索 引 号 bm56000001/2024-00004862 分 类 发布机构 发文日期 1715042824000 名 称 关于对王忠军采取出具警示函措施的决定 上述行为违反了《上市公司董事、监事和高级管理人员所持本公司股份及其变动管理规则》（证监会公告 〔2022〕19号）第十二条的规定，我局决定对你采取出具警示函的监督管理措施，并记入证券期货市场诚信档案。你 应认真吸取教训，加强证券法律法规学习，严格规范交易行为，杜绝此类违法行为再次发生，并于收到本决定书之日 起10个工作日内向我局提交书面报告。 如果对本监督管理措施不服，可以在收到本决定书之日起60日内向中国证券监督管理委员会提出行政复议申请， 也可以在收到本决定书之日起6个月内向有管辖权的人民法院提起诉讼。复议与诉讼期间，上述监督管理措施不停止 执行。 浙江证监局 2024年4月28日 【打印】 【关闭窗口】 文 号 主 题 词 关于对王忠军采取出具警示函措施的决定 王忠军： 经查，你作为华谊兄弟传媒股份有限公司（以下简称公司）董事长，于公司披露《2023年半年度报告》前三十日 内卖出公司股票328,700股，成交金额999,248元。 ...

Financial Performance - The total operating revenue for the reporting period was 666.23 million yuan, an increase of 65.59% compared to the same period last year[7]. - The net profit attributable to shareholders of the listed company was -538.83 million yuan, an increase of 45.08% year-on-year[7]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -532.54 million yuan, an increase of 49.52% year-on-year[7]. - The company's operating revenue for 2023 was ¥666,228,357.19, representing a 65.59% increase compared to ¥402,333,411.40 in 2022[23]. - The net profit attributable to shareholders was -¥538,831,821.62, an improvement of 45.08% from -¥981,811,954.07 in the previous year[23]. - The net cash flow from operating activities was ¥82,827,861.86, a significant increase of 191.51% compared to -¥90,510,012.53 in 2022[23]. - The total assets at the end of 2023 were ¥4,042,206,568.72, a decrease of 23.37% from ¥5,243,854,265.20 at the end of 2022[23]. - The net assets attributable to shareholders decreased by 48.07% to ¥674,979,832.93 from ¥1,268,524,195.86 in 2022[24]. - The basic earnings per share improved to -¥0.19 from -¥0.35, reflecting a 45.71% increase[23]. - The company reported a total share capital of 2,774,505,919 shares as of the last trading day before the report disclosure[30]. Business Strategy and Operations - The company is actively optimizing its business structure and enhancing operational efficiency to strengthen its core competitiveness in the film and television sector[10]. - The company is focusing on resource integration and gradually exiting low-synergy investment projects to support its core business development[10]. - The company continues to strengthen its light asset operation model to improve liquidity and support its main business[10]. - The company aims to enhance its core competitiveness by focusing on high-quality content production and optimizing its asset structure[41][42]. - The company has produced or co-produced several films in 2023, including "The Wandering Earth 2" and "The Basketball Player," with multiple projects in post-production[44]. - The company continues to implement a light asset business model centered on "film production + IP operation" to drive sustainable growth[41]. - The company has established partnerships with major industry players like Alibaba, Tencent, and iQIYI to enhance its market position[49][50]. - The company is committed to integrating cultural tourism with high-quality film content to create a unique business model[44]. - The company is actively pursuing original content development to enhance its competitive edge in the media industry[53]. - The company has established a robust pipeline of upcoming film projects, indicating a strong future outlook for revenue generation[52]. Market and Industry Trends - In 2023, the total box office in China reached 54.915 billion yuan, a year-on-year increase of 82.64%[40]. - The number of cinema-goers in urban theaters for 2023 was 1.299 billion, up 82.44% year-on-year[40]. - The film "The Wandering Earth 2" released on January 22, 2023, achieved a cumulative box office of approximately 4.025 billion yuan[62]. - The company reported a significant increase in revenue from the film and entertainment segment, reaching ¥627,111,588.97, representing an increase of 80.51% year-over-year[75]. - The domestic revenue accounted for 99.59% of total revenue, with a 74.39% increase from the previous year, while overseas revenue dropped by 87.49%[71]. Financial Management and Governance - The company plans to not distribute cash dividends, issue bonus shares, or convert reserves into share capital for the reporting period[12]. - The company has implemented changes in accounting policies due to the issuance of the "Interpretation No. 16" by the Ministry of Finance, affecting the financial statements from January 1, 2023[24]. - The company has established a comprehensive internal control system to effectively mitigate operational risks and achieve internal control objectives[191]. - There were no significant internal control deficiencies identified during the reporting period[192]. - The company has a capital reserve balance of 2,476,509,169.34 CNY at the end of 2023[189]. - The company has implemented a performance evaluation and incentive mechanism for its directors, supervisors, and senior management[129]. - The company has a dedicated internal audit department that reports directly to the audit committee, ensuring effective governance and risk control[132]. - The company is committed to improving its corporate governance structure, focusing on strengthening the board of directors and enhancing the roles of independent directors and specialized committees[121]. Employee and Talent Management - The total number of employees at the end of the reporting period is 507, with 505 from major subsidiaries[180]. - The professional composition includes 320 employees in cinema operations, 78 in film and content distribution, and 16 in investment and expansion[180]. - The company emphasizes cost control in its compensation design, ensuring sustainable human resource costs[182]. - The company conducted a TTT training program to enhance the teaching skills of internal trainers[185]. - The company is committed to improving employee quality and talent structure through a combination of external recruitment and internal training, aiming to build a talent team aligned with its development strategy[118]. Future Outlook and Growth Plans - The company plans to release several films in 2024, including "Rooftop Football" on April 20, 2024, and "Dog Squad" in Q3 2024, with various directors and actors involved[111]. - The management has set ambitious performance guidance for the upcoming fiscal year, aiming for a revenue growth rate of over 15%[150]. - The company is exploring potential mergers and acquisitions to strengthen its market position and diversify its portfolio[150]. - The company plans to expand its market presence by entering three new regional markets by the end of 2024[155]. - The company is investing heavily in new technology development, allocating 200 million yuan towards R&D initiatives in the upcoming year[155]. Regulatory and Compliance Issues - The company received a warning letter from the Zhejiang Securities Regulatory Bureau in January 2021 regarding accounting errors in the 2019 annual report, which violated disclosure regulations[161]. - In April 2022, the company was criticized by the Shenzhen Stock Exchange for failing to halt trading and report obligations when the equity change ratio reached 5%[162]. - The company reported significant discrepancies between its 2021 annual performance forecast and the audited results, leading to a warning from the Zhejiang Securities Regulatory Bureau in June 2022[164]. - The company was warned in December 2022 for irregularities in revenue recognition and documentation processes during an onsite inspection[166].

