证券代码:002237 债券代码:127086 山东恒邦冶炼股份有限公司 向不特定对象发行可转换公司债券 受托管理事务报告 (2024 年度) 债券受托管理人 国泰君安证券股份有限公司 GUOTAI JUNAN SECURITIES CO., LTD. 二〇二五年七月 证券简称:恒邦股份 债券简称:恒邦转债 Gumon I 重要声明 本报告依据《公司债券发行与交易管理办法》(以下简称"《管理办法》")《公 司债券受托管理人执业行为准则》《山东恒邦冶炼股份有限公司向不特定对象发 行可转换公司债券之债券受托管理协议》(以下简称"《受托管理协议》")《山东 恒邦冶炼股份有限公司向不特定对象发行可转换公司债券募集说明书》(以下简 称"《募集说明书》")《山东恒邦冶炼股份有限公司 2024年年度报告》等相关公 开信息披露文件、第三方中介机构出具的专业意见等,由本次债券受托管理人国 泰海通证券股份有限公司(以下简称"国泰海通")编制。 本报告不构成对投资者进行或不进行某项行为的推荐意见,投资者应对相关 事宜做出独立判断,而不应将本报告中的任何内容据以作为国泰海通所作的承诺 或声明。在任何情况下,投资者依据本报告所进行的任 ...

Core Viewpoint - The newly revised "Management Measures for Information Disclosure of Listed Companies" has been officially implemented on July 1, 2023, incorporating recent regulatory practices and enhancing supervision of key matters [1][4]. Summary by Sections Implementation of New Regulations - The revised information disclosure measures were publicly solicited for opinions in December 2024 and officially released on March 28, 2023 [1]. - Key changes include strengthened risk disclosure requirements, increased regulation on outsourcing of information disclosure, and an adjustment of the maximum penalty to 100,000 yuan [1]. Companies Facing Penalties - On the first day of the new regulations, *ST Wan Fang and Ren Ren Le were publicly reprimanded for information disclosure issues [4][5]. - *ST Wan Fang initially forecasted a net profit of 20 million to 25 million yuan for 2024 but later revised it to a loss, leading to a public reprimand for failing to disclose accurate performance forecasts [4]. - Ren Ren Le also faced similar issues, with a significant discrepancy between its profit forecast and the audited results, resulting in a public reprimand [5]. Regulatory Actions and Statistics - In June, 18 companies were subjected to regulatory measures related to information disclosure, including failures in timely and accurate reporting [8]. - Specific companies like Jun Yao Health and Long Yang Technology were noted for not meeting disclosure standards in their performance forecasts [8]. - Two companies, Mei Chen Technology and Song Cheng Performing Arts, were penalized for accounting errors that led to inaccurate disclosures [9][11]. Additional Company Cases - ST Jing Gu received a regulatory letter regarding asset freezing and the need for risk disclosure, aligning with the new regulations' emphasis on risk factors [6][7]. - Companies like Heng Bang and Jing Yi failed to disclose critical information, receiving regulatory letters for their omissions [12]. Conclusion - The new information disclosure regulations aim to enhance transparency and accountability among listed companies, with immediate repercussions observed in the market [1][4][8].

Core Points - The company, Shandong Hengbang Smelting Co., Ltd., has issued convertible bonds totaling 3.16 billion yuan, with a face value of 100 yuan per bond, approved by the China Securities Regulatory Commission [1][2] - The convertible bonds, named "Hengbang Convertible Bonds" with code 127086, began trading on the Shenzhen Stock Exchange on July 7, 2023 [2] - The conversion period for these bonds is from December 18, 2023, to June 11, 2029 [2] - The conversion price was adjusted from 11.46 yuan to 11.33 yuan on June 12, 2024, and further adjusted to 11.19 yuan on June 12, 2025 [3] Convertible Bond Issuance - The total amount raised from the issuance of convertible bonds is 316 million yuan, with verification from He Xin Accounting Firm [1] - The bonds are subject to a conversion price that can be adjusted based on the company's annual equity distribution [2][3] Conversion and Share Capital Changes - As of June 30, 2025, the bond amount decreased by 86,700 yuan due to conversions, resulting in a reduction of 867 bonds and an increase of 7,742 shares in the company's capital [3] - The total share capital after the conversion is 1,148,080,932 shares [4]

