股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | 截至月份: | 2023年10月31日 | 狀態: 新提交 | | --- | --- | --- | | 致：香港交易及結算所有限公司 | | | | 公司名稱: | Holly Futures | | | 呈交日期: | 2023年11月6日 | | | I. 法定/註冊股本變動 | | | 備註： 第 1 頁 共 7 頁 v 1.0.2 FF301 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03678 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 249,700,000 | RMB | | 1 RMB | | 249,700,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | ...

Financial Position - As of September 30, 2023, the company's cash and cash equivalents decreased by 38.30% to ¥3,917,141,861.26 from ¥6,348,666,153.74 at the end of 2022[6] - The company's receivable margin deposits increased by 58.85% to ¥3,263,875,253.27 compared to ¥2,054,665,070.53 at the end of 2022[6] - The company's short-term borrowings amounted to ¥49,778,096.61, a new addition due to business needs[6] - The company's derivative financial assets decreased by 85.09% to ¥2,866,932.96 from ¥19,223,235.33 at the end of 2022[6] - The company's total assets as of September 30, 2023, were ¥8,467,243,864.02, down from ¥10,483,928,699.73 at the end of 2022[12] - The company's other assets increased by 61.32% to ¥44,053,220.31 from ¥27,308,606.63 at the end of 2022[6] - The company's financial investments in trading assets rose to ¥603,683,387.04 from ¥558,851,538.15 at the end of 2022[12] - The company's liabilities related to margin deposits decreased by 96.00% to ¥39,296,880.00 from ¥981,207,968.00 at the end of 2022[6] - The total liabilities decreased to ¥6,624,598,848.74 from ¥8,646,604,790.55, a reduction of about 23.4%[13] - The total equity attributable to shareholders increased slightly to ¥1,842,645,015.28 from ¥1,837,323,909.18, showing a marginal growth of 0.1%[13] Revenue and Profitability - Total operating revenue for the current period reached ¥1,091,026,704.03, an increase of approximately 12.2% compared to ¥972,517,522.02 in the previous period[13] - Net interest income decreased to ¥71,948,393.90 from ¥74,271,039.61, reflecting a decline of about 3.5%[13] - The comprehensive income attributable to the parent company was ¥5,321,106.10, significantly lower than ¥42,603,462.04 in the previous period[15] - Basic and diluted earnings per share were both ¥0.0009, compared to ¥0.0314 in the previous period, reflecting a substantial decline[15] - Net profit for the current period was CNY 910,875.82, down 96.84% from CNY 28,836,569.26 in the previous period[28] - Total profit for the current period was CNY 1,811,265.89, a decline of 95.14% compared to CNY 37,271,802.36 in the previous period[28] - Investment loss amounted to CNY -11,161,429.38, a significant decrease of 744.04% from a profit of CNY 1,733,032.45 in the previous period[28] - The company experienced a 96.38% decrease in operating profit, which was CNY 1,332,939.54 compared to CNY 36,815,971.16 in the previous period[28] - Tax expenses for the current period were CNY 900,390.07, down 89.33% from CNY 8,435,233.10 in the previous period[28] Cash Flow - The net cash flow from operating activities was negative at ¥-2,280,962,072.67, compared to a positive cash flow of ¥482,590,395.06 in the previous period[16] - Cash and cash equivalents at the end of the period totaled ¥3,898,335,309.03, down from ¥4,749,600,966.29, indicating a decrease of approximately 18%[16] - The net cash flow from investing activities was negative at ¥-143,660,341.99, compared to ¥-2,713,001.10 in the previous period, indicating a worsening investment cash flow situation[16] - The company reported a significant increase in cash received from investment activities, totaling ¥11,488,407,839.40, compared to ¥4,955,309,131.56 in the previous period, marking an increase of approximately 131%[16] - Operating cash inflow for the current period was CNY 1,324,416,199.06, a decrease of 39.06% from CNY 2,171,167,712.48 in the previous period[18] Other Comprehensive Income - Other comprehensive income for the current period was CNY 8,679,030.37, an increase of 103.31% from CNY 4,268,800.09 in the previous period[28] - The comprehensive income total for the current period was CNY 5,321,106.10, a decrease of 87.51% from CNY 42,603,462.04 in the previous period[28] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 39,623[29] - Shareholders' equity attributable to shareholders was ¥1,842,645,015.28, a slight increase of 0.29% compared to the previous year[42] Operational Performance - Total revenue for the third quarter was ¥180,039,956.97, a decrease of 17.33% year-over-year[42] - Net profit attributable to shareholders was -¥6,216,092.79, an increase of 3.15% compared to the same period last year[42] - Net profit attributable to shareholders after deducting non-recurring gains and losses was -¥6,489,715.72, a decrease of 0.23% year-over-year[42] - Cash flow from operating activities was -¥2,280,962,072.67, a significant decline of 572.65% compared to the previous year[42] - Total assets at the end of the reporting period were ¥8,467,243,864.02, down 19.24% from the end of the previous year[42] - Basic earnings per share were -¥0.0062, an increase of 8.82% year-over-year[42] - Diluted earnings per share were also -¥0.0062, reflecting the same percentage increase as basic earnings[42] - The weighted average return on net assets was -0.34%, a decrease of 0.02% compared to the previous year[42] - The company received government subsidies amounting to ¥35,643.92 during the reporting period[42] Expense Management - Total operating expenses increased to $1,089,693,764.49 from $935,701,550.86, representing a rise of about 16.43% year-over-year[51] - The management expenses rose to $215,385,738.59 from $173,751,862.98, reflecting an increase of approximately 24.00%[51] Investment Performance - The company incurred credit impairment losses of $657,349.03, contrasting with a recovery of $582,173.79 in the previous year[51] - The company recorded a net foreign exchange gain of $223,033.83, a decrease from $4,917,749.05, indicating a decline of approximately 95.45%[51] - Investment income showed a loss of $11,161,429.38 compared to a gain of $1,733,032.45 in the same period last year, marking a significant downturn[51] - Other comprehensive income after tax amounted to $4,410,230.28, down from $13,766,892.78, reflecting a decrease of about 67.97%[51] Business Development - The company did not report any new product developments or market expansions during this quarter[51]

