国民技术股份有限公司 董事会审计委员会对会计师事务所2023年度 履职情况评估及履行监督职责情况的报告 国民技术股份有限公司（以下简称"公司"）董事会审计委员会根据《中华人民 共和国公司法》《中华人民共和国证券法》《上市公司治理准则》《国有企业、上市公 司选聘会计师事务所管理办法》和《公司章程》《董事会审计委员会议事规则》等规定 和要求，本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会对会 计师事务所 2023 年度履职评估及履行监督职责的情况汇报如下： 一、 2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 中兴财光华会计师事务所（特殊普通合伙）（以下简称"中兴财光华"）成立于 1999年 1 月，注册地址为北京市西城区阜成门外大街 2 号万通金融中心 22 层 A24， 首席合伙人为姚庚春，拥有财政部颁发的会计师事务所执业证书，是我国最早从事 证券业务的会计师事务所，具有多年的证券业务从业经验。截至 2023年 12月 31日， 中兴财光华从业人员总数 3,091 人，其中合伙人 183 人，注册会计师 824 人；注册会计师 中 359人签署过证券服务业务审计报告。 （二）聘 ...

证券代码：300077 证券简称：国民技术 公告编号：2024-023 国民技术股份有限公司 关于召开 2023 年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 根据《公司法》和《国民技术股份有限公司章程》的有关规定，国民技术股 份有限公司（以下简称"公司"）第五届董事会第三十一次会议决定于 2024 年 5 月 16 日（星期四）召开 2023 年度股东大会。本次股东大会采用现场表决、网 络投票相结合的方式进行。现将会议有关事项通知如下： 一、召开会议的基本情况 1、股东大会届次：2023 年度股东大会 2、会议召集人：公司董事会 3、董事会决议召开股东大会的情况：经公司 2024 年 4 月 24 日召开的第五 届董事会第三十一次会议审议通过，公司决定于 2024 年 5 月 16 日（星期四）召 开 2023 年度股东大会。本次会议召开符合有关法律、行政法规、部门规章、规 范性文件和《公司章程》的规定。 4、会议召开的日期、时间： （1）现场会议时间：2024 年 5 月 16 日（星期四）15:00 开始 （2）网络投票时间：202 ...

国民技术股份有限公司 部分限制性股票相关事项的核查意见 国民技术股份有限公司（以下简称"公司"或"国民技术"）监事会根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》 （以下简称"《证券法》"）、《上市公司股权激励管理办法》（以下简称"《管 理办法》"）等有关法律、法规及规范性文件以及公司《2021年限制性股票激励 计划（草案）》（以下简称"《激励计划》"）的有关规定，对公司2021年限制 性股票激励计划已获授但尚未解除限售的限制性股票回购注销相关事项进行审 核，发表核查意见如下： 因公司2021年限制性股票激励计划获授的28名激励对象由于个人原因离职， 已不符合公司2021年限制性股票激励计划中有关激励对象的规定；同时，鉴于公 司本次激励计划所设定的公司层面2023年度业绩考核指标未达成，本次激励计划 首次授予部分第三个解除限售期及预留授予部分第二个解除限售期对应的解除 限售条件未成就，相应解除限售期内，激励对象当期计划解除限售的限制性股票 不得解除限售，由公司回购注销。根据《上市公司股权激励管理办法》及公司《2021 年限制性股票激励计划（草案）》的有关规定，公司本次拟回购 ...

证券代码：300077 证券简称：国民技术 公告编号：2024-007 国民技术股份有限公司 第五届监事会第二十一次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 国民技术股份有限公司（以下简称"公司"）第五届监事会第二十一次会议于 2024 年 4 月 24 日以现场结合通讯方式召开。会议通知于 2023 年 4 月 14 日以电子邮件并 电话通知的方式送达，本次会议应出席监事 3 人，实际出席会议监事 3 人，其中监 事会主席王渝次先生以通讯方式出席，其余均为本人现场出席。本次会议由监事会主 席王渝次先生召集并主持，公司董事会秘书列席了会议。 本次会议的召集、召开符合《中华人民共和国公司法》和公司章程的有关规定， 会议决议合法、有效。 二、监事会会议审议情况 本议案以3票同意、0票反对、0票弃权获得通过。 本议案尚需提交公司2023年度股东大会审议。 详细内容请见与本决议公告同日在巨潮资讯网（http://www.cninfo.com.cn）刊登 的《2023年年度报告》（公告编号：2024-011）及《2023年年度 ...