| 证券代码：002237 | 证券简称：恒邦股份 公告编号：2025-052 | | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | 山东恒邦冶炼股份有限公司 2025 年第二季度可转债转股情况公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 证券代码：002237，证券简称：恒邦股份 债券代码：127086，债券简称：恒邦转债 根据《山东恒邦冶炼股份有限公司向不特定对象发行可转换公司债券募集说明 书》（以下简称"《募集说明书》"）及相关规定，本次发行的可转换公司债券转股 期自可转换公司债券发行结束之日（2023 年 6 月 16 日）起满 6 个月后的第一个交易 日起至可转换公司债券到期日止，即 2023 年 12 月 18 日至 2029 年 6 月 11 日止（如 遇法定节假日或休息日延至其后的第一个工作日；顺延期间付息款项不另计息）。 转股价格：11.19 元/股 转股时间：2023 年 12 月 18 日至 2029 年 6 月 11 日 根据《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律 ...

Group 1 - The metal zinc concept index declined by 0.08%, ranking among the top declines in the concept sector, with major declines seen in companies such as Dazhong Mining, *ST Zhengping, and Shengda Resources [1] - Among the 17 stocks that rose, ST Shengtun, Huayu Mining, and Guocheng Mining had the highest increases of 2.76%, 2.38%, and 2.15% respectively [1] - The metal zinc concept sector experienced a net inflow of 0.36 billion yuan, with 21 stocks seeing net outflows, and 8 stocks with outflows exceeding 10 million yuan [2] Group 2 - The top net outflow was from ST Shengtun, with a net outflow of 48.91 million yuan, followed by Xiyang Co., Baiyin Nonferrous, and Yuguang Gold & Lead with outflows of 29.36 million yuan, 24.32 million yuan, and 18.51 million yuan respectively [2] - The leading stocks for net inflow included Zijin Mining, Shanjin International, and Western Mining, with net inflows of 1.09 billion yuan, 60.22 million yuan, and 25.12 million yuan respectively [2][3] - The trading volume and performance of various companies in the metal zinc sector were highlighted, with ST Shengtun showing a decline of 2.76% and a turnover rate of 3.44% [3]

Group 1 - The company held its second temporary board meeting of 2025 on June 27, 2025, with all nine directors present, and the meeting complied with relevant regulations [2][4]. - The board approved the appointment of Ernst & Young Hua Ming as the auditing firm for the year 2025, which will be submitted for approval at the third temporary shareholders' meeting [3][5]. - The board also approved the establishment of a subsidiary in collaboration with Yantai Comprehensive Bonded Zone Huasheng Development Co., Ltd., with a registered capital of RMB 10 million, where the company will contribute RMB 8 million [6][45]. Group 2 - The company adjusted the expected amount of daily related transactions with Jiangxi Copper and its affiliates for 2025, reducing the total expected amount from RMB 1,023.114 million to RMB 1,018.114 million, a decrease of RMB 5 million [24][25]. - The adjustment was approved by the board and the independent directors, ensuring compliance with legal requirements and maintaining the company's independence [39][41]. - The company confirmed that the related transactions are necessary for daily operations and will not harm the interests of the company and its shareholders [38][41]. Group 3 - The company plans to issue medium-term notes and short-term financing bonds, with a total issuance scale not exceeding RMB 20 billion, to optimize its debt structure and meet operational funding needs [66][67]. - The issuance will be subject to approval from the shareholders' meeting and the China Interbank Market Dealers Association [71]. - The funds raised will be used for repaying bank loans and supplementing working capital [68].

