海通证券股份有限公司关于浙江中晶科技股份有限公司 2023 年度募集资金存放与使用情况的核查意见 一、募集资金基本情况 （一）募集资金实际到位及存放情况 根据中国证券监督管理委员会《关于核准浙江中晶科技股份有限公司首次公 开发行股票的批复》（证监许可[2020]3210号），公司向社会公众公开发行的人民 币普通股股票2,494.70万股（每股面值1元），发行价格为每股人民币13.89元，共 计募集资金总额为人民币34,651.38万元，扣除券商承销佣金及保荐费2,382.64万 元后，主承销商海通证券股份有限公司于2020年12月15日汇入本公司募集资金监 管账户浙江长兴农村商业银行股份有限公司金陵路支行账户（账号为： 201000263123448）人民币25,768.74万元、中国建设银行股份有限公司长兴支行 账户（账号为：33050164722700001546）人民币4,500.00万元、招商银行股份有 限公司湖州长兴支行账户（账号为：572900249010101）人民币2,000.00万元。另 扣减招股说明书印刷费、审计费、律师费、评估费和网上发行手续费等与发行权 益性证券相关的新增外部费用1,7 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示：根据中华人民共和国财政部（以下简称"财政部"）颁布的企业 会计准则变更相应的会计政策，本次会计政策变更无需提交浙江中晶科技股份有 限公司（以下简称"公司"）董事会和股东大会审议，相关企业会计解释的施行 不会对公司财务状况、经营成果和现金流量产生重大影响，不存在损害公司及股 东利益的情况。 一、本次会计政策变更概述 1、变更原因 证券代码：003026 证券简称：中晶科技 公告编号：2024-039 浙江中晶科技股份有限公司 关于会计政策变更的公告 本次会计政策变更的主要内容如下，未作具体说明的事项以财政部文件为 准。 财政部于 2022 年 11 月 30 日发布了《关于印发<企业会计准则解释第 16 号> 的通知》（财会〔2022〕31 号），要求"关于单项交易产生的资产和负债相关 的递延所得税不适用初始确认豁免的会计处理"内容自 2023 年 1 月 1 日起施行。 依据上述规定及要求，公司对现行租赁相关会计政策作出变更。 2、变更日期 公司根据财政部上述相关准则及通知规定，自 2023 年 1 月 ...

关于浙江中晶科技股份有限公司 非经营性资金占用及其他关联资金往来情况的专项审核说明 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 www.zhcpa.cn floors 5-8,12 and 23. Block A. UDC Times Building, No. 8 Xinye Road. Qianjiang New City, Hangzhou Tel.0571-88879999 Fax.0571-88879000 目 录 | 一、非经营性资金占用及其他关联资金往来情况的专项 | 次 | | --- | --- | | 审核说明 | 页 1-2 | 二、非经营性资金占用及其他关联资金往来情况汇总表 3 管理层的责任是提供真实、合法、完整的相关资料，按照中国证券监督管理委 员会、公安部、国务院国有资产监督管理委员会及中国银行保险监督管理委员会《上 市公司监管指引第8号——上市公司资金往来、对外担保的监管要求》(中国证券监 督管理委员会公告[2022]26号文)及其他相关规定编制汇总表以满足监管要求，并 负责设计、执行和维护必要的内部控制，并保证其内容真实、准确、 ...

