Financial Performance - The company's revenue for Q1 2024 was CNY 317,971,664.79, representing an increase of 11.32% compared to CNY 285,644,520.92 in the same period last year[6] - Net profit attributable to shareholders decreased by 29.64% to CNY 24,070,389.55 from CNY 34,212,030.87 year-on-year[6] - Basic and diluted earnings per share both decreased by 33.33% to CNY 0.04 from CNY 0.06 in the same period last year[6] - Total profit decreased by 30.39% to CNY 25,853,250.58, mainly due to losses from biomass operations[11] - Net profit for Q1 2024 was CNY 25,869,322.85, a decrease of 28.03% from CNY 35,898,516.95 in Q1 2023[28] - Earnings per share (EPS) for Q1 2024 was CNY 0.04, down from CNY 0.06 in the previous year[29] Cash Flow and Liquidity - The net cash flow from operating activities improved by 56.30%, reaching CNY -38,259,328.82 compared to CNY -87,544,599.29 in the previous year[6] - Cash received from operating activities increased by 659.87%, reaching 59,270,646.31 RMB, primarily due to the recovery of performance bonds from new energy projects[12] - The company's cash and cash equivalents decreased by 43.11% to CNY 248,259,711.49, primarily due to investments in new energy projects and debt repayments[11] - Cash inflow from financing activities was 40,000,000.00, significantly lower than 391,000,000.00 in the same quarter last year[31] - The company experienced a net decrease in cash and cash equivalents of -173,346,111.53 during the quarter[31] Operating Costs and Expenses - The company's operating costs increased by 34.86% to CNY 246,628,971.08, primarily due to higher costs associated with biomass operations[11] - Total operating costs increased to CNY 327,865,646.90, up 23.42% from CNY 265,632,664.85 year-on-year[27] - Cash paid for purchasing goods and services rose by 44.88%, amounting to 226,919,413.60 RMB, attributed to increased procurement of raw materials[12] - Research and development expenses increased to CNY 4,536,237.34, compared to CNY 3,956,358.94 in the same period last year, reflecting a growth of 14.63%[27] Assets and Liabilities - Total assets at the end of the reporting period were CNY 7,356,884,187.70, a decrease of 0.95% from CNY 7,427,490,622.22 at the end of the previous year[6] - The total current assets decreased from approximately 2.07 billion RMB to about 1.99 billion RMB, a reduction of approximately 3.5%[23] - The total liabilities decreased from approximately 4.47 billion RMB to about 4.38 billion RMB, reflecting a decrease of approximately 2%[25] - The total equity attributable to shareholders of the parent company increased to CNY 2,915,268,496.46, up from CNY 2,898,742,384.52[28] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 35,908[14] - Major shareholders include Li Yin with a 15.54% stake and Zhao Xiaohong with a 12.90% stake, both having pledged a portion of their shares[15] - The company plans to repurchase shares with a budget between 10 million and 20 million RMB, with a maximum price of 7.75 RMB per share, within 12 months from February 5, 2024[19] - As of March 29, 2024, the company has repurchased 2,272,740 shares, accounting for 0.39% of the total share capital, with a total transaction amount of approximately 9.99 million RMB[19] Investment and Financing Activities - Investment income rose by 73.31% to CNY 20,449,224.80, attributed to increased returns from equity holdings[11] - Cash received from investment activities decreased by 33.41%, totaling 15,231,152.31 RMB compared to the previous year[12] - The company has secured financing through partnerships with banks and leasing companies, ensuring low-cost financing for biomass power generation and wind power projects[22] Accounting and Reporting - The company did not undergo an audit for the first quarter report[32] - The report indicates the implementation of new accounting standards starting in 2024[32]

| 证券代码：300040 | 证券简称：九洲集团 | 公告编号：2024-059 | | --- | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | | 哈尔滨九洲集团股份有限公司 2024年第三次临时股东大会法律意见书的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 黑龙江大地律师事务所接受哈尔滨九洲集团股份有限公司（以下简称"九洲集团" 或"公司"）的委托，指派刘俊律师、方忠微律师参加九洲集团2024年第三次临时股 东大会，并出具法律意见书。 本次会议采取现场投票与网络投票相结合的方式召开。根据会议通知，本次现场 会议召开的时间为 2024 年 4 月 23 日（星期二）下午 13:30，召开地点为哈尔滨市 松北区九洲路 609 号公司会议室。通过深圳证券交易所交易系统进行网络投票的时间 为：2024年 4 月 23 日上午 9:15-9:25、9:30-11:30，下午 13:00-15:00；通过深圳 证券交易所互联网投票系统投票的具体时间为：2024 年 4 月 23 日上午 9:15 至下 午 15:00 期 ...

