证券代码：300125 证券简称：*ST 聆达 公告编号：2025-092 聆达集团股份有限公司 关于公司董事被限制消费的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 聆达集团股份有限公司（以下简称：公司）近日通过中国执行信息公开网（h ttp://zxgk.court.gov.cn）查询获悉，公司董事柏疆红先生被限制消费，公司现将相 关情况公告如下： 一、《限制消费令》基本情况 1、执行案号：（2024）鲁 0126 执 2113 号《限制消费令》 2、申请执行人：中国新兴建筑工程有限责任公司 3、被执行人：中衡卓创（重庆）工程设计有限公司 6、生效与解除条件： 限制消费令自发出之日起生效，履行完毕法律义务后解除。因经营必需进行 禁止类消费的，需向法院申请批准。 二、被限制消费情况原因 本次公司董事被限制消费系其担任法定代表人的中衡卓创（重庆）工程设计 有限公司与中国新兴建筑工程有限责任公司的工程合同纠纷（涉案金额约人民币 721 万元）经法院判决后，因未完全履行付款义务所致。 。 三、其他说明及风险提示 柏疆红先生被限制消费事项，系因其个人投资的其 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has intensified its crackdown on financial fraud among listed companies, imposing significant penalties on multiple firms for financial misconduct, including forced delisting for some [2][5]. Group 1: Penalties and Companies Involved - Multiple companies, including *ST Dongtong, Lieneng 5 (formerly Yili Clean Energy), *ST Guangdao, ST Tiansheng, *ST Xinchao, and *ST Lingda, have been penalized for financial fraud, with *ST Dongtong and Lieneng 5 facing fines exceeding 100 million yuan [2][3]. - *ST Dongtong was fined 229 million yuan for inflating revenue and profits over four consecutive years, with additional penalties for seven responsible individuals totaling 44 million yuan, and the actual controller facing a 10-year market ban [3][5]. - Lieneng 5, which was delisted in July 2023, was fined 210 million yuan for financial fraud and misleading disclosures over an eight-year period, with penalties imposed on 29 responsible personnel totaling approximately 165 million yuan [4][6]. Group 2: Regulatory Environment and Enforcement - The CSRC has adopted a "zero tolerance" approach towards financial fraud, enhancing the enforcement of penalties and ensuring that both companies and their key personnel are held accountable [5][6]. - Over 70 individuals, including executives and board members, have faced penalties in connection with the financial misconduct of their companies, with some receiving lifetime bans from the securities market [5][6]. - The regulatory framework now includes measures for criminal liability, indicating that administrative penalties are only one aspect of the accountability process for financial fraud [6]. Group 3: Implications for the Market - The trend of increasing penalties and the potential for criminal charges are expected to deter financial misconduct and promote better compliance among listed companies [6]. - The ongoing enforcement actions are likely to lead to the removal of "bad actors" from the market, thereby improving overall corporate governance and compliance standards within the industry [6].

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has intensified its crackdown on financial fraud among listed companies, imposing significant penalties on multiple firms for financial misconduct, with some companies facing penalties exceeding 100 million yuan [1] Group 1: Regulatory Actions - On September 12, several companies including *ST Dongtong (300379.SZ), Lieneng 5 (formerly Yili Clean Energy), *ST Guangdao (839680.BJ), ST Tiansheng (002872.SZ), *ST Xinchao (600777.SH), and *ST Lingda (300125.SZ) disclosed administrative penalties from the CSRC [1] - Companies such as *ST Dongtong and Lieneng 5, along with their executives, were fined over 100 million yuan [1] Group 2: Industry Trends - The regulatory environment has shifted towards a "zero tolerance" approach regarding financial fraud, with enforcement actions becoming increasingly stringent [1] - This year, numerous companies have received penalties exceeding 100 million yuan due to significant financial fraud, with over ten companies facing forced delisting as a result of major violations [1] - Even companies that have already been delisted continue to face accountability for their financial misconduct [1]

