江门市科恒实业股份有限公司 非经营性资金占用及其他关联资金往来情况 专项审计说明 信会师报字[2024]第 ZI10219 号 关于江门市科恒实业股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZI10219 号 江门市科恒实业股份有限公司全体股东： 我们审计了江门市科恒实业股份有限公司(以下简称科恒股 份)2023 年度的财务报表，包括 2023 年 12 月 31 日的合并及母公司资 产负债表、2023 年度合并及母公司利润表、合并及母公司现金流量 表、合并及母公司所有者权益变动表和相关财务报表附注，并于 2024 年 4 月 25 日出具了报告号为信会师报字[2024]第 ZI10217 号的无保留 意见审计报告。 科恒股份管理层根据中国证券监督管理委员会《上市公司监管指 引第 8 号——上市公司资金往来、对外担保的监管要求》（证监会公 告〔2022〕26 号）和《深圳证券交易所创业板上市公司自律监管指 南第 1 号——业务办理》的相关规定编制了后附的 2023 年度非经营 性资金占用及其他关联资金往来情况汇总表（以下简称"汇总表"）。 编制汇总表并确保其真实 ...

032 江门市科恒实业股份有限公司 关于未弥补亏损达到实收股本总额三分之一的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 江门市科恒实业股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日 召开第五届董事会第三十三次会议，审议通过了《关于未弥补亏损达到实收股 本总额三分之一的议案》。现将具体情况公告如下： 一、情况概述 经立信会计事务所（特殊普通合伙）出具的《江门市科恒实业股份有限公司 2023年度审计报告》，公司2023年度归属于上市公司普通股东净利润为- 519,081,912.84元。截止2023年12月31日，公司经审计合并资产负债表中未分配 利润为-1,383,581,715.63元，公司未弥补亏损为-1,383,581,715.63元，公司实 收股本为276,630,020.00元，公司未弥补亏损金额超过实收股本总额三分之一。 根据《中华人民共和国公司法》及《公司章程》相关规定，该事项需提交至公司 股东大会审议。 证券代码：300340 证券简称：科恒股份 公告编码：2024- 4、公司根据自身盈利情况、经营计划及未来预期等多 ...