| 证券代码：300040 | 证券简称：九洲集团 公告编号：2024-058 | | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | 哈尔滨九洲集团股份有限公司 2024年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 1．本次股东大会无增加、变更、否决提案的情况； 2．本次股东大会以现场表决与网络投票相结合的方式召开。 一、会议召开情况 1、会议召开时间： （1）现场会议召开时间：2024 年 4 月 23 日（星期二）下午 13：30； （2）网络投票时间：通过深圳证券交易所交易系统进行网络投票的具体时 间为：2024 年 4 月 23 日上午 9:15-9:25、9:30-11:30，下午 13:00-15:00；通过深 圳证券交易所互联网投票系统投票的具体时间为：2024 年 4 月 23 日上午 9:15 至下午 15:00 期间的任意时间。 2、现场会议召开地点：哈尔滨市松北区九洲路 609 号九洲电气科技产业园 一楼会议室。 二、会议出席情况 1、公司的总股本为587,69 ...

单位：万元 | 报告期 | 本期已 已累计 | | 累计变 | 累计变 | 尚未使 | 尚未使 | 闲置两 | | --- | --- | --- | --- | --- | --- | --- | --- | | 内变更 | 募集年 募集方 募集资 募集资 使用募 使用募 | | 更用途 | 更用途 | 用募集 | 用募集 | 年以上 | | 用途的 | | | 的募集 | 的募集 | | 资金用 | | | 份 | 式 金总额 金净额 集资金 集资金 | 募集资 | 资金总 | 资金总 | 资金总 | 途及去 | 募集资 | | 总额 | 总额 | | | | 额 | | 金金额 | | 金总额 | | | 额 | 额比例 | | 向 | | | 向不特 | 定对象 500,000 49,083 12,000, 44,223 2020 年 | | | | 4,859. | 临时补 | 0 | | 发行可 | .02 .68 ,000 000 | 0 | 0 | 0.00% | 34 | 充流动 | | | 转换公 | | | | | | 资金 | | | 司债券 | | | | | | | | | 49, ...