Financial Performance - The company's operating revenue for 2023 was CNY 348,495,266.97, representing a 3.06% increase compared to CNY 338,139,709.00 in 2022[18]. - The net profit attributable to shareholders of the listed company was a loss of CNY 34,065,701.46, a decrease of 275.55% from a profit of CNY 19,405,219.01 in the previous year[18]. - The net cash flow from operating activities decreased by 49.79% to CNY 56,073,495.51, down from CNY 111,668,622.47 in 2022[18]. - The basic earnings per share for 2023 was -CNY 0.34, a decline of 278.95% from CNY 0.19 in 2022[18]. - Total assets at the end of 2023 were CNY 1,384,123,368.58, a decrease of 1.40% from CNY 1,403,788,688.85 at the end of 2022[18]. - The net assets attributable to shareholders decreased by 7.15% to CNY 688,681,252.38 from CNY 741,685,152.99 in the previous year[18]. - The company reported a significant decline in net profit after deducting non-recurring gains and losses, with a loss of CNY 37,053,623.97 compared to a profit of CNY 17,560,547.29 in 2022, marking a 311.00% decrease[18]. - The weighted average return on net assets was -4.80% in 2023, down from 2.55% in 2022, indicating a significant decline in profitability[18]. - The decline in performance was primarily due to decreased downstream customer demand, resulting in underutilization of production capacity and a year-on-year decrease in overall product gross margin[42]. - The company achieved operating revenue of CNY 348,495,266.97 in 2023, with a net profit attributable to shareholders of CNY -34,065,701.46[41]. Revenue Breakdown - Revenue from semiconductor materials and products accounted for ¥345,834,338.89, which is 99.24% of total revenue, showing a growth of 4.95% from the previous year[52]. - The sales volume of semiconductor monocrystalline silicon wafers increased by 12.25% to 1,844.50 million pieces, while production volume rose by 4.39% to 1,800.21 million pieces[56]. - The company achieved a gross margin of 30.26% in the semiconductor materials sector, despite a decrease of 6.92% compared to the previous year[53]. - The domestic revenue reached ¥311,278,692.82, accounting for 89.32% of total revenue, with a year-on-year growth of 11.25%[52]. - The sales of semiconductor power chips and devices accounted for ¥111,246,138.59, representing 31.92% of total revenue, with a slight increase of 2.07% year-on-year[52]. Research and Development - Research and development expenses increased by 31.71% to ¥26,330,873.82, representing 7.56% of operating revenue[62][63]. - The number of R&D personnel increased by 10.89% to 112, with R&D personnel now accounting for 14.05% of the total workforce[63]. - The company has developed core technologies in semiconductor silicon material manufacturing, significantly enhancing its competitive edge in the industry[44]. - The company is investing 5 million in research and development for new technologies in the upcoming year[113]. - Investment in new product development increased by 30%, with a focus on innovative technologies aimed at enhancing user experience[180]. Market Position and Strategy - The company is focusing on expanding production capacity and developing new products, particularly in high-end discrete devices and ultra-large-scale integrated circuit silicon wafers[33]. - The company has established a leading market position in the silicon wafer segment for discrete devices, supported by stable product quality and reliable production capacity[31]. - The semiconductor industry is expected to recover as high-tech industries such as AI and 5G continue to develop, driving demand for semiconductor materials[28]. - The company aims to maintain a leading position in the semiconductor single crystal silicon rod, polished silicon wafer, and high-voltage rectifier device markets, focusing on three core business segments[90]. - The company plans to expand its market presence in Southeast Asia, targeting a 20% market share by 2025[113]. Corporate Governance - The company emphasizes compliance with legal regulations and corporate governance to enhance management levels and maintain a positive corporate image[92]. - The company has established a complete and independent business system, with no competition with its controlling shareholder[107]. - The independent directors maintain their independence and fulfill their roles in decision-making and supervision[100]. - The company has a robust governance structure, aligning with the requirements of relevant laws and regulations[106]. - The company has established a compensation and assessment committee to evaluate the remuneration of directors and senior management[123]. Social Responsibility and Sustainability - The company emphasizes environmental protection and sustainable development, adhering to national environmental laws and promoting green production practices[162]. - The company actively engages in social responsibility initiatives, including donations to local vulnerable families and educational funds[163]. - A commitment to sustainability initiatives was highlighted, with plans to reduce carbon emissions by 15% over the next three years[171]. Future Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 10% to 12%[173]. - New product launches are expected to contribute an additional 200 million CNY in revenue, with a focus on innovative technology solutions[171]. - The company is considering strategic acquisitions to enhance its product portfolio, with a budget of up to 500 million CNY allocated for potential deals[171]. - The company plans to implement new operational strategies to improve efficiency, aiming for a 5% reduction in operational costs[116]. Financial Management - The company has ensured compliance with fundraising regulations, with no reported issues in the management of raised funds[83]. - The company reported a total of 30,497 million CNY in committed investment projects, an increase from 29,686 million CNY in the previous period, reflecting a growth of approximately 2.73%[82]. - The company has not reported any significant equity investments during the reporting period[74]. - The company has not engaged in any major asset or equity sales during the reporting period, maintaining its asset base[85].

2023 年度内部控制自我评价报告 浙江中晶科技股份有限公司 2023 年度内部控制自我评价报告 浙江中晶科技股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称"企业内部控制规范体系"），结合浙江中晶科技股份有限公司（以 下简称"公司"）内部控制制度和评价办法，在内部控制日常监督和专项监督的 基础上，我们对公司 2023 年 12 月 31 日（内部控制评价报告基准日）的内部控 制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。管理层负责组织领导企业内部控制的日常运行。公 司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假 记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个 别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率，促进战略实现。由于内部控制存在的固有局 限性，故仅能为实现上述目标提供合理保 ...

