证券代码：001236 证券简称：弘业期货 独立意见书 根据《中华人民共和国公司法》、《上市公司独立董事规则》、《深圳证券 交易所上市公司自律监管指引第1号--主板上市公司规范运作》、《深圳证券交易 所股票上市规则》等法律法规及《弘业期货股份有限公司章程》的有关规定，我 们作为弘业期货股份有限公司（以下简称"公司"）的独立董事，本着认真负责的 态度，基于独立、审慎、客观的立场，经对公司提交的有关资料、决策程序等进 行核查，对公司2023年半年度控股股东及其他关联方占用公司资金及公司对外担 保情况进行了认真的检查和落实，并作如下专项说明及独立意见： 一、 关于控股股东、实际控制人及其他关联方资金占用情况的独立意见 我们对2023年上半年控股股东、实际控制人及其他关联方占用资金情况进 行核查后认为：本报告期内，公司不存在任何股东及其他关联方占用公司资金 的情况。 二、 关于公司累计和当前对外担保情况的独立意见 本报告期内，公司及子公司没有提供任何对外担保，也不存在以前年度发 生并累积至2023年6月30日的对外担保情形。截至2023年6月30日，公司（含对 子公司担保）及子公司担保余额为0元。 （以下无正文） （ ...

证券代码：001236 证券简称： 公告编号：2023-047 一、董事会会议召开情况 弘业期货股份有限公司（以下简称"本公司"或"公司"）于2023年8月29日在公司 会议室以现场结合通讯会议方式召开第四届董事会第十五次会议。提议召开本次会议的通 知已于2023年8月14日以电子邮件方式发出。会议由董事长周剑秋女士主持，本次会议应 出席董事8人，实际出席8人，通讯出席2人（姜琳先生、单兵先生以通讯方式参加会议）， 监事及部分高管列席会议。会议召开符合《公司法》、《深圳证券交易所股票上市规则》 等有关法律法规和《弘业期货股份有限公司章程》（以下简称"《公司章程》"）的规定 二、董事会会议审议情况 经审议，本次会议表决形成如下决议： （二）会议审议通过了《关于公司2023年中期业绩公告与中期报告（H股）的议案》。 根据香港联合交易所有限公司证券上市规则、《期货公司监督管理办法》等法律法规 以及监管部门的要求，公司编制了H股2023年半年度报告，包括公司截至2023年6月30日止 六个月之未经审核综合业绩公告。 本议案同意票8票，反对票0票，弃权票0票。 （三）会议审议通过了《关于公司2023年上半年净资本等各项 ...

弘业期货股份有限公司 2023 年半年度非经营性资金占用及其他关联资金往来 情况汇总表 编制单位：弘业期货股份有限公司 单位：万元 | | 资金占 | 占用方与上 | 上市公司核 | 2023 年期 | 2023 | 年半年 度占用累计 | 2023 年半年 度占用资金 | 2023 年半 | 2023 年半 | 占用形 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 用方名 | 市公司的关 | 算的会计科 | 初占用资 | | 发生金额 | 的利息（如 | 年度偿还累 | 年度期末占 | 成原因 | 占用性质 | | | 称 | 联关系 | 目 | 金余额 | | （不含利 | 有） | 计发生金额 | 用资金余额 | | | | | | | | | | 息） | | | | | | | 控股股东、实际控 制人及其附属企业 | | | | | | | | | | | 非经营性占用 | | 小计 | - | - | - | | | | | | | | - | | 前控股股东、实 ...

