证券代码：002246 证券简称：北化股份 公告编号：2023-039 北方化学工业股份有限公司 关于仲裁事项的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 近日，北方化学工业股份有限公司（以下简称"公司"）子公司山西新华防 化装备研究院有限公司（以下简称"山西新华"）收到兰州仲裁委员会仲裁裁决 书（兰仲裁字【2021】第 276 号），现将相关情况公告如下： 一、仲裁事项受理基本情况 公司子公司山西新华对新疆黑山煤炭化工有限公司就合资公司合同纠纷（股东 出资纠纷）事项，向兰州仲裁委员会提交了《仲裁申请书》，详细内容登载于 2021 年 12 月 24 日的《中国证券报》《证券时报》和巨潮资讯网的《关于仲裁事项的 公告》。 - 1 - 其承诺的出资义务。 （三）申请人仲裁请求 二、仲裁事项的基本情况 （一）仲裁当事人 申请人：山西新华防化装备研究院有限公司 被申请人：新疆黑山煤炭化工有限公司 （二）仲裁事由 2016 年 8 月 13 日，申请人与被申请人签订《2 万吨活性炭项目合作协议》（以 下称"合作协议"），约定双方共同出资设立新公司新疆新华环 ...

[Key Financial Data](index=2&type=section&id=Item%20I.%20Key%20Financial%20Data) This section presents the company's key financial performance, non-recurring items, and the reasons for significant financial metric changes [Key Accounting Data and Financial Indicators](index=2&type=section&id=Item%20I.%20(I)%20Key%20Accounting%20Data%20and%20Financial%20Indicators) The company's operating performance significantly declined in Q3 2023 and year-to-date, with Q3 revenue down 9.84% and a net loss attributable to shareholders of **31.35 million Yuan**, reversing profit, while year-to-date revenue fell 20.78% and net profit attributable to shareholders dropped 86.96% Key Financial Indicators for Q3 2023 and Year-to-Date | Indicator | Current Period (Q3) | YoY Change (Q3) | Year-to-Date (YTD) | YoY Change (YTD) | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue (Yuan) | 509,399,967.14 | -9.84% | 1,481,272,234.80 | -20.78% | | Net Profit Attributable to Shareholders (Yuan) | -31,350,429.58 | -229.73% | 11,399,260.27 | -86.96% | | Net Profit Attributable to Shareholders (Excluding Non-Recurring Items) (Yuan) | -32,426,942.01 | -335.54% | -8,596,543.24 | -114.11% | | Net Cash Flow from Operating Activities (Yuan) | - | - | -316,279,817.27 | -8.45% | | Basic Earnings Per Share (Yuan/share) | -0.0571 | -229.77% | 0.0208 | -86.93% | | Total Assets (Yuan) | 4,565,027,503.84 | -3.36% (vs. end of prior year) | 4,565,027,503.84 | -3.36% (vs. end of prior year) | | Owners' Equity Attributable to Shareholders (Yuan) | 2,838,258,410.02 | -0.56% (vs. end of prior year) | 2,838,258,410.02 | -0.56% (vs. end of prior year) | [Non-Recurring Gains and Losses Items and Amounts](index=2&type=section&id=Item%20I.%20(II)%20Non-Recurring%20Gains%20and%20Losses%20Items%20and%20Amounts) Year-to-date, the company's non-recurring gains and losses totaled **19.996 million Yuan**, primarily from government subsidies, partially offsetting the decline in core business profit Major Non-Recurring Gains and Losses Items Year-to-Date | Item | Amount Year-to-Date (Yuan) | | :--- | :--- | | Government subsidies included in current profit and loss | 19,952,960.99 | | Gains from transactional financial assets | 3,505,123.29 | | Gains and losses from disposal of non-current assets | -468,177.59 | | **Total** | **19,995,803.51** | [Changes and Reasons for Key Accounting Data and Financial Indicators](index=3&type=section&id=Item%20I.%20(III)%20Changes%20and%20Reasons%20for%20Key%20Accounting%20Data%20and%20Financial%20Indicators) The company's total profit significantly decreased by **87.95%** year-over-year, primarily due to reduced gross profit from chemical defense products driven by decreased special order demand, while accounts receivable surged **67.39%** due to specialized product payments, increasing credit impairment losses, and R&D expenses decreased due to a high base in the prior year - Total profit decreased by **77.93 million Yuan**, a **87.95%** year-over-year decline, primarily due to reduced gross profit from chemical defense products impacted by decreased special order demand[9](index=9&type=chunk) - Accounts receivable increased by **319.90 million Yuan** from the beginning of the year, a **67.39%** increase, mainly due to specialized product payments[9](index=9&type=chunk) - R&D expenses decreased by **29.49 million Yuan**, a **32.39%** year-over-year decline, primarily because a significant special research project expense occurred last year with no similar project this year[9](index=9&type=chunk) [Shareholder Information](index=3&type=section&id=Item%20II.