2023 年度监事会工作报告 浙江中晶科技股份有限公司 2023 年度监事会工作报告 2023 年度，浙江中晶科技股份有限公司（以下简称"公司"）监事会严格遵 守《中华人民共和国公司法》（以下简称《公司法》）、《深圳证券交易所上市 公司自律监管指引第 1 号——主板上市公司规范运作》等法律法规和《公司章 程》、《监事会议事规则》等制度的规定，认真履行和合规行使监事会职责，严 格审议公司的重大决策事项、重要经济活动，监督公司董事和高级管理人员认真 履行职责，密切关注公司经营和财务状况等情况，切实维护全体股东和员工的合 法权益，促进公司规范运作和高质量发展。 现将监事会 2023 年度主要工作情况报告如下： 一、报告期内监事会会议情况 2023 年度，公司监事会召开了 4 次会议，会议的召集、召开、表决程序符合 相关法律法规的规定，全体监事均以现场参会形式参加了各次监事会会议。会议 期间，全体监事认真审阅各项议案及相关资料，勤勉尽责，并结合自身的专业特 长进行客观的分析和判断，认真地履行了监事职责。 | 序 号 | 日期 | 会议届次 | 议案 议案一：关于《2022 年年度报告》及其摘要的议案 | | --- ...

浙江中晶科技股份有限公司 董事会 2024 年 4 月 26 日 根据《上市公司独立董事管理办法》《深圳证券交易所股票上市规则》 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》 等要求，结合独立董事出具的《独立董事关于独立性自查情况的报告》，经核 查，浙江中晶科技股份有限公司(以下简称"公司")董事会认为： 经核查，报告期内公司第三届董事会独立董事杨德仁、魏江、胡旭微的任 职经历及个人签署的相关自查文件，确认各位已离任独立董事在报告期内未在 公司担任除独立董事以外的任何职务，亦未在公司的主要股东单位中担任任何 职务。独立董事与公司及其主要股东之间不存在任何形式的利益冲突、关联关 系或其他可能对其独立客观判断产生影响的情况。以上独立董事在任期届满前 始终保持高度的独立性，其履职行为符合《上市公司独立董事管理办法》《上 市公司治理准则》以及《公司章程》中关于独立董事独立性的严格规定和要求， 有效地履行了独立董事的职责，为公司决策提供了公正、独立的专业意见。 浙江中晶科技股份有限公司 董事会关于独立董事独立性情况的专项意见 ...

2023 年度独立董事述职报告 浙江中晶科技股份有限公司 2023 年度独立董事述职报告 ——魏江 各位股东： 作为浙江中晶科技股份有限公司（以下简称"公司"）第三届独立董事， 根据《中华人民共和国公司法》《中华人民共和国证券法》《深圳证券交易所 股票上市规则》《上市公司独立董事管理办法》等法律法规及《公司章程》 《独立董事工作制度》等规定。2023 年度，本人以维护公司整体利益和全体股 东尤其是中小股东的合法权益为宗旨，谨慎、认真地行使法律所赋予的权力， 按时出席公司各次相关会议，对各议案进行认真审议，对公司重大事项发表了 专业意见，切实履行了独立董事的职责。 一、出席公司会议情况 报告期内，本人亲自出席了公司召开的两次股东大会会议及四次董事会会 议，没有缺席或连续两次未亲自出席会议，也不存在委托其他董事出席董事会 会议的情况。 作为公司的独立董事，本人认真仔细审阅历次会议材料，积极参与各议题 的讨论并提出合理建议，为董事会的正确、科学决策发挥积极作用，并以谨慎 的态度行使表决权，维护了公司的整体利益和中小股东的合法权益。 本人认为：2023 年度公司董事会、股东大会的召集召开符合法定程序，重 大经营决策事 ...

证券代码：003026 证券简称：中晶科技 公告编号：2024-040 浙江中晶科技股份有限公司 关于公司 2024 年一季度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 浙江中晶科技股份有限公司（以下简称"公司"）根据《深圳证券交易所股 票上市规则》《企业会计准则》以及公司会计政策的有关规定，本着谨慎性原则， 对公司截至 2024 年 3 月 31 日合并财务报表范围内的各项需要计提减值的资产 进行了评估和分析，对预计存在较大可能发生减值损失的相关资产计提减值准备。 现将具体情况公告如下： 一、本次计提资产减值准备情况概述 经公司初步测算，对 2024 年一季度存在减值迹象的各项资产计提减值金额 预计为 1,258.07 万元，明细如下： 1、预计计提资产减值准备的原因 根据《企业会计准则》和公司会计政策的相关规定，基于谨慎性原则，为真 实、准确地反映公司 2024 年一季度财务状况和经营成果，公司及所属子公司对 存在可能发生减值迹象的资产进行全面清查和资产减值测试，拟对可能发生资产 减值损失的相关资产计提资产减值准备。 2、本次计 ...