证券代码：300077 证券简称：国民技术 公告编号：2024-012 国民技术股份有限公司 2023 年度财务决算报告 2023年度，公司营业收入同比下降13.27%，归属于上市公司股东的净利润同比 下降 1,659.35%，现将公司 2023 年财务决算情况报告如下： 一、 2023 年度公司财务报表的审计情况 公司 2023 年度财务报表经中兴财光华会计师事务所（特殊普通合伙）审计，出 具了标准无保留意见的审计报告。审计机构的审计意见为：国民技术公司财务报表 在所有重大方面按照企业会计准则的规定编制，公允反映了国民技术公司 2023 年 12 月 31 日的合并及母公司财务状况以及 2023 年度的合并及母公司经营成果和现金 流量。 | | | | 单位：万元 | | --- | --- | --- | --- | | 项目 | 2023 年度 | 2022 年度 | 变动幅度 | | 营业总收入 | 103,675.28 | 119,541.09 | -13.27% | | 营业利润 | -60,116.74 | -1,026.11 | -5,758.70% | | 利润总额 | -60,391.99 ...

一、本人已经通过国民技术股份有限公司董事会独立董事专门会议资格审查， 提名人与本人不存在利害关系或者其他可能影响独立履职情形的密切关系。 √ 是 □ 否 如否，请详细说明：_____________________________ 二、本人不存在《中华人民共和国公司法》第一百四十六条等规定不得担任 公司董事的情形。 √ 是 □ 否 如否，请详细说明：______________________________ 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳证券交易所 业务规则规定的独立董事任职资格和条件。 国民技术股份有限公司 独立董事候选人声明与承诺 声明人陈卫武作为国民技术股份有限公司第六届董事会独立董事候选人，已 充分了解并同意由提名人国民技术股份有限公司董事会提名为国民技术股份有 限公司（以下简称该公司）第六届董事会独立董事候选人。现公开声明和保证， 本人与该公司之间不存在任何影响本人独立性的关系，且符合相关法律、行政法 规、部门规章、规范性文件和深圳证券交易所业务规则对独立董事候选人任职资 格及独立性的要求，具体声明并承诺如下事项： √ 是 □ 否 如否，请详细说明：___________ ...

国民技术股份有限公司 独立董事提名人声明与承诺 提名人国民技术股份有限公司董事会现就提名郝丹为国民技术股份有限公司 第六届董事会独立董事候选人发表公开声明。被提名人已书面同意作为国民技术股 份有限公司第六届董事会独立董事候选人（参见该独立董事候选人声明）。本次提 名是在充分了解被提名人职业、学历、职称、详细的工作经历、全部兼职、有无重 大失信等不良记录等情况后作出的，本提名人认为被提名人符合相关法律、行政法 规、部门规章、规范性文件和深圳证券交易所业务规则对独立董事候选人任职资格 及独立性的要求，具体声明并承诺如下事项： 一、被提名人已经通过国民技术股份有限公司董事会独立董事专门会议资格审 查，提名人与被提名人不存在利害关系或者其他可能影响独立履职情形的密切关系。 √ 是 □ 否 如否，请详细说明：______________________________ 三、被提名人符合中国证监会《上市公司独立董事管理办法》和深圳证券交易 所业务规则规定的独立董事任职资格和条件。 √ 是 □ 否 如否，请详细说明：______________________________ 四、被提名人符合公司章程规定的独立董事任职条件 ...

国民技术股份有限公司 2023 年年审会计师履职情况评估报告 国民技术股份有限公司（以下简称"公司"）聘请中兴财光华会计师事务所（特殊 普通合伙）（以下简称"中兴财光华"）作为公司 2023 年度财务报告审计机构。根据 《国有企业、上市公司选聘会计师事务所管理办法》等相关规定，公司对中兴财光华2023 年审计过程中的履职情况进行评估。经评估，公司认为中兴财光华资质条件、执业记录、 质量管理水平等方面合规有效，履职能够保持独立性，工作勤勉尽责，表达意见公允， 具体情况如下： 中兴财光华成立于 1999年 1月，2013年 11月转制为特殊普通合伙，注册地址为北京 市西城区阜成门外大街2号万通金融中心22层A24，首席合伙人为姚庚春，拥有财政部颁 发的会计师事务所执业证书，是我国最早从事证券业务的会计师事务所，具有多年的证 券业务从业经验。截至 2023年 12月 31日，中兴财光华从业人员总数 3,091人，其中合伙 人 183人，注册会计师824人；注册会计师中 359人签署过证券服务业务审计报告。 2022 年度经审计业务收入 100,960.44 万元，其中审计业务收入 88,394.40万元，证券业 务 ...