Renewable Energy Development - In 2023, the company achieved a nearly 1000 MW installed capacity of grid-connected renewable energy stations, with an additional nearly 2000 MW under construction and development[4]. - The company has made significant progress in the photovoltaic, wind power, and integrated smart energy sectors, enhancing its comprehensive energy solution capabilities[4]. - The company has actively participated in the national renewable energy layout, aiming for dual value enhancement through light asset operations and industrial synergy[4]. - The company is involved in renewable energy businesses, primarily wind and solar power generation, contributing to the national "3060" dual carbon goals[43]. - By 2030, the total installed capacity of wind and solar power is targeted to exceed 1.2 billion kilowatts, with a focus on large-scale wind and solar bases in desert and barren areas[45]. - The cumulative installed capacity of renewable energy in China is approximately 2.92 billion kW, with hydropower, wind, and solar accounting for 50.4% of the total, surpassing thermal power at 47.6%[53]. - The company has developed and invested in over 2,000 MW of renewable power stations, including wind, solar, and biomass power plants by the end of 2023[62]. - The company aims to establish a renewable integrated smart energy supply system, promoting high-efficiency cogeneration technology using biomass as a raw material[64]. - The company is positioned to benefit from the acceleration of high-voltage direct current (HVDC) projects, which are essential for integrating renewable energy into the grid[36]. Financial Performance - The company's operating revenue for 2023 was ¥1,213,212,736.42, a decrease of 8.89% compared to ¥1,331,557,173.65 in 2022[24]. - The net profit attributable to shareholders for 2023 was ¥94,214,931.85, down 36.19% from ¥147,641,545.48 in 2022[24]. - The net profit after deducting non-recurring gains and losses was ¥11,049,875.91, a decline of 78.45% from ¥51,271,416.47 in 2022[24]. - The total assets at the end of 2023 were ¥7,427,490,622.22, a decrease of 1.91% from ¥7,572,160,821.14 at the end of 2022[24]. - The net assets attributable to shareholders increased by 2.17% to ¥2,898,742,384.52 at the end of 2023, compared to ¥2,837,302,894.30 at the end of 2022[24]. - The basic earnings per share for 2023 was ¥0.16, down 36.00% from ¥0.25 in 2022[24]. - The weighted average return on equity for 2023 was 3.29%, a decrease of 2.03% from 5.32% in 2022[24]. - The net cash flow from operating activities for 2023 was ¥633,258,650.02, a slight decrease of 0.17% from ¥634,359,393.84 in 2022[24]. - The company reported non-recurring gains of ¥70,319,339.06 from the disposal of non-current assets in 2023, compared to ¥26,123,018.08 in 2022[30]. Strategic Initiatives - The company aims to transform from high investment to high growth by deepening collaboration within the industrial chain and optimizing asset structure through strategic partnerships with state-owned enterprises[4]. - The company emphasizes the importance of long-term strategies and innovation to navigate challenges in the increasingly competitive electrical equipment market[3]. - The company is committed to increasing investment in technology research and development to enhance its core competitiveness in the renewable energy industry[4]. - The company has strengthened its incentive mechanisms and maintained stable development in its intelligent manufacturing sector[3]. - The company is focusing on expanding its comprehensive smart energy projects, which are expected to significantly enhance profits in the future[102]. - The company is actively pursuing new energy power station approvals and partnerships with state-owned enterprises in the new energy generation business[112]. Market Position and Competition - The company has a strong focus on customer satisfaction and has improved its market position and technical capabilities over the past year[3]. - The company operates in the smart equipment manufacturing sector, focusing on power transmission and distribution equipment, which is crucial for the national economy's health and sustainable development[33]. - The company has established stable partnerships with international smart electrical manufacturers such as Rockwell Automation, Siemens, Schneider, and ABB, enhancing its competitive position in the power transmission and distribution sector[42]. - The company faces market competition risks due to potential market share decline if it cannot leverage its competitive advantages amid increasing competition[182]. Governance and Compliance - The company has established a clear governance structure, with a board consisting of nine members, including three independent directors, ensuring compliance with relevant regulations[192]. - The company maintains a clear asset independence from its controlling shareholders, with no instances of asset occupation or usage without compensation[194]. - The company is committed to improving its internal control systems to enhance governance and operational efficiency[191]. - The company has established independent governance structures, including a shareholders' meeting, board of directors, and supervisory board, to ensure effective decision-making and oversight[197]. Research and Development - The company is focusing on innovation and R&D, integrating technologies related to wind, solar, and biomass energy to capture market demand[117]. - The company has over 200 patents, with at least 95 patents in China[105]. - Research and development (R&D) investment amounted to CNY 23,954,091.49, representing 1.97% of operating revenue, down from 2.90% in 2022[138]. - The number of R&D personnel increased by 3.14% to 164, with a notable rise in the proportion of staff under 30 years old, which grew by 26.32%[138]. Investment and Financing - The company plans to continue its investment strategy to support long-term growth and sustainability initiatives[149]. - The company raised a total of RMB 500 million through the issuance of 5 million convertible bonds at a face value of RMB 100 each, with a net amount of RMB 490.83 million after deducting fees[154]. - The company is enhancing its financing structure by utilizing simplified procedures for issuing stocks and REITs, reducing financial costs, and improving the profitability of its power plants[177]. - The company is addressing liquidity risks by optimizing capital structure and expanding funding sources to ensure stable cash flow for operations[183]. Operational Efficiency - The company has implemented a digital management model across all power plants, achieving real-time operational monitoring and data sharing[118]. - The company is exploring a light asset model for its operations, aiming to enhance efficiency and reduce capital expenditure[188]. - The company is committed to obtaining intellectual property rights, including utility model patents, for its new products and technologies[135]. - The company has established a stable supply chain for raw materials, forming long-term partnerships with key suppliers through annual framework agreements[76].