Financial Performance - The company's operating revenue for Q1 2024 was ¥95,215,040.34, a decrease of 59.20% compared to the same period last year[5] - The net profit attributable to shareholders was -¥18,559,976.75, representing a decline of 76.76% year-over-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥24,595,137.23, down 46.93% from the previous year[5] - Operating revenue decreased by 59.20% compared to the same period last year, primarily due to a reduction in revenue from film and television projects[15] - Basic earnings per share decreased by 74.90% to -0.0067 yuan per share, primarily due to a decline in net profit attributable to shareholders[22] - The company reported a comprehensive loss of ¥22,824,446.10 for Q1 2024, compared to a loss of ¥15,403,646.36 in the same period last year[36] - Net profit for Q1 2024 was a loss of ¥19,353,656.38, compared to a loss of ¥1,701,022.19 in Q1 2023, reflecting a significant increase in losses[35] Cash Flow - Cash flow from operating activities showed a significant improvement, with a net inflow of ¥34,598,879.14, compared to a net outflow of -¥19,146,329.72 in the same period last year, marking a 280.71% increase[5] - The net cash flow from operating activities increased by 280.71% compared to the same period last year, driven by increased cash inflows from film and television project receivables[20] - The company reported an operating cash flow of ¥34,598,879.14 for Q1 2024, a turnaround from a negative cash flow of ¥19,146,329.72 in the previous year[37] - The net cash flow from investment activities was 86,005,034.15, a significant increase from 2,753,779.84 in the previous year[39] - Cash inflow from financing activities totaled 29,426,046.64, compared to 14,113,453.75 in the same period last year[39] - The net cash flow from financing activities was -119,625,498.17, worsening from -33,070,042.35 year-over-year[39] - The ending balance of cash and cash equivalents was 165,472,907.02, down from 199,740,823.05 in the previous year[39] - The cash received from sales and services in Q1 2024 was ¥171,727,050.06, an increase from ¥96,445,689.96 in Q1 2023[37] Assets and Liabilities - The total assets at the end of the reporting period were ¥3,949,097,592.56, a decrease of 2.30% from the end of the previous year[5] - The company's current assets totaled RMB 1,221,204,694.52, down from RMB 1,264,693,897.22 at the beginning of the period, reflecting a decrease of approximately 3.4%[30] - The total liabilities as of Q1 2024 were ¥3,151,030,437.07, a slight decrease from ¥3,195,596,035.02 in the previous year[32] - The total current liabilities amounted to RMB 2,181,810,035.41, down from RMB 2,252,578,386.70, reflecting a decrease of about 3.1%[31] - The company’s total equity decreased to RMB 1,767,287,557.15 from RMB 1,789,628,182.02, a decline of approximately 1.2%[31] Investments and Projects - The company has several film projects in various stages, with cumulative box office earnings of approximately ¥1.672 billion from films released in the current period[10] - Multiple television series and web dramas are in production, including "Little Days" which premiered on March 14, 2024[11] - Investment income increased by 940.39% compared to the same period last year, mainly due to the disposal of equity in certain subsidiaries[17] - The company is actively strengthening copyright cooperation with music platforms and participating in the recording of film songs[12] Operational Adjustments - The company is focusing on resource integration and adjustment in its real-life entertainment sector, enhancing its operational capabilities and content customization[12] - The company plans to continue improving its service level for artists and clients, aiming to attract diverse talent across various entertainment fields[12] Shareholder Information - The number of restricted shares held by major shareholders decreased by 67,116,531 shares during the period[28] - The company reported a total of 356,743,626 restricted shares at the beginning of the period, which decreased to 289,760,379 shares by the end of the period[28] Accounting and Auditing - The company did not undergo an audit for the first quarter report[40] - The company has adopted new accounting standards starting from 2024[40]

