北京市中伦（重庆）律师事务所 关于西安天和防务技术股份有限公司 2023 年年度股东大会的 法律意见书 二〇二四年五月 重庆市江北区金融街 3 号 D 座中国人保寿险大厦 5-1 层 A 单元 邮编：400023 5-1A, Tower D, PICC Life Insurance Tower, 3 Financial Street, Jiangbei District, Chongqing 400023, P.R. China 电话/Tel : +86 23 8879 8388 传真/Fax : +86 23 8879 8300 www.zhonglun.com 北京市中伦（重庆）律师事务所 关于西安天和防务技术股份有限公司 2023 年年度股东大会的 法律意见书 致：西安天和防务技术股份有限公司 北京市中伦（重庆）律师事务所（以下简称"本所"）受西安天和防务技术 股份有限公司（以下简称"公司"）委托，指派律师出席公司 2023 年年度股东大 会（以下简称"本次股东大会"），并就贵公司本次股东大会的召集和召开程序、 召集人资格、出席会议人员资格、本次股东大会的表决程序、表决结果等相关问 题出具本法律意见书。 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 证券代码：300397 证券简称：天和防务 公告编号：2024-021 西安天和防务技术股份有限公司 2023 年年度股东大会决议公告 1. 本次股东大会未出现否决议案的情形。 2. 本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 本次股东大会由 2024 年 4 月 23 日召开的西安天和防务技术股份有限公司（以 下简称"公司"）第五届董事会第七次会议做出决议召集，公司董事会已于 2024 年 4 月 25 日在中国证监会指定创业板信息披露网站上发布了《关于召开 2023 年年度股 东大会的通知》。 本次会议采取现场表决与网络投票相结合的方式召开，其中，现场会议于 2024 年 5 月 15 日（星期三）15:30 在西安市高新区西部大道 158 号公司会议室召开。通 过深圳证券交易所交易系统进行网络投票的时间为 2024 年 5 月 15 日 9:15—9:25， 9:30—11:30，13:00—15:00；通过深圳证券交易所互联网投票系统进行网络投票的时 间为 202 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）《2023 年年度报告》 全文及其摘要已于 2024 年 4 月 25 日披露。为促进上市公司规范运作、健康发展， 增强上市公司信息透明度，加强与广大投资者沟通交流，进一步提升投资者关系 管理水平，陕西上市公司协会根据陕西证监局工作部署，联合深圳市全景网络有 限公司举办"2024 年陕西辖区上市公司投资者集体接待日暨 2023 年度业绩说明 会"。 届时，公司董事长、总经理贺增林先生，董事会秘书、副总经理陈桦女士， 财务总监李秀英女士，独立董事张若南先生（如有特殊情况，参与人员可能进行 调整），将通过互动平台与投资者进行网络沟通和交流，欢迎广大投资者踊跃参 加。 本次业绩说明会活动时间为 2024 年 5 月 22 日（星期三）15：00-17：00。 投资者可登陆"全景·路演天下"（http://rs.p5w.net）参与本次业绩说明会。 为充分尊重投资者、提升交流的针对性，现就公司 2023 年度业绩说明会提 前向投资者公开征集问题，广泛听取投资者的意见和建议。 ...