承董事會命 董事長兼執行董事 周劍秋女士 中國，南京 2023年8月14日 Holly Futures （於中華人民共和國（「中國」）註冊成立的股份有限公司， 中文公司名稱弘業期貨股份有限公司，在香港以Holly Futures的名義開展業務） （「本公司」） （股份代號：3678） 董事會會議通知 本公司董事會（「董事會」）謹此宣佈，董事會會議將於2023年8月29日（星期二）舉行，藉以（其中包括） 考慮及批准本公司及其附屬公司截至2023年6月30日止六個月之未經審核中期業績及其發佈，並考慮 派發中期股息（如有）。 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容而產生或因依賴該等內 容而引致的任何損失承擔任何責任。 於本公告日期，董事會成員包括執行董事周劍秋女士及儲開榮先生；非執行董事薛炳海先生、姜琳 先生及單兵先生；以及獨立非執行董事黃德春先生、盧華威先生及張洪發先生。 ...

证券代码：001236 证券简称：弘业期货 弘业期货股份有限公司 投资者关系活动记录表 编号：2023 -001 | 投资者关系活动类别 | ☐特定对象调研 ☐分析师会议 | | --- | --- | | | ☐媒体采访 业绩说明会 | | | ☐新闻发布会 ☐路演活动 | | | ☐现场参观 | | | ☐其他（请文字说明其他活动内容） | | 参与单位名称及人员姓名 | 线上参与公司2022年度网上业绩说明会的全体投资者 | | 时间 | 2023年06月20日 15:00-16:00 | | 地点 | 价值在线（https://www.ir-online.cn/） | | | 党委书记、董事长、执行董事 周剑秋女士 党委副书记、总经理、执行董事 储开荣先生 | | | 独立董事 黄德春先生 | | 上市公司接待人员姓名 | 财务负责人 陈蓉平女士 | | | 党委委员、副总经理、董事会秘书 黄海清先生 | | | 中信建投证券股份有限公司投行委并购部副总裁，保荐代表人 武 | | | 立华先生 | | | 1 .公司的"A+H"双通道资本布局是否能够为贵公司创建衍生 品投行提供资金保障？是否考虑拓展 ...

证券代码：001236 证券简称： 公告编号：2023-030 弘业期货股份有限公司(以下简称"公司")已于2023年3月30日披露了《2022年 年度报告》及《2022年年度报告摘要》。为进一步加强与投资者的互动交流，提升公 司投资者关系管理水平，使广大投资者能更深入全面地了解公司情况，公司将于2023年 6月20日(星期二)下午15:00-16:00召开2022年度网上业绩说明会，现将有关事项公告如 下： 一、 活动的时间、方式 活动时间： 2023年6月20日(星期二) 下午15:00-16:00。 活动方式：网络互动方式，通过"价值在线"网站(www.ir-online.cn) 开展本次活 动。 弘业期货股份有限公司董事会 2023年6月15日 二、 出席人员 公司拟出席本次活动的人员有：党委书记、董事长、执行董事周剑秋女士，党委副 书记、总经理、执行董事储开荣先生，独立董事黄德春先生，财务负责人陈蓉平女士， 党委委员、副总经理、董事会秘书黄海清先生，及公司保荐机构中信建投证券股份有限 公司保荐代表人武立华先生。 三、投资者参与方式 1 投资者可于 2023 年 6 月 20 日（星期二） 15:00 ...

