特别提示： 1、根据安排，截止2023年11月24日收市后仍未转股的"国祯转债"（代码： 123002）公司将以106元/张（含最后一期利息，含税）的价格到期赎回；本次 赎回完成后，"国祯转债"将在深圳证券交易所摘牌。 2、"国祯转债"停止交易日：2023 年 11 月 22 日。在停止交易后、转股期 结束前（即自 2023 年 11 月 22 日至 2023 年 11 月 24 日），"国祯转债"持有人 仍可以依据约定的条件将"国祯转债"转换为公司股票。 经中国证券监督管理委员会"证监许可[2017]1941 号"文核准，公司于 2017 年 11 月 24 日公开发行了 597 万张可转换公司债券，每张面值 100 元，发行总额 5.97 亿元。本次发行的可转债期限为自发行之日起 6 年，即自 2017 年 11 月 24 日至 2023 年 11 月 24 日。 经深圳证券交易所"深证上[2017]821 号"文同意，公司 5.97 亿元可转换公 司债券于 2017 年 12 月 25 日起在深交所挂牌交易，债券简称"国祯转债"，债 券代码"123002"。 | 证券代码：300388 | 证券简称：节 ...

Financial Performance - The company's operating revenue for Q3 2023 reached CNY 1,197,202,489.83, representing a 47.44% increase compared to the same period last year[5] - The net profit attributable to shareholders was CNY 64,319,162.05, an increase of 4.47% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 66,119,411.01, up 9.48% from the previous year[5] - The net profit for Q3 2023 was CNY 269,973,368.28, a decrease of 6.5% compared to CNY 289,185,169.72 in Q3 2022[22] - The total profit for the period was CNY 330,286,755.70, down 7.7% from CNY 357,819,498.76 in the previous year[22] - The company incurred a total operating profit of CNY 297,215,390.77, a decrease of 16.7% from CNY 357,028,318.77 in Q3 2022[22] - The company reported a total comprehensive income of CNY 264,710,200.32, down 7.5% from CNY 286,405,225.34 in the previous year[23] - Basic earnings per share for Q3 2023 were CNY 0.3711, a decrease from CNY 0.3912 in Q3 2022[23] Assets and Liabilities - The total assets at the end of the reporting period amounted to CNY 15,280,140,463.53, reflecting a 1.83% increase from the end of the previous year[5] - Current assets totaled CNY 5,171,658,519.21, an increase from CNY 5,057,348,115.90, showing improved liquidity[18] - Non-current assets rose to CNY 10,108,481,944.32 from CNY 9,948,614,437.13, reflecting ongoing investments in long-term growth[18] - Total liabilities increased to CNY 10,959,933,245.74 from CNY 10,801,996,595.26, indicating a rise in financial obligations[19] - Short-term borrowings increased to CNY 1,443,671,343.84 from CNY 1,381,695,339.69, suggesting a reliance on debt financing[18] Cash Flow - The company's cash flow from operating activities showed a net outflow of CNY 159,191,916.65, a decrease of 21.13% compared to the previous year[5] - The cash flow from operating activities generated a net amount of CNY 159,191,916.65, a decline of 21.1% compared to CNY 201,848,039.25 in Q3 2022[24] - The cash flow from investing activities showed a net outflow of CNY 304,607,318.26, worsening from a net outflow of CNY 163,822,703.43 in the same period last year[25] - The cash and cash equivalents at the end of the period were CNY 872,877,733.25, down from CNY 974,709,751.12 at the end of Q3 2022[25] - As of September 30, 2023, the company's cash and cash equivalents amounted to CNY 943,453,085.67, a decrease from CNY 1,156,767,287.46 at the beginning of the year[17] Equity and Shareholder Information - The total equity attributable to shareholders at the end of the reporting period was CNY 4,052,635,411.77, an