Financial Performance - The company reported a significant increase in revenue, with a year-on-year growth of 15% in 2023[16]. - The company's operating revenue for 2023 was ¥3,028,811,074.37, a decrease of 23.56% compared to ¥3,962,149,977.01 in 2022[21]. - The net profit attributable to shareholders for 2023 was ¥519,081,912.84, reflecting a decline of 12.75% from ¥460,384,815.29 in the previous year[21]. - The total assets at the end of 2023 amounted to ¥3,905,005,898.56, down 7.93% from ¥4,230,516,400.00 at the end of 2022[21]. - The basic earnings per share for 2023 was -¥2.39, a decrease of 10.14% from -¥2.17 in 2022[21]. - The company achieved total operating revenue of ¥3,028,811,074.37, a year-on-year decrease of 23.56%[86]. - The net profit attributable to shareholders was -¥519,081,912.84, a decline of 12.75% compared to the previous year[86]. - Total revenue for 2023 was approximately ¥3.03 billion, a decrease of 23.56% compared to ¥3.96 billion in 2022[94]. Market Expansion and Strategy - The company is focusing on expanding its market presence in the lithium battery sector, targeting a 20% increase in production capacity by the end of 2024[16]. - The company is exploring strategic acquisitions to bolster its technology capabilities and market share in the renewable energy sector[16]. - The company aims to enhance its operational efficiency, with a target of reducing production costs by 10% over the next fiscal year[16]. - The company is actively pursuing opportunities for market expansion and potential acquisitions to bolster its competitive position[178]. - The company plans to invest 100 million RMB in sustainable practices and green technology over the next three years[182]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share within the next two years[182]. Research and Development - The company is investing in new product development, particularly in advanced lithium-ion battery technologies, with an R&D budget increase of 25%[16]. - The company is committed to enhancing its R&D capabilities and technological strength to meet the growing demands for high-capacity and high-performance lithium-ion batteries[45]. - The company’s R&D investment amounted to ¥171,520,575.30 in 2023, representing 5.66% of operating revenue, an increase from 5.40% in 2022[109]. - Research and development expenses increased by 30% to support new technology initiatives, totaling 300 million RMB for the year[182]. Product Development and Innovation - The company has developed a range of lithium-ion battery cathode materials, including ternary materials, lithium cobalt oxide, and lithium manganese oxide, catering to various end-use sectors such as electric vehicles and consumer electronics[35]. - The company has successfully developed a high-voltage high-density 523 single crystal ternary cathode material, which is expected to bring considerable economic benefits[105]. - A new fast-charging high-voltage lithium cobalt oxide product for household electric tools has been developed and is being promoted to target customers[103]. - The company has developed a new 4.45V high-voltage single crystal product for digital markets, achieving small batch production and shipment[107]. Financial Management and Governance - The company plans to improve its asset-liability structure and reduce financing costs after Gree Jin Investment became the controlling shareholder[140]. - The company has established a risk management system for its commodity futures hedging business, including approval authority and internal control measures[127]. - The company has implemented changes in accounting policies due to the new accounting standards effective from January 1, 2023[22]. - The company has established long-term strategic partnerships with universities and research institutions, enhancing its R&D capabilities[80]. Sustainability and Corporate Responsibility - The company is committed to sustainability, with plans to implement eco-friendly practices across its manufacturing processes[16]. - The company plans to invest 100 million RMB in sustainable practices and green technology over the next three years[182]. - Recent government policies have encouraged the development of the lithium-ion battery industry, supporting the company's growth prospects[56]. Risk Management - The company has identified potential risks in its future development, including market competition and supply chain disruptions[3]. - The company faces risks from raw material price fluctuations, with significant impacts on profitability if prices continue to vary widely[147]. - The company has implemented a commodity futures hedging strategy to mitigate risks associated with significant fluctuations in raw material prices, ensuring normal production operations[128]. Shareholder Engagement and Corporate Governance - The company held a total of 29 board meetings during the reporting period, with the latest on October 25, 2023[195]. - The company has established internal controls to strengthen risk prevention measures related to its commodity futures hedging business[128]. - The company emphasizes performance-based remuneration for its senior management, aligning their interests with the company's success[191]. - The company actively engaged with investors through multiple communication channels, including its official website and investor relations platforms[165].

江门市科恒实业股份有限公司董事会 2024年4月25日 江门市科恒实业股份有限公司（以下简称"公司"）董事会根据《上市公司 独立董事管理办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板 上市公司规范运作》等要求，并结合独立董事出具的《2023年度独立董事关于独立 性自查情况的报告》，就公司在任独立董事的独立性情况进行评估并出具如下专 项意见： 公司第五届董事会独立董事王恩平先生、刘国臻先生及单汨源先生均能够胜 任独立董事的职责要求，其未在公司担任除独立董事以外的任何职务，也未在公司 主要股东公司担任任何职务，与公司以及主要股东之间不存在妨碍其进行独立客 观判断的关系，不存在影响独立董事独立性的情况，符合《上市公司独立董事管理 办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》等法律、法规、规范性文件及《公司章程》中关于独立董事的任职资格 及独立性的相关要求。 江门市科恒实业股份有限公司 关于独立董事 2023 年度保持独立性情况的专项意见 ...

江门市科恒实业股份有限公司 董事会审计委员会关于对会计师事务所 2023 年度履职情况评估及履行监督职责情况的报告 江门市科恒实业股份有限公司（以下简称"公司"）董事会审计委员会根据 《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》《国 有企业、上市公司选聘会计师事务所管理办法》《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》等法律法规、规范性文件以及 《公司章程》《董事会审计委员会工作细则》等规定和要求，本着勤勉尽责的原 则，恪尽职守，认真履职。现将董事会审计委员会对会计师事务所 2023 年度履 职评估及履行监督职责的情况汇报如下： 一、2023 （一）会计师事务所基本情况 立信会计师事务所（特殊普通合伙）（以下简称"立信"）由我国会计泰斗潘 序伦博士于 1927 年在上海创建，1986 年复办，2010 年成为全国首家完成改制的 特殊普通合伙制会计师事务所，注册地址为上海市，首席合伙人为朱建弟先生。 立信是国际会计网络 BDO 的成员所，长期从事证券服务业务，新证券法实施前具 有证券、期货业务许可证，具有 H 股审计资格，并已向美国公众公司会计监督委 员会 ...

