世纪证券有限责任公司 关于 江门市科恒实业股份有限公司 详式权益变动报告书 之 2023 年第二季度 持续督导意见 财务顾问 二零二三年九月 声 明 2022 年 10 月 28 日，珠海格力金融投资管理有限公司（以下简称"格力金投"） 与江门市科恒实业股份有限公司（以下简称"科恒股份"）签署了《附生效条件的 股份认购协议》。本次权益变动完成后，格力金投将持有科恒股份不超过 63,000,000 股股份，占其本次发行后总股本的比例不超过 22.90%。科恒股份的控 股股东将变更为格力金投，实际控制人将变更为珠海市人民政府国有资产监督管 理委员会（以下简称"珠海市国资委"）。 2023 年 7 月 24 日和 2023 年 7 月 25 日，上市公司分别公告了《江门市科恒 实业股份有限公司关于向特定对象发行股票申请获得中国证监会同意注册批复 的公告》（公告编号：2023-069）、《关于同意江门市科恒实业股份有限公司向 特定对象发行股票注册的批复》（证监许可[2023]1580 号），中国证监会于 2023 年 7 月 20 日核发了关于同意科恒股份向特定对象发行股票注册的批复文件。 截至 2023 年 8 月 ...

世纪证券有限责任公司 关于 江门市科恒实业股份有限公司 详式权益变动报告书 之 2023 年第二季度 持续督导意见 财务顾问 二零二三年九月 声 明 2022 年 10 月 28 日，珠海格力金融投资管理有限公司（以下简称"格力金投"） 与江门市科恒实业股份有限公司（以下简称"科恒股份"）签署了《附生效条件的 股份认购协议》。本次权益变动完成后，格力金投将持有科恒股份不超过 63,000,000 股股份，占其本次发行后总股本的比例不超过 22.90%。科恒股份的控 股股东将变更为格力金投，实际控制人将变更为珠海市人民政府国有资产监督管 理委员会（以下简称"珠海市国资委"）。 2023 年 7 月 24 日和 2023 年 7 月 25 日，上市公司分别公告了《江门市科恒 实业股份有限公司关于向特定对象发行股票申请获得中国证监会同意注册批复 的公告》（公告编号：2023-069）、《关于同意江门市科恒实业股份有限公司向 特定对象发行股票注册的批复》（证监许可[2023]1580 号），中国证监会于 2023 年 7 月 20 日核发了关于同意科恒股份向特定对象发行股票注册的批复文件。 截至 2023 年 8 月 ...

本公司及监事会全体成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江门市科恒实业股份有限公司（以下简称"公司"）于 2023 年 9 月 11 日在巨 潮资讯网（www.cninfo.com.cn）披露了《世纪证券有限责任公司关于江门市科恒 实业股份有限公司详式权益变动报告书之 2023 年第二季度持续督导意见》（以 下简称"《持续督导意见》"）。由于工作人员的疏忽，造成披露的《持续督导意 见》部分信息有误，现将相关内容予以更正，具体更正事项如下： 四、收购人落实后续计划的情况 证券代码：300340 证券简称：科恒股份 公告编号：2023-082 江门市科恒实业股份有限公司 关于《世纪证券有限责任公司关于江门市科恒实业股份有限公司详式 权益变动报告书之 2023 年第二季度持续督导意见》的更正公告 四、收购人落实后续计划的情况 （一）《详式权益变动报告书》披露的后续计划 《珠海格力金融投资管理有限公司与万国江之合作框架协议》第三条合作内 容"3.4 公司治理 上市公司控制权转移至珠海市国资委后，上市公司董事会设 9 1 ...... 序号 承诺事项 承诺方 承诺内容 3 关于 ...