[Major Financial Data](index=1&type=section&id=Item%20I.%20Major%20Financial%20Data) [Core Financial Indicators](index=1&type=section&id=Item%20(I)%20Major%20Accounting%20Data%20and%20Financial%20Indicators) In Q1 2024, the company significantly improved its performance, turning losses into profits with operating revenue growing **37.64%** to **106.51 million Yuan** and net profit attributable to shareholders reaching **1.23 million Yuan**, a **117.29%** increase from a **7.10 million Yuan** loss in the prior year, while net cash flow from operating activities also turned positive, surging **377.64%** Core Financial Indicators | Indicator | Current Reporting Period | Prior Year Same Period | Year-on-year Change | | :--- | :--- | :--- | :--- | | Operating Revenue (Yuan) | 106,512,445.31 | 77,387,173.16 | 37.64% | | Net Profit Attributable to Shareholders (Yuan) | 1,227,425.51 | -7,098,343.79 | 117.29% | | Net Profit After Non-recurring Items (Yuan) | 598,421.25 | -7,471,840.22 | 108.01% | | Net Cash Flow from Operating Activities (Yuan) | 12,129,304.26 | -4,368,646.39 | 377.64% | | Basic Earnings Per Share (Yuan/share) | 0.01 | -0.07 | 114.29% | | Weighted Average ROE | 0.18% | -0.96% | 1.14% | | Total Assets (Yuan) | 1,392,368,053.03 | 1,384,123,368.58 | 0.60% (vs. end of prior year) | | Owners' Equity Attributable to Shareholders (Yuan) | 685,647,126.61 | 688,681,252.38 | -0.44% (vs. end of prior year) | [Non-recurring Gains and Losses Items](index=2&type=section&id=Item%20(II)%20Non-recurring%20Gains%20and%20Losses%20Items%20and%20Amounts) In the current period, the company's total non-recurring gains and losses amounted to **0.63 million Yuan**, primarily from government grants received totaling **0.79 million Yuan** Non-recurring Gains and Losses Items | Item | Amount for Current Period (Yuan) | | :--- | :--- | | Gains and Losses from Disposal of Non-current Assets | -694.71 | | Government Grants Recognized in Current Profit or Loss | 792,221.56 | | Other Non-operating Income and Expenses | -120.79 | | Less: Income Tax Impact | 160,551.42 | | Less: Impact on Minority Interests (After Tax) | 1,850.38 | | **Total** | **629,004.26** | [Analysis of Changes in Major Financial Data](index=2&type=section&id=Item%20(III)%20Changes%20and%20Reasons%20for%20Major%20Accounting%20Data%20and%20Financial%20Indicators) Several financial indicators showed significant changes during the reporting period, with revenue growing **37.64%** due to increased customer demand, prepayments surging **296.05%** from material purchases, and construction in progress decreasing **39.31%** due to asset capitalization, while cash outflow for debt repayment soared **1001.00%** and other financing cash outflows increased **1897.77%** due to share repurchases - Operating revenue increased **37.64%** year-on-year, primarily due to increased customer demand[8](index=8&type=chunk) - Asset impairment losses increased **39.22%** year-on-year, primarily due to increased asset impairment for fund-raising projects[8](index=8&type=chunk) - Cash paid for debt repayment increased **1001.00%** year-on-year, primarily due to repayment of matured bank loans in the current period[8](index=8&type=chunk) - Other cash payments related to financing activities increased **1897.77%** year-on-year, primarily due to share repurchases in the current period[8](index=8&type=chunk) Balance Sheet Item Changes | Balance Sheet Items | Change Percentage | Primary Reason | | :--- | :--- | :--- | | Notes Receivable | 103.48% | Primarily due to reclassification of notes receivable | | Prepayments | 296.05% | Primarily due to increased prepayments for material purchases | | Construction in Progress | -39.31% | Primarily due to transfer of construction in progress to fixed assets | [Shareholder Information](index=3&type=section&id=Item%20II.