北京市嘉源律师事务所 关于深圳市科陆电子科技股份有限公司 2023 年第七次临时股东大会 的法律意见书 西城区复兴门内大街 158 号远洋大厦 4 楼 中国·北京 北京 BEIJING·上海 SHANGHAI·深圳 SHENZHEN·香港 HONGKONG·广州 GUANGZHOU·西安 XI`AN 致：深圳市科陆电子科技股份有限公司 北京市嘉源律师事务所 关于深圳市科陆电子科技股份有限公司 2023 年第七次临时股东大会 的法律意见书 嘉源(2023)-04-640 北京市嘉源律师事务所（以下简称"本所"）接受深圳市科陆电子科技股份 有限公司（以下简称"公司"）的委托，根据《中华人民共和国公司法》（以下 简称"《公司法》"）《上市公司股东大会规则》（以下简称"《股东大会规则》"） 等现行有效的法律、行政法规、部门规章、规范性文件（以下简称"法律法规"） 以及《深圳市科陆电子科技股份有限公司章程》（以下简称"《公司章程》"） 的有关规定，指派本所律师对公司 2023 年第七次临时股东大会（以下简称"本 次股东大会"）进行见证，并依法出具本法律意见书。 为出具本法律意见书，本所指派律师现场见证了本次股东大会，查 ...

证券代码：002121 证券简称：科陆电子 公告编号：2023101 3、中标单位：苏州科陆东自电气有限公司、广东省顺德开关厂有限公司 4、中标品类名称：苏州科陆东自中标品类为10kV SF6全绝缘断路器柜自动化 成套柜、10kV户外开关箱配套SF6全绝缘断路器自动化成套柜、10kV柱上真空断路 器自动化成套设备，顺德开关厂中标品类为低压开关柜。 5、中标总金额：约为人民币12,165.05万元 二、招标单位基本情况 公司名称：中国南方电网有限责任公司 深圳市科陆电子科技股份有限公司 关于控股孙公司收到中标通知书的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 2023年8月3日，中国南方电网有限责任公司在中国南方电网供应链统一服务平 台公告了"南方电网公司2023年配网设备第一批框架招标项目中标候选人公示"， 深圳市科陆电子科技股份有限公司（以下简称"公司"）控股孙公司苏州科陆东自 电气有限公司（以下简称"苏州科陆东自"）和广东省顺德开关厂有限公司（以下 简称"顺德开关厂"）为上述招标项目中标候选人，预中标金额合计约为人民币 12,165.05万元，具 ...

Group 1: Financial Status and Management - The company's asset-liability ratio was approximately 92% at the end of 2022. After the non-public issuance of shares, the ratio is expected to decrease due to an increase in net assets and a reduction in borrowing costs [2] - The company aims to maintain its self-sustaining capability primarily through operational improvements, including cost reduction and enhanced operational efficiency [2] - The company plans to focus on its core business areas of smart grids and energy storage, divesting non-operational and inefficient assets to reduce liabilities [2] Group 2: Energy Storage Industry Insights - Both China and the United States are major incremental markets for new energy storage, with the U.S. being a mature market for large-scale storage [3] - The domestic energy storage industry is influenced by policies, with large-scale electrochemical storage dominating the market. Commercial energy storage is in its early stages, but economic viability is improving due to widening price differences [3] - The company's energy storage business primarily targets the generation side and commercial markets, with a focus on overseas markets, particularly in the Americas [3] Group 3: Strategic Collaborations and Future Plans - The company is exploring localization strategies for overseas markets, such as localized production in Egypt for its meter business [3] - In the context of the "dual carbon" initiative, the energy storage market presents significant long-term opportunities. The company has over ten years of experience in the energy storage sector [3] - Future capital operations will be aligned with the company's strategic and business development needs, with timely disclosures for any major matters [3]

股票代码：002121 股票简称：科陆电子 编号：2023-001 □特定对象调研 □分析师会议 □媒体采访 √业绩说明会 投资者关系活动类 □新闻发布会 □路演活动 别 □现场参观 □其他 （请文字说明其他活动内容） 一、参与单位名称及人员姓名 参与公司 2022 年度网上业绩说明会的投资者 活动参与人员 二、上市公司接待人员姓名 董事长、总裁刘标先生；董事、财务总监熊晓建先生； 独立董事丘运良先生；董事、董事会秘书黄幼平女士。 时间 2023 年 5 月 11 日 15:00-17:00 地点 深圳证券交易所"互动易平台"（http://irm.cninfo.com.cn） "云访谈"栏目 形式 网络文字交流 1、公司储能业务有什么核心竞争力？ 答：投资者您好！公司是国内较早进入储能系统集成领 域的企业。近年来公司深挖储能核心价值，完成了针对 储能系统的多项核心应用功能专项研发，如风-光-储- 柴发电系统的融合技术；弱电网支撑技术；电网末端电 交流内容及具体问 压提升技术；构网型 PCS 技术；离网系统的无限制、无 答记录 主从并联技术等。在产研集成方面，公司的储能系统控 制核心单元全面自研自产，包括 P ...