证券代码：300340 证券简称：科恒股份 公告编号：2023-081 江门市科恒实业股份有限公司 关于2022年股票期权与限制性股票激励计划之预留股票期权授予登记 完成的公告 3、预留股票期权授予登记数量：31.78 万份 4、预留股票期权授予登记人数：20 人 5、预留股票期权授予登记完成日：2023 年 9 月 13 日 经深圳证券交易所、中国证券登记结算有限责任公司深圳分公司审核确认，江 门市科恒实业股份有限公司（以下简称"公司"）已完成 2022 年股票期权与限制性股 票激励计划（（以下简称"本激励计划"）之预留股票期权授予登记完成工作，现将有 关情况公告如下 ： 一、本激励计划已履行的审议程序和信息披露情况 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 重要内容提示： 1、期权简称：科恒 JLC3 2、期权代码：036544 （一）2022 年 9 月 2 日，公司召开第五届董事会第十四次会议，审议通过《关 于<2022 年股票期权与限制性股票激励计划（草案）>及摘要的议案》《关于<2022 年股票期权与限制性股票激励计划考核管理办法>的议案》《 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately ¥1.64 billion, an increase of 0.88% compared to the same period last year[23]. - The net loss attributable to shareholders was approximately ¥32.24 million, representing a decrease of 197.34% year-on-year[23]. - The net cash flow from operating activities increased by 13.71% to approximately ¥82.26 million compared to the previous year[23]. - The total assets at the end of the reporting period were approximately ¥3.79 billion, a decrease of 10.52% from the end of the previous year[23]. - The net assets attributable to shareholders decreased by 12.41% to approximately ¥203.35 million compared to the end of the previous year[23]. - The basic earnings per share were -¥0.1520, a decline of 197.46% compared to the same period last year[23]. - The weighted average return on net assets was -14.81%, a decrease of 13.26% year-on-year[23]. - The net profit after deducting non-recurring gains and losses was approximately -¥56.82 million, a decrease of 45.28% compared to the previous year[23]. - Operating revenue for the current period was $1,637,587,634.07, a slight increase of 0.88% compared to the same period last year[72]. - Operating costs rose to $1,497,579,785.30, reflecting a 2.25% increase year-over-year[72]. - The net loss for the first half of 2023 was CNY 32,403,984.65, compared to a net loss of CNY 10,710,599.75 in the same period of 2022, indicating a significant increase in losses[191]. - The company's total liabilities decreased to CNY 931,548,790.23 in the first half of 2023 from CNY 1,470,936,099.02 in the previous year, a reduction of approximately 36.6%[191]. - The total equity of the company as of the first half of 2023 was CNY 844,013,778.02, down from CNY 864,276,329.77 in the same period of 2022, reflecting a decrease of about 2.3%[191]. Market and Industry Insights - The lithium-ion battery cathode materials market is primarily driven by three types: ternary materials, lithium cobalt oxide, and lithium manganese oxide, with ternary materials becoming the dominant demand since 2017[34]. - In the first half of 2023, the production and sales of new energy vehicles reached 780,000 and 806,000 units respectively, showing a year-on-year increase of 32.8% and 35.2%[37]. - The global cumulative energy storage deployment capacity is expected to reach 741 GWh by 2030, indicating a significant growth potential in the energy storage market[40]. - The company is positioned to benefit from the growing demand in emerging markets such as drones and electronic cigarettes, alongside traditional consumer electronics[36]. - The company anticipates a gradual recovery in consumer electronics shipments in 2023 as negative factors affecting consumption diminish[36]. - Global registrations of new energy vehicles reached 4.846 million units from January to May 2023, marking a 43.0% year-on-year increase[62]. Research and Development - The company has outlined potential risks and corresponding measures in its report, emphasizing the importance of investor awareness[4]. - The materials segment launched nearly 50 new products annually, with 10 invention patents authorized and 20 invention patents filed during the reporting period[65]. - The company’s R&D efforts have led to the successful launch of multiple high-precision coating machines, establishing a strong competitive position in the market[45]. - The company is focusing on R&D management to meet higher technical requirements for battery materials and equipment, categorizing projects into urgent market needs, performance enhancement, and cutting-edge technology research[101]. - Research and development expenses increased by 30% to 300 million CNY, focusing on new technology innovations[132]. Production and Equipment - The company specializes in lithium-ion battery cathode materials and automation production equipment, with a focus on cobalt oxide, ternary materials, and manganese oxide[41]. - The automation production equipment for lithium-ion batteries includes key devices such as coating machines, roller