Financial Performance - Total operating revenue for Q1 2023 was ¥165,299,348.86, a decrease of 21.39% compared to ¥210,283,134.20 in the same period last year[14] - Net profit attributable to shareholders was ¥5,830,109.25, down 17.29% from ¥7,048,446.92 year-on-year[14] - Basic earnings per share decreased by 25.64% to ¥0.0058 from ¥0.0078 in the same period last year[14] - The total comprehensive income for the period was 2,527,097.10, down 58.08% from 6,028,051.86 year-on-year[24] - Net profit for the current period was ¥5,830,109.25, compared to ¥7,048,446.92 in the previous period, a decline of approximately 17.3%[39] Cash Flow - Net cash flow from operating activities was -¥1,799,404,576.67, a decline of 746.03% compared to ¥278,533,354.86 in the previous year[14] - Operating cash inflow totaled ¥168,028,309.98, while cash outflow from operating activities reached ¥1,967,432,886.65, resulting in a net cash flow from operating activities of -¥1,799,404,576.67[48] - The net cash flow from financing activities was -28,103,896.28, worsening from -4,777,538.42 in the previous period[26] - The company recorded a net cash inflow from financing activities of ¥12,903,861.19, compared to ¥6,776,551.27 in the previous period, showing an increase of approximately 90%[48] Assets and Liabilities - Total assets at the end of Q1 2023 were ¥9,632,108,986.79, down 8.13% from ¥10,483,928,699.73 at the end of the previous year[14] - Total liabilities decreased to ¥7,792,257,980.51 from ¥8,646,604,790.55, reflecting a decline of approximately 9.9%[39] - The company's equity attributable to shareholders increased slightly to ¥1,839,851,006.28 from ¥1,837,323,909.18, an increase of about 0.1%[39] Revenue Sources - The net income from commission and fees was ¥45,684,901.64, a decrease of 41.42% compared to ¥77,982,092.25 in the same period last year[17] - Other business income decreased by 40.25% to ¥86,222,626.57 from ¥144,306,192.35 in the previous year, primarily due to a decline in the scale of futures and spot basis trading[17] - Net interest income decreased to ¥20,439,199.15 from ¥28,508,376.93, reflecting a decline of about 28.5%[39] - Cash received from sales of goods and services was ¥85,608,196.33, down from ¥161,561,486.26 in the previous period, indicating a decline of approximately 47%[48] Investment and Losses - Investment losses increased by 111.60% to -¥10,964,646.76 from -¥5,181,776.82 year-on-year, mainly due to losses from derivative financial instruments[17] - The company reported a fair value gain of ¥23,981,086.56, compared to a loss of ¥35,044,041.08 in the previous period[39] Other Financial Metrics - The company reported a significant increase in tax and additional charges by 359.65% to ¥1,368,894.69 from ¥297,812.24 year-on-year, mainly due to new property taxes[17] - The company experienced a foreign exchange loss of -3,303,041.78, compared to -1,020,387.19 in the previous period, indicating increased volatility in currency exchange rates[24] - The company received a significant increase in non-operating income, totaling 265,283.49, which is an increase of 320.50% compared to 63,087.99 in the previous period[24] - The company received government subsidies amounting to ¥42,982.44, which are closely related to its normal business operations[49]