Renewable Energy Development - In 2023, the company achieved a nearly 1000 MW installed capacity of grid-connected renewable energy stations, with an additional nearly 2000 MW under construction and development, expected to provide stable income and cash flow post-grid connection[4]. - The company is involved in renewable energy businesses, primarily wind and solar power generation, contributing to the national "3060" carbon neutrality goals[43]. - By 2030, the total installed capacity for wind and solar power is targeted to exceed 1.2 billion kilowatts, with a focus on developing large-scale wind and solar bases in desert and barren areas[45]. - The company has developed and invested in over 2,000 MW of renewable power plants, including wind, solar, and biomass power stations by the end of 2023[62]. - The company is positioned to benefit from the acceleration of high-voltage direct current (HVDC) projects, which are essential for integrating renewable energy into the grid[36]. - The cumulative installed capacity of renewable energy in China is expected to reach nearly 3 trillion kilowatt-hours in 2023, close to one-third of total electricity consumption[53]. - The company has established itself as a leading private renewable energy investment and operation enterprise in Northeast China, particularly in Heilongjiang Province[56]. - The national goal is to achieve over 50% of renewable energy generation capacity by the end of 2025, which has been achieved ahead of schedule[53]. Financial Performance - The company's operating revenue for 2023 was ¥1,213,212,736.42, a decrease of 8.89% compared to ¥1,331,557,173.65 in 2022[24]. - The net profit attributable to shareholders for 2023 was ¥94,214,931.85, down 36.19% from ¥147,641,545.48 in 2022[24]. - The net profit after deducting non-recurring gains and losses was ¥11,049,875.91, a decline of 78.45% from ¥51,271,416.47 in 2022[24]. - The total assets at the end of 2023 were ¥7,427,490,622.22, a decrease of 1.91% from ¥7,572,160,821.14 at the end of 2022[24]. - The net assets attributable to shareholders increased by 2.17% to ¥2,898,742,384.52 at the end of 2023, compared to ¥2,837,302,894.30 at the end of 2022[24]. - The basic earnings per share for 2023 was ¥0.16, down 36.00% from ¥0.25 in 2022[24]. - The weighted average return on equity for 2023 was 3.29%, a decrease of 2.03% from 5.32% in 2022[24]. - The company reported a net cash flow from operating activities of ¥633,258,650.02, a slight decrease of 0.17% from ¥634,359,393.84 in 2022[24]. Strategic Initiatives - The company plans to distribute a cash dividend of 0.7 RMB per 10 shares (including tax) based on a total of 587,690,036 shares, reflecting a commitment to return value to shareholders[7]. - The company is focusing on self-innovation to enrich its product portfolio, aiming to meet diverse customer needs through standardized and differentiated approaches[3]. - The company aims to strengthen its core competitiveness by increasing investment in technology research and development[4]. - The company is actively participating in national renewable energy layouts, optimizing asset structures through strategic investments with central state-owned enterprises[4]. - The company plans to focus on expanding its market presence and developing new technologies to enhance future growth prospects[32]. - The company is transitioning from high investment to high growth by leveraging opportunities for collaborative development within the industry chain[3]. Market Trends and Challenges - The company experienced short-term fluctuations in performance due to asset structure adjustments and impairment provisions, but remains committed to long-term growth[4]. - The company emphasizes the importance of cash flow and shareholder trust as key drivers for its ongoing development[4]. - The company is facing market competition risks due to potential market share decline if it cannot leverage its competitive advantages[182]. - The company is addressing liquidity risks by optimizing capital structure and expanding funding sources to ensure stable cash flow[183]. - The company is adopting a cautious investment strategy in mergers and acquisitions to mitigate risks associated with underperforming targets[184]. Research and Development - The company has over 200 patents, with at least 95 patents in China[105]. - Research and development expenses decreased by 37.91% to CNY 23,954,091.49, primarily due to reduced material inputs[133]. - The number of R&D personnel increased to 164, a rise of 3.14% from 159 in 2022, with the proportion of R&D staff in the company now at 10.56%[138]. - The company is focusing on innovation and R&D, integrating technologies related to wind, solar, and biomass energy to capture market demand[117]. Governance and Compliance - The company has established a clear governance structure, with a board consisting of nine members, including three independent directors, ensuring compliance with relevant regulations[192]. - The company maintains a clear asset independence from its controlling shareholders, with no instances of asset occupation or usage without compensation[194]. - The company is committed to improving its internal control systems to enhance governance and operational efficiency[191]. - The company has established an independent financial department with a complete and standardized financial accounting system, ensuring independent tax payments and employee insurance fund contributions[196]. Investor Relations - The company engaged in nine investor relations activities, receiving 72 institutional investors, and responded to 129 investor inquiries to enhance transparency[121]. - The company is enhancing investor relations through various channels and plans to implement stock buybacks and cash dividends to strengthen investor returns and market value[178]. - The annual shareholders' meeting held on May 16, 2023, had an investor participation rate of 28.98%[199]. - The company held one annual general meeting and four extraordinary general meetings during the reporting period, ensuring transparency and shareholder participation[192].