presses, and slitting machines, with stable coating speeds reaching up to 160 m/min and thickness control within ±1.5μm[49][48]. - The new double-sided micro-embossing coating machine can achieve a maximum coating speed of over 160 m/min and has a changeover success rate of at least 99.5%, enhancing production efficiency[47]. - The company has established a production model of "sales-driven production + safety stock" for its lithium-ion battery cathode materials, ensuring alignment with market demand[53]. - The roller press equipment has been developed to meet various specifications, with widths ranging from 300mm to 1500mm and the ability to customize for cold and hot rolling types[49]. - The slitting machine has achieved a cutting speed of up to 140 m/min, with burr control within 5μm, demonstrating high precision in production[50]. - The company’s lithium-ion battery automation production equipment is designed to cater to various industries, including fuel cells and water treatment, showcasing its versatility[44]. Financial Management and Risks - The company has a comprehensive procurement model for raw materials, ensuring timely supply based on sales forecasts and orders[52]. - The company is implementing measures to mitigate liquidity risks due to tight funding conditions, including long-term contracts with suppliers and maintaining safety stock[98]. - The company reported a significant risk from intensified industry competition, leading to diluted orders and increased pressure on profitability[96]. - Raw material price volatility poses a risk, with significant fluctuations in lithium and cobalt prices affecting operational costs and profitability[97]. - The liquidity indicators have deteriorated, affecting the company's financing channels and extending overdue accounts payable, which may harm supplier relationships and procurement prices[99]. - The company plans to enhance cash flow by expediting accounts receivable collection and inventory turnover, while also expanding cooperation with banks and financial institutions to increase financing[99]. - There is an increased risk of accounts receivable impairment due to intensified competition in the new energy sector, prompting the establishment of a dedicated team for accounts receivable analysis and management[100]. Shareholder and Governance - The company has not distributed cash dividends or bonus shares for the half-year period, nor has it converted capital reserves into share capital[106]. - The company plans to continue its stock option incentive plan, with adjustments made to the exercise conditions based on performance metrics[110]. - A total of 116.9 million stock options are set to be canceled due to unmet performance conditions and departures of some incentive recipients[111]. - The company has established a comprehensive performance evaluation system to ensure employee development and rights protection[119]. - The company actively communicates with investors through various channels, ensuring transparency and compliance with information disclosure obligations[117]. - The company has committed to protecting the rights of shareholders and creditors in accordance with relevant laws and regulations[117]. Lease and Asset Management - The company has multiple lease agreements with Shenzhen Kaiwo Automobile Co., Ltd., covering a total area of 40,000 square meters across various facilities, with lease terms extending until 2028[149]. - The largest leased area is 24,444.10 square meters at the new energy base, with a lease term until June 11, 2028[149]. - The company has a lease for a logistics workshop of 7,012.80 square meters, also expiring on June 11, 2028[150]. - The total area leased from Shenzhen Kaiwo Automobile Co., Ltd. includes various facilities such as assembly workshops and logistics areas, indicating a significant operational footprint[149]. - The lease agreements are strategically located in Shenzhen, which is crucial for the company's operational efficiency and market access[149]. Future Outlook - The company plans to issue shares to specific targets, confirming related transactions over the past three years and the first period, including 2019 to 2022[141]. - The company has set a revenue guidance of 4,500 million CNY for the second half of 2023, representing a 10% increase from the first half[132]. - New product launches are expected to contribute an additional 500 million CNY in revenue by the end of 2023[132]. - Future outlook includes potential market expansion and new product development strategies to enhance revenue growth[186].

