证券代码：300397 证券简称：天和防务 公告编号：2025-067 西安天和防务技术股份有限公司 表决结果：7票同意；0票反对；0票弃权。 本议案在提交公司董事会审议前已经公司董事会审计委员会审议通过。 2.审议通过《关于公司及子公司使用闲置自有资金进行现金管理的议案》 第六届董事会第二次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 西安天和防务技术股份有限公司（以下简称"公司"）第六届董事会第二次 会议于 2025 年 10 月 28 日以现场方式召开，会议通知于 2025 年 10 月 24 日通过 现场、电话、电子邮件方式发出。本次会议由董事长贺增林先生召集，应出席董 事 7 人，实际出席董事 7 人，符合召开董事会会议的法定人数。公司部分高级管 理人员列席了本次会议。会议召开符合有关法律、行政法规、部门规章、规范性 文件和《公司章程》等相关规定。会议召开合法、有效。 二、董事会会议审议情况 1.审议通过《关于<2025年第三季度报告>的议案》 具体内容详见公司同日在中国证监会指定的创业板信息披露网站上发布的 ...

Financial Performance - Revenue for Q3 2025 reached ¥90,537,330.77, an increase of 30.42% year-over-year[5] - Net profit attributable to shareholders was -¥25,119,829.08, a decrease of 30.48% compared to the same period last year[5] - The company reported a basic earnings per share of -¥0.05, a decline of 28.57% year-over-year[5] - Total operating revenue for the current period is ¥266,737,845.49, a decrease of 3.6% from ¥276,022,492.34 in the previous period[33] - Net profit for the current period is -¥93,999,660.89, compared to -¥75,966,529.16 in the previous period, indicating a worsening loss[34] - The company reported a net loss attributable to shareholders of the parent company of -¥82,900,582.76, compared to -¥63,770,193.06 in the previous period[35] - Basic and diluted earnings per share for the current period are both -¥0.16, compared to -¥0.12 in the previous period[35] Assets and Liabilities - Total assets as of the end of Q3 2025 amounted to ¥2,572,836,793.07, reflecting a 4.74% increase from the end of the previous year[5] - Total assets increased to ¥2,572,836,793.07, up from ¥2,456,470,923.61 in the previous period, representing a growth of 4.7%[32] - Total liabilities rose to ¥1,183,634,031.99, compared to ¥980,250,061.76 in the previous period, an increase of 20.8%[32] - Non-current liabilities increased significantly to ¥408,585,453.14 from ¥192,001,053.01, marking a rise of 112.5%[32] - The company's total equity attributable to shareholders decreased by 5.41% to ¥1,439,106,191.51 compared to the end of the previous year[5] - The company's total equity decreased to ¥1,389,202,761.08 from ¥1,476,220,861.85, a decline of 5.9%[32] Cash Flow - Cash flow from operating activities for the year-to-date period was -¥97,859,642.22, showing a 5.11% improvement compared to the previous year[5] - Cash inflow from operating activities decreased to ¥287,714,611.47 from ¥317,484,071.00 in the previous period, reflecting a decline of 9.4%[36] - The net cash flow from operating activities was -$97.86 million, a slight improvement from -$103.13 million in the previous period[37] - Cash inflow from investment activities totaled $40.11 million, down from $92.96 million year-over-year[37] - The net cash flow from financing activities increased significantly to $181.97 million, compared to $40.02 million in the prior period[37] - The total cash and cash equivalents at the end of the period amounted to $144.79 million, a decrease from $162.83 million year-over-year[37] - The company’s cash and cash equivalents increased to 144,795,399.15 yuan from 92,919,328.26 yuan, reflecting a growth of approximately 55.8%[30] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 57,410[13] - The largest shareholder, He Zenglin, holds 25.11% of shares, totaling 129,971,700 shares, with 74,709,700 shares pledged[13] - A total of 4,815,700 stock options were canceled, representing 32.10% of the total granted options, reducing the number of incentive participants from 127 to 115[21] - The stock options that did not meet the exercise conditions were canceled, totaling 4,413,100 options, which is 29.42% of the total granted options[22] - The company completed the cancellation of stock options for the third exercise period, totaling 5,771,200 options, which is 38.47% of the total granted options[22] Investments and Projects - The company plans to invest ¥1.69981 billion in the construction of a 5G communication industrial park in Xi'an, focusing on 5G electronic products and dual-use military-civilian products[17] - The investment for the Tianrong Big Data (Xi'an) Computing Center project is estimated at RMB 2.15536 billion for the first phase and RMB 1.20114 billion for the second phase[18] - The construction of the 5G Communication Industrial Park is facing delays due to various factors, with the completion date pushed to June 2026 for the fundraising investment projects[20] - The company plans to expand its 5G business product lines, including the 5G circulator expansion project and the production and R&D center for ferrite materials[19] - The first phase of the wireless communication microwave ferrite and ceramic materials project has an investment of approximately 120 million yuan and a construction period of 21 months[26] - The second phase of the project is estimated to require an investment of about 380 million yuan, subject to future operational and market conditions[26] Financial Management - Short-term borrowings increased by 40.35% to ¥190,197,894.42 due to new bank loans[10] - Financial expenses surged by 434.97% to ¥9,839,639.19, primarily due to increased interest expenses[10] - The company experienced a 614.53% increase in credit impairment losses, totaling -¥1,716,074.10, attributed to provisions for bad debts[10] - The company’s tax payments increased by 42.47% to ¥17,172,187.82, primarily due to higher income and value-added tax payments[11] - Cash received from investment decreased by 54.56% to ¥40,000,000.00, mainly due to reduced financial product purchases[11] - Cash received from investment income dropped by 95.44% to ¥37,972.60, attributed to decreased financial returns[11] - Cash paid for the acquisition of fixed assets decreased by 69.75% to ¥32,749,667.59, due to reduced expenditures on ongoing projects[11] - Cash received from borrowings increased by 210.83% to ¥366,220,000.00, primarily due to increased bank loans[11] - Cash paid for debt repayment rose by 84.92% to ¥160,385,601.13, mainly due to increased bank loan repayments[11] Other Information - The company did not undergo an audit for the third quarter financial report[38] - The company will implement new accounting standards starting in 2025[38]