%20Shareholder%20Information) This section provides details on the company's shareholder structure, including the total number of shareholders and the holdings of the top ten shareholders [Total Number of Common Shareholders, Number of Preferred Shareholders with Restored Voting Rights, and Top Ten Shareholders' Holdings](index=3&type=section&id=Item%20II.%20(I)%20Total%20Number%20of%20Common%20Shareholders%2C%20Number%20of%20Preferred%20Shareholders%20with%20Restored%20Voting%20Rights%2C%20and%20Top%20Ten%20Shareholders%27%20Holdings) As of the end of the reporting period, the company had **49,237** common shareholders, with the top ten primarily state-owned entities holding over **47%** combined, indicating a concentrated and stable equity structure, and the top five shareholders are all subsidiaries of China North Industries Group Corporation Limited, acting in concert - Total common shareholders at the end of the reporting period numbered **49,237**[11](index=11&type=chunk) - The top five shareholders—Shanxi Xinhua, Norinco Investment, North Chemical Research Institute, Luzhou North, and Xi'an Huian—are all related parties controlled by China North Industries Group Corporation Limited, holding a high combined stake, indicating the company's strong state-owned background[12](index=12&type=chunk) [Other Significant Matters](index=4&type=section&id=Item%20III.%20Other%20Significant%20Matters) This section outlines other significant events impacting the company, including key personnel changes and major operational decisions [Company Significant Developments](index=4&type=section&id=3.1%20Company%20Significant%20Developments) During the reporting period, the company experienced significant personnel changes, including the resignation of two directors, and in August 2023, the board approved the shutdown of the Xi'an nitrocellulose production line, a major operational decision potentially impacting future business structure - In January 2023, Mr. Jiao Jinsong and Mr. Du Lanping resigned from their positions as company directors and related committee roles due to work reasons[13](index=13&type=chunk) - On August 20, 2023, the company's board of directors approved the proposal to shut down the Xi'an nitrocellulose production line[14](index=14&type=chunk) [Quarterly Financial Statements](index=5&type=section&id=Item%20IV.%20Quarterly%20Financial%20Statements) This section provides the company's consolidated quarterly financial statements, including the balance sheet, income statement, and cash flow statement [Consolidated Balance Sheet](index=5&type=section&id=Item%20IV.%20(I)%201.