1、2023年上半年，公司控制股东及其他关联方不存在违规占用公司资金的 情况，也不存在以前年度发生并累计至2023年上半年的关联方违规占用资金的情 况； 2、2023 上半年，公司对外担保（含对子公司的担保）均履行了法定的审议 决策程序，不存在违规对外担保的情形，也不存在损害公司及股东利益的情形。 独立董事： 刘国臻 王恩平 单汨源 2023 年 8 月 28 日 江门市科恒实业股份有限公司独立董事 关于第五届董事会第二十七次会议相关事项的独立意见 根据中国证监会《关于在上市公司建立独立董事制度的指导意见》、《上市公 司治理准则》、《深圳证券交易所创业板股票上市规则》、《上市公司自律监管指引 第2号——创业板上市公司规范运作》和《公司章程》的有关规定，我们作为江 门市科恒实业股份有限公司（以下简称"公司"）的独立董事，基于独立判断的 立场，对公司第五届董事会第二十七次会议审议相关事项发表独立意见如下： 关于2023年上半年公司控股股东及其他关联方占用公司资金及公司对外担 保情况的独立意见： ...

单位：万元 法定代表人： 万国江 主管会计工作负责人： 徐毓湘 会计机构负责人（会计主管人员）： 马丽琴 | 非经营性资金占用 | 1-6 偿还累计发生 30 日占用资金 | 资金占用方名称 | 占用方与上市公 | 上市公司核算 | 2023 年期初占 | 2023 年 | 月占用累计 | 2023 | 年 1-6 | 月占用 | 2023 年 1-6 月 | | 2023 年 | 6 月 | 占用形成原因 | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 发生金额（不含利息） 资金的利息(如有) 金额 余额 | | 司的关联关系 | 的会计科目 | 用资金余额 | | | | | | | | | | | | | 控股股东、实际控制人及其附属企业 | | | | | | | | | | | | | | | | 非经营性占用 | | | | | | | | | | | | | | | | | | 非经营性占用 | | 小计 | | ...

投资者关系活动 类别 □特定对象调研 □分析师会议 □媒体采访 □业绩说明会 □新闻发布会 □路演活动 □现场参观 □其他 _________ 参与单位名称及 人员姓名 参与公司 2022 年度业绩说明会的投资者 时间 2023 年 5 月 5 日 地点 "中国基金报-机会宝网上路演中心" 上市公司接待人 员姓名 董事长兼总裁万国江；独立董事王恩平； 董事兼董事会秘书、副总裁、财务总监徐毓湘； 投资者关系活动 主要内容介绍 提问内容 回复内容 您好，请问今年来锂价连续创 新低对公司业绩影响主要有哪 些？ 谢谢您的提问，今年以来碳酸锂的价格 是一路下跌，到 4 月下旬开始反弹，目 前还在回升中。对于实体企业来说我们 是希望有相对稳定价格才有利于公司有 序的组织生产经营的，在正极材料的定 价中行业的特点基本是能及时传导到客 户端，锂价的下跌对公司营收产值会有 下降的影响，库存的跌价对公司的利润 也会造成短期的影响的，长期通过价格 的传导会形成相对的平衡。 贵司作为钙钛矿电池设备龙 头，请问今年来钙钛矿电池设 备方面的经营绩效怎么样？行 业格局都有哪些变化？ 投资者您好！非常欢迎您对公司的关注， "公司接到的用于钙 ...