Revenue and Profitability - The company's revenue for Q1 2024 was ¥230,569,513.87, representing a 6.47% increase compared to ¥216,549,275.18 in the same period last year[4] - The net loss attributable to shareholders decreased to ¥74,806,782.26, an improvement of 11.17% from a loss of ¥84,214,948.36 in the previous year[4] - The basic earnings per share improved to -¥0.13 from -¥0.15, reflecting a 13.33% increase[4] - Net profit attributable to the parent company was CNY -74,806,782.26, an improvement from CNY -84,214,948.36 in the previous period, indicating a 11.7% reduction in losses[27] - Total comprehensive income for the current period was CNY -78,896,468.11, compared to CNY -88,668,072.48 in the previous period, showing a 11.5% improvement[28] Cash Flow and Liquidity - The net cash flow from operating activities improved significantly, with a net cash outflow of ¥63,188,480.63, a 61.10% reduction from ¥162,421,008.75 in the prior year[4] - The company reported a net cash outflow from operating activities of CNY -63,188,480.63, an improvement from CNY -162,421,008.75 in the previous period[31] - Operating cash inflows totaled CNY 168,826,123.97, compared to CNY 153,647,302.41 in the previous period, reflecting a 9.8% increase[31] - The ending cash and cash equivalents balance was 668,580,752.25, down from 432,120,676.78 year-over-year, indicating a decrease in liquidity[33] - The company's cash and cash equivalents decreased to CNY 700,917,827.68 from CNY 792,898,487.29, reflecting a decline of approximately 11.6%[18] Assets and Liabilities - The company's total assets decreased by 2.89% to ¥3,692,790,133.28 from ¥3,802,581,431.86 at the end of the previous year[6] - The total liabilities of the company were CNY 2,522,183,955.36, down from CNY 2,557,078,005.76, showing a decrease of about 1.4%[23] - The total equity of Guomin Technology Co., Ltd. was reported as CNY 1,170,606,177.92, with retained earnings showing a deficit of CNY 2,092,176,305.91[23] - The company's short-term borrowings were CNY 605,812,517.33, slightly down from CNY 623,096,713.12, a decrease of approximately 2.3%[21] - Long-term borrowings increased to CNY 839,920,381.14 from CNY 785,562,591.37, indicating an increase of about 6.9%[23] Operational Efficiency - Total operating costs decreased to CNY 297,942,362.14 from CNY 332,744,579.30, reflecting a reduction of 10.5%[26] - Research and development expenses decreased by 30.13% to ¥5,846,000, reflecting cost control measures[11] - Research and development expenses were CNY 58,540,009.09, down 30.1% from CNY 83,780,847.43 in the previous period[26] - The integrated circuit business revenue increased by 42.50% year-on-year, contributing to an overall improvement in gross margin[12] Investment Activities - The company reported a significant decrease in investment income, down 97.86% to ¥13,000 from ¥584,140 in the previous year, primarily due to the absence of exit gains from previous projects[11] - The net cash flow from investment activities was -42,886,646.50, compared to -59,467,148.18 in the previous year, indicating a decrease in investment losses[32] - The total cash inflow from investment activities was 191,344.42, compared to 117,258,784.69 in the previous year, reflecting a decrease in investment returns[32] - The cash outflow for the purchase of fixed assets and intangible assets was 43,077,990.92, compared to 61,532,132.02 in the previous year, indicating reduced capital expenditures[32] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 83,500[15]

