西部证券股份有限公司 关于 西安天和防务技术股份有限公司 向特定对象发行股票 之 上市保荐书 保荐机构（主承销商） （陕西省西安市新城区东新街319号8幢10000室） 上市保荐书 西部证券股份有限公司 关于西安天和防务技术股份有限公司 2024 年度向特定对象发行股票 本上市保荐书中如无特别说明，相关用语具有与《西安天和防务技术股份有 限公司 2024 年度向特定对象发行股票募集说明书》中相同的含义。 一、发行人概况 （一）发行人基本情况 公司中文名称：西安天和防务技术股份有限公司 公司英文名称：Xi'an Tianhe Defense Technology Co.，Ltd. 成立日期：2004 年 5 月 8 日 上市日期：2014 年 9 月 10 日 上市地点：深圳证券交易所 股票简称：天和防务 之上市保荐书 深圳证券交易所: 西部证券股份有限公司（以下简称"西部证券""保荐机构"或"保荐人"） 接受西安天和防务技术股份有限公司（以下简称"天和防务""发行人"或"公 司"）的委托，担任天和防务本次创业板向特定对象发行股票（以下简称"本次 发行"）的保荐机构。西部证券及指定的保荐代表人翟晓东、薛冰已根据 ...

公司本次向特定对象发行股票事项尚需通过深交所审核，并经中国证券监督 管理委员会（以下简称"中国证监会"）作出同意注册的决定后方可实施，最终 能否通过深交所审核并获得中国证监会同意注册的决定及其时间尚存在不确定 性。公司将根据该事项的进展情况，按照相关规定和要求及时履行信息披露义务， 敬请广大投资者注意投资风险。 特此公告 关于向特定对象发行股票申请获得深圳证券交易所受理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）于近日收到深圳证券 交易所（以下简称"深交所"）出具的《关于受理西安天和防务技术股份有限公 司向特定对象发行股票申请文件的通知》（深证上审〔2025〕211号），深交所 对公司报送的向特定对象发行股票的申请文件进行了核对，认为申请文件齐备， 决定予以受理。 证券代码：300397 证券简称：天和防务 公告编号：2025-066 西安天和防务技术股份有限公司 西安天和防务技术股份有限公司董事会 2025年10月29日 ...

金证法意[2025]字 1021 第 0919 号 北京金诚同达律师事务所 关于 西安天和防务技术股份有限公司 2024 年度向特定对象发行股票的 法律意见书 北京市建国门外大街1号国贸大厦A座10层 电话：010-57068585 传真：010-85150267 | 一、本次向特定对象发行的批准和授权 5 | | --- | | 二、本次向特定对象发行的主体资格 5 | | 三、本次向特定对象发行的实质条件 6 | | 四、发行人的设立 9 | | 五、发行人的独立性 10 | | 六、发行人的主要股东、控股股东及实际控制人 12 | | 七、发行人的股本及演变 13 | | 八、发行人的业务 13 | | 九、关联交易及同业竞争 14 | | 十、发行人的主要财产 16 | | 十一、发行人的重大债权债务 17 | | 十二、发行人重大资产变化及收购兼并 18 | | 十三、发行人章程的制定与修改 19 | | 十四、发行人股东会、董事会、监事会议事规则及规范运作 20 | | 十五、发行人董事、监事和高级管理人员及其变化 20 | | 十六、发行人的税务 21 | | 十七、发行人的环境保护和产品质量、 ...

目 录 | 一、审计报告……………………………………………………… 第 | 1—6 页 | | --- | --- | | 二、财务报表……………………………………………………… 第 7—14 | 页 | | （一）合并资产负债表…………………………………………… 第 | 7 页 | | （二）母公司资产负债表………………………………………… 第 | 8 页 | | （三）合并利润表………………………………………………… 第 | 9 页 | | （四）母公司利润表………………………………………………第 | 10 页 | | （五）合并现金流量表……………………………………………第 | 11 页 | | （六）母公司现金流量表…………………………………………第 | 12 页 | | （七）合并所有者权益变动表……………………………………第 | 13 页 | | （八）母公司所有者权益变动表…………………………………第 | 14 页 | | 三、财务报表附注……………………………………………… 第 15—110 | 页 | | Fil. key 17 | | | | --- | --- | --- | | | . ...

Core Insights - The military electronics sector experienced a 0.62% increase on October 28, with Aerospace Development leading the gains [1] - The Shanghai Composite Index closed at 3988.22, down 0.22%, while the Shenzhen Component Index closed at 13430.1, down 0.44% [1] Stock Performance - Aerospace Development (000547) saw a closing price of 8.84, with a significant increase of 9.95% and a trading volume of 1.61 million shares [1] - Other notable gainers included *ST WanFang (000638) with a 4.98% increase, and Ruichuang Micro-Nano (688002) with a 4.20% increase [1] - Conversely, Huafeng Technology (688629) experienced a decline of 9.17%, with a trading volume of 316,400 shares and a transaction amount of 2.607 billion [2] Capital Flow - The military electronics sector saw a net outflow of 98.6033 million from institutional investors, while retail investors contributed a net inflow of 343 million [2] - The capital flow data indicates that Aerospace Development had a net inflow of 5.05 billion from institutional investors, while it faced a net outflow of 2.77 billion from speculative funds [3] - Other companies like Zhonghang Chengfei (302132) and Taimeng Technology (600590) also showed mixed capital flows, with significant outflows from speculative and retail investors [3]

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）于近日接到公司控股股 东、实际控制人贺增林先生的通知，获悉其将所持有的公司部分股份办理了质押回 购延期业务，现将具体内容公告如下： | 股东 名称 | 是否为控 股股东或 第一大股 | 本次回购 延期股数 | 占其 所持 股份 | 占公 司总 股本 | 是否 为限 | 是否 为补 充质 | 质押 开始 | 延期后 质押到 | 质权人 | 质押 用途 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 东及其一 | （股） | 比例 | 比例 | 售股 | 押 | 日期 | 期日 | | | | | 致行动人 | | （%） | （%） | | | | | | | | 贺增林 | 是 | 11,769,900 4,630,100 | 9.06 3.56 | 2.27 0.89 | 否 否 | 否 否 | 2024- 2024- 2024- | 2026- 2026- 202 ...