关于对华谊兄弟传媒股份有限公司 董事王忠军的监管函 创业板监管函〔2024〕第 65 号 深 圳 证 券 交 易 所 我部提醒你：上市公司股东应当按照国家法律、法规、 本所《创业板股票上市规则》及相关规定，诚实守信，合规 交易上市公司股票并及时履行信息披露义务。 特此函告。 深圳证券交易所 创业板公司管理部 2024 年 4 月 29 日 2 王忠军： 2024 年 4 月 29 日晚间，华谊兄弟传媒股份有限公司（以 下简称"公司") 披露的《关于公司实际控制人收到浙江证 监局警示函的公告》显示，你作为公司董事长于公司披露 《2023年半年度报告》前三十日内卖出公司股票 328,700 股， 成交金额 999,248 元。 你的上述行为违反了本所《创业板股票上市规则》第 1.4 条、《深圳证券交易所上市公司自律监管指引第 2 号——创 业板上市公司规范运作》第 1.3 条、第 3.3.39 条以及《深 圳证券交易所上市公司自律监管指引第 10 号——股份变动 管理》第十三条的规定。请你充分重视上述问题，吸取教训， 及时整改，杜绝上述问题的再次发生。 1 ...

华谊兄弟传媒股份有限公司 向特定对象发行股票 之 发行保荐书 保荐人 二〇二四年二月 中信建投证券股份有限公司 关于 保荐人出具的证券发行保荐书 保荐人及保荐代表人声明 中信建投证券股份有限公司及本项目保荐代表人张悦、周洋根据《中华人民 共和国公司法》、《中华人民共和国证券法》等有关法律、法规和中国证监会的有 关规定以及深圳证券交易所的有关业务规则，诚实守信，勤勉尽责，严格按照依 法制订的业务规则、行业执业规范和道德准则出具本发行保荐书，并保证发行保 荐书的真实性、准确性和完整性。 3-1-1 保荐人出具的证券发行保荐书 目 录 | 警 义…… | | --- | | 第一节 本次证券发行基本情况 … | | 一、本次证券发行具体负责推荐的保荐代表人 | | 二、本次证券发行项目协办人及项目组其他成员… | | 三、发行人基本情况… | | 四、保荐机构与发行人关联关系的说明 | | 五、保荐机构内部审核程序和内核意见………………………………………………………………………………………………………………………………………………………………………………………………. | | 六、保荐机构对私募投资基金备案情况的核 ...

股票简称：华谊兄弟 股票代码：300027 华谊兄弟传媒股份有限公司 （注册地址：浙江省东阳市横店影视产业实验区 C1-001） 向特定对象发行股票 募集说明书 （修订稿） 保荐机构（主承销商） 二〇二四年二月 本公司全体董事、监事、高级管理人员承诺募集说明书不存在任何虚假、误 导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 公司负责人、财务总监及会计机构负责人保证募集说明书中财务会计报告真 实、完整。 证券监督管理机构及其他政府部门对本次发行所作的任何决定，均不表明其 对发行人所发行证券的价值或者投资人的收益作出实质性判断或者保证。任何与 之相反的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发 行人自行负责，由此变化引致的投资风险，由投资者自行负责。 1-1-1 华谊兄弟向特定对象发行股票申请文件 募集说明书 华谊兄弟向特定对象发行股票申请文件 募集说明书 声 明 重大事项提示 2020 年度、2021 年度、2022 年度和 2023 年 1-9 月，公司归属于母公司所 有者的净利润分别为-104,806.00 万元、-24,624.34 万元、-98 ...