Financial Performance - The company reported a profit distribution plan for common stock, stating no cash dividends, no bonus shares, and no capital reserve transfers to increase share capital[3]. - The company's operating revenue for 2023 was ¥1,036,752,756.19, a decrease of 13.27% compared to ¥1,195,410,943.37 in 2022[17]. - The net profit attributable to shareholders was -¥571,523,582.15, representing a significant decline of 1,659.35% from -¥32,485,009.01 in the previous year[17]. - The cash flow from operating activities improved by 78.72%, reaching -¥122,356,616.02, compared to -¥574,974,400.45 in 2022[17]. - The total assets at the end of 2023 were ¥3,802,581,431.86, reflecting a 2.39% increase from ¥3,706,260,780.79 in 2022[18]. - The net assets attributable to shareholders decreased by 28.98% to ¥1,171,135,614.15 from ¥1,649,104,378.38 in 2022[18]. - The basic earnings per share for 2023 was -¥1.00, a decline of 1,566.67% from -¥0.06 in 2022[17]. - The diluted earnings per share was -¥0.99, also showing a significant drop of 1,550.00% from -¥0.06 in the previous year[20]. - The company reported a total share capital of 594,841,000 shares as of the last trading day before the report disclosure[19]. - The company reported a total operating revenue of 1,036,752,756.19 CNY in 2023, a decrease of 13.27% compared to 1,195,410,943.37 CNY in 2022[75]. - The net profit attributable to shareholders was -57,152.36 million CNY, a significant decline of 1,659.35% compared to the previous year[69]. Market and Industry Trends - In 2023, the global semiconductor market revenue was $526.8 billion, a decrease of 8.2% compared to 2022, with China's integrated circuit imports down 10.8% in quantity and 15.4% in value[29]. - The company anticipates a recovery in the semiconductor industry in 2024, with growth rates projected between 13% to 20%, driven primarily by AI applications and memory chips[30]. - The global semiconductor industry is expected to grow at a rate of 13%-15% in 2024, driven primarily by AI applications and memory chip sectors[45]. - The overall demand for MCUs is highly correlated with the semiconductor industry's cycles, with a significant downturn observed since the second half of 2022 due to weak consumer electronics demand[33]. - The company is facing significant pressure from overcapacity and price declines in the anode materials industry due to slowing downstream demand and increased production capacity[57]. Research and Development - The company has 396 valid patents in the integrated circuit field as of December 31, 2023, along with 51 layout designs and 86 software copyrights[62]. - The company is focusing its R&D efforts on general-purpose MCU chips, BMS chips, and next-generation security chips[94]. - The company aims to enhance its product offerings in high-end high-performance MCUs, reliable BMS, and security chips, focusing on improving product quality and functionality[50]. - The company plans to leverage its advantages in low power consumption and SoC architecture to expand its presence in the general MCU market and various application industries, including industrial control and smart home IoT[51]. - The company will continue to invest in R&D for 32-bit MCUs and enhance product performance, aiming to build a competitive edge in the general MCU sector[51]. - The company has established a multidisciplinary R&D team with partnerships with several universities to enhance its research capabilities in new energy battery anode materials[67]. Corporate Governance - The company maintains a strict information disclosure policy, ensuring timely and accurate communication with investors through various channels[135]. - The company has no controlling shareholder or actual controller, ensuring independence in its operations[139]. - The company emphasizes the protection of stakeholders' rights and actively collaborates with investors, customers, suppliers, and employees[138]. - The company has established a performance evaluation and incentive system, with the board's remuneration and assessment committee responsible for evaluating the performance of directors and senior management[137]. - The company held its 2022 annual general meeting on May 10, 2023, with an investor participation rate of 8.04%[140]. Risk Management - The management discussion section outlines potential risks in operations and corresponding mitigation strategies, which investors are advised to pay attention to[3]. - The company anticipates facing risks related to industry competition and potential declines in gross profit margins due to market demand fluctuations and capacity supply issues[120]. - The company has established a strict risk management system for foreign exchange transactions to prevent potential losses from exchange rate fluctuations[118]. - The company is closely monitoring changes in the international trade environment to reduce risks associated with supply chain disruptions and trade restrictions[124]. Employee Relations - The company has established a performance-oriented compensation system to enhance employee motivation and ensure effective salary structures[164]. - The employee training program includes various training types, such as new employee orientation and professional skills training, to enhance overall employee capabilities[166]. - The total number of employees at the end of the reporting period was 975, with 342 in the parent company and 633 in major subsidiaries[163]. - The company has no outsourced labor, indicating a fully employed workforce[166]. Financial Management - The company reported a significant increase in financial expenses, which rose by 129.37% to ¥64,543,818.87 due to increased borrowing costs[91]. - The company's overall debt financing scale increased significantly during the reporting period, leading to a debt-to-asset ratio of 67.25%[122]. - The company has not engaged in any significant equity investments during the reporting period[108]. - The company is committed to improving its financial asset management and risk control measures related to derivative investments[111]. Legal and Compliance - The company faced an administrative penalty due to insider trading, with a confiscation of illegal gains amounting to 15,369,441.16 yuan and a fine of 46,108,323.48 yuan[154]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties during the reporting period[195]. - The company has not undergone any bankruptcy reorganization during the reporting period[198]. - There are no significant lawsuits or arbitration matters currently affecting the company, with a notable case involving approximately USD 3.5 million pending[199].