证券日报网讯第一创业11月11日在互动平台回答投资者提问时表示，根据最新一期公司股东名册，公司 股东总户数为234，716户（截至2025年11月10日）。 （文章来源：证券日报） ...

证券日报网讯第一创业（002797）11月11日在互动平台回答投资者提问时表示，公司高度重视投资者关 切，致力于为股东创造长期价值。公司重视提升现金分红水平、增加分红频率，最近三年累计现金分红 6.14亿元，占最近三年实现的年均净利润比例为112.57%。公司股票PB估值长期位于行业较优水平，股 价走势受多重因素综合影响，敬请投资者理性投资，合理控制投资风险。 ...

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 经江苏证监局查明，鸿达兴业2019年12月31日至 2020年7月23日，鸿达兴业擅自改变 2019 年募集资金用途，涉及金 额16.91亿元。该部分资金主要被控股股东鸿达兴业集团有限公司及其关联方使用。 2020年1月至2023年6月，鸿达兴业通过篡改原始财务账套、指使审计人员虚构审计调整分录和篡改财务报表等方式， 调整合并报表及部分子公司财务报表数据，虚构各期营业收入、营业成本及费用等。涉案期间，虚增营业收入合计 35.05亿元，虚增利润总额合计40.78亿元。2020 年、2021年、2022年、2023年半年，虚增利润总额分别占鸿达兴业当 期披露利润总额（绝对值）的94.11%、94.42%、618.7%、12.84%。 出品：新浪财经上市公司研究院 作者：IPO再融资组/郑权 近两年，A股IPO及再融资基调可以概括为"全流程严监管"与"精准化促畅通"相结合。监管层通过提高上市标准、强 调"申报即担责"、并大幅提升现场检查的比例和威慑力，来压实发行人和中介机构的责任；对"带病闯关"、"一查就 撤"行为严厉追责。同时，监管层引导资 ...

Group 1: Financial Performance - The company's total operating revenue for the first three quarters of 2025 increased by 24.32% year-on-year, while net profit attributable to shareholders rose by 20.21% [2] - As of June 30, 2025, the total assets under management in the asset management business reached CNY 66.325 billion, an increase of CNY 12.687 billion, representing a growth rate of 23.65% compared to the end of 2024 [7] Group 2: Strategic Partnerships and Market Position - Since becoming the largest shareholder in May 2023, Beijing State-owned Capital Operation and Management Co., Ltd. has strengthened the company's governance structure and supported its development, enhancing its market position [3] - The company completed the issuance of 30 bonds for Beijing state-owned enterprises in the first half of 2025, with a total underwriting amount of CNY 7.741 billion, ranking 4th in the bond underwriting scale for Beijing state-owned enterprises [3] Group 3: Business Development and Future Strategy - The company aims to deepen its connection with Beijing State-owned Capital and develop core strategic clients within the Beijing state-owned asset system, focusing on industry empowerment and long-term comprehensive financial services [5] - The 2025-2027 strategic development plan emphasizes a customer-centric approach, aiming to build a first-class investment bank with fixed income characteristics driven by asset management and investment banking services [6] Group 4: Asset Management and Investment Strategies - The asset management business focuses on enhancing active management capabilities and diversifying product offerings, including ESG and FOF investments, while maintaining a stable income structure primarily from fixed management fees [8] - The company is adapting its fixed income business to a trading-driven model, reducing reliance on trend-based returns and enhancing resilience through diversified asset allocation [10] Group 5: Brokerage and Investment Banking - The brokerage business has seen significant growth in customer acquisition both online and offline, with expectations of continued pressure on commission rates and financing rates in the future [12] - Future investment banking strategies will focus on regional economic development, industry-specific services, risk management, and innovative product offerings, including ABS and public REITs [14]

Market Performance - On November 6, the securities sector rose by 1.29%, with Northeast Securities leading the gains [1] - The Shanghai Composite Index closed at 4007.76, up 0.97%, while the Shenzhen Component Index closed at 13452.42, up 1.73% [1] Individual Stock Performance - Northeast Securities (000686) closed at 9.60, with a gain of 6.79% and a trading volume of 1.5123 million shares [1] - Huatai Securities (601688) closed at 22.46, up 5.64%, with a trading volume of 1.7308 million shares and a transaction value of 3.839 billion [1] - Other notable performers include: - GF Securities (000776) at 23.15, up 4.19% [1] - Guosen Securities (002736) at 14.26, up 3.78% [1] - Changjiang Securities (000783) at 8.97, up 3.10% [1] Capital Flow - The securities sector saw a net inflow of 1.499 billion in institutional funds, while retail investors experienced a net outflow of 0.526 billion [2] - Speculative funds had a net outflow of 0.973 billion [2]

Core Viewpoint - The company is currently facing challenges, including a significant investigation by the China Securities Regulatory Commission (CSRC) regarding its subsidiary, but it maintains that its overall business operations are stable and unaffected by this issue [2][3][4]. Financial Performance - For the first three quarters of the year, the company reported a revenue of 2.985 billion yuan, representing a year-on-year increase of 24.32% [2]. - The net profit attributable to shareholders reached 771 million yuan, showing a year-on-year growth of 20.21% [2]. Market Activity - As of November 5, 2025, the company's stock closed at 7.31 yuan, with a slight increase of 0.14% [1]. - The trading volume on that day was 505,100 shares, with a total transaction value of 369 million yuan [1]. - On the same day, there was a net outflow of 258,700 yuan from institutional investors, while retail investors showed a net inflow of 1.583 million yuan [4]. Regulatory Issues - The company's wholly-owned subsidiary received a notice from the CSRC regarding an investigation into its diligence in the supervision of a bond project, which is not expected to have a significant adverse impact on the company's operations or debt repayment capabilities [3][4].