Group 1 - The aerospace industry index (CN5082) increased by 0.41% as of October 21, 2025, with notable stock performances from companies like Aerospace Morning Light (600501) up 3.50% and Aerospace New Technology (300424) up 3.40% [1] - On October 17, the sixth batch of satellites for the Qianfan constellation was successfully launched using the Long March 6A rocket, marking a total of 108 satellites launched for the network [1] Group 2 - Oriental Securities forecasts an acceleration in satellite networking progress, with private rockets expected to support commercial space launches [2] - The military industry sector has stabilized in stock prices, with upcoming equipment construction plans expected to enhance both domestic and international demand [2] - The Aerospace ETF (159227) closely tracks the aerospace index and has a high concentration of military industry stocks, covering key sectors such as aerospace equipment, satellite navigation, and new materials [2]

Core Viewpoint - Tianhe Defense experienced a stock price increase of 1.61% on October 20, with a trading volume of 95.61 million yuan, indicating investor interest despite recent financial challenges [1]. Financing Summary - On October 20, Tianhe Defense had a financing buy-in amount of 9.19 million yuan and a financing repayment of 10.75 million yuan, resulting in a net financing outflow of 1.56 million yuan [1]. - The total financing and margin trading balance reached 427 million yuan, accounting for 6.90% of the circulating market value, which is above the 70th percentile of the past year, indicating a high level of financing activity [1]. - The company had a margin trading repayment of 100 shares and a margin sell of 200 shares, with a sell amount of 2,392 yuan, while the margin balance was 100,500 yuan, below the 20th percentile of the past year, indicating low short-selling activity [1]. Business Overview - Tianhe Defense, established on May 8, 2004, and listed on September 10, 2014, specializes in the research, production, and sales of reconnaissance, command, and control systems based on continuous wave radar and optoelectronic detection technologies [2]. - The company's revenue composition includes 88.06% from electronic materials and components manufacturing, 12.17% from military equipment manufacturing, and 4.26% from technology development and data services [2]. - As of October 10, the number of shareholders was 57,400, a slight decrease of 0.02%, while the average circulating shares per person increased by 0.02% to 7,064 shares [2]. Financial Performance - For the first half of 2025, Tianhe Defense reported a revenue of 176 million yuan, a year-on-year decrease of 14.72%, and a net profit attributable to shareholders of -57.78 million yuan, reflecting a significant decline of 109.06% [2]. Dividend and Shareholding Information - Since its A-share listing, Tianhe Defense has distributed a total of 33.12 million yuan in dividends, with no dividends paid in the last three years [3]. - As of June 30, 2025, the largest circulating shareholder was Hong Kong Central Clearing Limited, holding 1.2636 million shares, a decrease of 5.0994 million shares from the previous period [3]. - The General Aviation ETF entered the top ten circulating shareholders with a holding of 1.0526 million shares, while the Southern Military Reform Flexible Allocation Mixed A exited the list [3].

证券代码：300397 证券简称：天和防务 公告编号：2025-064 西安天和防务技术股份有限公司 关于为控股子公司提供反担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 近日，公司控股子公司成都通量科技有限公司（以下简称"成都通量"） 与成都农村商业银行股份有限公司合作支行（以下简称"成都农商银行"）签 订了《流动资金借款合同》，借款金额为人民币400万元，借款期限为12个月。 成都通量与成都小企业融资担保有限责任公司（以下简称"成都小企担保"） 1 签订了《委托担保协议》，成都小企担保对上述借款提供保证担保。公司与成 都小企担保签订了《反担保保证合同（适用机构）》，约定公司为成都通量的 上述人民币400万元流动资金借款提供相应的反担保，反担保期限为3年。公司 与成都通量的其他自然人股东伍晶、赵晨曦、裘华英签订了《反担保保证合同 （自然人反担保）》，成都通量的其他自然人股东伍晶、赵晨曦、裘华英按照 其对成都通量的出资比例为公司承担的担保责任提供反担保。 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司 自律监管指引第2号——创 ...

Core Viewpoint - Tianhe Defense is focusing on its "Qinmo" series materials for panel-level chip packaging and insulated thermal conductive copper-clad boards, while its subsidiary Chengdu Tongliang is the main platform for its RF chip business [2]. Group 1: Company Overview - The "Qinmo" series materials are primarily targeted at panel-level chip packaging and insulated thermal conductive copper-clad boards [2]. - Chengdu Tongliang's product offerings include four main categories: high-reliability RF transceiver front-end chips/modules for base stations, wireless communication RF transceiver chips/modules, radar perception chips/modules, and customized equipment products [2]. Group 2: Product Details - Specific products from Chengdu Tongliang include low-noise amplifiers, driver amplifiers, power amplifiers, switches, low-noise switches, RF front-end modules, and radar perception chips/modules [2].