目 录 一、非经营性资金占用及其他关联资金往来情况的专项 审计说明…………………………………………………………第 1—2 页 二、非经营性资金占用及其他关联资金往来情况汇总表…………第 3—5 页 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2024〕2546 号 哈尔滨九洲集团股份有限公司全体股东： 我们接受委托，审计了哈尔滨九洲集团股份有限公司（以下简称九洲集团公 司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表， 2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公司所 有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上，我们审 计了后附的九洲集团公司管理层编制的 2023 年度《非经营性资金占用及其他关 联资金往来情况汇总表》（以下简称汇总表）。 一、对报告使用者和使用目的的限定 为了更好地理解九洲集团公司 2023 年度非经营性资金占用及其他关联资金 往来情况，汇总表应当与已审的财务报表一并阅读。 三、注册会计师的责任 我们的责任是在实施审计工作的基础上对九洲集团公司管理层编制的汇总 表发表专项审计意见。 四 ...

| 证券代码：300040 | 证券简称：九洲集团 | 公告编号：2024-050 | | --- | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | | 哈尔滨九洲集团股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 2024 年 4 月 18 日，哈尔滨九洲集团股份有限公司(以下简称"公司"或"九洲 集团")召开了第八届董事会第十二次会议和第八届监事会第十二次会议，审议 通过了公司《关于 2023 年度计提资产减值准备》的议案，现将具体情况公告如 下： 一、2023 年度计提资产减值准备情况概述 （一）本次计提资产减值准备的原因 关于2023年度计提资产减值准备的公告 根据《企业会计准则》和公司财务制度的相关规定，为真实反映公司资产价 值和财务状况，2023 年末公司对各类资产进行了清查、分析及评估，基于谨慎 性原则，公司及下属子公司对 2023 年度末各类存货、合同资产、应收款项、固 定资产、在建工程、无形资产、商誉等资产进行了全面清查，对各类存货、合同 资产的可变现净值，应收款项回收的可能性，固定资产、在建工 ...

目 录 一、募集资金年度存放与使用情况鉴证报告………………………第 1—2 页 二、关于募集资金年度存放与使用情况的专项报告………………第 3—8 页 募集资金年度存放与使用情况鉴证报告 天健审〔2024〕2547 号 哈尔滨九洲集团股份有限公司全体股东： 我们鉴证了后附的哈尔滨九洲集团股份有限公司（以下简称九洲集团公司） 管理层编制的 2023 年度《关于募集资金年度存放与使用情况的专项报告》。 一、对报告使用者和使用目的的限定 本鉴证报告仅供九洲集团公司年度报告披露时使用，不得用作任何其他目的。 我们同意将本鉴证报告作为九洲集团公司年度报告的必备文件，随同其他文件一 起报送并对外披露。 二、管理层的责任 九洲集团公司管理层的责任是提供真实、合法、完整的相关资料，按照《上 市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年 修订）》（证监会公告〔2022〕15 号）和《深圳证券交易所上市公司自律监管 指引第 2 号——创业板上市公司规范运作（2023 年 12 月修订）》（深证上〔2023〕 1146 号）的规定编制《关于募集资金年度存放与使用情况的专项报告》，并保 证其内容真实 ...

注册会计师人数：2,272 名 哈尔滨九洲集团股份有限公司 董事会审计委员会对会计师事务所 2023 年度履职情况评估 及履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》《深圳证券交易所上市公 司自律监管指引第 2 号——创业板上市公司规范运作》和哈尔滨九洲集团股份有 限公司（以下简称"公司"）的《公司章程》等规定和要求，公司董事会审计委 员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会对天健 会计师事务所（特殊普通合伙）（以下简称"天健会计师事务所"）2023 年度履职 评估及履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 公司名称：天健会计师事务所（特殊普通合伙） 成立日期：2011 年 7 月 18 日 首席合伙人：王国海 上年度末合伙人数量：238 名 签署过证券服务业务审计报告的注册会计师人数：836 名 最近一年经审计的收入总额：34.83 亿元 最近一年审计业务收入：30.99 亿元 本公司同行业上市公司审计客户家数：513 家 最近一年证券业务收入：18.40 ...