Financial Performance - The company's revenue for Q1 2024 was ¥434,239,654.59, a decrease of 45.64% compared to ¥798,885,507.74 in the same period last year[5] - The net loss attributable to shareholders was ¥13,494,795.04, an improvement of 38.93% from a loss of ¥22,098,507.33 in the previous year[5] - The basic earnings per share were -¥0.0490, showing a 52.98% improvement from -¥0.1042 in the same quarter last year[5] - The company reported a 72.66% reduction in net profit after deducting non-recurring gains and losses, with a loss of ¥11,561,075.19 compared to a loss of ¥42,286,281.68 in the previous year[5] - Total operating revenue for Q1 2024 was ¥434.24 million, a decrease of 45.7% compared to ¥798.89 million in the same period last year[24] - Net loss for Q1 2024 was ¥13.65 million, an improvement from a net loss of ¥22.21 million in Q1 2023, representing a 38.5% reduction in losses[25] Cash Flow - The net cash flow from operating activities was -¥349,756,023.65, a significant decline of 897.82% compared to a positive cash flow of ¥43,839,215.28 in Q1 2023[11] - The company reported a negative cash flow from operating activities of ¥349.76 million, compared to a positive cash flow of ¥43.84 million in the previous year[27] - The company reported a significant decrease in cash flow from investment activities, with a net outflow of -¥6,401,085.64 compared to a positive inflow of ¥73,905,373.11 in Q1 2023, mainly due to the disposal of equity stakes in subsidiaries[11] - Cash inflow from financing activities totaled 52,566,247.32, down from 62,366,865.44 year-over-year[28] - The net cash flow from financing activities was -35,028,992.70, compared to -54,469,881.38 in the previous period[28] - The cash and cash equivalents at the end of the period amounted to 45,647,177.36, a significant decrease from 436,808,297.38 at the beginning of the period[28] Assets and Liabilities - Total assets decreased by 9.11% to ¥3,549,206,204.65 from ¥3,905,005,898.56 at the end of the previous year[5] - The company's current assets decreased to CNY 2,779,765,846.69 from CNY 3,120,632,140.21, reflecting a decline of approximately 10.94%[20] - Total liabilities decreased to CNY 3,299,688,993.18 from CNY 3,641,839,074.39, reflecting a decline of approximately 9.39%[21] - Short-term borrowings were reported at CNY 242,636,072.50, down from CNY 287,962,785.12, indicating a decrease of about 15.75%[21] - The company's total equity remained stable at CNY 276,630,020.00, unchanged from the previous period[21] Shareholder Information - Total number of common shareholders at the end of the reporting period is 25,369[13] - The largest shareholder, Zhuhai Gree Financial Investment Management Co., holds 22.77% of shares, totaling 63,000,000 shares[13] - The second-largest shareholder, Wan Guojing, owns 11.06% with 30,603,975 shares, of which 22,952,981 shares are pledged[13] - The total number of shares held by the top ten shareholders includes significant pledges, with a total of 30,497,175 shares pledged by Wan Guojing alone[13] - The report indicates that 1.00% of shares are held by Tang Fen, totaling 2,756,677 shares, with 2,067,508 shares pledged[13] Research and Development - Research and development expenses decreased by 38.34% to ¥23,764,918.23 from ¥38,544,810.82 in Q1 2023, primarily due to a significant drop in lithium battery raw material prices[10] - Research and development expenses for Q1 2024 were ¥23.76 million, a decrease of 38.5% from ¥38.54 million in Q1 2023[24] Other Information - The report does not indicate any changes in the number of preferred shareholders or their holdings[15] - There are no changes in the restricted shares for the reporting period, with all restricted shares remaining unchanged[16] - The company has a stock incentive plan in place, with specific restrictions on the transfer of shares by executives[16] - The company has implemented a stock incentive plan with specific restrictions on share transfers for executives, ensuring alignment with long-term performance goals[18] - The report does not mention any new product developments, market expansions, or mergers and acquisitions[14]

