上海市锦天城律师事务所 关于山东恒邦冶炼股份有限公司 2023 年第五次临时股东大会的 本所同意将本法律意见书与本次股东大会的决议一并进行公告，并依法对发 表的法律意见承担相应法律责任。 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 9/11/12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于山东恒邦冶炼股份有限公司 2023 年第五次临时股东大会的 法律意见书 致：山东恒邦冶炼股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受山东恒邦冶炼股份有限 公司（以下简称"公司"）委托，就公司召开 2023 年第五次临时股东大会（以下 简称"本次股东大会"）的有关事宜，根据《中华人民共和国公司法》（以下简称 《公司法》）、《上市公司股东大会规则》等法律、法规、规章和其他规范性文件 以及《山东恒邦冶炼股份有限公司章程》（以下简称《公司章程》）的有关规定， 出具本法律意见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规 ...

| 证券代码：002237 | 证券简称：恒邦股份 | 公告编号：2023-073 | | --- | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | | 山东恒邦冶炼股份有限公司 关于召开 2023 年第五次临时股东大会的通知 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 根据《中华人民共和国公司法》《深圳证券交易所股票上市规则》和《公司章 程》的规定，山东恒邦冶炼股份有限公司（以下简称"公司"）基于公司第九届董 事会第二十七次会议审议事项，定于 2023 年 11 月 28 日召开公司 2023 年第五次临 时股东大会，会议对董事会需要提交公司股东大会审议的议案进行审议，有关具体 事项如下： 一、召开会议基本情况 4.现场会议召开时间：2023年11月28日下午14:30 网络投票时间：2023年11月28日。其中： （1）通过深圳证券交易所交易系统进行网络投票的具体时间为2023年11月28日 上午9:15～9:25、9:30～11:30，下午13:00～15:00； （2）通过深圳证券交易所互联网投票的具体时间为：20 ...

| 证券代码：002237 | 证券简称：恒邦股份 公告编号：2023-072 | | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | 山东恒邦冶炼股份有限公司 关于董事辞职暨补选非独立董事的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、董事辞职的情况 山东恒邦冶炼股份有限公司（以下简称"公司"）董事会于近日收到公司董事、 董事会薪酬与考核委员会委员张齐斌先生及董事周敏辉先生的书面辞职报告，因工 作调整，张齐斌先生申请辞去公司第九届董事会董事、薪酬与考核委员会委员的职 务，周敏辉先生申请辞去公司第九届董事会董事的职务。张齐斌先生、周敏辉先生 辞职后，不在公司及子公司担任任何职务。 根据《公司法》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市 公司规范运作》和《公司章程》等相关规定，张齐斌先生、周敏辉先生的辞职不会 使公司董事会人数低于法定最低人数，不会影响公司董事会的正常运作，不会对公 司日常经营管理产生重大影响，因此辞职报告自送达董事会之日起生效。 截至本次公告日，张齐斌先生、周敏辉先生未持有公司股份， ...

| 证券代码：002237 | 证券简称：恒邦股份 | 公告编号：2023-071 | | --- | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | | 山东恒邦冶炼股份有限公司 第九届董事会第二十七次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 根据控股股东江西铜业股份有限公司推荐，并经董事会提名委员会审核，董事 会同意提名彭国诚先生、沈金艳先生为公司第九届董事会非独立董事候选人。彭国 诚经股东大会同意选举为非独立董事后，将担任公司董事、薪酬与考核委员会委员 职务，任期自公司股东大会审议通过之日起至第九届董事会届满之日止。沈金艳经 股东大会同意选举为非独立董事后，将担任公司董事职务，任期自公司股东大会审 议通过之日起至第九届董事会届满之日止。 表决结果：7 票同意，0 票反对，0 票弃权。本议案尚需提交公司 2023 年第五次 临时股东大会审议。 《关于董事辞职暨补选非独立董事的公告》（公告编号：2023-072）详见 2023 年 11 月 13 日《证券时报》《中国证券报》《上海证券报》《证券日报》和巨潮 ...

山东恒邦冶炼股份有限公司独立董事 关于第九届董事会第二十七次会议有关事项的独立意见 根据《上市公司独立董事管理办法》《深圳证券交易所股票上市规则》《深圳 证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》《公司章程》 等相关规定，作为山东恒邦冶炼股份有限公司（以下简称"公司"）的独立董事， 本着对公司、全体股东负责的态度，对张齐斌先生辞去公司第九届董事会董事、薪 酬与考核委员会委员的职务，周敏辉先生辞去公司第九届董事会董事的职务事项进 行认真审查，并对第九届董事会第二十七次会议相关事项进行了认真审阅。现基于 独立判断立场，发表独立意见如下： 一、独立董事关于董事离职的独立意见 1.本次提名的非独立董事候选人具备法律、行政法规所规定的上市公司董事任 职资格，具备履行董事职责所必需的工作经验，符合《公司章程》规定的其他条件， 提名程序合法、有效。 2.本次提名是在充分了解被提名人的教育背景、工作经历和专业素养等综合情 况的基础上进行的，且已征得被提名人同意，提名程序符合有关法律、法规和《公 司章程》的规定，非独立董事候选人任职资格符合担任上市公司董事的条件，能够 胜任所聘岗位的职责要求，不存在《公 ...

