开山集团股份有限公司 独立董事关于第五届董事会第二十二次会议 相关事项的独立意见 根据中国证监会《关于在上市公司建立独立董事制度的指导意见》《深圳证 券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第2号—创业 板上市公司规范运作》及公司《独立董事工作制度》的有关规定，作为开山集团 股份有限公司（以下简称"公司"）的独立董事，本着实事求是、认真负责的工 作态度，基于独立判断的立场，现就公司第五届董事会第二十二次会议审议相关 事项发表如下独立意见： 2023年1-6月，公司与控股股东及关联方之间的资金往来属正常的经营性资 金往来，不存在公司的控股股东、实际控制人及其他关联方占用公司资金的情况。 公司也不存在以前年度发生并累积至2023年6月30日的控股股东、实际控制人及 其他关联方占用公司资金的情况。 2、关于对外担保情况的独立意见 报告期内，公司与子公司及子公司之间的担保实际发生额合计40,000万元人 民币，截止报告期末公司与子公司及子公司之间实际担保余额为217,604.16万 元，占2022年12月31日经审计净资产的37.43%。 报告期内，公司担保事项符合相关法律、法规的要求，担保事项是为 ...

证券代码：300257 证券简称：开山股份 公告编号：2023-044 开山集团股份有限公司 第五届董事会第二十二次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 开山集团股份有限公司（以下简称"公司"）第五届董事会第二十二次会议 于 2023 年 8 月 22 日以通讯方式召开，本次应参加表决的董事 7 人，实际参加表 决的董事 7 人。公司第五届董事会第二十二次会议通知已于 2023 年 8 月 7 日以 电子邮件、传真及电话通知的方式向全体董事送达。会议的召开符合《公司法》 和《公司章程》的有关规定。本次会议审议通过了以下议案： 一、审议通过了《关于公司<2023 年半年度报告>全文及其摘要的议案》 经审议，董事会一致认为公司《2023 年半年度报告》全文及其摘要符合法 律、行政法规、中国证监会和深圳证券交易所的相关规定，报告内容真实、准确， 完整，不存在任何虚假记载、误导性陈述或者重大遗漏。 公司《2023 年半年度报告》全文及其摘要详见创业板指定信息披露网站巨 潮资讯网（http://www.cninfo.com.cn）。 表决情况：同 ...

中信证券股份有限公司 关于开山集团股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：中信证券股份有限公司 | 被保荐公司简称：开山股份 | | --- | --- | | 保荐代表人姓名：唐青 | 联系电话：0571-85783745 | | 保荐代表人姓名：何康 | 联系电话：0571-85783745 | 2 | 事 项 | 存在的问题 | 采取的措施 | | --- | --- | --- | | 8、收购、出售资产 | 无 | 不适用 | | 9、其他业务类别重要事项（包括对外投资、风险投资、 委托理财、财务资助、套期保值等） | 无 | 不适用 | | 10、发行人或者其聘请的中介机构配合保荐工作的情况 | 无 | 不适用 | | 11、其他（包括经营环境、业务发展、财务状况、管理 状况、核心技术等方面的重大变化情况） | 无 | 不适用 | | 事 项 | 存在的问题 | 采取的措施 | | --- | --- | --- | | 1、信息披露 | 无 | 不适用 | | 2、公司内部制度的建立和执行 | 无 | 不适用 | | 3、"三会"运作 | 无 | 不适用 | | 4、 ...

证券代码：300257 证券简称：开山股份 公告编号：2023-042 开山集团股份有限公司 第五届董事会第二十一次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 开山集团股份有限公司（以下简称"公司"）第五届董事会第二十一次会议 于 2023 年 8 月 13 日以通讯方式召开，本次应参加表决的董事 7 人，实际参加表 决的董事 7 人。公司第五届董事会第二十一次会议通知已于 2023 年 7 月 31 日以 电子邮件、传真及电话通知的方式向全体董事送达。会议的召开符合《公司法》 和《公司章程》的有关规定。本次会议审议通过了以下议案： 一、审议通过了《关于下属公司 Kaishan Renewable Energy Development PTE. LTD.与 Symbion Power Holdings LLC 签署收购 Orpower Twenty Two Limited 公司 100%股份协议的议案》 董事会同意 KRED 向 Symbion 支付 330 万美元，收购 Orpower22 公司 100%的 股份；在交割后、签署协议后 60 ...