Investment and Growth Strategy - The company plans to invest in new technologies and products, including new terminals, multi-core meters, and smart switches to support the transition to a new energy internet[33]. - The State Grid plans to invest 500.12 billion RMB in 2022 and over 520 billion RMB in 2023, marking a historical high in grid investment[33]. - The company aims to support the construction of a new power system and enhance energy management through diversified and intelligent technologies[33]. - The company is focusing on developing new products and technologies to meet the rigid demand for new power systems, with key products expected to be prioritized in future tenders by major state-owned enterprises[74]. - The company is focusing on expanding its market presence and enhancing its product offerings through strategic investments and partnerships[129]. - The company aims to enhance its long-term development strategy by focusing on "carbon peak and carbon neutrality" and building a new power system centered on renewable energy[131]. - In 2023, the company plans to integrate smart grid business and increase market share, particularly in mature markets like Europe and the United States[132]. - The company will invest in technology, optimize processes, and enhance talent acquisition to maintain its core competitive advantage[132]. - The company is actively pursuing stock issuance to specific targets and disposing of non-core assets to strengthen working capital[132]. Financial Performance - The company reported a net profit of -¥119.27 million for the year, influenced by investment income of ¥358.30 million and fair value changes of -¥49.58 million[54]. - Total operating revenue for the main business was approximately ¥3.53 billion, representing a year-on-year increase of 10.66%[45]. - The company’s revenue from the smart grid segment was approximately ¥2.52 billion, with a gross profit margin of 30.98%[45]. - The company’s energy storage business achieved significant growth, with a 197.30% increase in revenue compared to the previous year, reaching approximately ¥693.91 million[39]. - The gross profit margin for the energy storage business was reported at 14.05%, reflecting a decrease of 23.12% year-on-year[45]. - The company reported a loss of 1,957.20 million yuan in the current period from its investment in Lifan Technology, with a year-end book value of 3,242.40 million yuan[112]. - The company reported a net profit contribution of 621.70 million yuan from the sale of a 65% stake in Shenzhen Xinlong Electronics Technology Co., Ltd., which accounted for -6.14% of total net profit[156]. - The company sold a 19.23% stake in Shenzhen Che Dian Network Co., Ltd. for 184.61 million yuan, resulting in an investment income of 36,388.48 million yuan, which represented -359.35% of total net profit[156]. - The company transferred 10% of its shares in Guolian Life Insurance for 21.5 million yuan, with no profit contribution reported from this transaction[158]. - The company sold 100% of its stake in Huailai Zhongshang New Energy Technology Co., Ltd. for 4.07 million yuan, contributing an investment income of 356.59 million yuan, which was -14.66% of total net profit[158]. Corporate Governance - The company emphasizes the importance of risk awareness regarding forward-looking statements in its annual report[13]. - The company is committed to ensuring the accuracy and completeness of its financial reports, with key personnel assuming legal responsibility[17]. - The company has established independent labor and personnel management systems, ensuring that senior management is dedicated to the company[71]. - The company’s governance structure complies with legal and regulatory requirements without significant discrepancies[70]. - The company has a clear ownership structure, ensuring no unauthorized occupation of assets or funds by controlling shareholders[71]. - The company has established specialized committees within the board to enhance governance and oversight functions[109]. - The company has adopted a governance structure that enhances operational compliance and decision-making effectiveness[180]. - The company has a well-defined cash dividend policy that complies with its articles of association and shareholder resolutions[190]. - The company has implemented measures to reduce carbon emissions, although no specific details were disclosed regarding environmental penalties during the reporting period[178]. Risk Management - The company faces policy risks due to potential changes in national macroeconomic policies and tax incentives for high-tech enterprises[133]. - Management risks arise from the complexity of managing numerous subsidiaries, which could impact operational efficiency if not addressed[133]. - The company is implementing strict confidentiality agreements to mitigate risks related to technology leaks and loss of core technical personnel[133]. - The company is expanding its overseas market presence, with a focus on regions like Africa, America, and Asia, which may expose it to foreign exchange risks[136]. Research and Development - The company has developed a high-power energy storage converter product aimed at large-scale energy storage systems, meeting various certification requirements, which positions the company as a mainstream supplier in the lithium battery storage system market[74]. - The lithium battery liquid cooling energy storage system has been developed with a weight energy density of ≥150wh/kg and a volume energy density of ≥180wh/L, fulfilling domestic and overseas market demands[74]. - The third-generation air-cooled energy storage system has been optimized for performance and functionality, enhancing space utilization and energy density within the container[74]. - The company has established a data analysis platform for lithium battery storage systems, improving safety and reliability through digital operation and maintenance[74]. - The company is committed to innovation and has established a dedicated team for research and development of new products[103]. - The company is committed to enhancing its research and development capabilities to respond proactively to market competition and product lifecycle changes[131]. Employee and Talent Management - The total number of employees in the company is 3,298, with 1,138 holding a bachelor's degree or higher[166]. - The company has no equity incentive plans or employee stock ownership plans in place during the reporting period[171]. - The company emphasizes talent retention and satisfaction by improving employee leave benefits[191]. - The company has implemented a "Gold Medal Team Leader Training Camp" to enhance the professional capabilities of core personnel at the production grassroots level[187]. - The company has established a three-year "Potential Cultivation Plan" to enhance the knowledge and skills of recent graduates, improving job matching and talent reserves across business segments[187]. Transparency and Communication - The company has designated multiple media outlets for information disclosure, ensuring timely and accurate communication with investors[146]. - The company is committed to maintaining transparency and providing regular updates on its financial performance and strategic initiatives[130]. - The company aims to enhance the transparency of its profit distribution policy to protect investors' rights[168]. Operational Efficiency - The company is focusing on improving its operational efficiency through digitalization and refined management practices[132]. - The internal control system has been continuously improved to adapt to changing external environments and internal management requirements, enhancing operational efficiency and profitability[191]. - The internal control audit report for the company maintained effective internal controls in all significant aspects as of December 31, 2022[196].