（一）本次收购情况概述 本次收购前，江西国控未直接或间接持有恒邦股份的股份。江西铜业集团有限 公司（以下简称"江铜集团"）通过控股子公司江西铜业股份有限公司（以下简称 "江西铜业"）控制恒邦股份 510,643,360 股股份（占恒邦股份总股本的 44.48%）， 为恒邦股份间接控股股东。恒邦股份直接控股股东为江西铜业，实际控制人为江西 省国有资产监督管理委员会（以下简称"江西省国资委"）。 2022 年 10 月 8 日，江西省国资委与江西国控签署《江西省国有资产监督管理 委员会与江西省国有资本运营控股集团有限公司关于江西铜业集团有限公司国有股 权之无偿划转协议》，江西国控通过国有股权无偿划转方式取得江铜集团 90%股权。 中国国际金融股份有限公司 关于江西省国有资本运营控股集团有限公司 豁免要约收购山东恒邦冶炼股份有限公司 2023 年三季度的持续督导意见 中国国际金融股份有限公司（以下简称"中金公司"、"财务顾问"）接受 委托，担任江西省国有资本运营控股集团有限公司（以下简称"江西国控"、"收 购人"）豁免要约收购山东恒邦冶炼股份有限公司（以下简称"恒邦股份"、"上 市公司"）的财务顾问，依照《上市公司 ...

Revenue and Profit - Revenue for the third quarter reached ¥18,466,855,258.88, an increase of 41.01% year-on-year, while year-to-date revenue was ¥50,694,546,722.17, up 46.78%[27] - Net profit attributable to shareholders for the third quarter was ¥118,481,384.24, a decrease of 14.90% year-on-year, with year-to-date net profit at ¥410,265,459.51, up 1.38%[27] - The net profit excluding non-recurring items for the third quarter was ¥162,263,812.23, an increase of 108.86% year-on-year, while year-to-date it was ¥455,231,777.26, up 36.28%[27] - Net profit attributable to the parent company was ¥409,255,571.18, slightly down from ¥414,377,886.75, reflecting a decrease of around 1.0%[68] - Basic earnings per share increased to ¥0.36 from ¥0.35, showing a growth of approximately 2.9%[68] Assets and Liabilities - Total assets at the end of the reporting period were ¥21,062,618,570.78, reflecting a 5.98% increase from the end of the previous year[27] - Total liabilities amounted to CNY 12,076,535,052.63, compared to CNY 11,681,995,301.85, marking an increase of about 3.4%[40] - Total assets reached ¥21,062,618,570.78, up from ¥19,874,785,119.24, indicating a growth of about 6.0%[65] - Total liabilities increased from 11,680,999,419.65 to 11,681,995,301.85, reflecting a rise in financial obligations[72] - The total assets of the company reached approximately ¥19.36 billion, indicating a stable asset base[75] Cash Flow - The company’s cash flow from operating activities showed a significant decline of 94.03% year-to-date, totaling ¥95,308,152.48[27] - The company reported a net cash flow from investing activities of ¥94,260,812.42, compared to ¥388,752,724.98 in the previous period, reflecting a decrease of approximately 75.7%[68] - Cash flow from operating activities generated ¥54,748,327,585.86, compared to ¥38,348,645,381.36 in the previous period, marking an increase of about 42.8%[68] - The company experienced a net cash inflow from operating activities of ¥95,308,152.48, a significant decrease from ¥1,596,642,638.83 in the previous period, indicating a decline of approximately 94.0%[68] - The net increase in cash and cash equivalents was 436,502,539.43, down from 2,316,466,493.02, suggesting a tighter liquidity position[69] Operating Costs and Expenses - Operating costs increased by 48.77% year-on-year, primarily due to the rise in sales volume and prices of main products and trade[32] - Sales expenses increased by 64.08% year-on-year, primarily due to the increase in sales revenue[32] - Financial expenses decreased by 34.60% year-on-year, mainly due to the decline in financing interest rates compared to the same period last year[32] - Tax and additional charges increased by 59.58% year-on-year, mainly due to the increase in value-added tax compared to the same period last year[32] Investments and Financial Activities - The company issued convertible bonds to raise ¥3.16 billion for investment in a comprehensive recovery project, which was officially listed on July 7, 2023[20][22] - The company reported a foreign exchange gain of CNY 68,537,460.52, compared to a gain of CNY 40,959,135.82 in the previous period, indicating an increase of about 67%[44] - Cash flow from financing activities generated a net inflow of 1,301,786,688.05, compared to 631,252,903.65 in the prior period, reflecting improved financing conditions[69] Special Items and Other Income - Non-operating income increased by 211.14% year-on-year, mainly due to increased penalties received from suppliers for breaches of contract[34] - Non-operating expenses decreased by 61.57% year-on-year, mainly due to reduced asset scrap losses[34] - Income tax expenses decreased by 34.05% year-on-year, mainly due to the enjoyment of additional deductions for R&D expenses according to the announcement from the State Taxation Administration[34] - Asset disposal income increased by 582,500.71% year-on-year, mainly due to increased asset disposal income from the subsidiary's ammonia synthesis capacity replacement[34] Market and Strategic Developments - The company plans to expand its market presence and invest in new technologies to enhance operational efficiency[45] - The company has completed the application for issuing convertible bonds, which was accepted by the China Securities Regulatory Commission[59] - There was a change in the board of directors with Zhang Fan being elected as the new chairman[58] Inventory and Current Assets - As of September 30, 2023, the company's total current assets amounted to approximately CNY 15.01 billion, an increase from CNY 14.42 billion at the beginning of the year, representing a growth of about 4.05%[62] - The company's inventory as of September 30, 2023, was approximately CNY 9.10 billion, up from CNY 9.00 billion at the beginning of the year, indicating a growth of about 1.23%[62] - The cash and cash equivalents increased to approximately CNY 4.26 billion from CNY 3.90 billion at the start of the year, reflecting a growth of about 9.14%[62]