证券代码：300257 证券简称：开山股份 公告编号：2023-041 开山集团股份有限公司关于下属公司 Kaishan Renewable Energy Development PTE.,LTD.与 Symbion Power Holdings LLC 签署收购 Orpower Twenty Two Limited 公司 100%股份协议的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股权收购不构成关联交易。 2、根据《公司章程》等相关规定，本次股权收购需提交公司董事会审议批 准，无需股东大会审议，不构成《上市公司重大资产重组管理办法》中规定的重 大资产重组。 一、交易概述 开山集团股份有限公司（以下简称"公司"）设立在新加坡的全资下属公司 Kaishan Renewable Energy Development Pte., Ltd.（以下简称"KRED"或"买方"） 与Symbion Power Holdings LLC （以下简称"Symbion Power"或"卖方"）于2023 年8月11日签署了《Orpower Twen ...

| 投资者关系活动类 | □特定对象调研 □分析师会议 | | --- | --- | | 别 | □媒体采访 √业绩说明会 | | | □新闻发布会 □路演活动 | | | □现场参观 | | | □其他 （请文字说明其他活动内容） | | 参与单位名称及人 | 线上参与公司开山股份 2022 年度网上业绩说明会的投 | | 员姓名 | 资者 | | 时间 | 2023 年 05 月 22 日（星期一）下午 15:00-17:00 | | 地点 | "开山股份投资者关系"微信小程序 | | 上市公司接待人员 | 董事长：曹克坚先生 | | 姓名 | 董事、副总经理、董事会秘书：杨建军先生 | | | 财务总监：周明先生 | | | 独立董事：林猛先生 | | | 1、印尼PGE关于低产热井项目是否有进展？目前处 | | | 于什么阶段？ | | | 印尼两大国有地热公司PGE和Geo Dipa均有低产井 | | | 和应用汽轮机地热电站的尾水。目前我公司与Geo Dipa | | | 已签署保密协议，本周双方将开始第一次专业团队讨 | | 投资者关系活动主 | 论。 | | 要内容介绍 | 与PGE低产井、 ...

理、董事会秘书杨建军先生；财务总监周明先生；独立董事林猛先生。 欢迎广大投资者积极参与。 证券代码：300257 证券简称：开山股份 公告编号：2023-029 开山集团股份有限公司 关于举行 2022 年度网上业绩说明会的通知 本公司及董事会全体成员保证信息披露内容的真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。 开山集团股份有限公司（以下简称"公司"）2022年年度报告已于2023年4 月21日在中国证监会指定的创业板信息披露网站上公布。为了让广大投资者进一 步了解公司2022年年度报告和经营情况，公司定于2023年5月22日（星期一）下 午15:00-17:00举行2022年度网上业绩说明会（以下简称"本次说明会"），本次 说明会将采用网络远程方式召开，具体方式如下： 为做好中小投资者保护工作、增进投资者对公司的了解和认同，现就公司 2022年度网上业绩说明会提前向投资者征集相关问题。提问通道自发出公告之日 起开放，投资者可登陆"开山股份投资者关系"小程序进入公司本次说明会页面 进行提问。届时公司将在本次说明会上对投资者普遍关注的问题进行回答。 投资者依据提示，授权登入"开山股份投资者关系"小 ...