Financial Performance - The company reported a total revenue of RMB 100 million for the fiscal year 2022, representing a year-on-year increase of 15%[32]. - The total operating revenue for 2022 was ¥1,527,746,679.22, a decrease of 6.84% compared to ¥1,639,864,789.14 in 2021[116]. - The net profit attributable to shareholders for 2022 was ¥12,381,909.10, down 84.56% from ¥80,211,471.47 in 2021[116]. - The net profit after deducting non-recurring gains and losses was ¥7,916,124.71, a decline of 89.91% compared to ¥78,418,773.49 in the previous year[116]. - The basic earnings per share for 2022 was ¥0.0132, down 85.07% from ¥0.0884 in 2021[116]. - The company reported a basic earnings per share of CNY 0.0385, down 57.32% from CNY 0.0902 in 2021[139]. - The net profit for 2022 was CNY 36,224,759.13, down 55.71% from CNY 81,798,801.56 in the previous year[139]. - The net profit after deducting non-recurring gains and losses was CNY 32,095,506.96, a decline of 61.12% compared to CNY 82,549,979.42 in 2021[139]. - The cash flow from operating activities for 2022 was ¥1,925,086,936.60, representing a 55.80% increase from ¥1,235,606,986.00 in 2021[116]. - The net cash flow from operating activities increased by 41.79% to CNY 1,820,541,530.81 from CNY 1,283,947,298.45 in 2021[139]. Market Conditions - In 2022, the domestic securities market saw significant declines, with the Shanghai Composite Index down 15.13%, Shenzhen Component Index down 25.85%, CSI 300 Index down 21.63%, and Hang Seng Index down 15.46%[10]. - In 2022, the domestic futures market transaction volume was 67.68 billion lots, a decrease of 9.93% year-on-year[127]. - The brokerage business revenue for the industry was CNY 23.375 billion, a decrease of 25.79% year-on-year[151]. - Jiangsu Province's GDP reached RMB 12.29 trillion in 2022, with a growth rate of 2.8%, indicating a favorable economic environment for the company's operations[188]. - The per capita disposable income in Jiangsu Province was RMB 49,862 in 2022, reflecting a year-on-year increase of 5.0%[188]. Business Expansion and Strategy - The company actively expanded its futures business and revenue channels in response to the competitive landscape of the futures industry[13]. - The company is expanding its market presence in Southeast Asia, targeting a 25% increase in market share by 2024[32]. - The company plans to pursue strategic acquisitions to enhance its service offerings, with a budget of RMB 50 million allocated for potential targets[32]. - The company aims to enhance its service capabilities for the real economy and leverage its various licenses to provide more value-added services in 2023[171]. - The company has established a stable sales team that maintains close relationships with clients, supporting domestic expansion and operations[193]. Product and Service Development - The company has launched new products and services, including video broadcasts and live streams, to enhance investor engagement[8]. - New product launches in 2022 contributed to 30% of total revenue, indicating a successful market introduction[32]. - In 2022, the company launched 16 new futures and options products, including 2 futures and 14 options[181]. Risk Management and Financial Health - The company has implemented new risk management strategies, which are expected to reduce operational risks by 15%[32]. - The company maintains a strong liquidity position with a current ratio of 2.5, ensuring sufficient funds for operational needs[32]. - The company’s net capital at the end of 2022 was RMB 913.93 million, an increase of 28.96% from RMB 708.70 million at the end of 2021[175]. - The net assets of the company increased by 9.88% to RMB 1,861.82 million at the end of 2022, compared to RMB 1,694.48 million at the end of 2021[175]. Awards and Recognition - The company has received multiple awards in 2022, including recognition as one of China's best futures companies and for its contributions to social responsibility[9]. - Hongye Futures has maintained an A-class regulatory category from the China Securities Regulatory Commission for fourteen consecutive years, indicating enhanced competitiveness in the futures industry[153]. Infrastructure and Technology - The company established three independent data centers to ensure stable online trading platform operations, with one in Nanjing and two in Shanghai[8]. - The company has maintained a stable trading platform, which is crucial for customer loyalty and attracting new clients[8]. - Research and development expenses increased by 18%, totaling RMB 15 million, focusing on innovative trading technologies[32]. - The company provides efficient online trading services, allowing clients to execute trades in real-time and access detailed account data[192]. Company Structure and Qualifications - The registered capital of the company is RMB 100,777.7778 million, with a net capital of RMB 91,393.01 million[83]. - The company holds a financial futures brokerage qualification approved by the China Securities Regulatory Commission on August 7, 2007[57]. - The company was approved for asset management business qualification on November 15, 2012, by the China Securities Regulatory Commission[58]. - The company has established subsidiaries, including Hongye Capital with a registered capital of RMB 50,000 million, fully owned by the company[80]. - The company’s stock is listed on both the Shenzhen Stock Exchange and the Hong Kong Stock Exchange, with stock codes 001236 (A shares) and 03678 (H shares)[83].