Financial Performance - The company reported a significant decline in annual performance, with specific reasons and measures for improving profitability detailed in the "Management Discussion and Analysis" section[4]. - The company's operating revenue for 2023 was CNY 350,688,525.68, a decrease of 30.12% compared to CNY 501,828,962.48 in 2022[20]. - The net profit attributable to shareholders for 2023 was a loss of CNY 195,816,579.36, representing a decline of 29.52% from the previous year's loss of CNY 151,256,571.92[20]. - The total assets at the end of 2023 were CNY 2,546,311,780.21, a slight decrease of 0.48% from CNY 2,558,311,835.47 at the end of 2022[20]. - The company's net assets attributable to shareholders decreased by 10.62% to CNY 1,639,060,999.95 at the end of 2023 from CNY 1,835,223,216.67 at the end of 2022[20]. - The basic and diluted earnings per share for 2023 were both CNY -0.38, a decline of 31.03% from CNY -0.29 in 2022[20]. - The company reported a total of CNY 11,800,930.48 in non-recurring gains and losses for 2023, down from CNY 16,589,635.81 in 2022[28]. - The company achieved a total operating revenue of 350.69 million yuan in 2023, a decrease of 30.12% compared to the previous year[118]. - The net profit attributable to shareholders was -195.82 million yuan, down 29.52% year-on-year[118]. Risk Management - The company emphasizes the importance of risk awareness regarding future plans and projections, urging investors to make cautious decisions[4]. - The company has outlined potential risks and corresponding countermeasures in the management discussion section[4]. - The company faces risks related to performance volatility due to dependency on military clients and market conditions, which may affect profitability and growth[199]. Corporate Governance - The financial report is guaranteed to be true, accurate, and complete by the company's management, including the CEO and accounting heads[4]. - The profit distribution plan approved by the board includes no cash dividends or bonus shares, with a base of 517,636,745 shares[5]. Business Strategy and Development - The company is focused on integrating military and civilian applications in electronic information systems, enhancing its market position[13]. - The company aims to leverage its technological advantages in military and 5G RF sectors to meet the demands of modern warfare and digital innovation[33]. - The company is actively collaborating with military research institutes to foster innovation and ensure the competitiveness of its products and technologies[36]. - The company is pursuing international market opportunities, aligning with the national "Belt and Road" initiative to expand its global presence[188]. - The company plans to implement a five-strategy development plan during the 14th Five-Year Plan period, focusing on innovation, internationalization, and core competitiveness[186]. Research and Development - The company has a strong research and development capability, with over a thousand patents and various intellectual property rights related to its main business[112]. - The company is committed to enhancing its R&D capabilities in low-altitude defense technologies, including radar upgrades and portable air defense systems[191]. - The company achieved R&D investment of approximately ¥152.55 million in 2023, representing 43.50% of its operating revenue, an increase from 30.93% in 2022[154]. - The company completed the development of 7 models of domestic 5G RF chips, with several models already in mass production, enhancing competitiveness in the RF market[153]. Market Trends and Opportunities - The military industry is expected to see a market size exceeding 500 billion RMB by 2025, with a compound annual growth rate (CAGR) of over 9% from 2021 to 2025[35]. - The global RF chip market is projected to grow from 23.6 billion USD in 2023 to 52.1 billion USD by 2033, with an annual growth rate of 8.2%[39]. - The IoT industry in China is projected to grow rapidly, with a market size exceeding 7.5 trillion yuan by 2028, driven by the integration of 5G, AI, and cloud computing technologies[69]. Product Development and Innovation - The company has focused on enhancing its core technology capabilities and developing a defense system for low-altitude air defense, aligning with national strategic goals[33]. - The company has successfully completed the engineering prototype and performance verification tests for a portable air defense missile intelligence command system upgrade project, with further contracts signed for continued development[125]. - The company is focusing on upgrading existing systems to improve security, reliability, and operational efficiency, which is expected to support future growth[150]. Financial Management - The company's financial management efficiency improved, with increased efforts in accounts receivable collection and business development funding support[129]. - The overall operating costs decreased by 23.98% to ¥228,883,894.88, reflecting improved cost management[143]. - The company reported an asset impairment loss of ¥22,540,077.71, accounting for 11.18% of profits, mainly from inventory and fixed asset impairments[159]. Subsidiaries and Investments - The subsidiary Xi'an Tianwei Electronic Systems Engineering Co., Ltd. reported a revenue of CNY 30,081,438.33, a decrease of 38.85% year-on-year, and a net loss of CNY 81,855,610.93, a decline of 63.30% year-on-year[182]. - The company has established several new subsidiaries, including Tianyi Information and Tianhe Yunmai, expanding its operational scope[144]. Compliance and Internal Controls - The company is enhancing its compliance management and operational efficiency, focusing on risk prevention and improving internal controls[198].

证券代码：300397 证券简称：天和防务 公告编号：2024-012 西安天和防务技术股份有限公司 关于召开2023年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）第五届董事会第七次 会议决定于2024年5月15日（星期三）召开公司2023年年度股东大会，现将本次 会议有关事项公告如下： 一、召开会议的基本情况 1. 股东大会届次：2023年年度股东大会 2. 股东大会的召集人：公司董事会 3. 会议召开的合法、合规性：经公司第五届董事会第七次会议审议通过，决 定召开公司2023年年度股东大会，召集程序符合有关法律、行政法规、部门规章、 规范性文件和《公司章程》的规定。 4. 会议召开的日期、时间： （1）现场会议召开时间：2024年5月15日（星期三）15:30 通过深圳证券交易所交易系统进行网络投票的具体时间为2024年5月15日 9:15-9:25，9:30—11:30，13:00—15:00； 通过深圳证券交易所互联网投票系统进行网络投票的时间为2024年5月15日 9:15-15 ...