Financial Performance - The company achieved operating revenue of CNY 937.46 million, an increase of 5.20% year-on-year[14] - Net profit attributable to shareholders decreased by 27.48% to CNY 76.30 million compared to the same period last year[25] - The company reported a basic earnings per share of CNY 0.0768, down 27.48% from the previous year[25] - Net profit for Q1 2023 was ¥77,391,187.95, a decrease of 27.4% from ¥106,550,969.67 in Q1 2022[45] - Earnings per share for Q1 2023 were ¥0.0768, down from ¥0.1059 in the previous year[46] Cash Flow and Assets - The net cash flow from operating activities increased by 49.18% to CNY 125.60 million[25] - The company's cash and cash equivalents increased to approximately RMB 816.89 million from RMB 683.92 million at the beginning of the year, reflecting a growth of about 19.5%[33] - Cash and cash equivalents at the end of Q1 2023 were ¥565,458,610.57, an increase from ¥478,380,435.95 at the end of Q1 2022[48] - Total assets at the end of the period were CNY 13.39 billion, reflecting a growth of 2.15% from the previous year[25] - The total assets of the company reached RMB 13.39 billion, compared to RMB 13.11 billion at the beginning of the year, marking an increase of about 2.1%[34] - Total assets and equity as of March 31, 2023, were ¥13,394,274,061.05 and ¥5,775,066,881.67 respectively, compared to ¥13,112,319,825.40 and ¥5,814,168,520.02 at the end of the previous year[44] Liabilities and Financial Expenses - Total liabilities of the company increased to RMB 7.62 billion from RMB 7.30 billion, reflecting a rise of approximately 4.4%[34] - Financial expenses rose by 94.77% to CNY 55.42 million, primarily due to increased interest expenses[10] - Financial expenses increased significantly to ¥55,419,229.39 in Q1 2023 from ¥28,453,869.09 in the same period last year[44] Other Income and Expenses - Other income increased by 119.67% to CNY 10.09 million, attributed to an increase in government subsidies received[10] - Research and development expenses for Q1 2023 were ¥25,533,155.14, a decrease from ¥28,757,063.33 in Q1 2022[44] Shareholder Information - The total number of common shareholders at the end of the reporting period is 11,775, with the largest shareholder, Kaishan Holding Group Co., Ltd., holding 57.25% of shares, equating to 568,900,942 shares[28] Project Updates - The company reported a profit decrease of approximately RMB 30 million from the Sosian-Menengai project compared to the same period last year[32] - The company anticipates completing drilling of the T-13 well in the second quarter, following setbacks from the T-11 well[32] - The revenue from LMF products showed a decline of over RMB 10 million compared to last year, attributed to external factors affecting domestic business[32] - The company maintains a positive outlook for its domestic and international compressor product lines, which continue to show growth in revenue and profit[32] Other Financial Metrics - Other non-current assets increased by 255.55% to CNY 32.44 million due to the increase in other non-current assets at the end of the period[10] - Other payables increased by 45.96% to CNY 66.55 million, indicating a rise in other payables at the end of the period[10] - The weighted average return on net assets decreased to 1.32%, down 0.80% from the previous year[25] - Total operating costs for Q1 2023 were ¥848,879,898.33, up 9.5% from ¥774,964,425.79 in the same period last year[44] - The company reported a net cash outflow from investing activities of ¥261,225,859.67 in Q1 2023, compared to a net outflow of ¥413,804,565.65 in Q1 2022[48]

Compensation and Remuneration - The total remuneration paid to the board of directors, supervisors, and senior management in 2022 amounted to 4.1226 million yuan[6]. - Tang, Yan, the director and general manager, received a pre-tax remuneration of 2.7192 million yuan[6]. - The company has a total of 11 directors, supervisors, and senior management members[6]. - The remuneration for independent directors is determined based on the overall level of similar positions in the industry and region[5]. - The remuneration decision for directors and supervisors is based on the company's profitability and individual performance[5]. - The company’s independent directors received a total of 29.83 million yuan in remuneration collectively[6]. - The company’s employee compensation policy includes fixed and variable components, linking performance to remuneration[40]. - The company has established a comprehensive compensation and benefits system to enhance employee satisfaction and retention[102]. Corporate Governance - The company has not reported any penalties from securities regulatory agencies for its current and recently departed directors, supervisors, and senior management[2]. - The company has established a robust governance structure, ensuring compliance with regulations and enhancing the effectiveness of the board of directors and supervisory board[77]. - The board of directors emphasized ongoing improvements in corporate governance practices to enhance shareholder value[96]. - The company has received warning letters from the China Securities Regulatory Commission for various disclosure violations[170]. Financial Performance - The company reported a net profit of ¥571,830,487.20 for the fiscal year 2022, with a distributable profit of ¥1,673,675,878.29 by year-end[58]. - The company reported a significant increase in revenue, achieving a total of $1.5 billion, representing a 20% year-over-year growth[96]. - The company's operating revenue for 2022 was ¥3,754,252,369.52, an increase of 7.73% compared to ¥3,484,737,325.03 in 2021[148]. - Net profit attributable to shareholders for 2022 was ¥408,659,169.84, representing a growth of 34.58% from ¥303,647,259.97 in 2021[148]. - The total assets at the end of 2022 reached ¥13,112,319,825.40, a 12.96% increase from ¥11,608,200,646.68 at the end of 2021[148]. - The cash flow from operating activities net amount was ¥350,464,899.79, a decrease of 20.14% from ¥438,873,818.14 in 2021[148]. Project Development and Operations - The company has achieved 100% localization of its workforce in manufacturing bases in Austria and the U.S., as well as in geothermal power stations in Turkey and Hungary[19]. - The successful development and operation of the SMGP Phase I and II projects have demonstrated the company's comprehensive geothermal development capabilities, marking a significant breakthrough in the industry[22]. - The company is actively optimizing project construction progress and costs based on practical experience gained during the development process[22]. - The company is focused on providing cost-effective solutions to different markets, which has improved its competitiveness in the engineering and production sectors[20]. - The company is expanding its global market share in key compressor markets, focusing on high-end fields such as centrifugal compressors and magnetic suspension technology[192]. Strategic Initiatives - The company plans to invest over 80 million CNY in external investments and asset purchases in the next twelve months[44]. - The company is focused on developing energy-efficient products, including screw compressors and geothermal power generation projects in Indonesia, the USA, and Hungary[105]. - The company has engaged in community social responsibility activities, such as providing medical assistance and scholarships in project locations[106]. - The company is actively seeking cooperation opportunities with geothermal developers and power station operators in countries like Indonesia, Central and Eastern Europe, Kenya, and Turkey[192]. Employee and Workforce Management - The total number of employees at the end of the reporting period was 3,603, with 2,718 in production, 154 in sales, and 296 in technical roles[39]. - The company has a total of 105 employees with a master's degree or higher, and 470 with a bachelor's degree[39]. - The company has implemented a talent selection philosophy of "simplicity, efficiency, and confidence" in its overseas operations, emphasizing the importance of local team development[19]. - The company has established targeted training programs for different employee groups, including management and technical staff[41]. Compliance and Risk Management - The company has implemented a comprehensive internal control system to mitigate operational risks and enhance management quality[70]. - 100% of the company's total assets and operating income are included in the internal control evaluation scope, indicating full coverage of financial reporting[72]. - The company maintains compliance with various legal and regulatory commitments, ensuring transparency and accountability in its operations[116]. Market Expansion and Product Development - The company is expanding its market presence in Asia, targeting a 25% increase in market share over the next two years[96]. - Research and development expenses increased by 30%, totaling $300 million, to support innovation initiatives[96]. - New product launches included a state-of-the-art software platform, expected to drive an additional $200 million in revenue[96]. - The company completed a strategic acquisition of a competitor for $500 million, enhancing its product offerings[96]. Environmental and Social Responsibility - The management highlighted the importance of sustainability initiatives, committing to reduce carbon emissions by 40% by 2025[96]. - The company emphasizes its commitment to social responsibility, ensuring the protection of shareholder and investor rights through timely and accurate information disclosure[101]. - Employee rights are prioritized, with the company adhering to labor laws and providing timely salary payments and social insurance contributions[102]. - The company is actively involved in promoting green development and responding to global carbon neutrality initiatives[105].