%20Shareholder%20Information) [Shareholding Status](index=3&type=section&id=Item%20(I)%20Total%20Number%20of%20Common%20Shareholders%20and%20Preferred%20Shareholders%20with%20Restored%20Voting%20Rights%20and%20Top%20Ten%20Shareholders'%20Shareholding) As of the end of the reporting period, the company had **25,017** common shareholders, with top shareholders Xu Yijun and Xu Wei, brothers and acting in concert, holding over **37%** combined, while LONGi Green Energy Technology Co Ltd was the third largest at **8.94%**, and the top two shareholders had a high proportion of pledged shares - As of the end of the reporting period, the company had **25,017** common shareholders[10](index=10&type=chunk) - Shareholders Xu Yijun and Xu Wei are brothers and acting in concert[12](index=12&type=chunk) Top Ten Shareholders' Shareholding | Shareholder Name | Shareholding Percentage | Number of Shares Held | Number of Pledged Shares | | :--- | :--- | :--- | :--- | | Xu Yijun | 25.34% | 25,505,100 | 6,000,000 | | Xu Wei | 11.88% | 11,960,000 | 8,300,000 | | LONGi Green Energy Technology Co Ltd | 8.94% | 9,000,000 | 0 | [Other Significant Matters](index=4&type=section&id=Item%20III.%20Other%20Significant%20Matters) [Explanation of Matters](index=4&type=section&id=Item%20III.%20Other%20Significant%20Matters) The company has no other significant matters requiring disclosure in this reporting period - The company has no other significant matters in this reporting period[13](index=13&type=chunk) [Quarterly Financial Statements](index=4&type=section&id=Item%20IV.%20Quarterly%20Financial%20Statements) [Consolidated Balance Sheet](index=4&type=section&id=1.%20Consolidated%20Balance%20Sheet) As of March 31, 2024, the company's total assets were **1.39 billion Yuan**, a slight increase of **0.60%** from the beginning of the year, with total liabilities at **566 million Yuan**, and total owners' equity at **827 million Yuan**, of which **686 million Yuan** was attributable to the parent company, a slight decrease from the beginning of the year Consolidated Balance Sheet | Item | Period-end Balance (Yuan) | Period-beginning Balance (Yuan) | | :--- | :--- | :--- | | Total Assets | 1,392,368,053.03 | 1,384,123,368.58 | | Total Liabilities | 565,757,467.48 | 558,641,177.24 | | Total Owners' Equity Attributable to Parent Company | 685,647,126.61 | 688,681,252.38 | | Total Owners' Equity | 826,610,585.55 | 825,482,191.34 | [Consolidated Income Statement](index=6&type=section&id=2.%20Consolidated%20Income%20Statement) In Q1 2024, the company achieved total operating revenue of **106.51 million Yuan**, a **37.64%** year-on-year increase, with operating profit at **3.82 million Yuan** compared to a **5.61 million Yuan** loss in the prior year, ultimately turning a profit with net profit attributable to parent company owners at **1.23 million Yuan**, compared to a **7.10 million Yuan** loss in the prior year Consolidated Income Statement | Item | Amount for Current Period (Yuan) | Amount for Prior Period (Yuan) | | :--- | :--- | :--- | | I. Total Operating Revenue | 106,512,445.31 | 77,387,173.16 | | II. Total Operating Costs | 90,901,858.92 | 74,418,446.46 | | III. Operating Profit | 3,822,098.33 | -5,606,343.75 | | IV. Total Profit | 3,781,481.86 | -5,639,261.46 | | V. Net Profit | 5,389,945.49 | -3,759,784.88 | | Net Profit Attributable to Owners of Parent Company | 1,227,425.51 | -7,098,343.79 | [Consolidated Cash Flow Statement](index=8&type=section&id=3.%20Consolidated%20Cash%20Flow%20Statement) This quarter, net cash flow from operating activities was **12.13 million Yuan**, a significant improvement from a **4.37 million Yuan** net outflow in the prior year, while net cash outflow from investing activities was **11.33 million Yuan** primarily for asset acquisition, and net cash outflow from financing activities was **18.16 million Yuan** mainly for debt repayment and share repurchases, with cash and cash equivalents balance at **285 million Yuan** at period-end Consolidated Cash Flow Statement | Item | Amount for Current Period (Yuan) | Amount for Prior Period (Yuan) | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 12,129,304.26 | -4,368,646.39 | | Net Cash Flow from Investing Activities | -11,330,537.48 | -47,082,151.63 | | Net Cash Flow from Financing Activities | -18,160,377.06 | 42,419,288.01 | | Net Increase in Cash and Cash Equivalents | -17,285,198.02 | -9,826,427.90 | [Audit Report](index=10&type=section&id=Item%20(III)%20Audit%20Report) The company's 2024 first quarter report is unaudited - The company's first quarter report is unaudited[26](index=26&type=chunk)