%20Consolidated%20Balance%20Sheet) As of September 30, 2023, the company's total assets were **4.57 billion Yuan**, a **3.36%** decrease from the beginning of the year, with significant reductions in cash and cash equivalents and a **67.39%** increase in accounts receivable, indicating increased pressure on cash collection, while total liabilities decreased, maintaining a stable overall asset-liability structure Consolidated Balance Sheet Key Items (Unit: Yuan) | Item | September 30, 2023 | January 1, 2023 | Change | | :--- | :--- | :--- | :--- | | Cash and Cash Equivalents | 1,129,249,650.90 | 1,528,336,801.73 | -26.11% | | Accounts Receivable | 794,565,117.21 | 474,667,879.50 | +67.39% | | Inventories | 477,203,150.40 | 428,004,832.38 | +11.49% | | **Total Assets** | **4,565,027,503.84** | **4,723,608,369.47** | **-3.36%** | | **Total Liabilities** | **1,549,064,554.08** | **1,688,670,876.39** | **-8.27%** | | **Total Owners' Equity Attributable to Parent Company** | **2,838,258,410.02** | **2,854,198,262.85** | **-0.56%** | [Consolidated Income Statement from Beginning of Year to End of Reporting Period](index=7&type=section&id=Item%20IV.%20(I)%202.%20Consolidated%20Income%20Statement%20from%20Beginning%20of%20Year%20to%20End%20of%20Reporting%20Period) In the first three quarters of 2023, the company's total operating revenue was **1.48 billion Yuan**, a **20.78%** year-over-year decrease, while total operating costs decreased by **18.01%**, but the larger revenue decline combined with increased credit impairment losses led to an **87.95%** sharp drop in total profit and a net profit attributable to shareholders of only **11.40 million Yuan**, down **86.96%** year-over-year Consolidated Income Statement Key Items (Year-to-Date, Unit: Yuan) | Item | Current Period Amount | Prior Period Amount | YoY Change | | :--- | :--- | :--- | :--- | | I. Total Operating Revenue | 1,481,272,234.80 | 1,869,711,891.43 | -20.78% | | II. Total Operating Costs | 1,477,517,167.50 | 1,802,110,523.90 | -18.01% | | Including: Operating Costs | 1,203,389,064.06 | 1,508,461,039.68 | -20.22% | | R&D Expenses | 61,550,348.24 | 91,042,334.33 | -32.39% | | Credit Impairment Losses | -13,824,847.52 | -3,468,047.72 | -298.63% | | IV. Total Profit | 10,680,665.66 | 88,611,739.95 | -87.95% | | Net Profit Attributable to Parent Company Shareholders | 11,399,260.27 | 87,387,116.86 | -86.96% | [Consolidated Cash Flow Statement from Beginning of Year to End of Reporting Period](index=9&type=section&id=Item%20IV.%20(I)%203.%20Consolidated%20Cash%20Flow%20Statement%20from%20Beginning%20of%20Year%20to%20End%20of%20Reporting%20Period) In the first three quarters of 2023, net cash flow from operating activities was **-316.28 million Yuan**, a slight increase in net outflow compared to the prior year, mainly due to increased cash paid for goods, while net cash flow from investing activities turned negative with a **27.24 million Yuan** net outflow primarily from reduced cash received from investments, and net cash flow from financing activities was a **32.69 million Yuan** net outflow, resulting in an overall net decrease in cash and cash equivalents of **370.61 million Yuan** Consolidated Cash Flow Statement Key Items (Year-to-Date, Unit: Yuan) | Item | Current Period Amount | Prior Period Amount | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | -316,279,817.27 | -291,645,052.55 | | Net Cash Flow from Investing Activities | -27,237,638.50 | 53,227,419.97 | | Net Cash Flow from Financing Activities | -32,687,493.34 | -30,397,499.03 | | **Net Increase/Decrease in Cash and Cash Equivalents** | **-370,605,568.88** | **-258,854,865.66** |

北方化学工业股份有限公司 第五届董事会第十五次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 一、董事会会议召开情况 北方化学工业股份有限公司（以下简称"公司"）第五届董事会第十五次会议 的会议通知及材料于 2023 年 10 月 22 日前以邮件、传真、专人送达方式送至全体董 事，会议于 2023 年 10 月 27 日以通讯方式召开，本次会议应出席董事人数 11 人； 实际出席董事人数 11 人。会议的召集、召开符合《公司法》和《公司章程》的规定。 二、董事会会议审议情况 证券代码：002246 证券简称：北化股份 公告编号：2023-036 2023 年度重点专项项目的高效推进，保障安全环保管理水平和技术创新能力的有效 提升，保障生产经营能力的持续提升，有效控制投资风险，以"战略引领、实事求 是、统筹结合"的原则，根据公司产业结构调整和转型升级规划调整，结合投资预 算执行实际情况，对 2023 年投资预算进行适当调整, 调整后公司 2023 年预算投资 项目 88 项，调增 8 项，调整后年度预算投资额 10583.5 万元,调减 4247. ...