Group 1: Overseas Market Development - Kaishan Compressor USA (KCA) established a dealer network with nearly 100 dealers in North America and Latin America, achieving sales of over $50 million in 2022, with a market share of approximately 9% in the North American oil-injected screw compressor market [2] - The South Asia marketing service center in Mumbai became profitable within two years, gaining recognition from major Indian groups like Tata and L&T [2] - Kaishan's presence in Australia has expanded to four major cities, with a market share of about 8% in the Australian market [2] - The Austrian factory LMF has entered the hydrogen compressor market, securing orders from companies like Uniper and the UK National Grid [2] Group 2: Future Market Focus - The company aims to enhance its presence in the North American market by manufacturing and selling oil-free screw compressors and developing new products like vacuum pumps and blowers [3] - In India, Kaishan plans to become a preferred supplier for major clients and explore local manufacturing opportunities [3] - The company will focus on high-value products in the Middle East market, including air compressors and oil-free screw compressors [3] - The Asia-Pacific market, particularly Vietnam, Indonesia, Malaysia, Thailand, and South Korea, shows significant growth potential [3] Group 3: Product Development and Strategy - Kaishan has a complete product range, with oil-injected screw compressors and oil-injected vacuum pumps already gaining market share [3] - The company plans to promote high-value products such as oil-free screw compressors, centrifugal air compressors, and hydrogen compressors [3] - Kaishan is working towards becoming a comprehensive solution provider, establishing an online quality management system and providing training and certification for dealers [3] Group 4: Geothermal Power Projects - In the U.S., Kaishan has several geothermal projects, including a 3MW plant in Wabuska and a 12.5MW plant in Star Peak, with total resource potential of 40-60MW [4] - In Indonesia, the Sorik Marapi project has a total capacity of 190MW across multiple phases, with the fourth phase expected to be operational in 2023 [5] - The Turawell project in Hungary has a capacity of 1.7MW, while the Transmark project in Turkey is set to expand to 15.8MW [5][6] - In Kenya, the Sosian-Menengai project is expected to be completed in 2023, providing a 35MW geothermal power station [6] Group 5: Future Development Plans - Kaishan's geothermal business will focus on three models: BOOT, EPC, and full-process development [7] - The BOOT model will leverage existing geothermal resources in Kenya and Indonesia to minimize drilling risks [7] - The EPC model will allow Kaishan to supply geothermal power equipment, capitalizing on its established reputation in major geothermal markets [7] - The company plans to develop geothermal resources in North America, Indonesia, and Europe, with a focus on full-process development in the U.S. due to favorable infrastructure and tax incentives [7]