increase of 3.18% from the previous year[5] - The company's total equity reached CNY 4,320,207,217.79, up from CNY 4,203,965,957.77, demonstrating a strengthening balance sheet[19] - Total limited shares held by executives at the end of the period amounted to 1,490,731 shares, with no new shares released during the quarter[15] - The top ten shareholders include Anhui Guozhen Group Co., Ltd. with 116,988,133 shares, representing a significant portion of the company's equity[13] - The company reported a total of 18,040,754 shares held in a repurchase account, which are not included in the top ten shareholders list[13] - The company is controlled by China Energy Conservation and Environmental Protection Group, indicating a strong backing from state-owned entities[13] - There were no changes in the number of preferred shareholders or any significant changes in restricted shares during this period[14] Operational Highlights - Research and development expenses for the period were CNY 22,723,105.03, marking a 36.34% increase year-on-year due to new project initiations[10] - The company experienced a 30.73% increase in selling expenses, totaling CNY 69,336,706.84, attributed to increased project consulting and bidding services[10] - The company's inventory balance at the end of the period was CNY 160,503,965.46, a significant increase of 77.93% compared to the previous year[10] - Accounts receivable increased to CNY 2,269,694,100.72 from CNY 2,005,366,142.10, indicating a growth of approximately 13.2%[17] - Inventory levels rose significantly to CNY 160,503,965.46, compared to CNY 90,208,490.65, reflecting an increase of about 77.7%[17] - The company's contract assets reached CNY 1,173,908,178.60, up from CNY 1,028,080,155.18, marking an increase of approximately 14.2%[17] Future Outlook - Future outlook includes continued focus on market expansion and potential mergers and acquisitions to enhance competitive positioning[21] - The company has not disclosed any new strategies or product developments during this quarter[16]

一、审议通过了公司《2023 年第三季度报告》 具体内容详见同日披露于巨潮资讯网（www.cninfo.com.cn）的公司《2023 年第三季度报告》。 表决结果：同意 9 票，反对 0 票，弃权 0 票。 证券代码：300388 证券简称：节能国祯 公告编号：2023-058 中节能国祯环保科技股份有限公司 第七届董事会第二十五次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 中节能国祯环保科技股份有限公司（以下简称"公司"）于 2023 年 10 月 19 日在合肥市高新区创新大道 2688 号中新网安大厦以现场、视频以及通讯表决方 式召开了第七届董事会第二十五次会议。本次会议由董事长王堤先生主持，会议 应参会董事 9 人，实际参会董事 9 人。 本次会议通知于 2023 年 10 月 11 日以电话、邮件以及当面送达的方式向全 体董事发出，会议召开符合《中华人民共和国公司法》、《公司章程》的有关规定， 会议召开合法、有效。经董事认真审议并表决，通过了以下议案： 特此公告。 中节能国祯环保科技股份有限公司 董事会 二〇二三年十月十九日 二、 ...

证券代码：300388 证券简称：节能国祯 公告编号：2023-057 中节能国祯环保科技股份有限公司 关于签订西宁市湟乐污水处理厂项目（EPCO）总承包合同的 公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 2023年9月19日，中节能国祯环保科技股份有限公司（以下简称"公司"） 全资子公司中节能国祯工程有限公司（牵头方，以下简称"工程公司"）收到西 宁市排水开发建设有限公司、青海聚鑫工程管理有限公司联合发来的《中标通知 书》，确认中节能国祯工程有限公司、中节能国祯环保科技股份有限公司、中国 华西工程设计建设有限公司组成的联合体为西宁市湟乐污水处理厂工程（EPCO） 项目的中标人。详见公司《关于全资子公司收到项目中标通知书的公告》 3、工程审批、核准或备案文号：宁发改环资【2023】463号。 4、资金来源：中央、省、市专项资金、地方政府债券、银行融资及企业自 筹等。 5、工程内容及规模：本工程新建设计规模为20000吨调蓄＋100000m³/d 的 污水处理厂1座,生化及MBR处理单元按组布置。主体池采用装配式污水处理设备。 新建主要建筑物为:粗格栅 ...