2024年度 向特定对象发行股票募集说明书 （申报稿） 证券简称：天和防务 证券代码：300397 西安天和防务技术股份有限公司 Xi'an Tianhe Defense Technology Co., Ltd. （注册地址：陕西省西安市高新区西部大道158号） 保荐机构（主承销商） 保荐人（主承销商）：西部证券股份有限公司 3、深圳证券交易所及中国证监会对本次证券发行的审核通过及同意注册不 表明其对上市公司所披露信息的真实性、准确性和完整性作出实质性判断或保 证，也不表明其对公司股票价值或投资者的收益作出实质性判断或者保证，任 何与之相反的声明均属虚假不实陈述。 4、根据《证券法》的规定，证券依法发行后，公司经营与收益的变化，由 公司自行负责，由此变化引致的投资风险，由投资者自行负责。 （陕西省西安市新城区东新街 319 号 8 幢 10000 室） 二〇二五年十月 西安天和防务技术股份有限公司 向特定对象发行股票募集说明书 声 明 1、公司全体董事、审计委员会委员及高级管理人员承诺本募集说明书不存 在任何虚假记载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、 完整。 2、公司负责人、主管会计工作负 ...

西部证券股份有限公司 关于 西安天和防务技术股份有限公司 2024 年度向特定对象发行股票 之 发行保荐书 保荐机构（主承销商） （陕西省西安市新城区东新街319号8幢10000室） 发行保荐书 声 明 西部证券股份有限公司（以下简称"西部证券"、"保荐机构"或"保荐人"） 接受西安天和防务技术股份有限公司（以下简称"天和防务"、"公司"或"发 行人"）的委托，担任天和防务本次向特定对象发行股票的保荐机构。本保荐机 构接受委托后，指定翟晓东、薛冰两位保荐代表人具体负责发行人本次发行的保 荐工作。 本保荐机构及保荐代表人根据《中华人民共和国公司法》（以下简称"《公 司法》"）《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司 证券发行注册管理办法》（以下简称"《注册管理办法》"）《证券发行上市保 荐业务管理办法》（以下简称"《保荐管理办法》"）《发行证券的公司信息披 露内容与格式准则第 27 号——发行保荐书和发行保荐工作报告》等有关法律、 法规和中国证券监督管理委员会（以下简称"中国证监会"）及深圳证券交易所 的有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则、行业执业规 范和道德准则出具本 ...

西部证券股份有限公司 关于 西安天和防务技术股份有限公司 向特定对象发行股票 之 上市保荐书 保荐机构（主承销商） （陕西省西安市新城区东新街319号8幢10000室） 上市保荐书 西部证券股份有限公司 关于西安天和防务技术股份有限公司 2024 年度向特定对象发行股票 本上市保荐书中如无特别说明，相关用语具有与《西安天和防务技术股份有 限公司 2024 年度向特定对象发行股票募集说明书》中相同的含义。 一、发行人概况 （一）发行人基本情况 公司中文名称：西安天和防务技术股份有限公司 公司英文名称：Xi'an Tianhe Defense Technology Co.，Ltd. 成立日期：2004 年 5 月 8 日 上市日期：2014 年 9 月 10 日 上市地点：深圳证券交易所 股票简称：天和防务 之上市保荐书 深圳证券交易所: 西部证券股份有限公司（以下简称"西部证券""保荐机构"或"保荐人"） 接受西安天和防务技术股份有限公司（以下简称"天和防务""发行人"或"公 司"）的委托，担任天和防务本次创业板向特定对象发行股票（以下简称"本次 发行"）的保荐机构。西部证券及指定的保荐代表人翟晓东、薛冰已根据 ...