未按规定披露关联方资金占用情况方面，*ST聆达连续12个月内累计关联方资金占用金额为6560万元， 占最近一期经审计净资产的9.95%。 对上述资金占用行为，*ST聆达未履行上市公司相关审议程序和信息披露义务，其中2023年7月24日、 2023年8月至9月期间发生的2笔合计5000万元资金占用未在2023年年度报告中披露，占当期经审计净资 产的12.13%；2023年关联方资金占用期末余额5648.08万元，占当期经审计净资产的13.71%。 *ST聆达9月11日晚发布公告称，因公司涉嫌资金占用、违规担保事项，大连证监局当日对公司下发 《行政处罚决定书》，对公司及时任董事长王明圣、副董事长林志煌给予警告，并合计罚款500万元。 相关业内人士表示，对*ST聆达及相关责任人的处罚，体现了监管层对资金占用、违规担保等行为 的"零容忍"态度。有关方面不断加大工作力度，持续完善立体追责体系，更好地保护上市公司和中小投 资者利益。 对于资金占用，公司信披违法违规 经查，*ST聆达通过采购预付款、在建工程、借款合同、银行承兑汇票贴现等方式向关联方转移资金， 累计占用金额6560万元，违规担保金额1.26亿元，严重侵害上市 ...

9月11日晚间，聆达集团股份有限公司（以下简称"*ST聆达（300125）"）披露公告，公司及相关当事 人于当日收到大连证监局发出的《行政处罚决定书》，大连证监局对*ST聆达及公司时任董事长王明 圣、时任副董事长林志煌给予警告，合计罚款500万元。 存在两项违法违规问题 *ST聆达及王明圣、林志煌存在未按规定披露对外担保事项和未按规定披露关联方资金占用情况的违法 行为。 经查明，2023年10月24日至2024年1月2日期间，*ST聆达全资子公司金寨嘉悦新能源科技有限公司（以 下简称：金寨嘉悦）先后两次将其在银行的定期存单为天津首宇贸易有限公司等公司的银行承兑汇票提 供担保。2023年11月5日，*ST聆达时任董事长王明圣、时任副董事长林志煌与他人签订《借款协 议》，金寨嘉悦为上述借款提供担保，承担连带保证责任。2024年1月11日，*ST聆达、金寨嘉悦及公 司全资子公司格尔木神光新能源有限公司等为金寨嘉悦正丰新能源有限公司通过《商业保理合同》进行 的融资出具《连带保证担保函》，承诺为上述债务承担连带保证责任。《行政处罚决定书》显示，*ST 聆达连续12个月内累计违规对外担保金额1.26亿元，占公司最近一期经 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 近日，聆达集团股份有限公司（证券代码：300125，证券简称：*ST聆达（维权））及相关人员收到中 国证券监督管理委员会大连监管局出具的行政监管措施决定书，涉及多项违规问题。 聆达股份存在的问题主要包括：未及时披露全资子公司金寨嘉悦新能源科技有限公司停工停产情况； 2023年年报未对金寨嘉悦二期5.0GW高效电池片项目实施减值测试，且未充分披露可能损失的设备预付 款情况；2022年11月至2023年6月与关联方安徽晶飞科技有限公司开展购销电池片及光伏组件委托加工 业务，未及时对外公告。 基于上述违规行为，大连监管局对聆达股份采取责令改正的监管措施，并记入证券期货市场诚信档案。 对时任董事长王明圣、时任副董事长兼首席执行官林志煌采取出具警示函的监管措施，并记入证券期货 市场诚信档案。 聆达股份及相关责任人表示，收到决定书后高度重视所指出的问题，将认真吸取教训，全面梳理公司治 理、内部控制等方面的薄弱环节，严格按要求整改并提交书面报告。同时，公司将加强相关人员对证券 法律法规的学习，提高规范运作和信息披露水平。此次监管措施不会影响公司正常经营管理活动，公司 将继续 ...

Core Points - The electricity sector experienced a rise of 0.91% on the trading day, with Lu Xiao Technology leading the gains [1] - The Shanghai Composite Index closed at 3812.51, up 1.24%, while the Shenzhen Component Index closed at 12590.56, up 3.89% [1] Company Performance - Lu Xiao Technology (002617) closed at 9.09, with a gain of 10.05% and a trading volume of 3.1734 million shares, totaling a transaction value of 2.797 billion [1] - Shanghai Electric (600021) closed at 20.77, up 10.01%, with a trading volume of 1.5713 million shares, totaling a transaction value of 3.059 billion [1] - Tianfu Energy (600509) closed at 7.32, with a gain of 7.17% and a trading volume of 1.4411 million shares, totaling a transaction value of 1.039 billion [1] - Longyuan Power (001289) closed at 17.82, up 6.07%, with a trading volume of 154,700 shares, totaling a transaction value of 270 million [1] - Jingyuntong (601908) closed at 4.34, with a gain of 5.60% and a trading volume of 2.3028 million shares, totaling a transaction value of 992 million [1] - Other notable performers include Jiaze New Energy (619109), Xiexin Energy Technology (002015), Huaguang Huaneng (600475), ST Yinda (300125), and Jiawei New Energy (300317) with varying gains and trading volumes [1] Fund Flow - The electricity sector saw a net inflow of 784 million from main funds, while retail funds experienced a net outflow of 246 million [3] - Speculative funds had a net outflow of 538 million [3]