北方化学工业股份有限公司独立董事 对公司第五届董事会第十五次会议相关事项发表的独立意见 作为北方化学工业股份有限公司（以下简称"公司"） 的独立董事，根据中国证监 会《上市公司独立董事规则》等有关法律法规要求,经过认真询问了解和查询资料，对公 司第五届董事会第十五次会议审议的相关事项发表如下独立意见： 对签署日常关联交易协议的独立意见 日常关联交易协议是防化装备研究院与关联方之间正常、合法的经济行为，所列事项 为防化装备研究院正常生产经营所需，其交易行为有利于防化装备研究院正常经营，符合 《深圳证券交易所股票上市规则》和《公司章程》的规定，协议的签订符合公平、公正、 公开的原则，符合公司和全体股东的利益，上述日常关联交易协议已经公司第五届董事会 第十五次会议审议通过，关联董事遵守了回避表决的制度，符合相关法律法规及《公司章 程》的规定。 独立董事：张永利、张军、胡获、吕先锫 二〇二三年十月二十七日 ...

北方化学工业股份有限公司独立董事 对公司第五届董事会第十五次会议相关事项发表的事前认可意见 作为北方化学工业股份有限公司（以下简称"公司"）的独立董事，根据中国证监会 《上市公司独立董事规则》等有关法律法规要求,经过认真询问了解和查询资料，对公司 第五届董事会第十五次会议审议的相关事项发表如下事前认可意见： 对签署日常关联交易协议的事前认可意见 日常关联交易协议是防化装备研究院与关联方之间正常、合法的经济行为，所列事项 为防化装备研究院正常生产经营所需，其交易行为有利于防化装备研究院正常经营，符合 《深圳证券交易所股票上市规则》和《公司章程》的规定，协议的签订符合公平、公正、 公开的原则，符合公司和全体股东的利益，同意将上述议案提交第五届董事会第十五次会 议审议。 独立董事：张永利、张军、胡获、吕先锫 二〇二三年十月二十七日 ...

按照双方约定，协议于 2023 年 10 月 26 日到期，甲方和乙方经过友好协商， 将继续保持合作关系。双方根据实际情况，需重新签订"房屋使用权租赁合同" 和"综合服务协议"。 根据《深圳证券交易所股票上市规则》规定，此次关联交易涉及金额合计 613 万元/年（不含增值税），不到公司最近一期经审计净资产绝对值 5%，其中：综 合服务费用 298 万元/年（不含增值税），房屋使用权租赁费用 315 万元/年（不 含增值税），按照《深圳证券交易所股票上市规则》《公司章程》等相关规定， 本次签署日常关联交易协议需经公司董事会审议但不需获得股东大会的批准。房 屋租赁期限为 20 年，公司将每三年重新履行签署日常关联交易协议审议程序，对 租赁价格进行重新约定。 公司第五届董事会第十五次会议审议通过了《关于签署日常关联交易协议的 证券代码：002246 证券简称：北化股份 公告编号：2023-037 北方化学工业股份有限公司 关于签署日常关联交易协议的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 一、概述 北方化学工业股份有限公司（以下简称"公司""本公司"）全资 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately ¥971.87 million, a decrease of 25.51% compared to ¥1.30 billion in the same period last year[25]. - The net profit attributable to shareholders was approximately ¥42.75 million, down 32.38% from ¥63.22 million in the previous year[25]. - The net cash flow from operating activities was negative at approximately -¥225.71 million, representing an increase in cash outflow of 87.49% compared to -¥120.39 million last year[25]. - The basic earnings per share decreased by 33.33% to ¥0.08 from ¥0.12 in the same period last year[25]. - Total assets at the end of the reporting period were approximately ¥4.59 billion, a decrease of 2.81% from ¥4.72 billion at the end of the previous year[25]. - The net profit after deducting non-recurring gains and losses was approximately ¥23.83 million, down 49.45% from ¥47.14 million in the previous year[25]. - The weighted average return on net assets was 1.49%, down 0.81% from 2.30% in the previous year[25]. - The company's revenue for the reporting period was approximately ¥971.87 million, a decrease of 25.51% compared to ¥1.30 billion in the same period last year[67]. - The company's operating costs decreased by 26.46% to approximately ¥772.27 million from ¥1.05 billion year-on-year[67]. - Research and development investment decreased by 38.81% to approximately ¥37.87 million, primarily due to a reduction in the number of ongoing projects and delays in project initiation[69]. Market Position and Strategy - The company operates in the manufacturing sector, specifically in the chemical raw materials and products manufacturing industry, with a focus on nitrocellulose and its derivatives, activated carbon, and special industrial pumps[33]. - Nitrocellulose products account for 90% of the civilian market usage in coatings and inks, with stable global demand; the domestic market is expected to maintain stability due to government policy stimulation[33]. - The activated carbon and catalyst market shows weak global demand but a growing domestic market; high-end activated carbon products are expected to see significant growth opportunities[34]. - The special industrial pump sector has stable traditional markets and enhanced competitiveness in new markets, with significant growth potential in the mining and metallurgy sectors[35]. - The company is focused on expanding its market presence through international trade, particularly in the nitrocellulose export business[45]. - The company maintains a leading position in the cellulose and its derivatives industry, with over 50% market share in the domestic market and over 20% in the international market for nitrocellulose products[51]. - The active carbon