证券代码：002797 证券简称：第一创业 公告编号：2026-007 第一创业证券股份有限公司 2026 年面向专业投资者公开发行公司债券 （第一期）发行公告 第一创业证券股份有限公司 (住所：广东省深圳市福田区福华一路 115 号投行大厦 20 楼) 牵头主承销商 第一创业证券承销保荐有限责任公司 住所：北京市西城区武定侯街 6 号卓著中心 10 层 联席主承销商 北京证券 北京证券有限责任公司 住所：北京市北京经济技术开发区科谷 一街 10 号院 7 号楼 1 层 102 室 受托管理人 东北证券股份有限公司 住所：长春市生态大街 6666 号 签署日：2026 年 1 月 本公司及其全体董事、高级管理人员或履行同等职责的人员保证公告内容真 实、准确和完整，并对公告中的虚假记载、误导性陈述或者重大遗漏承担责任。 重要事项提示 1、第一创业证券股份有限公司（以下简称"发行人"或"公司"）已于 2025 年 9 月 6 日获得中国证券监督管理委员会"证监许可【2025】1976 号"文注册 公开发行面值不超过 80 亿元（含 80 亿元）的公司债券（以下简称"本次债券"）。 7、增信措施：本期债券无担保。 ...

第一创业证券股份有限公司 （广东省深圳市福田区福华一路 115 号投行大厦 20 楼） 2026 年面向专业投资者公开发行公司债券 （第一期）募集说明书 | 发行人 | 第一创业证券股份有限公司 | | --- | --- | | 主承销商 | 第一创业证券承销保荐有限责任公司、北京证 券有限责任公司 | | 受托管理人 | 东北证券股份有限公司 | | 本期债券发行金额 | 不超过 20 亿元（含 20 亿元） | | 增信措施情况 | 无担保 | | 信用评级结果 | 主体 AAA/债项 AAA | | 信用评级机构 | 大公国际资信评估有限公司 | 牵头主承销商 （住所：北京市西城区武定侯街 6 号卓著中心 10 层） 联席主承销商 受托管理人 北京证券 （住所：北京市北京经济技术开发 区科谷一街 10 号院 7 号楼 1 层 102 （住所：长春市生态大街 6666 号） 室） 签署日期： 年 月 日 第一创业证券股份有限公司 2026 年面向专业投资者公开发行公司债券（第一期）募集说明书 声明 本募集说明书依据《中华人民共和国公司法》、《中华人民共和国证券法》 （2019 年修订）、《公司债券发行与 ...

证券代码：002797 证券简称：第一创业 公告编号：2026-008 第一创业证券股份有限公司 2025 年面向专业投资者公开发行公司债券更名公告 本公司及其董事、高级管理人员保证公告内容真实、准确和完整，并对公告中 的虚假记载、误导性陈述或者重大遗漏承担责任。 第一创业证券股份有限公司于2025年9月6日获得中国证券监督管理委员会"证 监许可【2025】1976号"文同意面向专业投资者公开发行面值总额不超过人民币80 亿元公司债券的注册。本次债券申报时命名为"第一创业证券股份有限公司2025年 面向专业投资者公开发行公司债券"。 本次债券采用分期发行的方式，本期债券为本次债券的第二期发行，发行规模 为不超过20亿元（含20亿元）。因分期发行，按照命名规则，本期债券名称变更为 "第一创业证券股份有限公司2026年面向专业投资者公开发行公司债券（第一期）"。 本期债券名称变更不改变原签订的与本次债券及本期债券相关文件的法律效力， 原签署的法律文件对更名后的本期债券继续具有法律效力。前述法律文件包括但不 限于：《第一创业证券股份有限公司2025年面向专业投资者公开发行公司债券债券 持有人会议规则》《第一创业证券 ...