Financial Performance - The company's revenue for Q1 2023 was ¥798,885,507.74, representing a 1.75% increase compared to ¥785,165,474.39 in the same period last year[5] - The net loss attributable to shareholders was ¥22,098,507.33, a significant decline of 240.18% from a profit of ¥15,764,165.93 in the previous year[5] - The total operating revenue for Q1 2023 was CNY 798,885,507.74, an increase from CNY 785,165,474.39 in the same period last year, representing a growth of approximately 1.1%[26] - The operating profit for Q1 2023 was negative, with a net loss of CNY 31,666,351.88 compared to a profit in the previous year[26] - In Q1 2023, the company reported a net loss of CNY 22,210,722.08, compared to a net profit of CNY 15,840,318.90 in the same period last year, indicating a significant decline in profitability[27] - The total profit for the period was reported at -CNY 19,616,365.58, contrasting with a profit of CNY 15,332,054.49 in Q1 2022[27] Cash Flow and Assets - The net cash flow from operating activities decreased by 40.24% to ¥43,839,215.28, down from ¥73,357,458.76 in Q1 2022[5] - Cash and cash equivalents at the end of Q1 2023 amounted to CNY 128,740,233.15, significantly higher than CNY 55,949,681.39 at the beginning of the year, showing an increase of approximately 129%[21] - The company generated CNY 73,905,373.11 in net cash flow from investing activities, a significant increase from CNY 4,567,465.04 in the same period last year[30] - The company’s cash flow from financing activities showed a net outflow of CNY 54,469,881.38, an improvement from a net outflow of CNY 79,735,217.15 in the previous year[30] - Cash and cash equivalents at the end of Q1 2023 totaled CNY 74,219,043.81, up from CNY 19,423,250.53 at the end of Q1 2022[30] Shareholder Information - The total number of common stock shareholders at the end of the reporting period is 29,558[11] - The largest shareholder, Wang Guojing, holds 14.33% of the shares, amounting to 30,603,975 shares, with 21,970,000 shares pledged[11] - The second-largest shareholder, Zhuzhou High-tech Group, owns 4.93% of the shares, totaling 10,534,660 shares, with no pledged shares[11] - The total number of restricted shares at the beginning of the period was 22,870,481, with 67,500 shares released during the period, resulting in 22,802,981 restricted shares at the end[13] - The company has a total of 26,560,141 restricted shares, with 137,939 shares remaining restricted at the end of the period[15] - The top ten shareholders include several individuals with pledged shares, indicating a significant level of leverage among major stakeholders[11] Investment and Future Plans - The company plans to issue A-shares to specific investors, with a maximum subscription amount of RMB 700 million[16] - The company plans to issue 63,000,000 shares to a specific investor, Gree Jin Investment, as part of its capital raising strategy[18] - The company is currently awaiting approval from the Shenzhen Stock Exchange for its stock issuance application, with the timeline for approval remaining uncertain[20] Operational Metrics - The company's basic earnings per share were -¥0.1042, compared to ¥0.0743 in the same period last year, marking a decline of 240.24%[5] - The weighted average return on equity was -9.95%, down from 2.21% in the previous year[5] - The total operating costs for Q1 2023 were CNY 830,551,859.62, up from CNY 781,939,945.18 in the previous year, indicating an increase of about 6.2%[26] - The company incurred a total operating profit loss of CNY 20,655,535.51 in Q1 2023, compared to a profit of CNY 14,513,216.74 in the previous year[27] - The company experienced a 6608.72% increase in credit impairment losses, amounting to ¥7,977,121.78, compared to a loss of -¥122,560.45 in the previous year[9] Inventory and Assets - The total assets at the end of Q1 2023 were ¥3,903,362,040.64, a decrease of 7.73% from ¥4,230,516,400.79 at the end of the previous year[5] - Accounts receivable decreased to CNY 1,208,242,898.74 from CNY 1,338,796,873.45, a reduction of about 9.7%[21] - The company's inventory decreased by 8.99% to ¥1,532,676,683.86, down from ¥1,684,007,014.36, primarily due to a significant drop in lithium battery raw material prices[8] - Total liabilities decreased to CNY 3,690,608,985.43 from CNY 3,997,338,738.08, indicating a reduction of approximately 7.7%[24] Market and Product Development - The company has not disclosed any new product developments or technological advancements in the current report[12] - There is no mention of market expansion or acquisitions in the latest financial report[12] - The company has not provided specific future performance guidance or outlook in the current report[12]