二、拟聘任会计师事务所的基本信息 （一）机构信息 证券代码：300397 证券简称：天和防务 公告编号：2024-011 西安天和防务技术股份有限公司 关于续聘公司 2024 年度审计机构的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开第 五届董事会第七次会议和第五届监事会第六次会议，审议通过了《关于续聘公司 2024 年度审计机构的议案》，同意续聘天健会计师事务所（特殊普通合伙）为公司 2024 年 度审计机构，并同意提交至公司 2023 年年度股东大会审议，现将相关事项公告如下： 一、拟续聘会计师事务所事项的情况说明 天健会计师事务所（特殊普通合伙）具备证券、期货相关业务执业资格，具有多年 为上市公司提供审计服务的丰富经验和专业能力，在 2023 年度的审计工作中，天健会 计师事务所（特殊普通合伙）能够遵循独立、客观、公正、公允的原则，勤勉尽责、公 允合理地发表了独立审计意见，所出具的报告能够客观、真实地反映公司的实际情况、 财务状况和经营成果，切实履行了审计机构 ...

西安天和防务技术股份有限公司 2023 年度内部控制评价报告 西安天和防务技术股份有限公司全体股东： 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、《深圳证券交易所上市公司自律监管指引 第 2 号——创业板上市公司规范运作》（以下简称"《创业板规范运作指引》"）等 相关法律、法规的要求，按照《企业内部控制基本规范》及其配套指引的规定（以下 简称"企业内部控制规范体系"），结合西安天和防务技术股份有限公司（以下简称 "公司"）内部控制制度和评价办法，在内部控制日常监督和专项监督的基础上，我 们对公司 2023 年 12 月 31 日（内部控制评价报告基准日）的内部控制有效性进行了 评价。 一、重要声明 按照公司内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效 性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施 内部控制进行监督。经理层负责组织领导公司内部控制的日常运行。公司董事会、监 事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述 或重大遗漏，并对报告内容的真实性、准确性和完整性承担 ...

Financial Performance - The company's revenue for Q1 2024 was ¥134,852,543.24, representing a 66.95% increase compared to ¥80,774,720.20 in the same period last year[5] - Net profit attributable to shareholders was ¥6,998,025.25, a significant turnaround from a loss of ¥21,779,680.91 in the previous year, marking a 132.13% increase[5] - The net profit after deducting non-recurring gains and losses was ¥5,371,354.97, compared to a loss of ¥24,053,643.66 last year, reflecting a 122.33% improvement[5] - Total operating revenue for Q1 2024 reached ¥134,852,543.24, a significant increase of 67.0% compared to ¥80,774,720.20 in the same period last year[31] - The company reported a net profit of ¥3,748,071.55, recovering from a loss of ¥3,249,953.70 in the previous period[29] - The net profit for Q1 2024 was ¥5,698,330.24, a significant recovery from a net loss of ¥26,277,237.31 in the same period last year, marking a turnaround of approximately 121.7%[32] - Operating profit for Q1 2024 was ¥6,129,300.70, compared to an operating loss of ¥28,413,046.41 in Q1 2023, indicating a substantial improvement[32] - The total comprehensive income for Q1 2024 was ¥5,698,330.24, a recovery from a comprehensive loss of ¥26,277,237.31 in Q1 2023[32] - The basic and diluted earnings per share for Q1 2024 were both ¥0.01, compared to a loss per share of ¥0.04 in the same period last year[32] Assets and Liabilities - The company's total assets decreased by 1.93% to ¥2,497,281,809.71 from ¥2,546,311,780.21 at the end of the previous year[5] - Total liabilities decreased to ¥882,065,460.99 from ¥937,232,787.67, a reduction of 5.9%[29] - The company's equity attributable to shareholders increased to ¥1,645,998,051.14 from ¥1,639,060,999.95, a growth of 0.4%[29] - Cash and cash equivalents decreased to ¥242,753,207.93 from ¥318,312,938.22, a decline of 23.7%[27] - Accounts receivable increased to ¥141,355,698.29, up 12.9% from ¥125,141,986.30 at the beginning of the period[27] - Inventory levels remained stable, with a slight decrease to ¥286,442,705.49 from ¥288,560,834.02, a change of -0.7%[27] - Non-current assets totaled ¥1,709,452,262.35, an increase from ¥1,681,678,410.64, reflecting a growth of 1.4%[28] Cash Flow - Cash flow from operating activities showed a net outflow of ¥27,615,786.27, an improvement of 9.16% compared to the previous year's outflow of ¥30,402,008.79[5] - Cash flow from operating activities showed a net outflow of ¥27,615,786.27, slightly improved from a net outflow of ¥30,402,008.79 in Q1 2023[34] - Cash flow from investing activities resulted in a net outflow of ¥41,276,963.86, compared to a net outflow of ¥57,182,678.64 in the same quarter last year, reflecting better cash management[35] - Cash flow from financing activities generated a net inflow of ¥3,347,602.16, a decrease from ¥49,442,155.07 in Q1 2023, indicating reduced financing activities[35] Shareholder Information - The total number of common shareholders at the end of the reporting period is 49,970[11] - The largest shareholder, He Zenglin, holds 25.11% of the shares, amounting to 129,971,700 shares, with 91,171,000 shares pledged[11] - Liu Daning, the second-largest shareholder, holds 3.04% of the shares, totaling 15,747,300 shares, with all shares pledged[11] - The top ten shareholders do not participate in margin financing business[12] - The company has not disclosed any other shareholder relationships or concerted actions[12] - The company has no changes in the number of shares lent or returned due to margin financing among the top ten shareholders[12] - The total number of shares with limited sales at the end of the period is 112,131,337 shares[15] Investment and Projects - The company plans to invest CNY 1.69981 billion in the construction of the 5G Communication Industrial Park project in Xi'an[16] - The project will focus on the production of 5G communication electronic products and dual-use military-civilian products[16] - The company has established a project company, Xi'an Tianhe Tengfei Communication Industrial Park Co., Ltd., to oversee the investment project[16] - The company acquired two plots of land for construction projects on August 29, 2019, for a total of RMB 85.04 million, covering an area of 266.264 acres[17] - The Tianrong Big Data (Xi'an) Computing Center project will be built in two phases, with an estimated first phase investment of RMB 2.15536 billion and a second phase investment of RMB 1.20114 billion[17] - The 5G Communication Industrial Park project is facing delays due to archaeological excavations, seasonal weather conditions, and external factors, with construction progress postponed to June 2025[19] - The company’s subsidiary, Nanjing Biao Electronics, plans to invest approximately RMB 1.2 billion in the first phase and RMB 3.8 billion in the second phase for a microwave ferrite and ceramic materials project[20] - The company is actively promoting the construction of the Tianrong Big Data (Xi'an) Computing Center project, which has received approval from relevant authorities[19] - The company’s 5G business-related product lines are being developed in the North plot of the 5G Communication Industrial Park, which has completed all planning and construction permits[18] - The company is coordinating with construction parties to expedite the 5G Communication Industrial Park project to meet completion timelines[19] - The company’s investment in the 5G Communication Industrial Park is part of an optimization adjustment to enhance its related business operations[17] Research and Development - Research and development expenses for Q1 2024 were ¥17,686,730.89, down 26.3% from ¥24,021,068.00 in the previous year[31] Other Financial Metrics - Investment income decreased by 92.54% to ¥81,623.92, primarily due to reduced returns from financial products[8] - The company received government subsidies amounting to ¥2,717,827.60, which positively impacted its financial performance[6] - The weighted average return on equity improved to 0.43% from -1.19% year-on-year[5] - Interest expenses of ¥965,929.71, up from ¥492,069.37 in the previous year, reflecting increased borrowing costs[32] - Total operating costs for Q1 2024 were ¥133,093,935.18, up from ¥114,546,008.80, reflecting a rise of 16.1% year-over-year[31]