中节能国祯环保科技股份有限公司（以下简称"公司"）第七届监事会第十 七次会议于 2023 年 10 月 19 日以通讯表决方式召开。本次会议通知于 2023 年 10 月 11 日通过邮件和电话方式发出。 本次会议由监事会主席李松珊女士召集和主持，本次会议应参与表决监事 5 人，实际表决监事 5 人，监事会会议的召开符合《中华人民共和国公司法》及《公 司章程》的规定，表决所形成的决议合法、有效。本次会议审议并通过如下议案： 一、审议通过了公司《2023 年第三季度报告》 公司监事会对董事会编制的《2023年第三季度报告》进行了认真严格的审核， 并提出如下的书面审核意见： 证券代码：300388 证券简称：节能国祯 公告编号：2023-059 中节能国祯环保科技股份有限公司 第七届监事会第十七次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 二〇二三年十月十九日 中节能国祯环保科技股份有限公司 监事会 经审核，监事会认为：公司董事会对《2023年第三季度报告》的编制和审议 程序符合法律、法规和《公司章程》的有关规定，报告内容真实、准确、完整地 反映 ...

| 证券代码：300388 | 证券简称：节能国祯 | 公告编号：2023-056 | | --- | --- | --- | | 债券代码：123002 | 债券简称：国祯转债 | | 中节能国祯环保科技股份有限公司 关于"国祯转债"到期的第一次提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示： 1、根据安排，截止2023年11月24日收市后仍未转股的"国祯转债"（代码： 123002）公司将以106元/张（含最后一期利息，含税）的价格到期赎回；本次 赎回完成后，"国祯转债"将在深圳证券交易所摘牌。 2、"国祯转债"停止交易日：2023 年 11 月 22 日。在停止交易后、转股期 结束前（即自 2023 年 11 月 22 日至 2023 年 11 月 24 日），"国祯转债"持有人 仍可以依据约定的条件将"国祯转债"转换为公司股票。 经中国证券监督管理委员会"证监许可[2017]1941 号"文核准，公司于 2017 年 11 月 24 日公开发行了 597 万张可转换公司债券，每张面值 100 元，发 行总额 5.97 亿元。本次发 ...

| 证券代码：300388 | 证券简称：节能国祯 | 公告编号：2023-055 | | --- | --- | --- | | 债券代码：123002 | 债券简称：国祯转债 | | 中节能国祯环保科技股份有限公司 关于 2023 年第三季度可转换公司债券转股情况的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示：国祯转债（债券代码：123002）转股期为 2018 年 5 月 30 日至 2023 年 11 月 24 日；转股价格为人民币 8.06 元/股（因公司实施了 2022 年度权 益分派，国祯转债的转股价格调整至每股人民币 8.06 元，具体详见公司《关于 调整国祯转债转股价格的公告》2023-029 号）。 根据《深圳证券交易所股票上市规则》、《深圳证券交易所可转换公司债券业 务实施细则》的有关规定，中节能国祯环保科技股份有限公司（以下简称"公司"） 现将 2023 年第三季度可转换公司债券（以下简称"可转债"）转股以及公司股 份变动的情况公告如下： 一、可转债发行上市基本情况 经中国证券监督管理委员会"证监许可[2017]194 ...

2023 年第二次临时股东大会的法律意见书 康达股会字【2023】第 0543 号 致：中节能国祯环保科技股份有限公司 北京市康达律师事务所（以下简称"本所"）接受中节能国祯环保科技股份有限公 司（以下简称"公司"）的委托，指派本所律师参加公司 2023 年第二次临时股东大会 （以下简称"本次会议"）。 北京市朝阳区建外大街丁 12 号英皇集团中心 8 层 8/F, Emperor Group Centre, No.12D, Jianwai Avenue, Chaoyang District, Beijing, 100022, P.R.China 电话/Tel.:010-50867666 传真/Fax:010-56916450 网址/Website:www.kangdalawyers.com 北京 西安 深圳 海口 上海 广州 杭州 沈阳 南京 天津 菏泽 成都 苏州 呼和浩特 香港 武汉 郑州 长沙 厦门 重庆 合肥 宁波 济南 北京市康达律师事务所 关于中节能国祯环保科技股份有限公司 1、在本《法律意见书》中，本所及本所律师仅就本次会议的召集和召开程序、召集 人和出席人员的资格、表决程序以及表决结果进行核 ...