证券代码：001236 证券简称： 公告编号：2023-052 （一）会议审议通过了《关于公司2023年第三季度报告的议案》。 根据法律法规及《公司章程》等的相关规定，公司编制了《2023年第三季度报告》。 公司董事会审核委员会审议通过了该议案并提交董事会审议。 1 具体内容详见本公司同日披露在巨潮资讯网（http://www.cninfo.com.cn）的《2023年 第三季度报告》（公告编号：2023-053）。 本议案同意票7票，反对票0票，弃权票0票。 一、董事会会议召开情况 弘业期货股份有限公司（以下简称"本公司"或"公司"）于2023年10月27日在公司 会议室以现场结合通讯会议方式召开第四届董事会第十六次会议。提议召开本次会议的通 知已于2023年10月13日以电子邮件方式发出。会议由与会董事共同推举的执行董事、总经 理储开荣先生主持，本次会议应出席董事7人，实际出席7人，其中4名董事（薛炳海先生、 姜琳先生、单兵先生和黄德春先生）以通讯方式参加会议，监事及部分高管列席会议。会 议召开符合《公司法》、《深圳证券交易所股票上市规则》等有关法律法规和《弘业期货 股份有限公司章程》（以下简称"《公司章 ...

於本公告日期，董事會成員包括執行董事儲開榮先生；非執行董事薛炳海先生、姜琳先生及單兵先 生；以及獨立非執行董事黃德春先生、盧華威先生及張洪發先生。 Holly Futures （於中華人民共和國（「中國」）註冊成立的股份有限公司， 中文公司名稱為弘業期貨股份有限公司，在香港以Holly Futures的名義開展業務） （「本公司」） 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容而產生或因倚賴該等內 容而引致的任何損失承擔任何責任。 本公司董事會（「董事會」）謹此宣佈，董事會會議將於2023年10月27日（星期五）舉行，藉以（其中包括） 考慮並批准本公司及其附屬公司截至2023年9月30日止九個月之未經審核第三季度業績及其發佈。 承董事會命 執行董事 儲開榮先生 中國，南京 2023年10月13日 （股份代號：3678） 董事會會議通知 ...

证券代码：001236 证券简称： 公告编号：2023-051 弘业期货股份有限公司（以下简称"公司"）董事会于2023年10月9日收到公司董事 长周剑秋女士的书面辞职报告，周剑秋女士因工作调动原因，申请辞去公司董事长、执行 董事、提名委员会主席、战略委员会主席、法定代表人以及在公司、子公司担任的其他一 切职务。周剑秋女士向董事会确认，其与董事会并无意见分歧，亦无其他因辞职而需知会 股东的事宜。截至本公告日期，周剑秋女士未持有公司股票。 根据《公司法》、《公司章程》等有关规定，周剑秋女士的辞职不会导致公司董事会 低于法定最低人数，辞职报告自送达公司董事会之日起生效。公司将按《公司法》及《公 司章程》的有关规定，尽快确定新董事长人选并完成董事的补选工作。 周剑秋女士在任职期间恪尽职守、勤勉尽责，为推动公司高质量发展发挥了重要作用， 公司及董事会对周剑秋女士的辛勤工作及做出的贡献表示衷心感谢！ 特此公告。 弘业期货股份有限公司董事会 2023年10月9日 1 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | 截至月份: | 2023年9月30日 | 狀態: 新提交 | | --- | --- | --- | | 致：香港交易及結算所有限公司 | | | | 公司名稱: | Holly Futures | | | 呈交日期: | 2023年10月6日 | | | I. 法定/註冊股本變動 | | | | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03678 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 249,700,000 | RMB | | 1 RMB | | 249,700,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 249,700,000 | RMB | ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | 截至月份: | 2023年8月31日 | 狀態: 新提交 | | --- | --- | --- | | 致：香港交易及結算所有限公司 | | | | 公司名稱: | Holly Futures | | | 呈交日期: | 2023年9月6日 | | | I. 法定/註冊股本變動 | | | | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03678 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 249,700,000 | RMB | | 1 RMB | | 249,700,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 249,700,000 | RMB | ...

