Group 1 - The core viewpoint of the news is that First Capital has shown a significant increase in trading activity and financial performance, with a notable rise in both revenue and net profit year-on-year [2][3] - On January 6, First Capital's stock rose by 2.58%, with a trading volume of 878 million yuan, and a net financing purchase of 24.23 million yuan, indicating strong investor interest [1] - As of January 6, the total margin balance for First Capital was 2.143 billion yuan, with a financing balance of 2.126 billion yuan, representing 7.07% of the circulating market value, which is below the 30% percentile level over the past year [1] Group 2 - First Capital's main business segments include asset management and fund management (34.06%), securities brokerage and credit business (22.29%), and proprietary investment and trading (18.31%) [2] - For the period from January to September 2025, First Capital achieved operating revenue of 2.985 billion yuan, a year-on-year increase of 24.32%, and a net profit attributable to shareholders of 771 million yuan, up 20.21% year-on-year [2] - The company has distributed a total of 1.447 billion yuan in dividends since its A-share listing, with 656 million yuan distributed in the last three years [3]

Core Viewpoint - The mission of leading investment banks is to empower high-quality economic and social development through professional financial capabilities, aligning with national strategies and local development goals [1][12]. Group 1: Investment Banking Engine - The company has established a comprehensive financial service matrix covering the entire lifecycle of enterprises and projects in Beijing, demonstrating the value of "comprehensive financial services" [1][13]. Group 2: Equity Financing - The investment bank aims to connect more "Beijing innovations" to the capital market, with plans to submit three IPO applications to the Beijing Stock Exchange in 2025, including the first IPO of a Beijing state-owned enterprise [2][14]. Group 3: Bond Financing - The company has implemented a "high-quality bond development" strategy, achieving a 2.1 times increase in bond underwriting volume to 26.25 billion yuan in 2024, and aims to reach 41.08 billion yuan in 2025, a 56.51% increase from 2024 [3][15]. - The company has been a leading player in the Beijing bond market, serving 35 state-owned enterprises and underwriting 158.88 billion yuan in bonds for 17 Beijing state-owned enterprises in 2025 [3][15]. Group 4: ABS and REITs - The company has innovated in the ABS market, issuing over 12 billion yuan in ABS in Beijing, and has played a key role in launching the first public REITs focused on "headquarters economy" [5][17]. Group 5: Mergers and Acquisitions - The company has established a dedicated M&A team to assist state-owned enterprises in capital operations, exemplified by its role as an independent financial advisor in a significant merger in September 2025 [6][18]. Group 6: Value Coordinates - The company is evolving from a mere intermediary to a value creator, integrating national strategies and regional characteristics into its operations [19]. - It supports the construction of the capital's "four centers" by facilitating the issuance of 54.75 billion yuan in technology bonds, ensuring funding stability for major infrastructure projects [19][7]. Group 7: Future Outlook - Looking ahead, the company aims to deepen its focus on fixed income and enhance its investment banking and asset management capabilities, fully integrating into the historical process of high-quality development in the capital [23].

第一创业证券股份有限公司2025年面向专业投资者公开发行公司 债券（第一期）（品种一）2026年付息公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 第一创业证券股份有限公司 2025 年面向专业投资者公开发行公司债券（第 一期）（品种一）（简称"25 一创 01""本期债券"，债券代码：524097）本次付 息的债权登记日为 2026 年 1 月 8 日，凡在 2026 年 1 月 8 日（含）前买入并持有 本期债券的投资者享有本次派发的利息，2026 年 1 月 8 日卖出本期债券的投资 者不享有本次派发的利息。 第一创业证券股份有限公司（以下简称"本公司"）于 2025 年 1 月 9 日完成 发行的"25 一创 01"将于 2026 年 1 月 9 日支付 2025 年 1 月 9 日至 2026 年 1 月 8 日期间的利息，本期债券发行价格 100 元/张，票面利率 2.10%，每手（面 值 1,000.00 元）派息金额 21.00 元。根据"25 一创 01"募集说明书和上市公告 书的相关规定，本期债券将进行付息，现将有关事项公 ...