Financial Performance - The company's revenue for Q1 2023 was ¥638,649,818.30, representing a 10.07% increase compared to ¥580,229,356.34 in the same period last year[4] - The net profit attributable to shareholders was -¥41,620,023.29, an improvement of 11.44% from -¥46,996,340.25 year-on-year[4] - The total operating revenue for Q1 2023 was CNY 638.65 million, an increase of 10% compared to CNY 580.23 million in Q1 2022[24] - The net loss for Q1 2023 was CNY 53.72 million, compared to a net loss of CNY 57.49 million in Q1 2022, showing an improvement[25] - The company reported a comprehensive loss of CNY 45.26 million for Q1 2023, compared to a loss of CNY 57.90 million in the previous year[26] Cash Flow - The net cash flow from operating activities was ¥16,236,351.28, a significant increase of 139.56% compared to -¥41,039,081.00 in Q1 2022[12] - Operating cash inflow for Q1 2023 totaled ¥865,927,788.01, up from ¥679,704,752.11 in Q1 2022, representing a growth of approximately 27.4%[28] - Cash inflow from financing activities amounted to ¥1,064,000,000.00, compared to ¥664,668,265.47 in Q1 2022, marking an increase of approximately 60.1%[28] - The company reported a total cash outflow of ¥206,702,913.94 for the quarter, contrasting with an inflow of ¥45,661,133.60 in Q1 2022[29] Assets and Liabilities - The total assets at the end of Q1 2023 were ¥8,519,369,322.23, down 3.16% from ¥8,797,291,463.42 at the end of the previous year[4] - The total liabilities decreased to CNY 7.87 billion from CNY 8.10 billion in the previous year[23] - As of March 31, 2023, the total current assets amounted to CNY 3,869,966,263.70, a decrease from CNY 4,224,700,362.86 at the beginning of the year, representing a decline of approximately 8.4%[20] Shareholder Information - The total number of shareholders at the end of the reporting period was 72,147[20] - The top 10 shareholders collectively hold 58.57% of the company's shares, with Shenzhen Capital Group being the largest shareholder at 15.31%[20] - Midea Group currently holds 8.95% of the company's shares, equivalent to 126,047,248 shares, following a share transfer agreement with Shenzhen Capital Group[16] - The company plans to issue A-shares to Midea Group, which will acquire up to 30% of the total shares, potentially making Midea Group the controlling shareholder[16] Research and Development - Research and development expenses increased by 7.69% to ¥51,461,929.00, driven by higher personnel costs[11] - The company is investing in R&D, with expenses rising to CNY 51.46 million from CNY 47.79 million year-over-year, indicating a commitment to innovation[25] Financial Ratios - The company's basic earnings per share improved to -¥0.0296 from -¥0.0334, reflecting an 11.38% increase[4] - The basic and diluted earnings per share for Q1 2023 were both -CNY 0.0296, an improvement from -CNY 0.0334 in Q1 2022[26] - The gross profit margin decreased, with operating costs rising to CNY 428.79 million from CNY 405.21 million year-over-year[25]

证券代码：002121 证券简称：科陆电子 公告编号：2023059 届时出席本次业绩说明会的人员有：公司董事长、总裁刘标先生；董事、财 务总监熊晓建先生；独立董事丘运良先生；董事、董事会秘书黄幼平女士。 敬请广大投资者积极参与。 特此公告。 深圳市科陆电子科技股份有限公司 关于举行 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市科陆电子科技股份有限公司（以下简称"公司"）已于2023年4月29 日在《证券时报》、《中国证券报》、《证券日报》、《上海证券报》及巨潮资 讯网（www.cninfo.com.cn）上披露了《2022年年度报告》及摘要，为使投资者 进一步了解公司2022年度经营情况，公司将于2023年5月11日（星期四）下午 15:00-17:00举办2022年度网上业绩说明会。 公司本次年度业绩说明会将通过深圳证券交易所提供的"互动易"平台举 行，投资者可登陆"互动易"平台（http://irm.cninfo.com.cn），进入"云访谈" 栏目参与本次业绩说明会。为充分尊重投资者、提升交流的针对性，公司 ...