证券代码：300388 证券简称：节能国祯 公告编号：2023-053 中节能国祯环保科技股份有限公司 关于 2023 年第二次临时股东大会决议的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示： 本次会议是否有否决议案：无 一、会议召开和出席情况 中节能国祯环保科技股份有限公司（以下简称"公司"）于2023年8月4日在 巨潮资讯网（www.cninfo.com.cn）披露了《关于召开2023年第二次临时股东大 会的通知》（2023-046号）。 （一）会议召开情况 1、会议召集人：中节能国祯环保科技股份有限公司第七届董事会 2、会议召开方式：本次会议采用网络投票与现场相结合的方式 3、会议召开时间： 现场会议召开时间：2023年8月28日下午3：00； 网络投票时间： （1）通过深圳证券交易所交易系统进行网络投票的时间为：2023年8月28 日上午9：15—9：25；9：30—11：30；下午13：00—15：00； （2）通过深圳证券交易所互联网投票系统投票的具体时间为：2023年8月28 日上午09：15—下午15：00 期间的任意时间。 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥1,581,003,682.23, a decrease of 21.30% compared to ¥2,008,823,262.81 in the same period last year[24]. - Net profit attributable to shareholders was ¥188,384,514.00, down 8.01% from ¥204,780,078.11 year-on-year[24]. - The net cash flow from operating activities was negative at -¥6,824,235.73, a decline of 110.82% compared to ¥63,081,015.58 in the previous year[24]. - Basic earnings per share decreased by 7.98% to ¥0.2767 from ¥0.3007 in the same period last year[24]. - The company's total operating revenue for the reporting period was approximately CNY 1.58 billion, a decrease of 21.30% compared to CNY 2.01 billion in the same period last year, primarily due to a reduction in revenue from engineering projects[48]. - The environmental engineering business segment generated revenue of CNY 389 million, down CNY 459 million year-on-year, contributing to an overall revenue decline of CNY 428 million[41]. - The company reported a net profit attributable to shareholders decreased by CNY 16.4 million, representing a decline of 8.01% during the reporting period[41]. - The company reported a total of CNY 73,074,000 in new orders for energy-saving and environmental protection projects during the reporting period[50]. - The total confirmed revenue from these projects amounted to CNY 38,855,000, with an outstanding order amount of CNY 138,471,000[50]. Assets and Liabilities - Total assets at the end of the reporting period were ¥14,908,992,364.41, a slight decrease of 0.65% from ¥15,005,962,553.03 at the end of the previous year[24]. - The company's net assets attributable to shareholders increased by 1.51% to ¥3,987,132,409.68 from ¥3,927,711,375.17 at the end of the previous year[24]. - The total cash flow from investment activities was negative CNY 157,007,918.26, a decrease of 2,772.48% compared to the previous period[49]. - The net increase in cash and cash equivalents was negative CNY 353,546,490.04, representing a 141.50% decline from the previous period[49]. - As of the end of the reporting period, cash and cash equivalents amounted to CNY 814.40 million, accounting for 5.46% of total assets, a decrease of 2.25% compared to the previous year[55]. - Accounts receivable reached CNY 2,225.09 million, representing 14.92% of total assets, an increase of 1.56% due to delayed project payments influenced by local government finances[55]. - Long-term borrowings decreased to CNY 5,183.69 million, accounting for 34.77% of total liabilities, down 2.77% from the previous year[55]. - The company's total assets amounted to CNY 14,908,992,364.41, a decrease from CNY 15,005,962,553.03 at the beginning of the year[166]. - Current assets totaled CNY 4,871,128,798.36, down from CNY 5,057,348,115.90 at the start of 2023, reflecting a decline of approximately 3.68%[166]. - Total liabilities amounted to CNY 5,453,448,973.11, down from CNY 5,687,316,895.19 in the previous year, reflecting a reduction of 4.1%[172]. Operational Highlights - The company focuses on comprehensive utilization and development of water resources, serving over 20 provinces and municipalities in China[32]. - The urban water environment governance segment includes investments and operations of municipal sewage treatment plants, with a focus on technology optimization and smart operation[32]. - The industrial wastewater treatment segment has completed hundreds of projects across various industries, including petrochemicals and pharmaceuticals, leveraging advanced technologies