证券简称：第一创业 证券代码：002797 公告编号：2026-003 债券简称：25 一创 02 债券代码：524098 第一创业证券股份有限公司2025年面向专业投资者公开发行公司 债券（第一期）（品种二）2026年付息公告 3、债券代码：524098 4、发行总额：人民币 2 亿元 5、发行价格：人民币 100 元/张 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 第一创业证券股份有限公司 2025 年面向专业投资者公开发行公司债券（第 一期）（品种二）（简称"25 一创 02""本期债券"，债券代码：524098）本次付 息的债权登记日为 2026 年 1 月 8 日，凡在 2026 年 1 月 8 日（含）前买入并持有 本期债券的投资者享有本次派发的利息，2026 年 1 月 8 日卖出本期债券的投资 者不享有本次派发的利息。 第一创业证券股份有限公司（以下简称"本公司"）于 2025 年 1 月 9 日完成 发行的"25 一创 02"将于 2026 年 1 月 9 日支付 2025 年 1 月 9 日至 2026 年 1 月 8 日期 ...

债券代码：149612.SZ 债券简称：21 一创 02 债券代码：149767.SZ 债券简称：22 一创 02 债券代码：148014.SZ 债券简称：22 一创 04 债券代码：148471.SZ 债券简称：23 一创 01 债券代码：148575.SZ 债券简称：24 一创 01 债券代码：148847.SZ 债券简称：24 一创 02 债券代码：524097.SZ 债券简称：25 一创 01 债券代码：524098.SZ 债券简称：25 一创 02 债券代码：524171.SZ 债券简称：25 一创 04 债券代码：524313.SZ 债券简称：25 一创 06 债券代码：524314.SZ 债券简称：25 一创 K1 债券代码：524486.SZ 债券简称：25 一创 K2 东北证券股份有限公司关于第一创业证券股份有限公司不再设 置监事会的临时受托管理事务报告 东北证券股份有限公司保证本报告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担相应法律责任。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜作出独立判断，而不应将本报告中的任 ...

Core Insights - First Capital Securities' subsidiary, Yichuang Investment Bank, has officially obtained the lead underwriter qualification for non-financial corporate debt financing instruments in the interbank bond market, indicating a significant expansion in its capabilities and market presence [1] Group 1: Bond Underwriting Business - Yichuang Investment Bank's bond underwriting business has seen rapid growth, with its total underwriting scale ranking in the top 30 of the industry in 2024, achieving an underwriting amount of 26.25 billion yuan, which is 2.1 times that of 2023 [1] - The business is projected to further improve its ranking to the top 25 in 2025, with an underwriting amount increasing to 41.08 billion yuan, reflecting a year-on-year growth of 56.51% [1] - The Beijing market serves as a strategic focus for Yichuang Investment Bank, where it has ranked among the top three in local state-owned enterprise bond underwriting for two consecutive years, holding a market share of 70.7% in the Beijing Stock Exchange bond market in 2024 [1] Group 2: Technology Innovation Bonds - In the technology innovation sector, Yichuang Investment Bank has established a strong presence, with its underwriting scale for technology innovation bonds reaching 12.10 billion yuan in 2025, elevating its industry ranking to 12th [2] - The bank assisted 12 Beijing state-owned enterprises in issuing 47 technology innovation bonds, raising a total of 54.75 billion yuan, with Yichuang Investment Bank underwriting 11.07 billion yuan of that amount [2] - The company has successfully helped enterprises achieve low-cost issuances, setting market low-interest records for similar bonds [2] Group 3: Comprehensive Financial Services - First Capital Securities is not limited to bond underwriting; it aims to build comprehensive financial service capabilities covering the entire lifecycle of enterprises, aligning with Beijing's strategic development goals [2][3] - The company has actively engaged in asset securitization (ABS) and public REITs to revitalize existing assets, exemplified by the successful issuance of a public REIT by Shounong Food Group, raising 3.685 billion yuan [3] - Yichuang Investment Bank has formed a specialized team to focus on mergers and acquisitions, actively participating in the industrial integration of state-owned enterprises in the capital [3]

证券日报网讯1月5日，第一创业（002797）在互动平台回答投资者提问时表示，根据最新一期公司股东 名册，公司股东总户数为229967户(截至2025年12月31日)。 ...