Financial Performance - The company's total revenue for the reporting period was ¥910,986,747.06, representing a 20.70% increase compared to ¥754,744,074.16 in the same period last year [26]. - The net profit attributable to shareholders decreased by 79.78% to ¥7,126,968.61 from ¥35,254,924.33 year-on-year [26]. - The net cash flow from operating activities was negative at -¥1,453,408,538.41, a decline of 142.91% compared to ¥3,386,828,951.48 in the previous year [26]. - Basic earnings per share dropped by 81.75% to ¥0.0071 from ¥0.0389 in the same period last year [26]. - Total assets at the end of the reporting period were ¥9,616,866,402.16, down 8.27% from ¥10,483,928,699.73 at the end of the previous year [26]. - Total liabilities decreased by 10.17% to ¥7,767,202,416.64 from ¥8,646,604,790.55 year-on-year [26]. - The company's net capital decreased by 18.39% to ¥745,846,293.94 from ¥913,930,072.26 at the end of the previous year [32]. - The total operating revenue for the first half of 2023 was CNY 910,986,747.06, representing a year-on-year increase of 20.70% compared to CNY 754,744,074.16 in the same period last year [76]. - The total operating expenses increased by 27.05% to CNY 900,824,040.71 from CNY 709,013,880.94 year-on-year [76]. - The total profit for the first half of 2023 is not explicitly stated, but the overall financial position indicates a focus on maintaining liquidity and reducing liabilities [196]. Corporate Governance and Management - The financial report includes a commitment to ensure the accuracy and completeness of the financial statements by the management team [4]. - The management team has confirmed that all directors attended the board meeting to review the half-year report [4]. - The company is under the control of the Jiangsu Provincial State-owned Assets Supervision and Administration Commission [17]. - The report includes a section on corporate governance and social responsibility, indicating a commitment to ethical practices [34]. - The company has established a responsibility accountability mechanism to address moral risks associated with employee behavior [115]. - The company has enhanced employee training to strengthen compliance awareness and prevent risks related to unauthorized trading [116]. - There were no changes in the company's board of directors or senior management during the reporting period [127]. - The company did not experience any bankruptcy reorganization matters during the reporting period [140]. - The company has not reported any significant events related to its subsidiaries during the reporting period [166]. Risk Management - The company emphasizes the importance of risk management and has detailed potential risks and countermeasures in the report [4]. - The report highlights the importance of investor awareness regarding forward-looking statements and associated risks [4]. - The company faces various risks, including market risk and internal control risk, and has implemented measures to mitigate these risks [112]. - The company implemented risk control measures, including monitoring market fluctuations and adjusting margin requirements to mitigate market risks [118]. - The company strictly controls the client onboarding process to manage credit risk, ensuring thorough assessment of clients' identities and financial capabilities [119]. - The company increased its investment in information technology to enhance risk management and ensure stable operation of its information systems, with no major incidents reported during the reporting period [121]. Business Operations and Strategy - The company provides a wide range of services including futures brokerage, asset management, and financial asset investment, enhancing its market position [45]. - The company aims to achieve client equity exceeding RMB 10 billion while enhancing its service capabilities in the brokerage business [56]. - The asset management business will focus on stabilizing scale while enriching the product system and enhancing active management capabilities [56]. - The company plans to explore the development of futures and derivatives investment banking services to enhance its comprehensive service capabilities [55]. - The company is expanding its international business by leveraging its platform to develop cross-border income swap operations and enhancing risk management capabilities [57]. - The company aims to optimize its risk management business by increasing the coverage of futures and options, enhancing revenue while controlling risks [57]. - The company is focusing on a multi-faceted business layout, with a "9+4" business direction that includes brokerage, trading consulting, and asset management among others [58]. - The company has actively expanded its futures business and revenue channels in response to the opportunities presented by the reform of the futures industry in China [66]. Market and Trading Insights - The trading volume in China's futures market for the first half of 2023 was 3,950,879,084 contracts, a year-on-year increase of 29.71% [37]. - The total trading value in the futures market reached ¥2,621,266.85 billion, reflecting a 1.81% increase compared to the previous year [37]. - The Zhengzhou Commodity Exchange saw a significant increase in trading volume, with a total of 1.687 billion contracts traded, up 64.11% year-on-year [38]. - In the first half of 2023, the chemical sector achieved a trading volume of 1.195 billion contracts, an increase of 20.467 million contracts year-on-year, maintaining the highest trading volume in the industry [40]. - The black chain index saw a year-on-year increase of 6.376 million contracts, ranking second in trading volume [40]. - The precious metals sector experienced a significant inflow of funds, with a capital increase of 8.829 billion yuan, reaching a total of 49.129 billion yuan [41]. Environmental and Social Responsibility - The company is committed to optimizing ESG disclosures in response to stricter regulatory requirements, focusing on environmental commitments and social responsibilities [121]. - The company is developing green financial derivatives to support the green industry and integrate ESG factors into its decision-making processes [121]. - The company has established a carbon futures research center in collaboration with the China Research Institute of Green Finance [134]. - The company has signed cooperation agreements with several provincial enterprises to enhance financial services for energy-saving and environmental protection industries [134]. - The company reported no environmental penalties during the reporting period and adheres to all relevant environmental regulations [132]. Shareholder Information - The company reported a plan not to distribute cash dividends, issue bonus shares, or increase capital from reserves [5]. - The total number of common shareholders at the end of the reporting period is 39,157 [176]. - The largest shareholder, Jiangsu Suhao Holdings, holds 27.33% of the shares, totaling 275,456,700 shares [176]. - The second largest shareholder, Hong Kong Central Clearing, holds 24.78% of the shares, totaling 249,689,949 shares [176]. - The company has a total of 6.34% of shares held by Jiangsu Huihong International Group [176]. - The company has not undergone any changes in its controlling shareholder during the reporting period [179]. - There were no changes in the actual controller of the company during the reporting period [180].

