根据《中华人民共和国公司法》《上市公司股东大会规则》《深圳证券交易所 股票上市规则》等有关法律法规及《第一创业证券股份有限公司章程》（以下简称 "《公司章程》"）的规定，经第一创业证券股份有限公司（以下简称"公司"） 第四届董事会第十九次会议审议通过，决定召开公司 2023 年度股东大会（以下简 称"本次会议"），现将本次会议的相关事项通知如下： 证券代码：002797 证券简称：第一创业 公告编号：2024-022 第一创业证券股份有限公司 关于召开 2023 年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、本次会议召开的基本情况 1、会议届次：第一创业证券股份有限公司 2023 年度股东大会。 2、会议召集人：本次会议由公司董事会召集，经公司第四届董事会第十九次 会议决议召开。 3、会议召开的合法、合规性：本次会议的召开符合相关法律、行政法规、部 门规章、规范性文件、深圳证券交易所业务规则和《公司章程》的有关规定。 4、会议召开的日期、时间： （1）现场会议召开时间：2024 年 6 月 28 日（星期五）13:30 开始 （2）网 ...

公 司 研 证券研究报告 究 ＃＃iinndduussttrryyIIdd＃＃ 证券 ＃investSuggestion＃ ＃ ＃d 第yCo 一mp 创any＃业 （ 002797 ） investSu ggestion 0固000收09和 资 管特色鲜 明＃，title＃差 异化 发展成效显著 增持 ( 首次 ） Change ——第一创业 2023 年报及 2024 年一季报点评 ＃ ＃ createTime1＃ 2024年 05月 13日 公 投资要点 司 ＃分e析ma师ilA：uth or＃ ＃⚫ sum第ma一ry＃创 业发布 2023 年报及 2024 年一季报，2023 年分别实现营收及归母 点 徐一洲 净利润24.89和3.31亿元，同比分别-4.7%和-17.5%；24Q1分别实现营收 S0190521060001 评 和归母净利润6.73和1.43亿元，同比分别-2.7%和+1.6%；2023年加权平 报 ＃研a究ss助Au理th：or ＃ 均 ROE 同比-0.51pct 至 2.3%，24Q1 同比基本持平；24Q1 剔除客户资金 告 陈静 后经营杠杆为2.36倍，较2023年初下降 ...

证券代码：002797 证券简称：第一创业 公告编号：2024-018 第一创业证券股份有限公司 关于职工代表监事辞职的公告 本公司及监事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 第一创业证券股份有限公司（以下简称"公司"）监事会于 2024 年 5 月 10 日收到公司职工代表监事孙晶女士递交的书面辞职报告。孙晶女士因退休申请辞 去公司第四届监事会职工代表监事职务，辞职后将不在公司或公司控股子公司担 任任何职务。 根据《中华人民共和国公司法》《第一创业证券股份有限公司章程》的相关 规定，孙晶女士的辞职不会导致公司监事会成员人数低于法定最低人数，亦不会 导致职工代表监事人数少于公司监事会成员的三分之一。孙晶女士的辞职报告自 送达公司监事会之日即时生效。 孙晶女士已确认与公司监事会无任何意见分歧，亦无任何与辞职有关的事项 需提请公司股东注意。孙晶女士未持有公司任何股份。 公司监事会对孙晶女士在公司担任职工代表监事期间为公司发展所作出的 贡献表示衷心感谢。 特此公告。 第一创业证券股份有限公司监事会 二〇二四年五月十一日 1 ...

为与广大投资者进行充分、有效的交流，现就本次业绩说明会提前向投资者 公开征集问题，广泛听取投资者的意见和建议。欢迎广大投资者于 2024 年 5 月 8 日（星期三）17:00 前，将您关注的问题通过电子邮件方式发送至公司投资者 关系邮箱 IR@fcsc.com，或通过扫描以下本次业绩说明会问题征集二维码提交相 关问题。公司将在本次业绩说明会上对投资者普遍关注的问题进行回答。 证券代码：002797 证券简称：第一创业 公告编号：2024-017 第一创业证券股份有限公司 关于举行 2023 年年度报告暨 2024 年第一季度报告 网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 第一创业证券股份有限公司（以下简称"公司"）于 2024 年 4 月 27 日披露 了《2023 年年度报告》及其摘要、《2024 年第一季度报告》，相关内容请详见 深圳证券交易所官方网站（http://www.szse.cn）。为便于广大投资者进一步了解 公司 2023 年度、2024 年第一季度经营情况，公司定于 2024 年 5 月 9 日（星期 四）15: ...