中信建投证券股份有限公司 关于 华谊兄弟传媒股份有限公司 向特定对象发行股票 之 上市保荐书 保荐人 二〇二四年二月 保荐人出具的上市保荐书 在本上市保荐书中，除非另有说明，下列词语具有如下特定含义： | 保荐人、主承销商、中信建 | 指 | 中信建投证券股份有限公司 | | --- | --- | --- | | 投证券 | | | | 华谊兄弟、发行人、公司、 | 指 | 华谊兄弟传媒股份有限公司 | | 上市公司 | | | | 本次发行、本次向特定对象 | 指 | 华谊兄弟传媒股份有限公司向特定对象发行股票的行为 | | 发行股票 | | | | 中国证监会 | 指 | 中国证券监督管理委员会 | | 深交所 | 指 | 深圳证券交易所 | | 董事会 | 指 | 华谊兄弟传媒股份有限公司董事会 | | 监事会 | 指 | 华谊兄弟传媒股份有限公司监事会 | | 股东大会 | 指 | 华谊兄弟传媒股份有限公司股东大会 | | 《公司法》 | 指 | 《中华人民共和国公司法》 | | 《证券法》 | 指 | 《中华人民共和国证券法》 | | 《公司章程》 | 指 | 《华谊兄弟传媒股份有限公司章程》 | ...

北京浩天律师事务所 关于华谊兄弟传媒股份有限公司向特定对象发行股票 之补充法律意见书（十） 二〇二四年二月 4-1-1 | 目 | 录 2 | | --- | --- | | 释 | 义 4 | | 第一部分 | 引言 5 | | 第二部分 | 正文 6 | | 一、 | 本次发行的批准和授权 6 | | 二、 | 本次发行的主体资格 9 | | 三、 | 本次发行的实质条件 10 | | 四、 | 发行人的独立性 13 | | 五、 | 发行人的主要股东及实际控制人 13 | | 六、 | 发行人的业务 15 | | 七、 | 关联交易及同业竞争 15 | | 八、 | 发行人的主要财产 17 | | 九、 | 发行人的重大债权债务 17 | | 十、 | 发行人重大资产变化及收购兼并 20 | | 十一、 | 发行人的章程 20 | | 十二、 | 发行人股东大会、董事会、监事会议事规则及规范运作 20 | | 十三、 | 发行人的董事、监事和高级管理人员 21 | | 十四、 | 发行人的税务与财政补助 23 | | 十五、 | 发行人的环境保护和产品质量、技术 24 | | 十六、 | 发行人募集资金 ...

证券代码：300027 证券简称：华谊兄弟 公告编号：2024-018 华谊兄弟传媒股份有限公司 关于变更公司投资者联系电话的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 华谊兄弟传媒股份有限公司（以下简称"公司"）投资者联系电话发生变化， 自本公告披露之日起，启用新的投资者联系电话，本次投资者联系电话变更后， 原联系电话不再作为投资者联系电话。具体变更情况如下： 原投资者联系电话：010-65805818 变更后投资者联系电话：010-65881012 敬请广大投资者注意，由此带来的不便，敬请谅解。欢迎广大投资者通过上 述渠道与公司进行沟通。 特此公告。 华谊兄弟传媒股份有限公司董事会 二〇二四年二月二十八日 ...

华谊兄弟传媒股份有限公司 2024 年第二次临时股东大会的 法律意见书 海润天睿律师 华谊兄弟 2024 年第二次临时股东大会法律意见书 北京海润天睿律师事务所 关 于 北京市朝阳区建外大街甲 14 号广播大厦 5 层、9 层、10 层、13 层、17 层 Add: 5/9/10/13/17Floor,Broadcasting Tower, No.14,Jianwai Avenue,Chaoyang District,Beijing,100022,P.R.China 电话Tel:8610-65211833 传真Fax: 8610-88381869 Website :www.hairunlawyer.com 1 华谊兄弟传媒股份有限公司 2024 年第二次临时股东大会的 法 律 意 见 书 致：华谊兄弟传媒股份有限公司 根据《中华人民共和国公司法》（以下简称"《公司法》"）《中华人民共 和国证券法》《上市公司股东大会规则》（以下简称"《股东大会规则》"）《律 师事务所从事证券法律业务管理办法》等法律、法规和规范性文件的规定、《华 谊兄弟传媒股份有限公司章程》（以下简称"《公司章程》"）和《华谊兄弟传 媒股份有限 ...