证券代码：001236 证券简称： 公告编号：2023-048 监事会认为董事会编制和审议《2023年半年度报告》全文及摘要的程序符合法律、行 政法规和中国证监会、深圳证券交易所的有关规定，报告内容真实、准确、完整地反映了 公司的实际情况，不存在虚假记载、误导性陈述或者重大遗漏。 一、会议召开情况 弘业期货股份有限公司（以下简称"本公司"、"公司"）于2023年8月14日以电子 邮件等通讯方式向全体监事发出关于召开第四届监事会第八次会议的通知，会议于2023年 8月29日以通讯方式召开。本次会议应出席监事3人，实际出席3人，部分高管列席会议。 会议由监事会主席虞虹女士主持，会议的召开符合《公司法》、《深圳证券交易所股票上 市规则》等有关法律法规和《弘业期货股份有限公司章程》的规定。 二、会议表决情况 （一）会议审议通过了《关于公司2023年半年度报告（A股）及摘要的议案》。 具体内容详见本公司同日披露在巨潮资讯网（http://www.cninfo.com.cn）的《2023年 半年度报告》、《2023年半年度报告摘要》（公告编号：2023-049）。 本议案同意票3票，反对票0票，弃权票0票。 1 （二）会 ...

证券代码：001236 证券简称： 公告编号：2023-050 根据中国证监会《期货公司风险监管指标管理办法》等相关规定，弘业期货 股份有限公司（指母公司，下同）作为从事期货经纪业务、资产管理业务的期货 公司，2023 年半年度各项监管指标均符合标准，相关指标具体报告如下： （1）净资本不得低于 3,000 万元，该指标的预警标准为 3,600 万元。 公司 2023 年 6 月 30 日净资本为 74,584.63 万元，符合标准。 （2）净资本与风险资本准备总额的比例（净资本/风险资本准备总额）不得 低于 100%，该指标的预警标准为 120%。 公司 2023 年 6 月 30 日净资本与风险资本准备总额的比例（净资本/风险资 本准备总额）为 227%，符合标准。 （3）净资本与净资产的比例不得低于 20%，该指标的预警标准为 24%。 公司 2023 年 6 月 30 日净资本与净资产的比例（净资本/净资产）为 40%， 符合标准。 （4）流动资产与流动负债的比例不得低于 100%，该指标的预警标准为 120%。 （5）负债与净资产的比例不得高于 150%，该指标的预警标准为 120%。 公司 202 ...