公司研究/金融/券商 证券研究报告 第一创业（002797）公司年报点评 2024年05月01日 [Table_InvestInfo] 固收销售、交易表现亮眼，资管、基金管 投资评级 中性 维持 理规模实现正增长 股票数据 [0T4a月ble30_日St收oc盘k价In（fo元] ） 5.74 [ 投Ta 资ble 要_S 点um ：m 公ar 司y] 以固收为特色，在现有上市券商中属于稀缺标的。公 52周股价波动（元） 4.79-7.13 司致力于打造有固定收益特色的、以资产管理业务为核心的证券公 股本结构 司。合理价值区间 5.46-6.19元，维持“中性”评级。 [总Ta股b本le（_C百a万p股ita）lI nfo] 4202 流通A股（百万股） 4132  【事件】公司发布2023年年报及2024年一季报。2023年年度实现营业收入24.9 B股/H股（百万股） 0/0 亿元，同比-4.7%；归母净利润3.3亿元，同比-17.5%；对应EPS 0.09元，ROE 相关研究 2.7%，同比-0.7pct。2024年一季度实现营业收入6.7亿元，同比-2.7%；归母净 [《Ta二b季le度_R业e绩p ...

本报告仅供 Choice 东方财富 使用，请勿传阅。 公司快报 2024 年 04 月 30 日 第 一创业(002797.SZ) 证券研究报告 资管固收特色延续，北交所业务布局积极 证券Ⅲ 投资评级 买入-A ■事件：公司披露2023年年报及2024 年一季报，2023 年实现营业收入24.9 维持评级 亿元（YoY-4.7%），归母净利润 3.3 亿元（YoY-17.5%），加权平均 ROE 为2.25% （YoY-0.51pct），EPS 为0.08 元（YoY-20.0%）；2024Q1 实现营业收入6.7 亿 6 个月目标价 6.60元 元（YoY-2.7%），归母净利润1.4 亿元（YoY+1.6%），加权平均 ROE 为0.96%（同 股价 (2024-04-29) 5.92元 比持平），EPS 为0.03 元（同比持平）。 ■分业务条线来看：公司 2023 年经纪/投行/资管/信用/自营业务分别实现净 交易数据 收入 3.5 亿元/1.9 亿元/9.0 亿元/0.8 亿元/5.9 亿元，同比-9%/-32%/-12%/- 总市值(百万元) 24,878.21 62%/+217%；2024Q1 ...

证券研究报告 | 2024年04月27日 盈利预测和财务指标 2022 2023 2024E 2025E 2026E 营业收入(百万元) 2,611 2,489 3,494 4,007 4,337 (+/-%) -19.8% -4.7% 40.4% 14.7% 8.3% 归母净利润(百万元) 401 331 465 534 578 (+/-%) -46.2% -17.5% 40.8% 14.8% 8.3% 摊薄每股收益(元) 0.1 0.1 0.1 0.1 0.1 净资产收益率(ROE) 2.8% 2.2% 3.2% 3.7% 3.9% 市盈率(PE) 56.1 70.1 50.7 44.1 40.8 市净率(PB) 1.6 1.6 1.7 1.6 1.6 资料来源：Wind、国信证券经济研究所预测 注：摊薄每股收益按最新总股本计算 第一创业（002797.SZ） 增持 受益债市向好，夯实"固收+资管"优势 第一创业发布 2023 年年报和 2024 年一季度报告。2023 年，公司实现营业总 收入 24.89 亿元，同比下降 4.7%；实现归母净利润 3.31 亿元，同比下降 17.5%；EPS 为 0.0 ...

1 2023 年度环境、社会与公司治理（ESG）报告 目 录 CONTENT | 释义 | 01 | | --- | --- | | 报告编制说明 | 02 | | 董事会环境、社会与公司治理 | 03 | | （ESG）管理声明 | | | 2023 年 ESG 亮点绩效 | 04 | | 荣誉与评级 | 05 | | 01 | 关于第一创业 | 07 | | --- | --- | --- | | | 公司简介 | 07 | | | 组织架构 | 08 | | 02 | ESG 管理体系 | 09 | | --- | --- | --- | | | ESG 理念与战略 | 09 | | | ESG 治理 | 10 | | | 利益相关方沟通与实质性议题分析 | 12 | | | 落实联合国可持续发展目标 | 17 | 环境篇 | 03 | 建设生态文明 | 19 | | --- | --- | --- | | | 应对气候变化 | 19 | | | 保护生物多样性 | 23 | | 04 | 践行可持续金融 | 24 | | --- | --- | --- | | | 发展绿色金融 | 24 | | | ...