第一创业证券股份有限公司（以下简称"本公司"）于 2022 年 1 月 7 日发行 的"22 一创 02"将于 2026 年 1 月 7 日支付 2025 年 1 月 7 日至 2026 年 1 月 6 日 期间的利息，本期债券发行价格 100 元/张，票面利率 3.88%，每手（面值 1,000.00 元）派息金额 38.80 元。根据"22 一创 02"募集说明书和上市公告书的相关规 定，本期债券将进行付息，现将有关事项公告如下： 一、本期债券基本情况 1、债券名称：第一创业证券股份有限公司 2022 年面向专业投资者公开发行 公司债券（第一期）（品种二） 2、债券简称：22 一创 02 证券简称：第一创业 证券代码：002797 公告编号：2026-001 债券简称：22 一创 02 债券代码：149767 第一创业证券股份有限公司2022年面向专业投资者公开发行公司 债券（第一期）（品种二）2026年付息公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 第一创业证券股份有限公司 2022 年面向专业投资者公开发行公司债券（第 一期）（品 ...

12月31日，第一创业跌1.01%，截至发稿，报6.88元/股，成交2.58亿元，换手率0.89%，总市值289.13亿 元。 资料显示，第一创业证券股份有限公司位于广东省深圳市福田区福华一路115号投行大厦15-20楼，成立 日期1998年1月12日，上市日期2016年5月11日，公司主营业务涉及从事证券经纪、财务顾问、证券(不 含股票、中小企业私募债券以外的公司债券)承销、证券自营、证券资产管理以及资本中介等业务,并通 过全资子公司从事直投、期货经纪、金融产品投资和其他另类投资等业务,通过控股子公司从事投资银 行和基金管理业务。主营业务收入构成为：资产管理及基金管理业务34.06%，证券经纪及信用业务 22.29%，自营投资及交易业务18.31%，固定收益业务12.91%，投资银行业务7.01%，其他业务4.35%， 私募股权基金管理与另类投资业务1.25%。 从第一创业十大流通股东角度 截至发稿，艾小军累计任职时间11年356天，现任基金资产总规模1690.29亿元，任职期间最佳基金回报 286.92%， 任职期间最差基金回报-46.54%。 风险提示：市场有风险，投资需谨慎。本文为AI大模型自动发布， ...

Core Viewpoint - First Capital Securities (referred to as "Yichuang Investment Bank") failed to fulfill its supervisory duties as the guarantor and supervisor for Hongda Xingye's convertible bond issuance in 2019, leading to significant financial misconduct [1][14]. Group 1: Issues Identified - Hongda Xingye misappropriated nearly 1.7 billion yuan of the raised funds, primarily benefiting its major shareholder, and falsely returned approximately 848.35 million yuan without proper disclosure [2][15]. - Yichuang Investment Bank received over 4.24 million yuan in sponsorship fees but did not adequately investigate the misappropriation and false return of funds during its supervisory period, resulting in misleading reports [2][15]. Group 2: Penalties Imposed - Yichuang Investment Bank was warned and ordered to rectify its actions, with a total penalty of approximately 12.74 million yuan in fines and the confiscation of its sponsorship income of 4.25 million yuan [3][5][18]. - Two responsible representatives, Song Yao and Fan Benyuan, received warnings and were each fined 1.5 million yuan [6][20].