关于江门市科恒实业股份有限公司 2023 年度募集资金存放与使用情况 专项报告的鉴证报告 | | 目 录 | 页 | 码 | | --- | --- | --- | --- | | 一、 | 募集资金存放与使用情况专项报告的鉴证报告 | | 1-3 | | 二、 | 附件 | | | | | 1、募集资金存放与使用情况专项报告 | | 1-3 | | | 2、募集资金使用情况对照表 | | 1 | 江门市科恒实业股份有限公司 募集资金存放与使用情况鉴证报告 信会师报字[2024]第 ZI10220 号 ` 三、工作概述 三、 事务所执业资质证明 ` 关于江门市科恒实业股份有限公司 2023年度募集资金存放与使用情况 专项报告的鉴证报告 信会师报字[2024]第ZI10220号 江门市科恒实业股份有限公司全体股东： 我们接受委托，对后附的江门市科恒实业股份有限公司（以下简 称"科恒股份"或"公司"）2023年度募集资金存放与使用情况专项报告 （以下简称"募集资金专项报告"）执行了合理保证的鉴证业务。 一、董事会的责任 科恒股份董事会的责任是按照中国证券监督管理委员会《上市公 司监管指引第2号——上市公司募集资金 ...

江门市科恒实业股份有限公司 2023 年度内部控制自我评价报告 江门市科恒实业股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称企业内部控制规范体系），结合本公司（以下简称公司）内部控制 制度和评价办法，在内部控制日常监督和专项监督的基础上，我们对公司 2023 年 12 月 31 日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。公 司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假 记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个 别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存 在的固有局限性，故仅能为实现上述目标提供合理保证。此外，由于情况的变化 可能导致内部控制变得不恰当 ...

江门市科恒实业股份有限公司 （一）实际募集资金金额、资金到位情况 经中国证券监督管理委员会《关于同意江门市科恒实业股份有限公司向特定 对象发行股票注册的批复》（证监许可[2023]1580 号）同意注册，公司向特定对 象发行普通股 63,000,000 股，发行价为每股人民币 9.27 元。本次向特定对象发 行股票，募集资金总额为人民币 584,010,000.00 元，扣除发行费用人民币 17,493,515.92 元（不含增值税）后，实际募集资金净额为人民币 566,516,484.08 元。上述募集资金已于 2023 年 11 月 10 日全部到账，业经立信会计师事务所（特 殊普通合伙）于 2023 年 11 月 13 日进行审验，并出具信会师报字[2023]第 ZI10665 号《验资报告》。 截至 2023 年 12 月 31 日，本次募集资金已全部置换预先投入募投项目的自 筹资金，产生的利息收入扣除手续费后的净额已用于补充流动资金，公司募集资 金专项账户已销户。 （二）募集资金的实际使用及余额情况 截至 2023 年 12 月 31 日，募集资金使用金额及结存情况为： | 项目名称 | 金额（万元 ...

证券代码：300340 证券简称：科恒股份 公告编码：2024-037 江门市科恒实业股份有限公司 关于提请股东大会授权董事会办理 以简易程序向特定对象发行股票的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 江门市科恒实业股份有限公司（以下简称"公司"）于2024年4月25日召开 第五届董事会第三十三次会议，审议通过了《关于提请股东大会授权董事会办理 以简易程序向特定对象发行股票的议案》。根据中国证券监督管理委员会《上市 公司证券发行注册管理办法》（以下简称"《注册管理办法》"）《深圳证券交易所 上市公司证券发行上市审核规则》《深圳证券交易所上市公司证券发行与承销业务实 施细则》等相关规定，董事会提请公司2023年年度股东大会授权董事会办理以简 易程序向特定对象发行融资总额不超过人民币3亿元且不超过最近一年末净资产 20%的股票，授权期限为自公司2023年度股东大会审议通过之日起至公司2024年度 股东大会召开之日止。现将有关情况公告如下： 一、具体内容 （一） 拟发行股票的种类、数量和面值 发行股票的种类为境内上市人民币普通股（A股），每股面值人民币 ...