Financial Performance - Total revenue for Q1 2024 was ¥673,427,362.24, a decrease of 2.66% compared to ¥691,865,297.91 in the same period last year[3]. - Net profit attributable to shareholders was ¥143,197,078.56, representing a 1.64% increase from ¥140,884,273.51 year-on-year[3]. - Total operating revenue decreased to ¥673,427,362.24 from ¥691,865,297.91, representing a decline of approximately 2.0% year-over-year[18]. - Net income for the period was ¥153,559,136.39, down from ¥173,439,957.62, indicating a decrease of about 11.5%[19]. - Net interest income fell to ¥14,157,758.16 from ¥27,679,578.93, a decline of approximately 48.9%[19]. - The total assets under management generated net income of ¥225,970,931.07, down from ¥230,095,798.73, reflecting a decrease of approximately 1.8%[19]. Cash Flow - Net cash flow from operating activities decreased by 112.79%, resulting in a net outflow of ¥168,031,003.82 compared to a net inflow of ¥1,314,130,387.44 in the previous year[3][7]. - The net cash inflow from operating activities was ¥4,498,627,855.86, compared to ¥3,133,598,812.56 in the previous period, an increase of approximately 43.5%[21]. - The net cash outflow for operating activities was ¥4,666,658,859.68, significantly higher than ¥1,819,468,425.12 in the prior period[21]. - The net cash flow from investing activities was -$56.08 million, a decrease from -$17.77 million in the prior period[22]. - The net cash flow from financing activities was $932.28 million, contrasting with a negative $718.28 million in the previous period[22]. - The company reported a net increase in cash and cash equivalents of $708.20 million, compared to $578.08 million in the previous period[22]. Assets and Liabilities - Total assets at the end of the reporting period were ¥44,804,423,804.59, down 1.05% from ¥45,281,204,701.96 at the end of the previous year[3]. - Total liabilities decreased to ¥29,273,891,969.38 from ¥29,988,124,647.91, a reduction of about 2.4%[18]. - Cash and cash equivalents increased to 9,247,644,363.02 yuan from 7,847,914,270.28 yuan, reflecting a growth of approximately 17.8%[17]. - Customer funds deposits rose to 6,796,213,987.86 yuan, up from 5,513,622,967.76 yuan, indicating a growth of about 23.2%[17]. - The company reported a decrease in short-term financing payables from 50,699,068.49 yuan to 20,597,917.81 yuan, a reduction of approximately 59.4%[17]. - The trading financial liabilities increased significantly to 1,796,210,709.18 yuan from 780,621,901.47 yuan, marking an increase of about 130%[17]. Shareholder Information - Shareholders' equity attributable to shareholders increased by 1.71% to ¥15,073,777,653.56 from ¥14,820,907,771.21 at the end of the previous year[3]. - The total equity attributable to shareholders increased to ¥15,073,777,653.56 from ¥14,820,907,771.21, an increase of approximately 1.7%[18]. - Basic and diluted earnings per share remained unchanged at ¥0.03[3]. - The company’s earnings per share remained stable at ¥0.03 for both periods[20]. Business Developments - The company completed the registration of changes to its business scope, now including securities investment fund custody services[13]. - The company has made changes to several branch office addresses and expanded its business scope in the Beijing branch to include securities brokerage and investment consulting services[14]. - The company has not reported any changes in the participation of major shareholders in the securities lending business[11]. - The company has not disclosed any new product or technology developments in the recent conference call[12]. - The company issued corporate bonds worth 1 billion yuan in Q1 2024 to support business development needs[15]. Other Information - Non-recurring gains and losses totaled ¥3,298,265.13 for the reporting period[5]. - The company does not have any other items that meet the definition of non-recurring gains and losses[5]. - The decrease in cash flow from operating activities was primarily due to changes in trading financial instruments, borrowed funds, and repurchase business funds[7]. - The company has not made any adjustments or restatements to previous years' accounting data[3]. - The first quarter report for 2024 was not audited[23].