Financial Performance - The company reported a total revenue of RMB 1.2 billion for the year 2022, representing a year-on-year increase of 15%[17]. - The net profit attributable to shareholders was RMB 200 million, which is a 10% increase compared to the previous year[17]. - The company's operating revenue for 2022 was ¥3,962,149,977.01, an increase of 18.96% compared to ¥3,330,642,471.02 in 2021[22]. - The net profit attributable to shareholders was -¥460,384,815.29, a significant decrease of 3,392.16% from ¥13,984,267.23 in the previous year[22]. - The company achieved a total revenue of ¥3,962,149,977.01 in 2022, representing an 18.96% year-over-year growth[63]. - Revenue from lithium-ion battery cathode materials was ¥2,423,344,642.38, a 3.62% increase, while sales volume decreased by 40.56% to 8,895.90 tons[63]. - Revenue from lithium battery equipment reached ¥1,321,714,681.23, marking an 82.16% increase due to a significant rise in order volume from previous years[64]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion RMB for the year, representing a growth of 20% compared to the previous year[161]. - The company reported a net profit of 300 million RMB, marking a 15% increase year-over-year, driven by operational efficiencies and cost reductions[161]. User Growth and Market Expansion - User data showed an increase in active users by 25%, reaching a total of 500,000 users by the end of 2022[17]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% market share in the region by 2025[17]. - User data showed an increase in active users by 20% year-over-year, reaching 3 million active users by the end of 2022[157]. - The company plans to expand its market presence in Southeast Asia, targeting a market share increase of 10% within the next two years[162]. Research and Development - The company has allocated RMB 100 million for research and development in 2023, focusing on innovative battery technologies[17]. - The company’s R&D efforts focus on three main areas: urgent market needs, improving existing product performance, and tracking cutting-edge technologies[56]. - Research and development investment amounted to ¥214,037,596.60 in 2022, accounting for 5.40% of operating revenue, a slight decrease from 5.56% in 2021[86]. - The company is developing new battery materials to meet emerging market demands, including high-capacity and cost-effective solutions for electric bicycles and drones[85]. Product Development and Innovation - New product development includes the launch of a next-generation lithium battery, expected to increase energy density by 20%[17]. - The company has developed a range of lithium-ion battery cathode materials, including ternary materials, lithium cobalt oxide, and lithium manganese oxide, targeting various end-use sectors[33]. - The company is actively involved in the development of new technologies and products, including high-precision ultra-thin coating machines for ceramic coatings and conductive agent coatings[50]. - The company has completed small-scale trials for true wireless Bluetooth headset batteries, targeting the TWS market with materials that meet 3-5C requirements[82]. Financial Guidance and Future Outlook - Future guidance indicates a revenue target of RMB 1.5 billion for 2023, reflecting a growth rate of 25%[17]. - The company provided a revenue guidance for 2023, expecting a growth rate of 10% to 12% compared to 2022[157]. - The company anticipates a continued upward trend in revenue growth, projecting a 15% increase for the next fiscal year[154]. Risk Factors and Challenges - Risk factors identified include fluctuations in raw material prices and regulatory changes impacting the battery industry[4]. - The company faces risks from macroeconomic fluctuations and the volatility of the new energy vehicle industry, which directly impacts its business development[124]. - The termination of government subsidies for new energy vehicle purchases may negatively impact market demand, as companies may raise prices, affecting overall sales[130]. Corporate Governance and Management - The board of directors consists of 9 members, including 3 independent directors, complying with legal and regulatory requirements[140]. - The company has established a performance evaluation and incentive mechanism for directors and senior management, linking their compensation directly to the company's performance[141]. - The company has implemented a stock option incentive plan to motivate management and core personnel to achieve better performance[141]. - The company has established various specialized committees within the board, including audit, compensation, and nomination committees, chaired by independent directors[140]. Financial Management and Capital Structure - The company raised a total of RMB 60 million by issuing 12.5 million A shares at RMB 48.00 per share, with a net amount of RMB 55.36 million after deducting issuance costs[101]. - The company plans to improve its asset-liability structure and reduce financing costs by issuing shares to specific investors, aiming to lower the debt ratio and financial risks, which currently stands at 94.49%[115]. - The company has a high debt ratio, which has increased over the past three years, limiting its ability to expand production through debt financing[128]. Employee and Labor Management - The total number of employees at the end of the reporting period is 1,977, with 460 in the parent company and 1,517 in major subsidiaries[174]. - The company established a comprehensive training plan for 2023, focusing on improving employee quality and enhancing core competitiveness[176]. - The company continues to refine its compensation policy to ensure internal fairness and external competitiveness, linking employee performance closely with company results[175].