证券代码：300397 证券简称：天和防务 公告编号：2024-017 为真实反映公司截至2023年12月31日的财务状况、资产价值及经营成果，公司 基于谨慎性原则，依据《企业会计准则第8号——资产减值》及公司会计政策的相关 规定，公司及下属子公司对2023年度末各类应收款项、合同资产、存货、固定资产、 长期股权投资、在建工程、无形资产、商誉等资产进行了全面清查，对各项资产是 否存在减值的可能性进行了充分的评估和分析。经分析，对公司上述类别资产中存 在可能发生减值的资产计提了资产减值准备。 （二）本次计提资产减值准备的资产范围和总金额 本次计提资产减值准备的资产包括应收款项、存货、合同资产、固定资产，计 提的资产减值准备总额为29,885,955.48元，核销应收款项坏账准备7,720,391.07元， 详见下表： | 单位：人民币元 | | --- | 关于 2023 年度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、本次计提资产减值准备情况概述 （一）本次计提资产减值准备的原因 | 项目 | 年初余额 | 本年计提额 | 本年 ...

目 录 一、非经营性资金占用及其他关联资金往来情况的专项 审计说明…………………………………………………………第 1—2 页 二、非经营性资金占用及其他关联资金往来情况汇总表………………第 3 页 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2024〕2-231 号 西安天和防务技术股份有限公司全体股东： 我们接受委托，审计了西安天和防务技术股份有限公司（以下简称天和防务 公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表， 2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公司所 有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上，我们审 计了后附的天和防务公司管理层编制的 2023 年度《非经营性资金占用及其他关 联资金往来情况汇总表》（以下简称汇总表）。 一、对报告使用者和使用目的的限定 本报告仅供天和防务公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为天和防务公司年度报告的必备文件，随同其他文件一起报送 并对外披露。 为了更好地理解天和防务公司 2023 年度非经营性资金占用及其他关联资金 ...