Group 1 - Hengbang Co., Ltd. plans to establish a joint venture with Huasheng Development with a registered capital of 10 million yuan, where Hengbang will contribute 8 million yuan (80%) and Huasheng will contribute 2 million yuan (20%) [1] - Hunan Gold's subsidiary Anhua Zhazi Creek Smelting Plant will undergo temporary maintenance starting from the end of June 2025, expected to last no more than 30 days [2] - Defu Technology's subsidiary signed supply agreements for lithium battery copper foil products with two leading global companies, with contract durations of 3 years and 5 years respectively [3] Group 2 - Binjiang Group won the rights to two residential land parcels for a total price of 4.368 billion yuan [5] - Zhong'an Technology announced the resignation of its executive vice president and board secretary due to personal reasons [7] - Changqing Technology's project for special polymer materials and electronic materials has officially commenced production, adding a capacity of 120,500 tons per year [10] Group 3 - Gansu Energy received approval from the China Securities Regulatory Commission to publicly issue bonds totaling up to 2 billion yuan [10] - Shuoshi Biology obtained a medical device registration certificate for an in vitro diagnostic reagent, valid until June 2030 [12] - Yawen Co., Ltd. plans to issue shares to specific investors, with the application accepted by the Shenzhen Stock Exchange [13] Group 4 - Guoyao Modern's subsidiary received approval for the listing of a raw material drug, which is a selective anticholinergic agent [16] - Inner Mongolia First Machinery's subsidiary signed a railway freight car procurement contract worth 130 million yuan [18] - Xining Special Steel plans to raise up to 1 billion yuan through a private placement to its controlling shareholder [39] Group 5 - Huadong Medicine's subsidiary received approval for a clinical trial of a new injectable drug targeting advanced solid tumors [29] - Warner Pharmaceutical's compound potassium hydrogen phosphate injection passed the consistency evaluation for generic drugs [30] - North Special Technology plans to raise up to 300 million yuan through a private placement for a production base project in Thailand [30] Group 6 - Xiangyang Technology is the first candidate for a 533 million yuan Airbus project [45] - Haishun New Materials intends to acquire 100% of Guangdong Zhengyi Packaging [46] - Jida Zhengyuan's shareholder plans to reduce their stake by up to 0.73% due to personal financial needs [47]

| 证券代码：002237 | 证券简称：恒邦股份 | 公告编号：2025-050 | | --- | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | | 山东恒邦冶炼股份有限公司 关于拟发行中期票据及超短期融资券的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 山东恒邦冶炼股份有限公司（以下简称"公司"）于2025年6月27日召开的第九 届董事会2025年第二次临时会议审议通过了《关于拟发行中期票据及超短期融资券 的议案》。为持续优化公司债务结构，降低公司财务风险，增强公司财务管理的稳 健性，同时满足公司生产经营规模扩大对流动资金的需求，结合公司现有的资本结 构实际和发展需要，公司拟向中国银行间市场交易商协会申请注册发行新一期中期 票据及超短期融资券。 一、本次拟发行中期票据的基本情况 1.发行主体：山东恒邦冶炼股份有限公司； 2.发行规模：不超过20亿元人民币（含20亿元），具体发行规模将以公司在中 国银行间市场交易商协会注册的金额为准； 3.发行期限：本次注册发行中期票据在注册有效期内，可分次发行，单次发行 期限不超 ...

| 证券代码：002237 | 证券简称：恒邦股份 | 公告编号：2025-049 | | --- | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | | 山东恒邦冶炼股份有限公司 关于调整公司与江西铜业及其关联方 2025 年日常关联交易预计金额的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、关联交易基本情况 （一）日常关联交易概述 山东恒邦冶炼股份有限公司（以下简称"公司"）于 2025 年 3 月 26 日召开第 九届董事会第三十二次会议，于 2025 年 4 月 18 日召开 2024 年度股东大会，审议通 过了《关于与江西铜业股份有限公司及其关联方 2025 年日常关联交易预计的议案》， 预计公司及控股子公司 2025 年度与江西铜业股份有限公司（以下简称"江西铜业"） 及其关联方发生关联交易总金额不超过 1,023,114.00 万元，具体内容详见公司于 2025 年 3 月 27 日披露的《关于与江西铜业股份有限公司及其关联方 2025 年日常关 联交易预计的公告》（公告编号：2025-020）。 根据 ...

| 证券代码：002237 | 证券简称：恒邦股份 | 公告编号：2025-047 | | --- | --- | --- | | 债券代码：127086 | 债券简称：恒邦转债 | | 山东恒邦冶炼股份有限公司 关于聘任公司 2025 年度审计机构的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 1.拟聘任的会计师事务所名称：安永华明会计师事务所（特殊普通合伙）（以 下简称"安永华明"） 2.原聘任的会计师事务所名称：和信会计师事务所（特殊普通合伙）（以下简 称"和信所"） 3.拟变更会计师事务所的原因及前任会计师事务所的异议情况：根据财政部、 国务院国资委、证监会印发的《国有企业、上市公司选聘会计师事务所管理办法》 等相关规定，鉴于和信所已经连续多年为公司提供审计服务，为保证公司审计工作 的独立性和客观性，经审慎评估和研究，公司拟变更 2025 年度会计师事务所。公司 已就本次变更会计师事务所事宜与前后任会计师事务所进行了充分沟通，各方均已 明确知悉本次变更事项并表示无异议。 4.本次聘任会计师事务所符合财政部、国务院国资委、证监会印发的 ...