products have a market share of approximately 15%, while catalyst products based on active carbon hold a 25% market share[51]. - The company achieved a 70% market share in domestic pumps for phosphate fertilizer and a 40% market share for flue gas desulfurization pumps[52]. - The company is focusing on international market expansion and enhancing customer loyalty through overseas service centers[65]. - The company plans to focus on production line technology upgrades and capacity enhancements in the second half of 2023 to maintain a positive development trend[58]. Innovation and Development - The company is focused on innovation, collaborating with educational institutions on high-quality nitrocellulose preparation technology and other research projects[55]. - The company aims to enhance its core competitiveness through a 2023 quality improvement and efficiency enhancement action plan, outlining 26 specific measures[57]. - The company completed the development of 32 new pump models in the first half of the year, enhancing product structure[56]. - The company has established a marketing incentive mechanism to promote growth in the civilian product market, aiming for systematic development and brand promotion[65]. - The company is exploring potential mergers and acquisitions to strengthen its market position, with a budget of 500 million CNY allocated for this purpose[120]. - The company has committed to sustainability initiatives, aiming to reduce carbon emissions by 15% by 2025 through improved operational practices[120]. Environmental Compliance - The company has maintained compliance with environmental protection regulations and standards during the reporting period[106]. - The company invested CNY 14.41 million in environmental protection expenses in the first half of 2023, including a CNY 0.5 million investment for upgrading the aeration fan at the Luzhou branch to reduce energy consumption[110]. - The company conducted 24 emergency response drills for environmental incidents in the first half of 2023, with a total of 271 participants[110]. - The company has implemented a self-monitoring plan for environmental compliance, which has been filed with local ecological environment authorities[112]. - The company has achieved stable compliance with wastewater and air emissions standards, with solid and hazardous waste being disposed of according to regulations[110]. - The company has publicly disclosed its environmental management information through its official website and other platforms[114]. Shareholder and Governance - The company plans not to distribute cash dividends or issue bonus shares for the half-year period[102]. - The company held a temporary shareholders' meeting on January 16, 2023, with an investor participation rate of 46.57%[100]. - The annual shareholders' meeting took place on May 12, 2023, with a participation rate of 48.95%[100]. - The company has established a compensation mechanism linked to the performance of the equity incentive plan, ensuring alignment with the company's recovery measures[124]. - The company guarantees the authenticity and completeness of the information provided during the restructuring process, committing to legal responsibility for any misleading statements[124]. - The company has not faced any severe administrative penalties related to business, tax, land, environmental, or customs laws since January 1, 2013[124]. Future Outlook - The company anticipates a recovery in market conditions in the second half of 2023, despite ongoing economic pressures and high raw material prices[34]. - The company provided a positive outlook for the second half of 2023, projecting a revenue growth of 25% year-over-year, aiming for 1.875 billion CNY[120]. - The company plans to continue expanding its market presence and investing in new technologies to enhance competitiveness[199]. - The future outlook remains positive, with projected revenue growth driven by new product launches and market penetration strategies[194].