股票代码：001236 股票简称：弘业期货 弘业期货股份有限公司投资者关系活动 记录表 编号：2022-001 | --- | --- | --- | --- | --- | |--------------------|-------------------------------------|-----------------------------------------------------|-------|-------| | | | | | | | | | 特定对象调研 □分析师会议 | | | | 投资者关系活动类别 | □媒体采访 | □业绩说明会 | | | | | □新闻发布会 □路演活动 | | | | | | □现场参观 | | | | | | □其他（请文字说明其他活动内容） | | | | | | 南方基金：金岚枫、朱伟豪 | | | | | 活动参与人员 | 华泰证券：王可 农银汇理基金：李芳洲 | 公司：财务负责人陈蓉平、副总经理/董事会秘书黄海清、 | | | | | 副总经理吴久锋、证券部相关人员 | | | | | 时间 | 2022 年 9 月 9 | 日（星期五）下午 ...

Financial Performance - Total operating revenue for Q3 2022 was ¥217,773,447.86, a decrease of 65.97% compared to the same period last year[6] - Net profit attributable to shareholders was -¥6,418,355.07, a decline of 194.67% year-on-year[6] - Net profit excluding non-recurring gains and losses was -¥6,504,359.05, down 221.69% from the previous year[6] - Total operating revenue for the third quarter was ¥972,517,522.02, a decrease of 31.4% compared to ¥1,417,646,833.24 in the same period last year[24] - The net profit for the current period is 28,836,569.26 CNY, a decrease of 44.8% compared to 52,081,137.81 CNY in the previous period[26] - The total comprehensive income for the current period is 42,603,462.04 CNY, down from 50,911,050.81 CNY, a decrease of 16.5%[29] - The total profit for the current period is 37,271,802.36 CNY, compared to 72,676,428.16 CNY in the previous period, a decrease of 48.8%[26] Cash Flow - Cash flow from operating activities for the year-to-date was ¥482,590,395.06, a decrease of 59.07% compared to the same period last year[6] - The cash inflow from operating activities is 2,171,167,712.48 CNY, down from 2,754,650,743.67 CNY, indicating a decrease of 21.2%[30] - The net cash flow from operating activities was $482.59 million, a decrease of 59% compared to $1.18 billion in the previous period[33] - The company reported a total cash outflow from operating activities of $1.69 billion, up from $1.58 billion in the previous period[33] Assets and Liabilities - Total assets at the end of the reporting period were ¥9,234,250,292.45, an increase of 14.24% from the end of the previous year[6] - Total assets as of September 30, 2022, amounted to ¥9,234,250,292.45, up from ¥8,083,101,074.92 at the beginning of the year, representing an increase of 14.3%[24] - Total liabilities increased to ¥7,348,125,465.53 from ¥6,400,934,068.24, marking a rise of 14.8%[24] - Shareholders' equity attributable to the parent company was ¥1,886,124,826.92, up 12.12% from the end of the previous year[6] - Shareholders' equity totaled ¥1,886,124,826.92, compared to ¥1,682,167,006.68, reflecting an increase of 12.1%[24] Income and Expenses - Investment income dropped significantly by 90.29% to ¥1,733,032.45 from ¥17,842,758.78 due to substantial market volatility leading to losses in financial assets[13] - Other income decreased by 88.55% to ¥367,168.60, primarily due to a one-time tax refund received by a subsidiary in the previous year[13] - The company reported a 59.04% decrease in income tax expenses to ¥8,435,233.10, reflecting a decline in total profit[13] - The total operating expenses decreased to 935,701,550.86 CNY from 1,343,504,859.86 CNY, a reduction of 30.3%[26] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 33,333, with the largest shareholder holding 27.33% of the shares[14] - The largest shareholder, Jiangsu Suhao Holding Group Co., Ltd., holds 275,456,777 shares, representing a significant portion of the company's equity[14] Market and Strategic Focus - The company plans to continue focusing on market expansion and new product development to enhance future performance[20] Other Financial Metrics - The company experienced a foreign exchange impact on cash and cash equivalents of $18.64 million, contrasting with a negative impact of -$5.69 million in the prior period[33] - The company paid $19.30 million in various taxes during the period, compared to $45.68 million in the previous period[33] - The company’s cash outflow for investment activities was $4.96 billion, an increase from $2.69 billion in the previous period[33]