公司本次向特定对象发行股票事项尚需通过深交所审核，并经中国证券监督 管理委员会（以下简称"中国证监会"）作出同意注册的决定后方可实施，最终 能否通过深交所审核并获得中国证监会同意注册的决定及其时间尚存在不确定 性。公司将根据该事项的进展情况，按照相关规定和要求及时履行信息披露义务， 敬请广大投资者注意投资风险。 特此公告 关于向特定对象发行股票申请获得深圳证券交易所受理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）于近日收到深圳证券 交易所（以下简称"深交所"）出具的《关于受理西安天和防务技术股份有限公 司向特定对象发行股票申请文件的通知》（深证上审〔2025〕211号），深交所 对公司报送的向特定对象发行股票的申请文件进行了核对，认为申请文件齐备， 决定予以受理。 证券代码：300397 证券简称：天和防务 公告编号：2025-066 西安天和防务技术股份有限公司 西安天和防务技术股份有限公司董事会 2025年10月29日 ...

金证法意[2025]字 1021 第 0919 号 北京金诚同达律师事务所 关于 西安天和防务技术股份有限公司 2024 年度向特定对象发行股票的 法律意见书 北京市建国门外大街1号国贸大厦A座10层 电话：010-57068585 传真：010-85150267 | 一、本次向特定对象发行的批准和授权 5 | | --- | | 二、本次向特定对象发行的主体资格 5 | | 三、本次向特定对象发行的实质条件 6 | | 四、发行人的设立 9 | | 五、发行人的独立性 10 | | 六、发行人的主要股东、控股股东及实际控制人 12 | | 七、发行人的股本及演变 13 | | 八、发行人的业务 13 | | 九、关联交易及同业竞争 14 | | 十、发行人的主要财产 16 | | 十一、发行人的重大债权债务 17 | | 十二、发行人重大资产变化及收购兼并 18 | | 十三、发行人章程的制定与修改 19 | | 十四、发行人股东会、董事会、监事会议事规则及规范运作 20 | | 十五、发行人董事、监事和高级管理人员及其变化 20 | | 十六、发行人的税务 21 | | 十七、发行人的环境保护和产品质量、 ...

目 录 | 一、审计报告……………………………………………………… 第 | 1—6 页 | | --- | --- | | 二、财务报表……………………………………………………… 第 7—14 | 页 | | （一）合并资产负债表…………………………………………… 第 | 7 页 | | （二）母公司资产负债表………………………………………… 第 | 8 页 | | （三）合并利润表………………………………………………… 第 | 9 页 | | （四）母公司利润表………………………………………………第 | 10 页 | | （五）合并现金流量表……………………………………………第 | 11 页 | | （六）母公司现金流量表…………………………………………第 | 12 页 | | （七）合并所有者权益变动表……………………………………第 | 13 页 | | （八）母公司所有者权益变动表…………………………………第 | 14 页 | | 三、财务报表附注……………………………………………… 第 15—110 | 页 | | Fil. key 17 | | | | --- | --- | --- | | | . ...

Core Insights - The military electronics sector experienced a 0.62% increase on October 28, with Aerospace Development leading the gains [1] - The Shanghai Composite Index closed at 3988.22, down 0.22%, while the Shenzhen Component Index closed at 13430.1, down 0.44% [1] Stock Performance - Aerospace Development (000547) saw a closing price of 8.84, with a significant increase of 9.95% and a trading volume of 1.61 million shares [1] - Other notable gainers included *ST WanFang (000638) with a 4.98% increase, and Ruichuang Micro-Nano (688002) with a 4.20% increase [1] - Conversely, Huafeng Technology (688629) experienced a decline of 9.17%, with a trading volume of 316,400 shares and a transaction amount of 2.607 billion [2] Capital Flow - The military electronics sector saw a net outflow of 98.6033 million from institutional investors, while retail investors contributed a net inflow of 343 million [2] - The capital flow data indicates that Aerospace Development had a net inflow of 5.05 billion from institutional investors, while it faced a net outflow of 2.77 billion from speculative funds [3] - Other companies like Zhonghang Chengfei (302132) and Taimeng Technology (600590) also showed mixed capital flows, with significant outflows from speculative and retail investors [3]

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西安天和防务技术股份有限公司（以下简称"公司"）于近日接到公司控股股 东、实际控制人贺增林先生的通知，获悉其将所持有的公司部分股份办理了质押回 购延期业务，现将具体内容公告如下： | 股东 名称 | 是否为控 股股东或 第一大股 | 本次回购 延期股数 | 占其 所持 股份 | 占公 司总 股本 | 是否 为限 | 是否 为补 充质 | 质押 开始 | 延期后 质押到 | 质权人 | 质押 用途 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 东及其一 | （股） | 比例 | 比例 | 售股 | 押 | 日期 | 期日 | | | | | 致行动人 | | （%） | （%） | | | | | | | | 贺增林 | 是 | 11,769,900 4,630,100 | 9.06 3.56 | 2.27 0.89 | 否 否 | 否 否 | 2024- 2024- 2024- | 2026- 2026- 202 ...