报告名称 第一创业证券股份有限公司2026年 面向专业投资者公开发行公司债券 （第一期）信用评级报告 目录 评定等级及主要观点 发债概况 发债主体 偿债环境 财富创造能力 偿债来源与负债平衡 外部支持 评级结论 联系电话：+86-10-67413300 客服电话：+ 86-4008-84-4008 传真：+86-10-67413555 Email: dagongratings@dagongcredit.com 地址：中国北京市西城区三里河二区甲 18 号 公司网站：www.dagongcredit.com 第一创业证券 2026 年面向专业投资者公开发行公司债券（第一期）信用评级报告 信用等级公告 DGZX-R【2026】00052 大公国际资信评估有限公司通过对第一创业证券股份有限公司主 体及其拟发行的 2026 年面向专业投资者公开发行公司债券（第一期） 的信用状况进行分析和评估，确定第一创业证券股份有限公司的主体 信用等级为 AAA，评级展望为稳定，第一创业证券股份有限公司 2026 年面向专业投资者公开发行公司债券（第一期）品种一的信用等级为 AAA，品种二的信用等级为 AAA。 特此公告。 大公国际 ...

六九一二本次发行新股的募集资金总额为51,607.50万元，扣除发行费用后的实际募集资金净额为 45,271.43万元，公司最终募集资金净额比原计划少33,880.15万元。六九一二于2024年10月9日披露的招 股书显示，公司拟募资79,151.58万元，用于通信设备生产基地建设项目（二期）项目、特种通信装备科 研生产中心项目、模拟训练装备研发项目。 中国经济网北京1月28日讯 六九一二(301592.SZ)昨晚披露2025年度业绩预告。公司预计2025年度归 属于上市公司股东的净利润3,900万元至5,800万元，比上年同期下降40.48%至59.97%；扣除非经常性损 益后的净利润3,700万元至5,500万元，比上年同期下降44.31%至62.54%。 六九一二于2024年10月24日在深交所创业板上市，公开发行新股1,750.00万股，占发行后总股本的 比例为25.00%，发行价格为29.49元/股。六九一二本次发行的保荐人（主承销商）为第一创业证券承销 保荐有限责任公司，保荐代表人为张新炜、崔攀攀。 2021年至2024年，六九一二的经营活动产生的现金流量净额分别为-5,276.28万元、-2,0 ...

Core Viewpoint - The evaluation results of market makers for the fourth quarter of 2025 have been released by the National Equities Exchange and Quotations (NEEQ), highlighting the performance and fee reduction qualifications of various securities firms [1][3]. Group 1: Market Maker Evaluation Results - Three securities firms, Northeast Securities, Kaiyuan Securities, and Shanghai Securities, ranked in the top 5% with a 100% fee reduction [2][3]. - Twelve market makers received fee reduction qualifications, with six firms in the 10%-20% ranking receiving a 50% fee reduction, including Huahuan Securities and Changjiang Securities [3]. - The rankings of some firms changed compared to the third quarter of 2025, with Guotai Haitong moving from the 10%-20% range to the 5%-10% range [4]. Group 2: Industry Trends and Strategies - The rankings of market makers show limited volatility over several quarters, indicating a stable competitive landscape among smaller firms, while larger firms maintain dominance in other areas [5]. - First Capital has focused on optimizing its market-making strategy in the New Third Board, enhancing its professional capabilities and providing liquidity to quality enterprises [5]. - As of June 2025, First Capital provided market-making services for nine enterprises, while CICC reported having 22 market-making enterprises, with 81.82% being innovative tier companies [5][6]. Group 3: Regulatory Framework and Future Directions - The evaluation guidelines for market makers have undergone multiple revisions, with the current version being from 2020, emphasizing the importance of market maker evaluations in improving market liquidity and price discovery [8]. - The NEEQ aims to continuously assess the implementation effects of the market maker system and optimize the evaluation incentive mechanism to promote the healthy development of the market maker system [8].

