new high-tech products [7]

Core Viewpoint - The company, Dongfang Tantalum Industry, has achieved significant technological breakthroughs in the production of high-purity tantalum products, which are widely used in various high-tech applications [2] Group 1: Product Applications - The company's products are utilized in superconducting products, high-temperature alloy additives, sputtering targets, tantalum capacitors, hard alloys, and chemical corrosion protection [2] Group 2: Technological Advancements - The company has successfully achieved full-process technological breakthroughs and industrial integration in the production of high-purity tantalum powder, high-purity tantalum ingots, and 12-inch tantalum target blanks [2]