Core Insights - The news highlights ongoing financial distress among several real estate companies, with many facing significant debt defaults and legal issues, indicating a challenging environment for the sector [17] Company Summaries - First Capital Securities' subsidiary is under investigation by the China Securities Regulatory Commission for failing to diligently supervise a convertible bond project involving Hongda Xingye [1][11] - Rongqiao Group has failed to repay loans totaling approximately 4.28 billion yuan, with additional commercial acceptance bills amounting to 20.64 million yuan also in default [2] - Zhengrong Real Estate has reported a new enforcement case with a value of 374 million yuan, indicating potential adverse effects on its debt repayment capabilities [3] - Sunshine City has outstanding debt principal totaling 65.46 billion yuan, with negotiations ongoing to resolve risks associated with overdue payments [4] - CIFI Group's subsidiaries have overdue debts totaling approximately 1.38 billion yuan, with ongoing bond restructuring efforts [5] - Greenland Group has faced 1,344 new lawsuits totaling 6.38 billion yuan, further complicating its financial situation [6] - AVIC Industry Finance has announced it will not disclose its Q3 2025 financial report on time, raising concerns about its financial transparency [7] - Pan Hai Holdings has been fined 4 million yuan for failing to disclose significant debt defaults, with penalties imposed on several executives for their lack of diligence [8] - Xi'an Construction has received a self-discipline penalty from the interbank market association for inaccurate disclosures regarding restricted funds and overdue debts [9] - Guangzhou Hanjing Group has reported new overdue debts of 1.63 billion yuan, alongside significant ongoing litigation [10] Market Overview - The real estate sector continues to face multiple challenges, including sluggish sales and restricted financing channels, with over 50% of 41 listed real estate companies reporting losses totaling 87.22 billion yuan in their latest financial disclosures [17]

债券代码：149612.SZ 债券简称：21 一创 02 债券代码：149767.SZ 债券简称：22 一创 02 债券代码：148014.SZ 债券简称：22 一创 04 债券代码：148471.SZ 债券简称：23 一创 01 债券代码：148575.SZ 债券简称：24 一创 01 债券代码：148847.SZ 债券简称：24 一创 02 债券代码：524097.SZ 债券简称：25 一创 01 债券代码：524098.SZ 债券简称：25 一创 02 债券代码：524171.SZ 债券简称：25 一创 04 债券代码：524313.SZ 债券简称：25 一创 06 债券代码：524314.SZ 债券简称：25 一创 K1 债券代码：524486.SZ 债券简称：25 一创 K2 东北证券股份有限公司关于第一创业证券股份有限公司全资子 公司收到中国证券监督管理委员会立案告知书的临时受托管理 事务报告 东北证券股份有限公司保证本报告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担相应法律责任。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜 ...

Market Overview - The participatory fund sector experienced a decline of 0.14% on November 5, with Daheng Technology leading the drop [1] - The Shanghai Composite Index closed at 3969.25, up 0.23%, while the Shenzhen Component Index closed at 13223.56, up 0.37% [1] Stock Performance - Notable gainers in the participatory fund sector included: - Guomai Technology (Code: 002093) with a closing price of 11.89, up 3.93% and a trading volume of 627,700 shares, totaling 741 million yuan [1] - Suzhou High-tech (Code: 600736) with a closing price of 6.00, up 1.01% and a trading volume of 202,700 shares, totaling 121 million yuan [1] - Daheng Technology (Code: 600288) was the biggest loser, closing at 16.14, down 2.06% with a trading volume of 320,300 shares, totaling 512 million yuan [2] Capital Flow - The participatory fund sector saw a net outflow of 1.24 billion yuan from institutional investors, while retail investors contributed a net inflow of 690 million yuan [2] - The capital flow for specific stocks showed: - Industrial and Commercial Bank of China (Code: 601398) had a net inflow of 15.1 million yuan from institutional investors [3] - Guomai Technology experienced a net outflow of 73.65 million yuan from retail investors [3]

Market Overview - On November 3, the securities sector declined by 0.27% compared to the previous trading day, with First Entrepreneurship leading the decline [1] - The Shanghai Composite Index closed at 3976.52, up 0.55%, while the Shenzhen Component Index closed at 13404.06, up 0.19% [1] Individual Stock Performance - Notable gainers in the securities sector included: - Yuanta Securities (601211) with a closing price of 19.61, up 1.19% and a trading volume of 987,000 shares, totaling 1.923 billion yuan [1] - Dongxing Securities (601198) closed at 12.78, up 0.87% with a trading volume of 481,300 shares, totaling 612 million yuan [1] - Conversely, First Entrepreneurship (002797) experienced a significant drop, closing at 7.28, down 5.94% with a trading volume of 1.7361 million shares, totaling 1.265 billion yuan [2] Capital Flow Analysis - The securities sector saw a net outflow of 3.202 billion yuan from institutional investors, while retail investors contributed a net inflow of 1.3 billion yuan [2] - The capital flow for individual stocks indicated: - Yuanta Securities had a net inflow of 55.7945 million yuan from institutional investors, while retail investors had a net outflow of 64.2197 million yuan [3] - Huatai Securities (601688) recorded a net inflow of 185.6 million yuan from retail investors, despite a slight decline in stock price [3]