Core Viewpoint - The article investigates the phenomenon surrounding the mysterious figure "Chen Xiaoqun," highlighting how third-party trading software and licensed brokerages have contributed to the creation of a "cult of personality" around this figure, leading to speculative trading behaviors among retail investors [3][4]. Group 1: Market Dynamics - The commercial aerospace sector has experienced significant volatility, with "Chen Xiaoqun" emerging as a focal point in speculative trading activities [3]. - The trading seat associated with "Chen Xiaoqun" at China Galaxy Securities' Dalian Huanghe Road branch has seen substantial net buying, with a reported net purchase of 3.79 billion yuan for Jin Feng Technology, leading to a notable increase in stock prices [6][23]. - Following the identification of "Chen Xiaoqun" on the trading leaderboard, stocks associated with this figure have averaged a price increase of over 4% the following day, with some stocks even hitting the daily limit [6][23]. Group 2: Role of Third-Party Software - Major financial data platforms like Tonghuashun, Dongfang Caifu, and Wind have algorithmically linked "Chen Xiaoqun" to specific trading seats, facilitating retail investors' speculative behaviors [3][10]. - The presence of "Chen Xiaoqun" on trading leaderboards has been utilized by various brokerage apps, which have labeled specific trading seats and stocks with his name, thereby influencing market dynamics and retail investor behavior [21][23]. - The article notes that 19 brokerage apps have implemented similar labeling practices, with over 10 explicitly marking "Chen Xiaoqun" as a top trader, further amplifying the speculative trading environment [23]. Group 3: Investor Behavior and Sentiment - Retail investors have increasingly shifted their focus from traditional financial analysis to tracking the movements of "Chen Xiaoqun," reflecting a growing trend of following popular figures in trading rather than relying on fundamental analysis [9][10]. - Social media platforms are rife with unverified claims and extravagant displays of wealth attributed to "Chen Xiaoqun," contributing to the mythos surrounding this figure and encouraging speculative trading among followers [7][9]. - The phenomenon has raised concerns about the integrity of information disclosure in the securities market, as the unverified status of "Chen Xiaoqun" raises questions about the legitimacy of the trading strategies being promoted [4][5].

Group 1 - The Ministry of Finance announced a temporary exemption from personal income tax on capital gains from the transfer of CDRs for individual investors from January 1, 2026, to December 31, 2027 [5] - The People's Bank of China emphasized strict regulatory measures for payment institutions and the development of a modern payment system in 2026 [5] - The Ministry of Housing and Urban-Rural Development expressed support for reasonable financing needs of real estate companies to stabilize the market [10] Group 2 - The Ministry of Finance issued new regulations to address issues related to abnormally low prices in government procurement [8] - The Guangdong provincial government is promoting the orderly opening of autonomous driving road tests and applications [14] - The construction of China's first offshore liquid rocket launch and recovery test platform is underway, with plans for testing in early February [16] Group 3 - Moore Threads, referred to as "China's Nvidia," expects to achieve revenue of 1.45 billion to 1.52 billion yuan in 2025, representing a growth of 230.70% to 246.67% year-on-year [21] - Zhite New Materials announced potential stock suspension if its stock price continues to deviate significantly from its fundamentals [22] - Guotou Zhonglu received approval from the State-owned Assets Supervision and Administration Commission for its asset restructuring and financing plan [23] Group 4 - Han Jian Heshan is planning to acquire a 52.51% stake in Liaoning Xingfu New Materials Co., Ltd., leading to a stock suspension [24] - Aotai Bio plans to repurchase shares worth between 100 million and 200 million yuan [25] - Zhongchao Holdings received an order for 40 sets of thrust chamber covers from a rocket unit [26]

证券日报网讯1月21日，第一创业（002797）在互动平台回答投资者提问时表示，根据最新一期公司股 东名册，公司股东总户数为225206户(截至2026年1月20日)。 ...

Meeting Overview - The first extraordinary general meeting of shareholders was held on January 20, 2026, at 14:30, combining on-site and online voting methods [3][4][5] - The meeting was convened by the company's board of directors and presided over by the vice chairman [6][7] Attendance - A total of 1,383 shareholders and their authorized representatives attended the meeting, representing 1,133,266,878 shares, which is 26.9671% of the total voting shares [8] - Among them, 6 shareholders attended the on-site meeting, representing 293,120,270 shares (6.9751%), while 1,377 shareholders participated via online voting, representing 840,146,608 shares (19.9921%) [8] Proposal Voting - All proposals presented at the meeting were approved, including the election of Mr. Guo Chuan as a non-independent director of the fifth board of directors [10][11] - The voting results indicated that the proposals received majority support from the attending shareholders [10] Small Shareholder Voting - The voting results from small shareholders (excluding directors, senior management, and shareholders holding more than 5% of shares) were recorded separately to ensure their interests were respected [12] Legal Verification - The meeting was witnessed by lawyers from Guohao Law Firm, who confirmed that the procedures and voting results complied with legal and regulatory requirements [13] Documentation - The resolutions from the meeting and the legal opinion from Guohao Law Firm will be kept on record for future reference [14]