证券代码：002237 证券简称：恒邦股份 公告编号：2023-069 债券代码：127086 债券简称：恒邦转债 山东恒邦冶炼股份有限公司 关于持股5%以上股东部分股份解除质押及再质押的公告 持股5%以上股东烟台恒邦集团有限公司保证向本公司提供的信息内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 山东恒邦冶炼股份有限公司（以下简称"公司"）于近日收到公司持股 5%以上股东 烟台恒邦集团有限公司（以下简称"恒邦集团"）的通知，获悉恒邦集团所持有本公司 的部分股份解除质押及再质押。现将有关情况公告如下： 一、解除质押、质押的基本情况 1.解除质押的基本情况 | 股东名称 | 是否为第一 大股东及一 | 解除质 押股数 | 占其所 持股份 | 占公司 总股本 | 质押开 | 质押解 | 质权人 | | --- | --- | --- | --- | --- | --- | --- | --- | | | 致行动人 | （万股） | 比例（%） | 比例（%） | 始日期 | 除日期 | | | 恒邦集团 | 否 | 1,170.0 ...

3.债券简称：21 恒邦冶炼 MTN001 | 证券代码：002237 | 证券简称：恒邦股份 | 公告编号：2023-068 | | --- | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | | 山东恒邦冶炼股份有限公司 关于公司 2021 年度第一期中期票据到期兑付的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 为保证山东恒邦冶炼股份有限公司（以下简称"公司"）2021 年度第一期中期票 据（债券简称：21 恒邦冶炼 MTN001，债券代码：102101980）兑付工作的顺利进行， 方便投资者及时领取付息兑付资金，现将有关事宜公告如下： 一、本期债券基本情况 1.发行人：山东恒邦冶炼股份有限公司 2.债券名称：山东恒邦冶炼股份有限公司 2021 年度第一期中期票据 4.债券代码：102101980 5.发行金额：人民币伍亿元（RMB500,000,000.00 元） 6.发行期限：2+1 年 7.投资者回售债券金额：人民币伍亿元（RMB500,000,000.00 元） 8.本计息期债项利率：4.00% 9.行权日 ...

Company Overview - Shandong Hengbang Smelting Co., Ltd. was established in 1988 and officially listed in 2008. In 2019, Jiangxi Copper Corporation became the controlling shareholder [3]. - The company has an annual production capacity of 50 tons of gold, 1,000 tons of silver, 250,000 tons of electrolytic copper, and 1.3 million tons of sulfuric acid [3]. Production and Financial Performance - In 2022, the company produced 46.76 tons of gold, 825.53 tons of silver, 20.02 tons of electrolytic copper, and 135.23 tons of sulfuric acid, achieving a revenue of 50.047 billion yuan and a net profit of 499 million yuan [3]. - For 2023, the company plans to produce 47.70 tons of gold, 791.83 tons of silver, 19.12 tons of electrolytic copper, and 114.20 tons of sulfuric acid [3]. Industry Position and Achievements - The company is a leader in precious metal smelting and has received multiple awards, including six provincial and ministerial-level science and technology progress awards and one national science and technology progress second prize [3]. - It is recognized as one of the top ten enterprises in gold sales revenue and economic efficiency in China [3]. Resource Management - The confirmed gold resource reserves for the company and its subsidiaries amount to 150.38 tons, with the Liaoshang gold mine holding 69,913 kg of gold [3]. - The Liaoshang project has a construction scale of 900,000 tons/year and a service life of 20 years. As of June 30, 2023, approximately 23.38 million yuan has been invested in the project, accounting for 1.9% of the budget [3]. Future Plans and Collaborations - The company plans to accelerate the acquisition of quality gold mining resources to increase self-sufficiency [4]. - The progress of the gold injection commitment from the major shareholder, Jiangxi Copper, is ongoing, with the Shiwukou gold mine's ore reserves confirmed at 6.334 million tons and metal reserves at 28,390 kg [4]. - The company maintains a good partnership with Wanguo International Mining, with dividends received in 2020 and 2021 amounting to over 54 million yuan and over 17 million yuan, respectively [4].