2023 年上半年非经营性资金占用及其他关联资金往来情况汇总表 单位：万元 | | | 占用方与上市公司的 | 上市公司核算的 | 2023 年期初往 | 2023 年度 1-6 月占用 | 2023 年度 1-6 月 | 2023 年度 1-6 月 | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | | | | 累计发生金额（不含 | 占用资金的利息 | 偿还累计发生金 | 2023 年 6 月 30 日 | 占用形成原因 | 占用性质 | | | | 关联关系 | 会计科目 | 来资金余额 | | | | 占用资金余额 | | | | | | | | | 利息） | (如有） | 额 | | | | | 控股股东、实际控制人及其附 属企业 | 无 | | | | | | | | | 非经营性占用 | | 小计 | - | - | - | | | | | | | - | | 前控股股东、实际控制人及其 | | | | | | | | | | | | 附属企业 | ...

证券代码：002246 证券简称：北化股份 公告编号：2023-033 北方化学工业股份有限公司 第五届监事会第九次会议决议公告 该报告登载于 2023 年 8 月 29 日的巨潮资讯网。 （三）会议 3 票同意，0 票反对，0 票弃权，审议通过了《2023 年半年度报告 本公司及监事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 一、监事会会议召开情况 北方化学工业股份有限公司（以下简称"公司"）第五届监事会第九次会议的 会议通知及材料于 2023 年 8 月 14 日前以邮件、传真、专人送达方式送至全体监事。 会议于 2023 年 8 月 25 日在四川省泸州市高坝北化股份总部办公楼三楼会议室以现 场结合通讯方式召开。本次会议应出席监事 3 名，实际出席监事 3 名，其中：监事 会主席贾云先生以现场方式出席会议；职工监事雷宵宵先生以视频方式出席会议， 职工监事杨洪红女士以通讯表决方式出席会议，会议由监事会主席贾云先生主持， 公司部分高级管理人员列席了会议，会议的召集、召开符合《公司法》和《公司章 程》的规定。 二、监事会会议审议情况 经与会监事认真审议，采取记名投票表决 ...

根据对公司报告期内（2023 年 1 月 1 日至 2023 年 6 月 30 日）对外担保和控股股东 及关联方占用资金情况的了解和核查。我们认为，截止 2023 年 6 月 30 日，不存在控股股 东及其它关联方非正常占用公司资金的情况，也不存在以前年度发生并累计至 2023 年 6 月 30 日的违规关联方占用资金的情况。 公司能严格遵循《公司法》《证券法》等法律法规和《公司章程》的有关规定，严格 控制对外担保风险。截止 2023 年 6 月 30 日，公司没有发生对外担保情况，也不存在以前 年度发生并累计至 2023 年 6 月 30 日的对外担保情形。 二、对公司与关联财务公司关联存贷款 2023 年半年度持续风险评估报告的独立意见 1、兵工财务有限责任公司(以下简称"财务公司")作为非银行金融机构，其业务范 围、业务内容和流程、内部的风险控制制度等措施都受到中国银行保险监督管理委员会的 严格监管。 2、经查验财务公司《金融许可证》《企业法人营业执照》等证件资料,并审阅财务公 司出具的包括资产负债表、损益表、现金流量表等在内的财务公司的 2023 年半年度财务 报表，对财务公司的经营资质、业务和风险状 ...