for zero discharge solutions[32]. - The rural water environment governance offers integrated solutions for planning, design, investment, and operation, utilizing IoT and smart operation technologies[33]. - The company operates a comprehensive water treatment service model, providing integrated solutions across the entire industry chain, including project investment, technology research and development, and operational services[42]. - The company has established over 100 wastewater treatment plants nationwide, with a treatment capacity of 5.57 million tons per day, including 130,000 tons per day under construction[40]. - The company is actively pursuing key projects in regions such as the Yangtze River Economic Belt and has successfully won bids for several wastewater treatment projects[41]. Research and Development - Research and development investment increased by 28.28% to CNY 13.43 million, reflecting the company's commitment to innovation[48]. - The company has allocated 390 million yuan for research and development in new products and technologies[188]. - The company aims to improve operational efficiency through new strategies and process optimizations in the upcoming quarters[195]. - The company plans to invest in further research and development to enhance its wastewater treatment capabilities and expand its service offerings[89]. Environmental Compliance - The company has obtained valid pollution discharge permits and has passed environmental assessments[78]. - The company processes wastewater to meet national or local discharge standards before releasing it into natural water bodies[77]. - The company has implemented measures to control waste gas and noise during wastewater treatment operations[77]. - The company is committed to achieving a 100% compliance rate with environmental regulations by the end of 2024[87]. - The company has established an environmental self-monitoring plan in compliance with national regulations, ensuring online monitoring of pollution sources[101]. - The company is focusing on enhancing its wastewater treatment technology to reduce pollutant discharge further[80]. Market Expansion and Strategy - The company plans to expand its market presence by increasing the number of wastewater treatment plants in various regions[80]. - The company aims to achieve a reduction in COD discharge by 10% in the next fiscal year through technological upgrades[80]. - The company is exploring potential mergers and acquisitions to enhance its operational capabilities in the environmental sector[80]. - The company plans to expand its market presence and invest in new technologies to enhance operational efficiency[189]. - Future guidance indicates a projected increase in revenue by 15% year-over-year, driven by new product launches and market expansion efforts[81]. Shareholder and Governance - The total number of shares is 698,962,023, representing 100% of the company's shares[137]. - The company has not engaged in any significant asset or equity sales during the reporting period[63]. - There were no changes in the board of directors, supervisors, or senior management during the reporting period[72]. - The company has not reported any significant contracts during the reporting period[131]. - The shareholder structure remains stable with no significant changes in foreign or domestic holdings[139]. Legal and Regulatory Matters - The company is involved in a significant lawsuit with a claim amount of 188.72 million CNY, currently in the first instance as of June 2023, and has not yet been concluded[112]. - Another lawsuit involves a claim amount of 132.78 million CNY, also in the first instance as of June 2023, with no conclusion reached yet[113]. - The company has a pending arbitration case with a claim amount of 250.27 million CNY, with the arbitration process ongoing[113]. - The company faced an administrative penalty of 100,000 yuan due to violations related to third-party operation and management, which has been addressed with corrective measures[102].