Core Viewpoint - Regulatory authorities maintain a strict enforcement attitude towards the misuse of funds by major shareholders and related parties of listed companies, with recent penalties imposed on two companies for fund occupation issues [1][8]. Group 1: Regulatory Actions - Shandong Xinhua Jin International Co., Ltd. (Xinhua Jin) received an administrative penalty from the Qingdao Securities Regulatory Bureau for non-operational occupation of company funds amounting to 406 million yuan [2]. - *ST Lingda was warned and fined 1 million yuan by the Dalian Securities Regulatory Bureau for failing to disclose related party fund occupation and guarantee matters [3]. Group 2: Company Responses - Tibet Development Co., Ltd. (ST Xifa) announced a plan to resolve fund occupation issues by having its controlling shareholder, Xizang Shengbang Holdings Co., Ltd., offset 150 million yuan of occupied funds with a debt [4]. - ST Xifa's resolution of 331 million yuan in fund occupation issues is expected to enhance its financial condition and promote long-term stable development [4][5]. Group 3: Industry Context - Fund occupation is defined as the act of major shareholders misappropriating company funds, which can lead to significant risks for listed companies, including potential delisting [7]. - The regulatory environment has intensified, with the China Securities Regulatory Commission cracking down on 35 fund occupation cases in 2024, highlighting the ongoing issues within the industry [8].

Core Viewpoint - The company, Lingda Group Co., Ltd., is currently facing significant financial distress, with a high risk of bankruptcy and potential delisting from the Shenzhen Stock Exchange due to ongoing restructuring efforts and uncertainties surrounding its financial obligations [1][2][3]. Group 1: Restructuring Process - The company has been subjected to a risk warning for delisting and is currently undergoing a pre-restructuring process initiated by the Liu'an Intermediate People's Court, following an application by creditor Jinzai Huijin Investment Co., Ltd. due to the company's inability to repay debts [1][2]. - The court has appointed a temporary management team to oversee the pre-restructuring phase, which aims to assess the company's restructuring value and feasibility while minimizing costs [2]. - A public recruitment for restructuring investors was conducted, with four interested parties submitting applications, leading to the selection of a consortium formed by Zhejiang Zhongling Technology Co., Ltd. and Hefei Weidi Semiconductor Materials Co., Ltd. as the restructuring investors [3]. Group 2: Financial Obligations and Risks - The company has signed a restructuring investment agreement with the selected investors, but there are risks associated with the fulfillment of financial obligations, including potential failure to secure necessary funding [5][6]. - The company has been actively disclosing updates regarding the restructuring process and the associated uncertainties, including the possibility of its stock facing additional delisting risk if the restructuring is not successful [6][7]. - The company emphasizes the importance of adhering to regulatory requirements for information disclosure and urges investors to remain cautious regarding the inherent risks in the secondary market [8].

证券代码：300125 证券简称：*ST 聆达 公告编号：2025-087 聆达集团股份有限公司 一、被实施风险警示的基本情况 关于公司股票被实施退市风险警示 并继续叠加其他风险警示相关事项的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 重要内容提示： 公司 2024 年度经审计的扣除非经常性损益后的净利润为-85,579 万元且 扣除后营业收入为 5,785 万元，期末净资产为-53,841 万元。根据《深圳证券交易 所创业板股票上市规则》（2025 年修订）（以下简称：《上市规则》）第 10.3.1 条第一款第（一）（二）项规定，公司股票交易于 2025 年 4 月 25 日起被实施退 市风险警示。 （一）被实施退市风险警示的基本情况 公司 2022 至 2024 年扣非前后净利润孰低值为负且 2024 年财务报告被致 同会计师事务所（特殊普通合伙）出具了带有持续经营重大不确定性段落的无保 留意见审计报告；《2024 年度内部控制审计报告》被出具了否定意见；公司子 公司金寨嘉悦新能源科技有限公司（以下简称：金寨嘉悦）高效太阳能电池片生 产线于 ...