Financial Performance - Total revenue for 2023 was ¥2,488,689,449.42, a decrease of 4.70% compared to ¥2,611,358,645.25 in 2022[30]. - Net profit attributable to shareholders was ¥330,655,551.54, down 17.50% from ¥400,810,788.88 in the previous year[30]. - Basic earnings per share decreased by 20.00% to ¥0.08 from ¥0.10 in 2022[30]. - Total assets at the end of 2023 were ¥45,281,204,701.96, a decline of 5.28% from ¥47,806,898,219.77 in 2022[30]. - Total liabilities decreased by 7.86% to ¥29,988,124,647.91 from ¥32,546,175,520.56 in 2022[31]. - Cash flow from operating activities for 2023 was ¥3,623,216,628.00, a significant improvement from -¥2,297,196,783.29 in 2022[30]. - The company reported a weighted average return on equity of 2.25%, down 0.51 percentage points from 2.76% in 2022[30]. - The total revenue for the parent company was ¥1,405,906,380.73, a decrease of 5.17% from ¥1,482,529,462.83 in 2022[32]. - The net profit for the parent company was ¥382,202,581.35, down 18.76% from ¥470,489,481.89 in 2022[32]. Capital Structure and Growth - The company reported a registered capital of 4.2024 billion RMB and a net capital of 8.944 billion RMB[8]. - The registered capital of the company increased from CNY 3.5024 billion to CNY 4.2024 billion after a non-public offering of 700 million shares approved by the China Securities Regulatory Commission in July 2020[21]. - The company’s capital structure has evolved through several rounds of capital increases, demonstrating its growth strategy and market expansion efforts[20]. - The company was originally established in 1992 with a registered capital of CNY 10 million, reflecting significant growth over the years[20]. - The company has established subsidiaries in major cities, including Beijing, Shanghai, and Guangzhou, enhancing its market presence[25]. Risk Management - The company acknowledges various risks, including market risk, credit risk, operational risk, liquidity risk, reputation risk, and money laundering risk[3]. - The company has established a comprehensive risk management and internal control system to ensure stable and sustainable development[3]. - The company is committed to continuous improvement in risk management to adapt to the changing market environment[3]. - The company has implemented a risk management framework that includes risk preference, limits, identification, assessment, measurement, stress testing, monitoring, and disposal[139]. - For market risk, the company employs a "research-decision-execution-supervision" separation principle and utilizes financial derivatives for hedging[139]. Corporate Governance - The company has established a robust corporate governance structure, ensuring independent operation and mutual checks among the shareholders' meeting, board of directors, supervisory board, and management[22]. - The company has established an independent director system to enhance corporate governance, with updated standards for independence and regular evaluations implemented during the reporting period[150]. - The board of directors consists of 11 members, including 5 independent directors, and has established five specialized committees to enhance decision-making quality[147]. - The company has revised its articles of association twice during the reporting period to strengthen governance and compliance[145]. - The company actively monitors and reports on various operational risks, including information system risks, to ensure robust risk management practices[141]. Market Presence and Strategy - The company is actively expanding its market presence, particularly in key regions such as the Guangdong-Hong Kong-Macao Greater Bay Area and the Beijing-Tianjin-Hebei region[53]. - The company is focusing on wealth management transformation and enhancing asset allocation capabilities in its brokerage business[41]. - The company is committed to digital transformation in its operations and management, leveraging financial technology to improve efficiency[53]. - The company plans to enhance its product innovation and optimize its product line in 2024, focusing on fixed income and diversified investment products[66]. - The company aims to strengthen its REITs team and increase project reserves in key areas such as affordable housing and clean energy[66]. Awards and Recognition - The company has received multiple awards, including "Annual Market Influential Institution" and "Best Contribution Award" for its performance in various financial sectors[51]. - The company has received multiple awards for its investor relations management, including recognition from the China Securities Association for best practices in 2023[155]. Shareholder Engagement - The company held two shareholder meetings during the reporting period, ensuring compliance with legal and regulatory requirements[146]. - The annual shareholders meeting on June 27, 2023, had an investor participation rate of 27.0484%[165]. - The first extraordinary shareholders meeting on September 11, 2023, had an investor participation rate of 30.2234%[165]. - The company is committed to protecting investor rights and educating them on rational investment practices, actively participating in investor protection events[155]. Future Outlook - The company provided guidance for the next quarter, expecting revenue to be between 1.6 billion and 1.8 billion, indicating a potential growth of 10% to 20%[176]. - The company plans to focus on improving profitability and exploring new market opportunities in the upcoming year[107]. - The company aims to enhance its core competitiveness by focusing on sustainable development and becoming a leading investment bank with fixed income characteristics[52]. - The company is considering strategic acquisitions to enhance its product offerings, with a budget of $100 million allocated for potential targets[188].